PGIM ETF 信託 - PGIM 公司債 5-10 年期 ETF
US ˙ BATS ˙ US72202D1063

簡介

本頁面提供了有關 William H Gross 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示William H Gross已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:PTY / PIMCO Corporate & Income Opportunity Fund 1,135,671
US:PDI / PIMCO Dynamic Income Fund 1,130,193
US:PCN / PIMCO Corporate & Income Strategy Fund 790,578
US:PCQ / PIMCO California Municipal Income Fund 17,160
US:PML / PIMCO Municipal Income Fund II 10,349
US:PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 2,404,470
US:PMF / PIMCO Municipal Income Fund 404,613
US:PMX / PIMCO Municipal Income Fund III 216,467
US:PZC / PIMCO California Municipal Income Fund III 229,436
US:PCK / PIMCO California Municipal Income Fund II 148,339
US:PCM / PCM Fund Inc. 25,618
US:PFL / PIMCO Income Strategy Fund 79,829
US:PHK / PIMCO High Income Fund 186,600
US:PGP / PIMCO Global StocksPLUS & Income Fund 42,100
US:PKO / Pimco Income Opportunity Fund 0
US:PYN / PIMCO New York Municipal Income Fund III 0
如何解讀這些圖表

以下圖表顯示了在William H Gross進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-07-23 PCI GROSS WILLIAM H 29,500 23.4439 29,500 23.4439 691,595 0 23.4600 475 0.07
2014-07-18 PCI GROSS WILLIAM H 92,469 23.5192 92,469 23.5192 2,174,797
2014-07-17 PCI GROSS WILLIAM H 100,122 23.4775 100,122 23.4775 2,350,614
2014-07-14 PCI GROSS WILLIAM H 99,550 23.5766 99,550 23.5766 2,347,051
2014-07-10 PCI GROSS WILLIAM H 147,601 23.6138 147,601 23.6138 3,485,420
2014-07-08 PCI GROSS WILLIAM H 101,444 23.6656 101,444 23.6656 2,400,733
2014-06-25 PCI GROSS WILLIAM H 169,708 23.8491 169,708 23.8491 4,047,383
2014-06-13 PCI GROSS WILLIAM H 100,000 23.8605 100,000 23.8605 2,386,050
2014-06-10 PCI GROSS WILLIAM H 58,456 23.7573 58,456 23.7573 1,388,757
2014-06-09 PCI GROSS WILLIAM H 87,120 23.7914 87,120 23.7914 2,072,707
2014-06-06 PCI GROSS WILLIAM H 71,018 23.7459 71,018 23.7459 1,686,386
2014-05-22 PCI GROSS WILLIAM H 186,249 23.5181 186,249 23.5181 4,380,223
2014-05-16 PCI GROSS WILLIAM H 100,000 23.4635 100,000 23.4635 2,346,350
2014-05-15 PCI GROSS WILLIAM H 94,068 23.4568 94,068 23.4568 2,206,534
2014-05-14 PCI GROSS WILLIAM H 100,000 23.4306 100,000 23.4306 2,343,060
2014-05-13 PCI GROSS WILLIAM H 111,939 23.3490 111,939 23.3490 2,613,664
2014-05-08 PCI GROSS WILLIAM H 4,230 23.3040 4,230 23.3040 98,576
2014-05-08 PCI GROSS WILLIAM H 742 23.3040 742 23.3040 17,292
2014-05-08 PCI GROSS WILLIAM H 105,462 23.3040 105,462 23.3040 2,457,686
2014-05-08 PCI GROSS WILLIAM H 105,462 23.3040 105,462 23.3040 2,457,686
2014-05-08 PCI GROSS WILLIAM H 105,462 23.3040 105,462 23.3040 2,457,686
2014-05-06 PCI GROSS WILLIAM H 100,000 23.1946 100,000 23.1946 2,319,460
2014-04-22 PCI GROSS WILLIAM H 66,671 23.0481 66,671 23.0481 1,536,640
2014-04-22 PCI GROSS WILLIAM H 66,671 23.0481 66,671 23.0481 1,536,640
2014-04-22 PCI GROSS WILLIAM H 67,474 23.0481 67,474 23.0481 1,555,147
2014-04-11 PCI GROSS WILLIAM H 63,860 22.9590 63,860 22.9590 1,466,162
2014-04-10 PCI GROSS WILLIAM H 100,000 23.0515 100,000 23.0515 2,305,150
2014-04-09 PCI GROSS WILLIAM H 100,000 23.0079 100,000 23.0079 2,300,790
2014-04-04 PCI GROSS WILLIAM H 46,413 22.6180 46,413 22.6180 1,049,769
2014-04-04 PCI GROSS WILLIAM H 46,413 22.6180 46,413 22.6180 1,049,769
2014-04-04 PCI GROSS WILLIAM H 46,413 22.6180 46,413 22.6180 1,049,769
2013-10-23 PCI GROSS WILLIAM H 1,300 22.3700 1,300 22.3700 29,081
2013-10-22 PCI GROSS WILLIAM H 50,000 22.4111 50,000 22.4111 1,120,555
2013-10-21 PCI GROSS WILLIAM H 100,000 22.4152 100,000 22.4152 2,241,520
2013-09-25 PCI GROSS WILLIAM H 100,000 22.3675 100,000 22.3675 2,236,750
2013-09-24 PCI GROSS WILLIAM H 12,366 22.3400 12,366 22.3400 276,256
2013-09-20 PCI GROSS WILLIAM H 3,000 21.9900 3,000 21.9900 65,970
2013-09-19 PCI GROSS WILLIAM H 100,000 22.1638 100,000 22.1638 2,216,380
2013-09-18 PCI GROSS WILLIAM H 23,800 21.5000 23,800 21.5000 511,700
2013-09-17 PCI GROSS WILLIAM H 900 21.3200 900 21.3200 19,188

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF Insider Trades
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF Insider Trades
PCM / PCM Fund Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2013-09-10 PCM GROSS WILLIAM H 10,636 11.3499 10,636 11.3499 120,718 189 12.3150 10,265 8.50
2013-09-09 PCM GROSS WILLIAM H 11,382 11.2919 11,382 11.2919 128,524
2013-08-13 PCM GROSS WILLIAM H 6,233 11.4100 6,233 11.4100 71,119
2013-08-13 PCM GROSS WILLIAM H 6,233 11.4100 6,233 11.4100 71,119
2013-08-13 PCM GROSS WILLIAM H 6,234 11.4100 6,234 11.4100 71,130
1997-01-28 PCM GROSS WILLIAM H 700 13.1250 700 13.1250 9,188
1995-05-08 PCM GROSS WILLIAM H 700 12.3750 700 12.3750 8,662
1994-10-26 PCM GROSS WILLIAM H 2,300 11.5000 2,300 11.5000 26,450
1994-07-28 PCM GROSS WILLIAM H 3,000 11.9300 3,000 11.9300 35,790
1994-07-11 PCM GROSS WILLIAM H 1,000 11.3889 1,000 11.3889 11,389
1994-07-08 PCM GROSS WILLIAM H 700 11.9300 700 11.9300 8,351
1994-07-06 PCM GROSS WILLIAM H 4,000 11.9300 4,000 11.9300 47,720
1994-07-05 PCM GROSS WILLIAM H 12,400 11.9300 12,400 11.9300 147,932
1994-07-01 PCM GROSS WILLIAM H 5,200 11.9300 5,200 11.9300 62,036
1994-02-10 PCM GROSS WILLIAM H 45,900 12.6300 45,900 12.6300 579,717
1994-02-09 PCM GROSS WILLIAM H 19,200 12.5500 19,200 12.5500 240,960
1994-02-08 PCM GROSS WILLIAM H 34,900 12.5500 34,900 12.5500 437,995
1994-01-05 PCM GROSS WILLIAM H 2,000 13.6250 2,000 13.6250 27,250

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCM / PCM Fund Inc. Insider Trades
PCM / PCM Fund Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
1998-04-07 PCM GROSS WILLIAM H 100 14.0000 100 14.0000 1,400 731 12.0600 -194 -13.86
1997-08-21 PCM GROSS WILLIAM H 1,700 13.7500 1,700 13.7500 23,375

