跑道成長金融公司

簡介

本頁面提供了有關 Robert Greifeld 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Robert Greifeld已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:VIRT / Virtu Financial, Inc. Director 28,861
US:NDAQ / Nasdaq, Inc. CHAIRMAN, Director 988,436
US:RWAYI / Runway Growth Finance Corp. Director 7,940
如何解讀這些圖表

以下圖表顯示了在Robert Greifeld進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

RWAYI / Runway Growth Finance Corp.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 RWAYI / Runway Growth Finance Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2016-12-16 NONE GREIFELD ROBERT 7,940 15.0000 7,940 15.0000 119,105 730

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RWAYI / Runway Growth Finance Corp. Insider Trades
RWAYI / Runway Growth Finance Corp.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 RWAYI / Runway Growth Finance Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RWAYI / Runway Growth Finance Corp. Insider Trades
VIRT / Virtu Financial, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 RWAYI / Runway Growth Finance Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2017-08-10 VIRT North Island Ventures, LLC 338,124 15.4400 338,124 15.4400 5,220,635 253 37.4000 7,425,204 142.23

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VIRT / Virtu Financial, Inc. Insider Trades
VIRT / Virtu Financial, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 RWAYI / Runway Growth Finance Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2021-08-12 VIRT North Island Ventures, LLC 1,500,000 26.1500 1,500,000 26.1500 39,225,000 336 21.0400 -7,665,000 -19.54

