李爾公司
US ˙ NYSE ˙ US5218652049

簡介

本頁面提供了有關 Bradley M Halverson 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Bradley M Halverson已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:LEA / Lear Corporation Director 8,171
US:CEG / Constellation Energy Corporation Director 6,257
US:SYY / Sysco Corporation Director 31,466
US:CAT / Caterpillar Inc. Group President & CFO 14,285
如何解讀這些圖表

以下圖表顯示了在Bradley M Halverson進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

LEA / Lear Corporation內部人士買入 - 短期收益分析

在這一部分,我們分析了在 LEA / Lear Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LEA / Lear Corporation Insider Trades
LEA / Lear Corporation內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 LEA / Lear Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LEA / Lear Corporation Insider Trades
歷史內部人交易

該表格顯示了由 Bradley M Halverson 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-18 2026-05-14 4 LEA LEAR CORP
Common Stock
M - Exercise 1,859 8,171 29.45
2026-04-30 2026-04-28 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 556 6,257 9.75 305.71 169,975 1,912,827
2025-11-17 2025-11-14 4 SYY SYSCO CORP
Common Stock
A - Award 2,797 31,466 9.76
2025-05-20 2025-05-16 4 LEA LEAR CORP
Common Stock
M - Exercise 1,337 6,312 26.87
2025-05-01 2025-04-29 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 993 5,672 21.22 226.45 224,865 1,284,424
2025-01-03 2024-12-31 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 168 4,670 3.73 253.63 42,610 1,184,452
2024-11-19 2024-11-15 4 SYY SYSCO CORP
Common Stock
A - Award 2,801 28,669 10.83
2024-10-02 2024-09-30 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 246 4,496 5.79 173.11 42,585 778,303
2024-07-02 2024-06-30 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 198 4,242 4.90 214.63 42,497 910,460
2024-05-20 2024-05-16 4 LEA LEAR CORP
Common Stock
M - Exercise 1,419 4,975 39.90
2024-04-02 2024-03-31 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 247 4,037 6.52 172.41 42,585 696,019
2024-01-03 2023-12-31 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 349 3,749 10.26 121.69 42,470 456,216
2023-11-20 2023-11-17 4 SYY SYSCO CORP
Common Stock
A - Award 2,900 25,868 12.63
2023-10-03 2023-09-30 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 391 3,392 13.03 108.64 42,478 368,507
2023-07-05 2023-06-30 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 456 2,993 17.97 93.29 42,540 279,217
2023-05-22 2023-05-18 4 LEA LEAR CORP
Common Stock
M - Exercise 1,317 3,556 58.82
2023-04-04 2023-03-31 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 500 2,530 24.63 77.55 38,775 196,202
2023-01-04 2022-12-31 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 432 2,023 27.15 89.72 38,759 181,504
2023-01-03 2022-12-30 4 SYY SYSCO CORP
Common Stock
A - Award 81 22,968 0.35 76.84 6,224 1,764,861
2022-11-21 2022-11-18 4 SYY SYSCO CORP
Common Stock
A - Award 2,200 22,887 10.63
2022-10-04 2022-09-30 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 443 1,589 38.66 87.51 38,767 139,053
2022-09-30 2022-09-30 4 SYY SYSCO CORP
Common Stock
A - Award 87 20,687 0.42 71.48 6,219 1,478,707
2022-07-05 2022-06-30 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 648 1,144 130.65 59.79 38,744 68,400
2022-07-01 2022-06-30 4 SYY SYSCO CORP
Common Stock
A - Award 73 20,600 0.36 85.30 6,227 1,757,180
2022-05-23 2022-05-19 4 LEA LEAR CORP
Restricted Stock Units
A - Award 1,317 1,317
2022-05-23 2022-05-19 4 LEA LEAR CORP
Restricted Stock
M - Exercise -875 0 -100.00
2022-05-23 2022-05-19 4 LEA LEAR CORP
Common Stock
M - Exercise 875 2,239 64.15
2022-04-04 2022-03-31 4 CEG Constellation Energy Corp
Common Stock (Deferred Stock Units)
A - Award 495 495 51.32 25,403 25,403
2022-04-01 2022-03-31 4 SYY SYSCO CORP
Common Stock
A - Award 75 20,527 0.37 82.99 6,224 1,703,536
2022-01-03 2021-12-30 4 SYY SYSCO CORP
Common Stock
A - Award 80 20,452 0.39 77.94 6,235 1,594,029
2021-11-22 2021-11-19 4 SYY SYSCO CORP
Common Stock
A - Award 2,469 20,372 13.79
2021-10-01 2021-09-30 4 SYY SYSCO CORP
Common Stock
A - Award 77 17,903 0.43 80.93 6,232 1,448,890
2021-07-01 2021-06-30 4 SYY SYSCO CORP
Common Stock
A - Award 82 17,826 0.46 75.68 6,206 1,349,072
2021-05-24 2021-05-20 4 LEA LEAR CORP
Restricted Stock Units
A - Award 875 875
2021-05-24 2021-05-20 4 LEA LEAR CORP
Restricted Stock
M - Exercise -1,364 0 -100.00