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCM / PCM Fund Inc. Insider Trades
PCN / PIMCO Corporate & Income Strategy Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-08-22 PCN GROSS WILLIAM H 35,426 16.7611 35,426 16.7611 593,779 7 16.8800 4,213 0.71
2014-08-21 PCN GROSS WILLIAM H 18,812 16.7772 18,812 16.7772 315,613
2014-08-20 PCN GROSS WILLIAM H 15,675 16.7416 15,675 16.7416 262,425
2014-08-20 PCN GROSS WILLIAM H 15,675 16.7416 15,675 16.7416 262,425
2014-08-20 PCN GROSS WILLIAM H 15,676 16.7416 15,676 16.7416 262,441
2014-08-19 PCN GROSS WILLIAM H 4,233 16.6498 4,233 16.6498 70,479
2014-08-19 PCN GROSS WILLIAM H 4,233 16.6498 4,233 16.6498 70,479
2014-08-19 PCN GROSS WILLIAM H 4,234 16.6498 4,234 16.6498 70,495
2014-08-15 PCN GROSS WILLIAM H 12,860 16.6315 12,860 16.6315 213,881
2014-08-14 PCN GROSS WILLIAM H 31,365 16.5598 31,365 16.5598 519,398
2014-08-13 PCN GROSS WILLIAM H 5,263 16.3784 5,263 16.3784 86,200
2014-08-13 PCN GROSS WILLIAM H 5,263 16.3784 5,263 16.3784 86,200
2014-08-13 PCN GROSS WILLIAM H 5,262 16.3784 5,262 16.3784 86,183
2014-08-12 PCN GROSS WILLIAM H 1,600 16.2732 1,600 16.2732 26,037
2014-08-12 PCN GROSS WILLIAM H 1,600 16.2732 1,600 16.2732 26,037
2014-08-12 PCN GROSS WILLIAM H 1,600 16.2732 1,600 16.2732 26,037
2014-08-11 PCN GROSS WILLIAM H 15,904 16.3602 15,904 16.3602 260,193
2014-08-11 PCN GROSS WILLIAM H 15,904 16.3602 15,904 16.3602 260,193
2014-08-11 PCN GROSS WILLIAM H 15,904 16.3602 15,904 16.3602 260,193
2014-08-08 PCN GROSS WILLIAM H 10,824 16.2387 10,824 16.2387 175,768
2014-08-08 PCN GROSS WILLIAM H 10,824 16.2387 10,824 16.2387 175,768
2014-08-08 PCN GROSS WILLIAM H 10,824 16.2387 10,824 16.2387 175,768
2013-09-10 PCN GROSS WILLIAM H 33,397 16.0967 33,397 16.0967 537,581
2013-09-09 PCN GROSS WILLIAM H 63,518 16.0564 63,518 16.0564 1,019,870
2013-06-12 PCN GROSS WILLIAM H 31,649 16.7473 31,649 16.7473 530,035
2013-06-12 PCN GROSS WILLIAM H 37,352 16.7473 37,352 16.7473 625,545
2013-06-12 PCN GROSS WILLIAM H 37,352 16.7473 37,352 16.7473 625,545
2013-06-12 PCN GROSS WILLIAM H 37,351 16.7473 37,351 16.7473 625,528
2013-06-11 PCN GROSS WILLIAM H 18,704 16.7417 18,704 16.7417 313,137
2013-06-11 PCN GROSS WILLIAM H 22,074 16.7417 22,074 16.7417 369,556
2013-06-11 PCN GROSS WILLIAM H 22,074 16.7417 22,074 16.7417 369,556
2013-06-11 PCN GROSS WILLIAM H 22,074 16.7417 22,074 16.7417 369,556
2013-06-10 PCN GROSS WILLIAM H 30,534 16.7035 30,534 16.7035 510,025
2012-11-15 PCN GROSS WILLIAM H 20,779 17.0199 20,779 17.0199 353,657
2012-10-15 PCN GROSS WILLIAM H 28,184 18.1310 28,184 18.1310 511,004
2012-10-10 PCN GROSS WILLIAM H 250,000 17.5283 250,000 17.5283 4,382,075
2012-08-17 PCN GROSS WILLIAM H 20,000 13.9108 20,000 13.9108 278,216
2010-12-13 PCN GROSS WILLIAM H 161,068 14.5761 161,068 14.5761 2,347,743
2007-10-22 PCN GROSS WILLIAM H 2,000 13.7000 2,000 13.7000 27,400

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCN / PIMCO Corporate & Income Strategy Fund Insider Trades
PCN / PIMCO Corporate & Income Strategy Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2015-02-03 PCN GROSS WILLIAM H 22,649 15.3397 22,649 15.3397 347,429 351 12.6600 -60,692 -17.47
2015-02-02 PCN GROSS WILLIAM H 29,200 15.3856 29,200 15.3856 449,260
2015-01-30 PCN GROSS WILLIAM H 29,877 15.4007 29,877 15.4007 460,127
2015-01-29 PCN GROSS WILLIAM H 10,547 15.5255 10,547 15.5255 163,747

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCN / PIMCO Corporate & Income Strategy Fund Insider Trades
PCQ / PIMCO California Municipal Income Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-08-08 PCQ GROSS WILLIAM H 17,159 14.4678 17,159 14.4678 248,253 178 16.3100 31,611 12.73
2014-08-08 PCQ GROSS WILLIAM H 17,159 14.4678 17,159 14.4678 248,253
2014-08-08 PCQ GROSS WILLIAM H 17,160 14.4678 17,160 14.4678 248,267
2014-06-09 PCQ GROSS WILLIAM H 7,600 14.4746 7,600 14.4746 110,007
2014-05-15 PCQ GROSS WILLIAM H 25,594 14.6799 25,594 14.6799 375,717
2014-05-14 PCQ GROSS WILLIAM H 22,206 14.5952 22,206 14.5952 324,101
2014-05-13 PCQ GROSS WILLIAM H 4,732 14.4764 4,732 14.4764 68,502
2014-05-07 PCQ GROSS WILLIAM H 22,606 14.6054 22,606 14.6054 330,170
2014-05-06 PCQ GROSS WILLIAM H 38,275 14.5296 38,275 14.5296 556,120
2013-10-22 PCQ GROSS WILLIAM H 39,100 13.3113 39,100 13.3113 520,472
2013-10-21 PCQ GROSS WILLIAM H 38,875 13.2019 38,875 13.2019 513,224
2005-02-24 PCQ GROSS WILLIAM H 4,500 14.2500 4,500 14.2500 64,125

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCQ / PIMCO California Municipal Income Fund Insider Trades
PCQ / PIMCO California Municipal Income Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PCQ / PIMCO California Municipal Income Fund Insider Trades
PDI / PIMCO Dynamic Income Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-08-21 PDI GROSS WILLIAM H 22,424 32.7661 22,424 32.7661 734,747 18 33.3500 13,093 1.78
2014-08-20 PDI GROSS WILLIAM H 20,821 32.9935 20,821 32.9935 686,958
2014-08-20 PDI GROSS WILLIAM H 20,821 32.9935 20,821 32.9935 686,958
2014-08-20 PDI GROSS WILLIAM H 20,821 32.9935 20,821 32.9935 686,958
2014-08-19 PDI GROSS WILLIAM H 8,196 32.9565 8,196 32.9565 270,111
2014-08-19 PDI GROSS WILLIAM H 8,196 32.9565 8,196 32.9565 270,111
2014-08-19 PDI GROSS WILLIAM H 8,196 32.9565 8,196 32.9565 270,111
2014-08-15 PDI GROSS WILLIAM H 19,050 32.7899 19,050 32.7899 624,648
2014-08-14 PDI GROSS WILLIAM H 19,025 32.5784 19,025 32.5784 619,804
2014-08-11 PDI GROSS WILLIAM H 700 31.9667 700 31.9667 22,377
2014-08-11 PDI GROSS WILLIAM H 699 31.9667 699 31.9667 22,345
2014-08-11 PDI GROSS WILLIAM H 701 31.9667 701 31.9667 22,409
2014-08-08 PDI GROSS WILLIAM H 5,641 31.6092 5,641 31.6092 178,307
2014-08-08 PDI GROSS WILLIAM H 5,641 31.6092 5,641 31.6092 178,307
2014-08-08 PDI GROSS WILLIAM H 5,641 31.6092 5,641 31.6092 178,307
2014-07-24 PDI GROSS WILLIAM H 74,193 32.5548 74,193 32.5548 2,415,338
2014-07-23 PDI GROSS WILLIAM H 70,600 32.6045 70,600 32.6045 2,301,878
2014-07-18 PDI GROSS WILLIAM H 20,852 32.6436 20,852 32.6436 680,684
2014-07-17 PDI GROSS WILLIAM H 50,833 32.6659 50,833 32.6659 1,660,506
2014-07-14 PDI GROSS WILLIAM H 75,577 32.6777 75,577 32.6777 2,469,683
2014-07-10 PDI GROSS WILLIAM H 1,500 32.7407 1,500 32.7407 49,111
2014-07-08 PDI GROSS WILLIAM H 2,281 32.8456 2,281 32.8456 74,921
2014-06-25 PDI GROSS WILLIAM H 40,436 33.5329 40,436 33.5329 1,355,936
2014-06-18 PDI GROSS WILLIAM H 10,000 33.5189 10,000 33.5189 335,189
2014-06-13 PDI GROSS WILLIAM H 36,500 33.0485 36,500 33.0485 1,206,270
2014-06-12 PDI GROSS WILLIAM H 10,000 32.9789 10,000 32.9789 329,789
2014-06-11 PDI GROSS WILLIAM H 4,476 32.9500 4,476 32.9500 147,484
2014-06-10 PDI GROSS WILLIAM H 2,680 32.9072 2,680 32.9072 88,191
2014-06-09 PDI GROSS WILLIAM H 2,643 32.8925 2,643 32.8925 86,935
2014-06-06 PDI GROSS WILLIAM H 2,633 32.8028 2,633 32.8028 86,370
2014-05-22 PDI GROSS WILLIAM H 29,073 33.1965 29,073 33.1965 965,122
2014-05-20 PDI GROSS WILLIAM H 34,579 32.9000 34,579 32.9000 1,137,649
2014-05-16 PDI GROSS WILLIAM H 66,073 32.9255 66,073 32.9255 2,175,487
2014-05-15 PDI GROSS WILLIAM H 45,786 33.0164 45,786 33.0164 1,511,689
2014-05-14 PDI GROSS WILLIAM H 38,045 32.8935 38,045 32.8935 1,251,433
2014-05-13 PDI GROSS WILLIAM H 10,214 32.7826 10,214 32.7826 334,841
2014-05-08 PDI GROSS WILLIAM H 1,535 32.7539 1,535 32.7539 50,277
2014-05-08 PDI GROSS WILLIAM H 265 32.7539 265 32.7539 8,680
2014-05-08 PDI GROSS WILLIAM H 38,344 32.7539 38,344 32.7539 1,255,916
2014-05-08 PDI GROSS WILLIAM H 38,344 32.7539 38,344 32.7539 1,255,916
2014-05-08 PDI GROSS WILLIAM H 38,344 32.7539 38,344 32.7539 1,255,916
2014-05-07 PDI GROSS WILLIAM H 33,500 32.7217 33,500 32.7217 1,096,177
2014-05-06 PDI GROSS WILLIAM H 30,714 32.6305 30,714 32.6305 1,002,213
2014-04-22 PDI GROSS WILLIAM H 23,819 32.1787 23,819 32.1787 766,464
2014-04-22 PDI GROSS WILLIAM H 24,106 32.1787 24,106 32.1787 775,700
2014-04-22 PDI GROSS WILLIAM H 23,820 32.1787 23,820 32.1787 766,497
2014-04-16 PDI GROSS WILLIAM H 2,100 31.8856 2,100 31.8856 66,960
2014-04-16 PDI GROSS WILLIAM H 2,100 31.8856 2,100 31.8856 66,960
2014-04-16 PDI GROSS WILLIAM H 2,087 31.8856 2,087 31.8856 66,545
2014-04-15 PDI GROSS WILLIAM H 13,254 31.7670 13,254 31.7670 421,040
2014-04-14 PDI GROSS WILLIAM H 12,300 31.4000 12,300 31.4000 386,220
2014-04-11 PDI GROSS WILLIAM H 63,723 31.4464 63,723 31.4464 2,003,859
2014-04-10 PDI GROSS WILLIAM H 87,848 31.3565 87,848 31.3565 2,754,606
2014-04-09 PDI GROSS WILLIAM H 33,588 31.1386 33,588 31.1386 1,045,883
2014-04-04 PDI GROSS WILLIAM H 43,797 31.0571 43,797 31.0571 1,360,208
2014-04-04 PDI GROSS WILLIAM H 43,797 31.0571 43,797 31.0571 1,360,208
2014-04-04 PDI GROSS WILLIAM H 43,797 31.0571 43,797 31.0571 1,360,208
2014-03-26 PDI GROSS WILLIAM H 31,134 30.0439 31,134 30.0439 935,387
2014-02-07 PDI GROSS WILLIAM H 100,000 30.6697 100,000 30.6697 3,066,970
2013-10-21 PDI GROSS WILLIAM H 100,000 29.3089 100,000 29.3089 2,930,890

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PDI / PIMCO Dynamic Income Fund Insider Trades
PDI / PIMCO Dynamic Income Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2015-02-03 PDI GROSS WILLIAM H 50,000 30.2641 50,000 30.2641 1,513,205 351 25.4400 -241,205 -15.94
2015-02-02 PDI GROSS WILLIAM H 32,733 30.3040 32,733 30.3040 991,941
2015-01-30 PDI GROSS WILLIAM H 50,000 30.2086 50,000 30.2086 1,510,430
2015-01-29 PDI GROSS WILLIAM H 50,000 30.2313 50,000 30.2313 1,511,565

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PDI / PIMCO Dynamic Income Fund Insider Trades
PFL / PIMCO Income Strategy Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFL / PIMCO Income Strategy Fund Insider Trades
PFL / PIMCO Income Strategy Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2013-07-25 PFL GROSS WILLIAM H 10,171 11.7019 10,171 11.7019 119,020 27 10.9500 -7,648 -6.43
2013-07-05 PFL GROSS WILLIAM H 15,500 11.1552 15,500 11.1552 172,906
2013-06-19 PFL GROSS WILLIAM H 22,674 12.1834 22,674 12.1834 276,246
2013-06-18 PFL GROSS WILLIAM H 36,826 12.3247 36,826 12.3247 453,869

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFL / PIMCO Income Strategy Fund Insider Trades
PGP / PIMCO Global StocksPLUS & Income Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2007-12-13 PGP GROSS WILLIAM H 2,877 22.8000 2,877 22.8000 65,596 731
2007-12-11 PGP GROSS WILLIAM H 47,123 23.0227 47,123 23.0227 1,084,899

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PGP / PIMCO Global StocksPLUS & Income Fund Insider Trades
PGP / PIMCO Global StocksPLUS & Income Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2011-09-19 PGP GROSS WILLIAM H 10,600 19.2273 10,600 19.2273 203,809 731

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PGP / PIMCO Global StocksPLUS & Income Fund Insider Trades
PHK / PIMCO High Income Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2010-12-13 PHK GROSS WILLIAM H 149,600 12.1342 149,600 12.1342 1,815,276 731

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PHK / PIMCO High Income Fund Insider Trades
PHK / PIMCO High Income Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2012-08-17 PHK GROSS WILLIAM H 20,000 17.9681 20,000 17.9681 359,362 363 11.5500 -128,362 -35.72

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PHK / PIMCO High Income Fund Insider Trades
PML / PIMCO Municipal Income Fund II內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-08-08 PML GROSS WILLIAM H 10,350 11.7450 10,350 11.7450 121,561 178 12.8100 11,024 9.07
2014-08-08 PML GROSS WILLIAM H 10,350 11.7450 10,350 11.7450 121,561
2014-08-08 PML GROSS WILLIAM H 10,349 11.7450 10,349 11.7450 121,549
2014-07-08 PML GROSS WILLIAM H 64,144 11.7882 64,144 11.7882 756,142
2014-06-25 PML GROSS WILLIAM H 19,044 11.9920 19,044 11.9920 228,376
2014-06-09 PML GROSS WILLIAM H 8,200 12.1217 8,200 12.1217 99,398
2014-05-13 PML GROSS WILLIAM H 61,692 11.9258 61,692 11.9258 735,726
2005-03-14 PML GROSS WILLIAM H 4,800 14.5500 4,800 14.5500 69,840
2005-02-11 PML GROSS WILLIAM H 2,500 15.0000 2,500 15.0000 37,500
2005-02-11 PML GROSS WILLIAM H 2,500 15.0000 2,500 15.0000 37,500
2005-02-11 PML GROSS WILLIAM H 2,500 15.0000 2,500 15.0000 37,500
2003-05-21 PML GROSS WILLIAM H 8,334 14.8442 8,334 14.8442 123,712
2003-05-21 PML GROSS WILLIAM H 8,334 14.8442 8,334 14.8442 123,712
2003-05-21 PML GROSS WILLIAM H 8,332 14.8442 8,332 14.8442 123,682
2003-05-14 PML GROSS WILLIAM H 1,200 14.6558 1,200 14.6558 17,587
2003-05-14 PML GROSS WILLIAM H 1,200 14.6558 1,200 14.6558 17,587
2003-05-14 PML GROSS WILLIAM H 1,200 14.6558 1,200 14.6558 17,587
2003-05-13 PML GROSS WILLIAM H 1,333 14.5900 1,333 14.5900 19,448
2003-05-13 PML GROSS WILLIAM H 1,333 14.5900 1,333 14.5900 19,448
2003-05-13 PML GROSS WILLIAM H 1,334 14.5900 1,334 14.5900 19,463
2003-05-09 PML GROSS WILLIAM H 100 14.5500 100 14.5500 1,455
2003-05-01 PML GROSS WILLIAM H 100 14.4200 100 14.4200 1,442
2003-04-30 PML GROSS WILLIAM H 17,866 14.3640 17,866 14.3640 256,627
2003-04-30 PML GROSS WILLIAM H 17,866 14.3640 17,866 14.3640 256,627
2003-04-30 PML GROSS WILLIAM H 17,868 14.3640 17,868 14.3640 256,656
2003-04-21 PML GROSS WILLIAM H 500 14.4700 500 14.4700 7,235
2003-01-17 PML GROSS WILLIAM H 4,950 14.4800 4,950 14.4800 71,676
2002-12-30 PML GROSS WILLIAM H 12,000 14.3200 12,000 14.3200 171,840