2021-05-24 2021-05-20 4 LEA LEAR CORP
Common Stock
M - Exercise 1,364 1,364
2021-04-01 2021-03-30 4 SYY SYSCO CORP
Common Stock
A - Award 79 17,744 0.45 79.03 6,243 1,402,308
2020-11-20 2020-11-20 4 SYY SYSCO CORP
Common Stock
A - Award 2,570 17,665 17.03
2020-06-22 2020-06-18 4 LEA LEAR CORP
Restricted Stock Units
A - Award 1,364 1,364
2019-12-31 2019-12-31 4 SYY SYSCO CORP
Common Stock
A - Award 181 15,095 1.21 85.80 15,530 1,295,151
2019-11-15 2019-11-15 4 SYY SYSCO CORP
Common Stock
A - Award 2,270 14,914 17.95
2019-09-30 2019-09-30 4 SYY SYSCO CORP
Common Stock
A - Award 197 12,644 1.58 78.87 15,537 997,232
2019-06-28 2019-06-28 4 SYY SYSCO CORP
Common Stock
A - Award 221 12,447 1.81 70.44 15,567 876,767
2019-03-29 2019-03-29 4 SYY SYSCO CORP
Common Stock
A - Award 235 12,226 1.96 66.26 15,571 810,095
2018-12-28 2018-12-28 4 SYY SYSCO CORP
Common Stock
A - Award 100 11,991 0.84 62.05 6,205 744,042
2018-12-28 2018-12-28 4 SYY SYSCO CORP
Common Stock
A - Award 201 11,891 1.72 62.05 12,472 737,837
2018-11-19 2018-11-16 4 SYY SYSCO CORP
Common Stock
A - Award 2,794 11,690 31.41
2018-09-28 2018-09-28 4 SYY SYSCO CORP
Common Stock
A - Award 85 8,896 0.96 72.83 6,191 647,896
2018-09-28 2018-09-28 4 SYY SYSCO CORP
Common Stock
A - Award 171 8,811 1.98 72.83 12,454 641,705
2018-06-29 2018-06-29 4 SYY SYSCO CORP
Common Stock
A - Award 91 8,640 1.06 68.35 6,220 590,544
2018-06-29 2018-06-29 4 SYY SYSCO CORP
Common Stock
A - Award 182 8,549 2.18 68.35 12,440 584,324
2018-03-30 2018-03-30 4 SYY SYSCO CORP
Common Stock
A - Award 104 8,367 1.26 59.96 6,236 501,685
2018-03-30 2018-03-30 4 SYY SYSCO CORP
Common Stock
A - Award 208 8,263 2.58 59.96 12,472 495,449
2018-02-15 2018-02-13 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -5,489 14,285 -27.76 153.10 -840,366 2,187,034
2018-02-15 2018-02-13 4 CAT CATERPILLAR INC
Common Stock
A - Award 14,560 19,774 279.25
2018-01-02 2017-12-29 4 SYY SYSCO CORP
Common Stock
A - Award 102 8,055 1.28 61.06 6,228 491,838
2018-01-02 2017-12-29 4 SYY SYSCO CORP
Common Stock
A - Award 204 7,953 2.63 61.06 12,456 485,610
2017-11-29 2017-11-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,600 5,214 -33.27 137.67 -357,942 717,811
2017-11-24 2017-11-21 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -21,416 0 -100.00
2017-11-24 2017-11-21 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -22,696 0 -100.00
2017-11-24 2017-11-21 4 CAT CATERPILLAR INC
Common Stock
S - Sale -17,210 10,055 -63.12 137.33 -2,363,449 1,380,853
2017-11-24 2017-11-21 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 21,416 27,265 366.15 110.09 2,357,687 3,001,604
2017-11-24 2017-11-21 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -16,847 5,849 -74.23 137.59 -2,317,979 804,764
2017-11-24 2017-11-21 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 22,696 22,696 102.13 2,317,942 2,317,942
2017-11-17 2017-11-16 4 SYY SYSCO CORP
Common Stock
A - Award 2,958 7,749 61.74
2017-09-29 2017-09-29 4 SYY SYSCO CORP
Common Stock
A - Award 115 4,791 2.46 54.05 6,216 258,954
2017-09-29 2017-09-29 4 SYY SYSCO CORP
Common Stock
A - Award 231 4,676 5.20 54.05 12,486 252,738
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Phantom Stock Units
I - Other -14,363 999 -93.50 114.37 -1,642,696 114,256
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -102,636 51,318 -66.67
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -79,976 0 -100.00
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -12,700 7,814 -61.91 114.37 -1,452,499 893,687
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -200 20,514 -0.97 114.34 -22,868 2,345,571
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -100 20,714 -0.48 114.33 -11,433 2,368,232
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -89,636 20,814 -81.16 114.03 -10,221,193 2,373,420
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 102,636 110,450 1,313.49 83.00 8,518,788 9,167,350
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
S - Sale -79,976 7,814 -91.10 114.03 -9,119,663 891,030
2017-07-31 2017-07-27 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 79,976 87,790 1,023.50 89.75 7,177,846 7,879,152
2017-07-05 2017-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 57 13,930 0.41 107.46 6,125 1,496,918
2017-07-05 2017-06-30 4 SYY SYSCO CORP
Common Stock
A - Award 125 4,445 2.89 49.86 6,232 221,628