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PML / PIMCO Municipal Income Fund II Insider Trades
PML / PIMCO Municipal Income Fund II內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2013-06-18 PML GROSS WILLIAM H 13,500 11.5702 13,500 11.5702 156,198 176 10.2600 -17,687 -11.32
2013-06-18 PML GROSS WILLIAM H 58,500 11.5702 58,500 11.5702 676,857
2010-07-16 PML GROSS WILLIAM H 12,000 11.1263 12,000 11.1263 133,516
2010-07-15 PML GROSS WILLIAM H 21,500 11.1000 21,500 11.1000 238,650
2010-07-13 PML GROSS WILLIAM H 6,250 11.3000 6,250 11.3000 70,625
2010-07-12 PML GROSS WILLIAM H 5,250 11.3302 5,250 11.3302 59,484

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PML / PIMCO Municipal Income Fund II Insider Trades
PTY / PIMCO Corporate & Income Opportunity Fund內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2014-08-22 PTY GROSS WILLIAM H 6,564 18.5691 6,564 18.5691 121,888 18 18.9000 2,173 1.78
2014-08-20 PTY GROSS WILLIAM H 10,662 18.5528 10,662 18.5528 197,810
2014-08-20 PTY GROSS WILLIAM H 10,662 18.5528 10,662 18.5528 197,810
2014-08-20 PTY GROSS WILLIAM H 10,663 18.5528 10,663 18.5528 197,829
2014-08-19 PTY GROSS WILLIAM H 100 18.4700 100 18.4700 1,847
2014-08-19 PTY GROSS WILLIAM H 100 18.4700 100 18.4700 1,847
2014-08-19 PTY GROSS WILLIAM H 100 18.4700 100 18.4700 1,847
2014-08-15 PTY GROSS WILLIAM H 10,160 18.3599 10,160 18.3599 186,537
2014-08-14 PTY GROSS WILLIAM H 25,423 18.3673 25,423 18.3673 466,952
2012-11-15 PTY GROSS WILLIAM H 169,693 18.9352 169,693 18.9352 3,213,171
2012-10-15 PTY GROSS WILLIAM H 26,500 20.2970 26,500 20.2970 537,870
2012-10-11 PTY GROSS WILLIAM H 56,134 19.8820 56,134 19.8820 1,116,056
2012-10-10 PTY GROSS WILLIAM H 391,561 19.3341 391,561 19.3341 7,570,480
2010-05-17 PTY GROSS WILLIAM H 4,781 15.0100 4,781 15.0100 71,763
2007-08-17 PTY GROSS WILLIAM H 400 13.3000 400 13.3000 5,320
2007-07-25 PTY GROSS WILLIAM H 4,900 13.8000 4,900 13.8000 67,620
2004-11-08 PTY GROSS WILLIAM H 500 16.9500 500 16.9500 8,475
2004-09-21 PTY GROSS WILLIAM H 5,200 17.1900 5,200 17.1900 89,388

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PTY / PIMCO Corporate & Income Opportunity Fund Insider Trades
PTY / PIMCO Corporate & Income Opportunity Fund內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2015-02-03 PTY GROSS WILLIAM H 50,000 16.7611 50,000 16.7611 838,055 351 12.1400 -231,055 -27.57
2015-02-02 PTY GROSS WILLIAM H 6,630 16.7823 6,630 16.7823 111,267
2015-01-30 PTY GROSS WILLIAM H 50,000 16.6304 50,000 16.6304 831,520
2015-01-29 PTY GROSS WILLIAM H 25,685 16.7543 25,685 16.7543 430,334
2015-01-16 PTY GROSS WILLIAM H 70,248 16.1998 70,248 16.1998 1,138,004
2015-01-15 PTY GROSS WILLIAM H 70,246 15.9091 70,246 15.9091 1,117,551
2015-01-14 PTY GROSS WILLIAM H 70,246 16.0162 70,246 16.0162 1,125,074
2015-01-13 PTY GROSS WILLIAM H 70,246 16.1600 70,246 16.1600 1,135,175
2015-01-12 PTY GROSS WILLIAM H 70,246 16.2600 70,246 16.2600 1,142,200
2013-05-17 PTY GROSS WILLIAM H 35,000 20.8987 35,000 20.8987 731,454
2013-05-17 PTY GROSS WILLIAM H 13,200 20.8987 13,200 20.8987 275,863
2013-05-17 PTY GROSS WILLIAM H 18,100 21.0646 18,100 21.0646 381,269
2013-05-17 PTY GROSS WILLIAM H 12,700 21.0646 12,700 21.0646 267,520

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PTY / PIMCO Corporate & Income Opportunity Fund Insider Trades
歷史內部人交易