2017-07-05 2017-06-30 4 SYY SYSCO CORP
Common Stock
A - Award 250 4,320 6.14 49.86 12,465 215,395
2017-06-01 2017-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 53 13,873 0.38 105.43 5,588 1,462,630
2017-05-03 2017-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -259 10,524 -2.40 102.20 -26,470 1,075,553
2017-04-04 2017-03-31 4 SYY SYSCO CORP
Common Stock
A - Award 120 4,070 3.04 52.02 6,242 211,721
2017-04-04 2017-03-31 4 SYY SYSCO CORP
Common Stock
A - Award 240 3,950 6.47 52.02 12,485 205,479
2017-03-14 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 209 13,820 1.54 92.31 19,293 1,275,724
2017-03-08 2017-03-06 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 88,705 88,705
2017-01-04 2016-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 63 13,611 0.47 92.74 5,843 1,262,284
2017-01-03 2016-12-31 4 SYY SYSCO CORP
Common Stock
A - Award 112 3,710 3.11 55.37 6,201 205,423
2017-01-03 2016-12-31 4 SYY SYSCO CORP
Common Stock
A - Award 225 3,598 6.67 55.37 12,458 199,221
2016-12-01 2016-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 62 13,548 0.46 95.56 5,925 1,294,647
2016-11-17 2016-11-15 4 SYY SYSCO CORP
Common Stock
A - Award 2,992 3,373 785.30
2016-11-01 2016-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 71 13,486 0.53 83.46 5,926 1,125,542
2016-10-04 2016-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 66 13,415 0.49 88.77 5,859 1,190,850
2016-10-03 2016-09-30 4 SYY SYSCO CORP
Common Stock
A - Award 127 381 50.00 49.03 6,227 18,680
2016-10-03 2016-09-30 4 SYY SYSCO CORP
Common Stock
A - Award 254 254 49.03 12,454 12,454
2016-09-26 3 SYY SYSCO CORP
Common Stock
0
2016-09-02 2016-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 72 13,349 0.54 81.95 5,900 1,093,951
2016-08-01 2016-07-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 72 13,277 0.55 82.76 5,959 1,098,805
2016-08-01 2016-07-28 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -9,449 0 -100.00
2016-08-01 2016-07-28 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,841 10,783 -20.85 82.73 -235,036 892,078
2016-08-01 2016-07-28 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -6,608 13,624 -32.66 82.71 -546,548 1,126,841
2016-08-01 2016-07-28 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 9,449 20,232 87.63 57.85 546,625 1,170,421
2016-07-01 2016-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 78 13,205 0.59 75.81 5,913 1,001,071
2016-06-02 2016-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 78 13,127 0.60 72.51 5,656 951,839
2016-06-02 2016-05-31 4 CAT CATERPILLAR INC
Common Stock
S - Sale -574 10,783 -5.05 72.58 -41,661 782,630
2016-05-03 2016-05-03 4 CAT CATERPILLAR INC
Common Stock
S - Sale -694 11,357 -5.76 76.53 -53,112 869,151
2016-05-03 2016-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -260 12,051 -2.11 77.35 -20,111 932,145
2016-05-03 2016-04-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -184 17,296 -1.05 78.08 -14,367 1,350,472
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 105,602 105,602
2016-01-05 2015-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 87 13,049 0.67 67.96 5,913 886,810
2015-12-02 2015-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 12,962 0.63 72.65 5,885 941,689
2015-11-03 2015-10-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 12,881 0.63 72.99 5,912 940,184
2015-10-02 2015-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 90 12,800 0.71 65.36 5,882 836,608
2015-09-02 2015-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 77 12,710 0.61 76.44 5,886 971,552
2015-08-04 2015-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 75 12,633 0.60 78.63 5,897 993,333
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -14,092 0 -100.00
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -9,935 0 -100.00
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,045 12,311 -44.93 77.11 -774,570 949,301
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -4,047 22,356 -15.33 77.19 -312,388 1,725,660
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 14,092 26,403 114.47 22.17 312,420 585,355
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -1,822 12,311 -12.89 77.11 -140,494 949,301
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -8,113 14,133 -36.47 77.19 -626,242 1,090,926