該表格顯示了由 William H Gross 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2015-02-20 2015-01-29 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -25,685 1,135,671 -2.21 16.75 -430,334 19,027,373
2015-02-18 2015-01-29 4/A PDI PIMCO Dynamic Income Fund
COMMON STOCK 		S - Sale -50,000 1,130,193 -4.24 30.23 -1,511,565 34,167,204
2015-02-18 2015-01-30 4/A PDI PIMCO Dynamic Income Fund
COMMON STOCK 		S - Sale -50,000 1,080,193 -4.42 30.21 -1,510,430 32,631,118
2015-02-18 2015-01-30 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -50,000 1,085,671 -4.40 16.63 -831,520 18,055,143
2015-02-12 2015-01-15 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -70,246 70,248 -50.00 15.91 -1,117,551 1,117,582
2015-02-12 2015-01-16 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -70,248 0 -100.00 16.20 -1,138,004
2015-02-12 2015-01-29 4/A PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -10,547 790,578 -1.32 15.53 -163,747 12,274,119
2015-02-12 2015-01-30 4/A PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -29,877 760,701 -3.78 15.40 -460,127 11,715,328
2015-02-06 2015-02-04 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -7,503 701,349 -1.06 15.30 -114,823 10,733,165
2015-02-06 2015-02-04 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -6,708 1,022,333 -0.65 16.75 -112,360 17,124,282
2015-02-06 2015-01-14 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -70,246 140,495 -33.33 16.02 -1,125,074 2,250,196
2015-02-06 2015-01-13 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -70,246 210,741 -25.00 16.16 -1,135,175 3,405,575
2015-02-06 2015-01-12 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -70,246 280,987 -20.00 16.26 -1,142,200 4,568,849
2015-02-05 2015-02-03 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		S - Sale -50,000 997,460 -4.77 30.26 -1,513,205 30,187,229
2015-02-05 2015-02-03 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -50,000 1,029,041 -4.63 16.76 -838,055 17,247,859
2015-02-05 2015-02-03 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -22,649 708,852 -3.10 15.34 -347,429 10,873,577
2015-02-04 2015-02-02 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -29,200 731,501 -3.84 15.39 -449,260 11,254,582
2015-02-04 2015-02-02 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -6,630 1,079,041 -0.61 16.78 -111,267 18,108,790
2015-02-04 2015-02-02 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		S - Sale -32,733 1,047,460 -3.03 30.30 -991,941 31,742,228
2015-02-03 2015-01-30 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		D - Sale to Issuer -29,877 760,701 -3.78 15.40 -460,127 11,715,328
2015-02-03 2015-01-30 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		D - Sale to Issuer -50,000 1,085,671 -4.40 16.63 -831,520 18,055,143
2015-02-03 2015-01-30 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		D - Sale to Issuer -50,000 1,080,193 -4.42 30.21 -1,510,430 32,631,118
2015-02-02 2015-01-29 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		D - Sale to Issuer -10,547 790,578 -1.32 15.53 -163,747 12,274,119
2015-02-02 2015-01-29 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		D - Sale to Issuer -25,685 1,135,671 -2.21 16.75 -430,334 19,027,373
2015-02-02 2015-01-29 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		D - Sale to Issuer -50,000 1,130,193 -4.24 30.23 -1,511,565 34,167,204
2015-02-02 2015-01-29 4/A PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		D - Sale to Issuer -10,547 790,578 -1.32 15.53 -163,747 12,274,119
2015-01-21 2015-01-16 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		D - Sale to Issuer 70,248 0 -100.00 16.20 1,138,004
2015-01-20 2015-01-15 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		D - Sale to Issuer 70,246 70,249 2,722,713.18 15.91 1,117,551 1,117,592
2015-01-16 2015-01-14 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		D - Sale to Issuer 70,246 140,495 100.00 16.02 1,125,074 2,250,189
2015-01-15 2015-01-13 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		D - Sale to Issuer 70,246 210,741 50.00 16.16 1,135,175 3,405,568
2015-01-14 2015-01-12 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		D - Sale to Issuer 70,246 280,987 33.33 16.26 1,142,200 4,568,849
2014-08-25 2014-08-22 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 6,564 265,550 2.53 18.57 121,888 4,931,025
2014-08-25 2014-08-22 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 35,426 100,463 54.47 16.76 593,779 1,683,870
2014-08-22 2014-08-21 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 22,424 73,179 44.18 32.77 734,747 2,397,790
2014-08-22 2014-08-21 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 18,812 65,037 40.70 16.78 315,613 1,091,139
2014-08-21 2014-08-20 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 20,821 73,703 39.37 32.99 686,958 2,431,720
2014-08-21 2014-08-20 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 20,821 4,226,702 0.50 32.99 686,958 139,453,692
2014-08-21 2014-08-20 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 20,821 1,458,034 1.45 32.99 686,958 48,105,645
2014-08-21 2014-08-20 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 15,676 53,500 41.44 16.74 262,441 895,676
2014-08-21 2014-08-20 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 15,675 53,499 41.44 16.74 262,425 895,659
2014-08-21 2014-08-20 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 15,675 1,949,971 0.81 16.74 262,425 32,645,634
2014-08-21 2014-08-20 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 10,663 10,763 10,663.00 18.55 197,829 199,684
2014-08-21 2014-08-20 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 10,662 10,762 10,662.00 18.55 197,810 199,665
2014-08-21 2014-08-20 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 10,662 6,707,318 0.16 18.55 197,810 124,439,529
2014-08-20 2014-08-19 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 8,196 52,882 18.34 32.96 270,111 1,742,806
2014-08-20 2014-08-19 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 8,196 1,437,213 0.57 32.96 270,111 47,365,510
2014-08-20 2014-08-19 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 8,196 1,437,214 0.57 32.96 270,111 47,365,543
2014-08-20 2014-08-19 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 100 100 18.47 1,847 1,847
2014-08-20 2014-08-19 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 100 10,044,934 0.00 18.47 1,847 185,529,931
2014-08-20 2014-08-19 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 100 3,348,378 0.00 18.47 1,847 61,844,542
2014-08-20 2014-08-19 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 4,234 37,824 12.60 16.65 70,495 629,762
2014-08-20 2014-08-19 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 4,233 37,824 12.60 16.65 70,479 629,762
2014-08-20 2014-08-19 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 4,233 1,934,296 0.22 16.65 70,479 32,205,642
2014-08-18 2014-08-15 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 19,050 50,755 60.09 32.79 624,648 1,664,251
2014-08-18 2014-08-15 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 10,160 258,986 4.08 18.36 186,537 4,754,957
2014-08-18 2014-08-15 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 12,860 46,225 38.54 16.63 213,881 768,791
2014-08-15 2014-08-14 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 19,025 31,705 150.04 32.58 619,804 1,032,898
2014-08-15 2014-08-14 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 25,423 248,826 11.38 18.37 466,952 4,570,262
2014-08-15 2014-08-14 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 31,365 33,365 1,568.25 16.56 519,398 552,518
2014-08-14 2014-08-13 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 5,262 33,590 18.58 16.38 86,183 550,150
2014-08-14 2014-08-13 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 5,263 33,591 18.58 16.38 86,200 550,167
2014-08-14 2014-08-13 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 5,263 1,841,613 0.29 16.38 86,200 30,162,674
2014-08-13 2014-08-12 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 1,600 28,328 5.99 16.27 26,037 460,987
2014-08-13 2014-08-12 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 1,600 2,740,361 0.06 16.27 26,037 44,594,443
2014-08-13 2014-08-12 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 1,600 932,339 0.17 16.27 26,037 15,172,139
2014-08-12 2014-08-11 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 701 44,686 1.59 31.97 22,409 1,428,464
2014-08-12 2014-08-11 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 699 44,684 1.59 31.97 22,345 1,428,400
2014-08-12 2014-08-11 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 700 44,685 1.59 31.97 22,377 1,428,432
2014-08-12 2014-08-11 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 15,904 26,728 146.93 16.36 260,193 437,275
2014-08-12 2014-08-11 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 15,904 2,738,761 0.58 16.36 260,193 44,806,678
2014-08-12 2014-08-11 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 15,904 930,739 1.74 16.36 260,193 15,227,076
2014-08-11 2014-08-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 5,641 43,985 14.71 31.61 178,307 1,390,331
2014-08-11 2014-08-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 5,641 1,390,243 0.41 31.61 178,307 43,944,469
2014-08-11 2014-08-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 5,641 1,390,243 0.41 31.61 178,307 43,944,469
2014-08-11 2014-08-08 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 17,160 17,160 14.47 248,267 248,267
2014-08-11 2014-08-08 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 17,159 17,159 14.47 248,253 248,253
2014-08-11 2014-08-08 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 17,159 903,121 1.94 14.47 248,253 13,066,174
2014-08-11 2014-08-08 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 10,349 10,349 11.74 121,549 121,549
2014-08-11 2014-08-08 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 10,350 10,350 11.74 121,561 121,561
2014-08-11 2014-08-08 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 10,350 1,425,430 0.73 11.74 121,561 16,741,675
2014-08-11 2014-08-08 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 10,824 10,824 16.24 175,768 175,768
2014-08-11 2014-08-08 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 10,824 2,722,857 0.40 16.24 175,768 44,215,658
2014-08-11 2014-08-08 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 10,824 914,835 1.20 16.24 175,768 14,855,731
2014-07-25 2014-07-24 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 74,193 1,122,355 7.08 32.55 2,415,338 36,538,043
2014-07-24 2014-07-23 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 29,500 2,404,470 1.24 23.44 691,595 56,370,154
2014-07-24 2014-07-23 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 70,600 1,048,162 7.22 32.60 2,301,878 34,174,798
2014-07-21 2014-07-18 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 92,469 2,374,970 4.05 23.52 2,174,797 55,857,394
2014-07-21 2014-07-18 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 20,852 977,562 2.18 32.64 680,684 31,911,143
2014-07-18 2014-07-17 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,122 2,282,501 4.59 23.48 2,350,614 53,587,417
2014-07-18 2014-07-17 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 50,833 956,710 5.61 32.67 1,660,506 31,251,793
2014-07-15 2014-07-14 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 99,550 2,182,379 4.78 23.58 2,347,051 51,453,077
2014-07-15 2014-07-14 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 75,577 905,877 9.10 32.68 2,469,683 29,601,977
2014-07-11 2014-07-10 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 147,601 2,082,829 7.63 23.61 3,485,420 49,183,507
2014-07-11 2014-07-10 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 1,500 830,300 0.18 32.74 49,111 27,184,603
2014-07-09 2014-07-08 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 101,444 1,935,228 5.53 23.67 2,400,733 45,798,332
2014-07-09 2014-07-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 2,281 828,800 0.28 32.85 74,921 27,222,433
2014-07-09 2014-07-08 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 64,144 430,190 17.52 11.79 756,142 5,071,166
2014-06-26 2014-06-25 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 169,708 1,833,784 10.20 23.85 4,047,383 43,734,098
2014-06-26 2014-06-25 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 40,436 826,519 5.14 33.53 1,355,936 27,715,579
2014-06-26 2014-06-25 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 19,044 366,046 5.49 11.99 228,376 4,389,624
2014-06-19 2014-06-18 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 10,000 786,083 1.29 33.52 335,189 26,348,637
2014-06-16 2014-06-13 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 1,664,076 6.39 23.86 2,386,050 39,705,685
2014-06-16 2014-06-13 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 36,500 776,083 4.94 33.05 1,206,270 25,648,379
2014-06-16 2014-06-13 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 7,727 404,613 1.95 14.25 110,099 5,765,169
2014-06-13 2014-06-12 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 10,000 12,680 373.13 32.98 329,789 418,172
2014-06-12 2014-06-11 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 4,476 739,583 0.61 32.95 147,484 24,369,260
2014-06-11 2014-06-10 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 58,456 1,564,076 3.88 23.76 1,388,757 37,158,223
2014-06-11 2014-06-10 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 2,680 2,680 32.91 88,191 88,191
2014-06-10 2014-06-09 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 87,120 1,505,620 6.14 23.79 2,072,707 35,820,808
2014-06-10 2014-06-09 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 2,643 735,107 0.36 32.89 86,935 24,179,507
2014-06-10 2014-06-09 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 8,200 347,002 2.42 12.12 99,398 4,206,254
2014-06-10 2014-06-09 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 7,600 442,981 1.75 14.47 110,007 6,411,973
2014-06-10 2014-06-09 4 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 2,712 216,467 1.27 11.05 29,964 2,391,636
2014-06-09 2014-06-06 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 71,018 1,418,500 5.27 23.75 1,686,386 33,683,559
2014-06-09 2014-06-06 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 2,633 732,464 0.36 32.80 86,370 24,026,870
2014-06-09 2014-06-06 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 34,033 396,886 9.38 14.15 481,669 5,617,128
2014-05-23 2014-05-22 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 186,249 1,347,482 16.04 23.52 4,380,223 31,690,216
2014-05-23 2014-05-22 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 29,073 729,831 4.15 33.20 965,122 24,227,835
2014-05-22 2014-05-20 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 30,681 362,853 9.24 14.40 441,681 5,223,596
2014-05-22 2014-05-14 4/A PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 19,147 307,763 6.63 14.10 269,925 4,338,689
2014-05-21 2014-05-20 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 34,579 700,758 5.19 32.90 1,137,649 23,054,938
2014-05-19 2014-05-16 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 1,161,233 9.42 23.46 2,346,350 27,246,590
2014-05-19 2014-05-16 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 66,073 666,179 11.01 32.93 2,175,487 21,934,277
2014-05-19 2014-05-16 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 9,609 332,072 2.98 14.26 137,071 4,736,974
2014-05-16 2014-05-15 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 94,068 1,061,233 9.73 23.46 2,206,534 24,893,130
2014-05-16 2014-05-15 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 45,786 600,106 8.26 33.02 1,511,689 19,813,340
2014-05-16 2014-05-15 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 14,800 322,463 4.81 14.16 209,498 4,564,561
2014-05-16 2014-05-15 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 25,594 435,381 6.25 14.68 375,717 6,391,350
2014-05-15 2014-05-14 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 967,165 11.53 23.43 2,343,060 22,661,256
2014-05-15 2014-05-14 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 38,045 554,320 7.37 32.89 1,251,433 18,233,525
2014-05-15 2014-05-14 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 19,047 307,663 6.60 14.10 268,515 4,337,279
2014-05-15 2014-05-14 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 22,206 409,787 5.73 14.60 324,101 5,980,923
2014-05-14 2014-05-13 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 111,939 867,165 14.82 23.35 2,613,664 20,247,436
2014-05-14 2014-05-13 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 10,214 516,275 2.02 32.78 334,841 16,924,837
2014-05-14 2014-05-13 4 PZC PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 9,740 229,436 4.43 10.47 101,948 2,401,484
2014-05-14 2014-05-13 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 61,692 338,802 22.26 11.93 735,726 4,040,485
2014-05-14 2014-05-13 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 4,732 387,581 1.24 14.48 68,502 5,610,778
2014-05-14 2014-05-13 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 16,900 288,616 6.22 13.99 236,357 4,036,468
2014-05-09 2014-05-08 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 105,462 105,462 23.30 2,457,686 2,457,686
2014-05-09 2014-05-08 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 105,462 1,200,743 9.63 23.30 2,457,686 27,982,115
2014-05-09 2014-05-08 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 105,462 1,200,743 9.63 23.30 2,457,686 27,982,115
2014-05-09 2014-05-08 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 742 742 23.30 17,292 17,292
2014-05-09 2014-05-08 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 4,230 4,230 23.30 98,576 98,576
2014-05-09 2014-05-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 38,344 38,344 32.75 1,255,916 1,255,916
2014-05-09 2014-05-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 38,344 753,828 5.36 32.75 1,255,916 24,690,807
2014-05-09 2014-05-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 38,344 753,828 5.36 32.75 1,255,916 24,690,807
2014-05-09 2014-05-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 265 265 32.75 8,680 8,680
2014-05-09 2014-05-08 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 1,535 1,535 32.75 50,277 50,277
2014-05-09 2014-05-08 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 21,476 21,476 14.21 305,198 305,198
2014-05-09 2014-05-08 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 21,476 1,016,624 2.16 14.21 305,198 14,447,345
2014-05-09 2014-05-08 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 21,476 353,192 6.47 14.21 305,198 5,019,247
2014-05-09 2014-05-08 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 150 150 14.21 2,132 2,132
2014-05-09 2014-05-08 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 855 855 14.21 12,150 12,150
2014-05-08 2014-05-07 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 33,500 506,061 7.09 32.72 1,096,177 16,559,176
2014-05-08 2014-05-07 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 22,606 382,849 6.28 14.61 330,170 5,591,663
2014-05-08 2014-05-07 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 47,782 271,716 21.34 14.04 670,898 3,815,110
2014-05-07 2014-05-06 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 755,226 15.26 23.19 2,319,460 17,517,165
2014-05-07 2014-05-06 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 30,714 472,561 6.95 32.63 1,002,213 15,419,902
2014-05-07 2014-05-06 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 38,275 360,243 11.89 14.53 556,120 5,234,187
2014-05-07 2014-05-06 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 82,251 223,934 58.05 13.95 1,147,048 3,122,916
2014-04-23 2014-04-22 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 67,474 113,887 145.38 23.05 1,555,147 2,624,879
2014-04-23 2014-04-22 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 66,671 113,084 143.65 23.05 1,536,640 2,606,371
2014-04-23 2014-04-22 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 66,671 113,084 143.65 23.05 1,536,640 2,606,371
2014-04-23 2014-04-22 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 23,820 69,704 51.91 32.18 766,497 2,242,984
2014-04-23 2014-04-22 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 24,106 70,003 52.52 32.18 775,700 2,252,606