2015-07-31 2015-07-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 9,935 22,246 80.70 63.04 626,302 1,402,388
2015-07-02 2015-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 69 12,558 0.55 84.82 5,853 1,065,170
2015-06-02 2015-05-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 66 12,489 0.53 85.32 5,631 1,065,561
2015-05-05 2015-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -382 12,311 -3.01 87.52 -33,433 1,077,459
2015-03-10 2015-03-06 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 1,434 12,423 13.05 80.06 114,806 994,585
2015-03-04 2015-03-02 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 153,954 153,954
2015-01-05 2014-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 64 10,989 0.59 92.59 5,926 1,017,472
2014-12-02 2014-11-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 59 10,925 0.54 100.60 5,935 1,099,055
2014-11-03 2014-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 58 10,866 0.54 101.41 5,882 1,101,921
2014-10-02 2014-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 10,808 0.56 99.03 5,942 1,070,316
2014-09-03 2014-08-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 54 10,748 0.50 109.07 5,890 1,172,284
2014-08-04 2014-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 59 10,694 0.55 100.75 5,944 1,077,420
2014-07-02 2014-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 54 10,636 0.51 108.67 5,868 1,155,814
2014-06-03 2014-05-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 32 10,582 0.30 102.23 3,271 1,081,798
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Stock Aprreciation Right
M - Exercise -17,000 0 -100.00
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Employee Stock Options
M - Exercise -11,000 0 -100.00
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -3,355 17,480 -16.10 104.80 -351,604 1,831,904
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -5,283 20,835 -20.23 104.51 -552,117 2,177,430
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -11,717 26,118 -30.97 104.51 -1,224,524 2,729,548
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 17,000 37,835 81.59 72.05 1,224,850 2,726,012
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -11,000 20,835 -34.55 104.60 -1,150,637 2,179,412
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 11,000 31,835 52.80 45.64 502,068 1,453,029
2014-03-05 2014-03-03 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 81,061 81,061
2014-01-03 2013-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 55 9,945 0.56 90.81 4,995 903,105
2013-12-03 2013-11-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 59 9,890 0.60 84.60 4,991 836,694
2013-11-04 2013-11-01 4 CAT CATERPILLAR INC
Common Stock
I - Other 1,615 20,835 8.40 83.59 134,998 1,741,598
2013-11-04 2013-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 9,831 0.61 83.36 5,002 819,512
2013-11-04 2013-09-17 4 CAT CATERPILLAR INC
Common Stock
G - Gift -150 19,220 -0.77
2013-10-02 2013-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 9,649 0.63 83.40 5,004 804,727
2013-09-03 2013-08-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 9,589 0.63 82.54 4,952 791,476
2013-08-02 2013-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 9,529 0.63 82.06 4,924 781,950
2013-07-02 2013-06-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 60 9,469 0.64 82.49 4,949 781,098
2013-06-04 2013-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 22 9,409 0.23 85.80 1,888 807,292
2013-03-06 2013-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -216 19,206 -1.11 91.04 -19,666 1,748,610
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -458 0 -100.00
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 458 19,422 2.42
2013-03-05 2013-03-04 4 CAT CATERPILLAR INC
Employee Stock Option (right to buy)
A - Award 79,976 79,976
2013-02-07 2013-02-05 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -10,000 11,000 -47.62
2013-02-07 2013-02-05 4 CAT CATERPILLAR INC
Common Stock
S - Sale -10,000 18,964 -34.53 98.90 -988,964 1,875,471
2013-02-07 2013-02-05 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 10,000 28,964 52.73 45.64 456,425 1,321,989
2013-01-14 3/A CAT CATERPILLAR INC
Common Stock
18,964
2013-01-11 3 CAT CATERPILLAR INC
Common Stock
18,964
2013-01-07 2013-01-03 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 44 5,775 0.77
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)