2014-04-23 2014-04-22 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 23,819 69,716 51.90 32.18 766,464 2,243,370
2014-04-17 2014-04-16 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 2,087 45,884 4.77 31.89 66,545 1,463,039
2014-04-17 2014-04-16 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 2,100 45,897 4.79 31.89 66,960 1,463,453
2014-04-17 2014-04-16 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 2,100 45,897 4.79 31.89 66,960 1,463,453
2014-04-16 2014-04-15 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 13,254 441,847 3.09 31.77 421,040 14,036,154
2014-04-15 2014-04-14 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 12,300 428,593 2.95 31.40 386,220 13,457,820
2014-04-14 2014-04-11 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 63,860 655,226 10.80 22.96 1,466,162 15,043,334
2014-04-14 2014-04-11 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 63,723 416,293 18.07 31.45 2,003,859 13,090,916
2014-04-11 2014-04-10 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 591,366 20.35 23.05 2,305,150 13,631,873
2014-04-11 2014-04-10 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 87,848 352,570 33.19 31.36 2,754,606 11,055,361
2014-04-10 2014-04-09 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 491,366 25.55 23.01 2,300,790 11,305,300
2014-04-10 2014-04-09 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 33,588 264,722 14.53 31.14 1,045,883 8,243,072
2014-04-07 2014-04-04 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 46,413 46,413 22.62 1,049,769 1,049,769
2014-04-07 2014-04-04 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 46,413 46,413 22.62 1,049,769 1,049,769
2014-04-07 2014-04-04 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 46,413 437,779 11.86 22.62 1,049,769 9,901,685
2014-04-07 2014-04-04 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 43,797 43,797 31.06 1,360,208 1,360,208
2014-04-07 2014-04-04 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 43,797 43,797 31.06 1,360,208 1,360,208
2014-04-07 2014-04-04 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 43,797 737,199 6.32 31.06 1,360,208 22,895,263
2014-03-27 2014-03-26 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 31,134 231,134 15.57 30.04 935,387 6,944,167
2014-02-24 2014-02-21 4 PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -8,800 148,339 -5.60 9.57 -84,193 1,419,219
2014-02-21 2014-02-20 4 PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -8,899 157,139 -5.36 9.54 -84,887 1,498,933
2014-02-20 2014-02-19 4 PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -8,000 166,038 -4.60 9.59 -76,701 1,591,906
2014-02-19 2014-02-18 4 PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -62,457 174,038 -26.41 9.58 -598,600 1,668,015
2014-02-18 2014-02-14 4 PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -5,877 236,495 -2.42 9.60 -56,445 2,271,393
2014-02-10 2014-02-07 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 100,000 200,000 100.00 30.67 3,066,970 6,133,940
2013-10-24 2013-10-23 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 1,300 391,366 0.33 22.37 29,081 8,754,857
2013-10-23 2013-10-22 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 50,000 390,066 14.70 22.41 1,120,555 8,741,808
2013-10-23 2013-10-22 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 39,100 321,968 13.82 13.31 520,472 4,285,813
2013-10-23 2013-10-22 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 50,000 141,683 54.54 12.52 625,780 1,773,248
2013-10-22 2013-10-21 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 340,066 41.66 22.42 2,241,520 7,622,647
2013-10-22 2013-10-21 4 PDI PIMCO Dynamic Income Fund
COMMON STOCK 		P - Purchase 100,000 100,000 29.31 2,930,890 2,930,890
2013-10-22 2013-10-21 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 14,709 91,683 19.11 12.50 183,801 1,145,652
2013-10-22 2013-10-21 4 PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 38,875 282,868 15.93 13.20 513,224 3,734,395
2013-09-26 2013-09-25 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 240,066 71.39 22.37 2,236,750 5,369,676
2013-09-25 2013-09-24 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 12,366 140,066 9.68 22.34 276,256 3,129,074
2013-09-20 2013-09-20 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 3,000 127,700 2.41 21.99 65,970 2,808,123
2013-09-19 2013-09-19 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 100,000 124,700 404.86 22.16 2,216,380 2,763,826
2013-09-19 2013-09-18 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 23,800 24,700 2,644.44 21.50 511,700 531,050
2013-09-18 2013-09-17 4 PCI PIMCO Dynamic Credit Income Fund
COMMON STOCK 		P - Purchase 900 900 21.32 19,188 19,188
2013-09-11 2013-09-10 4 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 10,636 25,618 70.99 11.35 120,718 290,762
2013-09-11 2013-09-10 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 33,397 723,734 4.84 16.10 537,581 11,649,729
2013-09-10 2013-09-09 4 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 11,382 14,982 316.17 11.29 128,524 169,175
2013-09-10 2013-09-09 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 63,518 690,337 10.13 16.06 1,019,870 11,084,327
2013-08-15 2013-08-13 4 PCM PCM FUND, INC.
Common Stock 		P - Purchase 6,234 6,234 11.41 71,130 71,130
2013-08-15 2013-08-13 4 PCM PCM FUND, INC.
Common Stock 		P - Purchase 6,233 6,233 11.41 71,119 71,119
2013-08-15 2013-08-13 4 PCM PCM FUND, INC.
Common Stock 		P - Purchase 6,233 6,233 11.41 71,119 71,119
2013-07-26 2013-07-25 4 PFL PIMCO INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -10,171 79,829 -11.30 11.70 -119,020 934,151
2013-07-08 2013-07-05 4 PFL PIMCO INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -15,500 0 -100.00 11.16 -172,906
2013-06-20 2013-06-19 4 PFL PIMCO INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -22,674 15,500 -59.40 12.18 -276,246 188,843
2013-06-20 2013-06-18 4 PFL PIMCO INCOME STRATEGY FUND
COMMON STOCK 		S - Sale -36,826 38,174 -49.10 12.32 -453,869 470,483
2013-06-20 2013-06-18 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -58,500 0 -100.00 11.57 -676,857
2013-06-20 2013-06-18 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -13,500 0 -100.00 11.57 -156,198
2013-06-13 2013-06-12 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 37,351 59,425 169.21 16.75 625,528 995,208
2013-06-13 2013-06-12 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 37,352 59,426 169.21 16.75 625,545 995,225
2013-06-13 2013-06-12 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 37,352 59,426 169.21 16.75 625,545 995,225
2013-06-13 2013-06-12 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 31,649 626,819 5.32 16.75 530,035 10,497,526
2013-06-12 2013-06-11 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 22,074 22,074 16.74 369,556 369,556
2013-06-12 2013-06-11 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 22,074 22,074 16.74 369,556 369,556
2013-06-12 2013-06-11 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 22,074 22,074 16.74 369,556 369,556
2013-06-12 2013-06-11 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 18,704 595,170 3.24 16.74 313,137 9,964,158
2013-06-12 2013-06-10 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 30,534 576,466 5.59 16.70 510,025 9,629,000
2013-05-21 2013-05-17 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -12,700 0 -100.00 21.06 -267,520
2013-05-21 2013-05-17 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -18,100 0 -100.00 21.06 -381,269
2013-05-21 2013-05-17 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -13,200 0 -100.00 20.90 -275,863
2013-05-21 2013-05-17 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		S - Sale -35,000 0 -100.00 20.90 -731,454
2012-11-19 2012-11-15 4/A PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 169,693 947,739 21.81 18.94 3,213,171 17,945,628
2012-11-19 2012-11-15 4/A PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 20,779 545,932 3.96 17.02 353,657 9,291,708
2012-11-16 2012-11-15 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase -169,693 947,739 -15.19 18.94 -3,213,171 17,945,628
2012-11-16 2012-11-15 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase -20,779 545,932 -3.67 17.02 -353,657 9,291,708
2012-10-16 2012-10-15 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 28,184 525,153 5.67 18.13 511,004 9,521,549
2012-10-16 2012-10-15 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 26,500 778,046 3.53 20.30 537,870 15,792,000
2012-10-12 2012-10-11 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 56,134 751,546 8.07 19.88 1,116,056 14,942,238
2012-10-11 2012-10-10 4 PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 391,561 695,412 128.87 19.33 7,570,480 13,445,165
2012-10-11 2012-10-10 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 250,000 496,969 101.23 17.53 4,382,075 8,711,022
2012-08-20 2012-08-17 4 PHK PIMCO HIGH INCOME FUND
COMMON STOCK 		S - Sale -20,000 186,600 -9.68 17.97 -359,362 3,352,847
2012-08-20 2012-08-17 4 PCN PIMCO CORPORATE & INCOME STRATEGY FUND
COMMON STOCK 		P - Purchase 20,000 246,969 8.81 13.91 278,216 3,435,536
2011-09-20 2011-09-19 4 PGP PIMCO Global StocksPLUS & Income Fund
COMMON STOCK 		S - Sale -10,600 42,100 -20.11 19.23 -203,809 809,469
2010-12-14 2010-12-13 4 PHK PIMCO HIGH INCOME FUND
COMMON STOCK 		P - Purchase 149,600 156,600 2,137.14 12.13 1,815,276 1,900,216
2010-12-14 2010-12-13 4 PCN PIMCO CORPORATE INCOME FUND
COMMON STOCK 		P - Purchase 161,068 180,268 838.90 14.58 2,347,743 2,627,604
2010-12-13 2010-12-10 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 32,002 62,535 104.81 12.04 385,294 752,903
2010-12-13 2010-12-09 4 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 23,333 30,533 324.07 12.05 281,116 367,862
2010-12-09 2010-12-08 4 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 12,096 52,096 30.24 9.75 117,936 507,936
2010-11-19 2010-07-16 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -12,000 13,500 -47.06 11.13 -133,516 150,205
2010-11-19 2010-07-15 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -21,500 25,500 -45.74 11.10 -238,650 283,050
2010-11-19 2010-07-13 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -6,250 47,000 -11.74 11.30 -70,625 531,100
2010-11-19 2010-07-12 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		S - Sale -5,250 53,250 -8.97 11.33 -59,484 603,333
2010-11-19 2010-07-09 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		G - Gift 58,500 58,500
2010-11-19 2010-07-09 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		G - Gift 58,500 58,500
2010-11-19 2010-07-09 4 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		G - Gift 58,500 58,500
2010-05-21 2010-05-17 4/A PTY PIMCO CORPORATE OPPORTUNITY FUND
Common Stock 		P - Purchase 4,781 5,181 1,195.25 15.01 71,763 77,767
2010-05-21 2010-05-20 4 PTY PIMCO CORPORATE OPPORTUNITY FUND
Common Stock 		P - Purchase 100,000 105,181 1,930.13 14.62 1,462,480 1,538,251
2008-12-31 2005-03-11 4/A PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 16,000 181,300 9.68 16.34 261,440 2,962,442
2008-12-31 2004-09-21 4/A PTY PIMCO CORPORATE OPPORTUNITY FUND
COMMON STOCK 		P - Purchase -5,200 0 -100.00 17.19 -89,388
2008-12-31 2004-11-08 4/A PTY PIMCO CORPORATE OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 500 0 -100.00 16.95 8,475
2008-12-31 2007-07-25 4/A PTY PIMCO CORPORATE OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 4,900 0 -100.00 13.80 67,620
2008-12-31 2007-08-17 4/A PTY PIMCO CORPORATE OPPORTUNITY FUND
COMMON STOCK 		P - Purchase 400 400 13.30 5,320 5,320
2008-12-31 3 PCM PCM FUND, INC.
NO SECURITIES ARE BENEFICIALLY OWNED 		0
2008-12-31 2002-09-27 5 PCM PCM FUND, INC.
COMMON STOCK 		G - Gift -148,631 148,631 -50.00
2008-12-31 1998-04-07 5 PCM PCM FUND, INC.
COMMON STOCK 		S - Sale -100 100 -50.00 14.00 -1,400 1,400
2008-12-31 1997-08-21 5 PCM PCM FUND, INC.
COMMON STOCK 		S - Sale -1,700 1,700 -50.00 13.75 -23,375 23,375
2008-12-31 1997-01-28 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 700 700 13.12 9,188 9,188
2008-12-31 1995-05-08 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 700 700 12.38 8,662 8,662
2008-12-31 1995-05-01 5 PCM PCM FUND, INC.
COMMON STOCK 		G - Gift -1,500 3,600 -29.41
2008-12-31 1994-10-26 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 2,300 2,300 11.50 26,450 26,450
2008-12-31 1994-07-28 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 3,000 3,000 11.93 35,790 35,790
2008-12-31 1994-07-11 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 1,000 1,000 11.39 11,389 11,389
2008-12-31 1994-07-08 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 700 700 11.93 8,351 8,351
2008-12-31 1994-07-06 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 4,000 4,000 11.93 47,720 47,720
2008-12-31 1994-07-05 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 12,400 12,400 11.93 147,932 147,932
2008-12-31 1994-07-01 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 5,200 5,200 11.93 62,036 62,036
2008-12-31 1994-02-10 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 45,900 45,900 12.63 579,717 579,717
2008-12-31 1994-02-09 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 19,200 19,200 12.55 240,960 240,960
2008-12-31 1994-02-08 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 34,900 34,900 12.55 437,995 437,995
2008-12-31 1994-01-05 5 PCM PCM FUND, INC.
COMMON STOCK 		P - Purchase 2,000 2,000 13.62 27,250 27,250
2008-12-31 2005-02-11 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 2,500 71,358 3.63 15.00 37,500 1,070,370
2008-12-31 2005-02-11 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 2,500 71,220 3.64 15.00 37,500 1,068,300
2008-12-31 2005-02-11 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 2,500 71,322 3.63 15.00 37,500 1,069,830
2008-12-31 2003-06-13 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		G - Gift -500 500 -50.00 14.89 -7,445 7,445
2008-12-31 2003-05-21 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 8,332 8,332 14.84 123,682 123,682
2008-12-31 2003-05-21 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 8,334 8,334 14.84 123,712 123,712
2008-12-31 2003-05-21 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 8,334 8,334 14.84 123,712 123,712
2008-12-31 2003-05-14 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 1,200 1,200 14.66 17,587 17,587
2008-12-31 2003-05-14 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 1,200 1,200 14.66 17,587 17,587
2008-12-31 2003-05-14 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 1,200 1,200 14.66 17,587 17,587
2008-12-31 2003-05-13 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 1,334 1,334 14.59 19,463 19,463
2008-12-31 2003-05-13 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 1,333 1,333 14.59 19,448 19,448
2008-12-31 2003-05-13 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 1,333 1,333 14.59 19,448 19,448
2008-12-31 2003-05-09 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 100 100 14.55 1,455 1,455
2008-12-31 2003-05-01 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 100 100 14.42 1,442 1,442
2008-12-31 2003-04-30 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 17,868 17,868 14.36 256,656 256,656
2008-12-31 2003-04-30 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 17,866 17,866 14.36 256,627 256,627
2008-12-31 2003-04-30 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 17,866 17,866 14.36 256,627 256,627
2008-12-31 2003-04-21 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 500 500 14.47 7,235 7,235
2008-12-31 2003-01-17 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 4,950 4,950 14.48 71,676 71,676
2008-12-31 2002-12-30 5 PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 12,000 277,110 4.53 14.32 171,840 3,968,215
2008-12-31 2005-03-14 4/A PML PIMCO MUNICIPAL INCOME FUND II
COMMON STOCK 		P - Purchase 4,800 215,629 2.28 14.55 69,840 3,137,405
2008-12-31 3 PKO PIMCO Income Opportunity Fund
NO SECURITIES ARE BENEFICIALLY OWNED 		0
2008-12-31 2006-12-21 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		G - Gift -103,000 7,200 -93.47
2008-12-31 2006-12-20 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		G - Gift -78,300 78,300 -50.00
2008-12-31 2005-02-09 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase -3,333 3,333 -50.00 14.94 -49,795 49,795
2008-12-31 2005-02-09 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase -3,334 3,334 -50.00 14.94 -49,810 49,810
2008-12-31 2005-02-09 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase -3,333 3,333 -50.00 14.94 -49,795 49,795
2008-12-31 2005-02-08 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase -15,233 15,233 -50.00 15.00 -228,495 228,495
2008-12-31 2005-02-08 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase -15,234 15,234 -50.00 15.00 -228,510 228,510
2008-12-31 2005-02-08 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase -15,233 15,233 -50.00 15.00 -228,495 228,495
2008-12-31 2005-02-07 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 1,433 1,433 15.00 21,495 21,495
2008-12-31 2005-02-07 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 1,434 1,434 15.00 21,510 21,510
2008-12-31 2005-02-07 5 PMF PIMCO MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 1,433 1,433 15.00 21,495 21,495
2008-12-31 3 PHK PIMCO HIGH INCOME FUND
NO SECURITIES ARE BENEFICIALLY OWNED 		0
2008-12-31 2007-10-22 4/A PCN PIMCO CORPORATE INCOME FUND
COMMON STOCK 		P - Purchase 2,000 2,000 13.70 27,400 27,400
2008-12-31 2005-02-24 4/A PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND
COMMON STOCK 		P - Purchase 4,500 128,700 3.62 14.25 64,125 1,833,975
2008-12-31 2007-12-13 5 PGP PIMCO Global StocksPLUS & Income Fund
COMMON STOCK 		P - Purchase 2,877 52,700 5.77 22.80 65,596 1,201,560
2008-12-31 2007-12-11 5 PGP PIMCO Global StocksPLUS & Income Fund
COMMON STOCK 		P - Purchase 47,123 49,823 1,745.30 23.02 1,084,899 1,147,060
2008-12-31 2007-12-10 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		S - Sale -25,811 40,000 -39.22 14.22 -367,033 568,800
2008-12-31 2007-12-06 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		S - Sale -4,100 4,100 -50.00 14.53 -59,573 59,573
2008-12-31 2007-12-05 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		S - Sale -1,600 1,600 -50.00 14.53 -23,248 23,248
2008-12-31 2006-12-20 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		G - Gift -370,700 370,700 -50.00
2008-12-31 2005-02-09 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 15,067 15,067 14.96 225,398 225,398
2008-12-31 2005-02-09 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 15,066 15,066 14.96 225,383 225,383
2008-12-31 2005-02-09 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 15,067 15,067 14.96 225,398 225,398
2008-12-31 2005-02-08 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 833 833 14.97 12,470 12,470
2008-12-31 2005-02-08 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 834 834 14.97 12,485 12,485
2008-12-31 2005-02-08 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 833 833 14.97 12,470 12,470
2008-12-31 2005-02-07 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 767 767 14.97 11,482 11,482
2008-12-31 2005-02-07 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 766 766 14.97 11,467 11,467
2008-12-31 2005-02-07 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 767 767 14.97 11,482 11,482
2008-12-31 2003-05-22 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 668 668 14.63 9,773 9,773
2008-12-31 2003-05-22 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 666 666 14.63 9,744 9,744
2008-12-31 2003-05-22 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 666 666 14.63 9,744 9,744
2008-12-31 2003-05-09 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 11,667 11,667 14.50 169,138 169,138
2008-12-31 2003-05-09 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 11,667 11,667 14.50 169,138 169,138
2008-12-31 2003-05-09 5 PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 11,666 11,666 14.50 169,123 169,123
2008-12-31 2005-03-22 4/A PMX PIMCO MUNICIPAL INCOME FUND III
COMMON STOCK 		P - Purchase 3,200 457,981 0.70 14.30 45,760 6,549,128
2008-12-31 3 PYN PIMCO NEW YORK MUNICIPAL INCOME FUND III
NO SECURITIES ARE BENEFICIALLY OWNED 		0
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）