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VIRT / Virtu Financial, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Robert Greifeld 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2022-07-01 2022-07-01 4 VIRT Virtu Financial, Inc.
Class A common stock
M - Exercise 4,880 28,861 20.35
2021-11-29 2021-11-24 4 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
J - Other -17,411,715 2,447,528 -87.68
2021-08-16 2021-08-12 4 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
S - Sale -1,500,000 19,859,243 -7.02 26.15 -39,225,000 519,319,204
2021-07-02 2021-07-01 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
A - Award 4,880 4,880
2021-07-02 2021-07-01 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
M - Exercise -5,811 0 -100.00
2021-07-02 2021-07-01 4 VIRT Virtu Financial, Inc.
Class A common stock
M - Exercise 5,811 23,981 31.98
2020-07-06 2020-07-01 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
A - Award 5,811 5,811
2020-07-06 2020-07-01 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
M - Exercise -6,325 0 -100.00
2020-07-06 2020-07-01 4 VIRT Virtu Financial, Inc.
Class A common stock
M - Exercise 6,325 18,170 53.40
2019-07-03 2019-07-01 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
A - Award 6,325 6,325
2019-07-03 2019-07-01 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
M - Exercise -4,998 0 -100.00
2019-07-03 2019-07-01 4 VIRT Virtu Financial, Inc.
Class A common stock
M - Exercise 4,998 11,845 73.00
2018-07-03 2018-07-03 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
M - Exercise -6,847 4,998 -57.80
2018-07-03 2018-07-03 4 VIRT Virtu Financial, Inc.
Class A common stock
M - Exercise 6,847 6,847
2018-07-03 2018-07-01 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
A - Award 4,998 11,845 73.00
2018-01-04 2018-01-03 4 VIRT Virtu Financial, Inc.
Restricted Stock Unit
A - Award 6,847 6,847
2017-08-10 2017-08-10 4 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
P - Purchase 338,124 40,064,103 0.85 15.44 5,220,635 618,589,750
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-07-31 3 VIRT Virtu Financial, Inc.
Class A common stock, par value $0.00001 per share
79,451,958
2017-02-14 2016-12-29 5 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
G - Gift -635 988,436 -0.06
2017-02-14 2016-12-27 5 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
G - Gift -744 988,436 -0.08
2017-02-01 2017-01-30 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
F - Taxes -188,491 1,161,324 -13.96 68.18 -12,851,316 79,179,070
2017-02-01 2017-01-30 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
A - Award 360,000 1,349,815 36.37
2016-12-19 2016-12-16 4 NONE GSV Growth Credit Fund Inc.
Common Stock, par value $0.01 per share
P - Purchase 7,940 7,940 15.00 119,105 119,105
2016-12-07 2016-12-05 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -66,000 0 -100.00
2016-12-07 2016-12-05 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -66,000 989,815 -6.25 64.89 -4,282,740 64,229,095
2016-12-07 2016-12-05 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 66,000 1,055,815 6.67 35.92 2,370,720 37,924,875
2016-12-05 2016-12-02 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -4,781 66,000 -6.75
2016-12-05 2016-12-02 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -4,781 989,815 -0.48 64.24 -307,131 63,585,716
2016-12-05 2016-12-02 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 4,781 994,596 0.48 35.92 171,734 35,725,888
2016-12-05 2016-12-01 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -40,622 70,781 -36.46
2016-12-05 2016-12-01 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -40,622 989,815 -3.94 63.58 -2,582,747 62,932,438
2016-12-05 2016-12-01 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 40,622 1,030,437 4.10 35.92 1,459,142 37,013,297
2016-12-01 2016-11-29 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -48,597 111,403 -30.37
2016-12-01 2016-11-29 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -48,597 989,815 -4.68 65.26 -3,171,440 64,595,327
2016-12-01 2016-11-29 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 48,597 1,038,412 4.91 35.92 1,745,604 37,299,759
2016-08-19 2016-08-18 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -124,480 160,000 -43.76
2016-08-19 2016-08-18 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -124,480 989,815 -11.17 70.34 -8,755,923 69,623,587
2016-08-19 2016-08-18 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 124,480 1,114,295 12.58 35.92 4,471,322 40,025,476
2016-08-19 2016-08-17 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -75,000 284,480 -20.86
2016-08-19 2016-08-17 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -75,000 989,815 -7.04 70.17 -5,262,750 69,455,319
2016-08-19 2016-08-17 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 75,000 1,064,815 7.58 35.92 2,694,000 38,248,155
2016-08-17 2016-08-15 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -33,900 359,480 -8.62
2016-08-17 2016-08-15 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -33,900 989,815 -3.31 70.08 -2,375,712 69,366,235
2016-08-17 2016-08-15 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 33,900 1,023,715 3.42 35.92 1,217,688 36,771,843
2016-08-17 2016-08-12 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
G - Gift -720 989,815 -0.07
2016-08-11 2016-08-09 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -18,100 393,380 -4.40
2016-08-11 2016-08-09 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -18,100 990,535 -1.79 70.66 -1,278,946 69,991,203
2016-08-11 2016-08-09 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 18,100 1,008,635 1.83 35.92 650,152 36,230,169
2016-08-09 2016-08-05 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -75,001 411,480 -15.42
2016-08-09 2016-08-05 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -75,001 990,535 -7.04 71.23 -5,342,321 70,555,808
2016-08-09 2016-08-05 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 75,001 1,065,536 7.57 35.92 2,694,036 38,274,053
2016-06-15 2016-06-14 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -23,900 486,481 -4.68
2016-06-15 2016-06-14 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -23,900 990,093 -2.36 65.05 -1,554,695 64,405,550
2016-06-15 2016-06-14 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 23,900 1,013,993 2.41 35.92 858,488 36,422,629
2016-06-15 2016-06-13 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -34,611 510,381 -6.35
2016-06-15 2016-06-13 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -34,611 990,093 -3.38 65.57 -2,269,443 64,920,398
2016-06-15 2016-06-13 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 34,611 1,024,704 3.50 35.92 1,243,227 36,807,368
2016-06-13 2016-06-10 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -47,952 544,992 -8.09
2016-06-13 2016-06-10 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -47,952 990,093 -4.62 65.75 -3,152,844 65,098,615
2016-06-13 2016-06-10 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 47,952 1,038,045 4.84 35.92 1,722,436 37,286,576
2016-06-13 2016-06-09 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -100,000 592,944 -14.43
2016-06-13 2016-06-09 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -100,000 990,093 -9.17 65.44 -6,544,000 64,791,686
2016-06-13 2016-06-09 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 100,000 1,090,093 10.10 35.92 3,592,000 39,156,141
2016-06-09 2016-06-07 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -67,056 692,944 -8.82
2016-06-09 2016-06-07 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -67,056 990,093 -6.34 65.31 -4,379,427 64,662,974
2016-06-09 2016-06-07 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 67,056 1,057,149 6.77 35.92 2,408,652 37,972,792
2016-06-02 2016-06-01 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -50,000 760,000 -6.17
2016-06-02 2016-06-01 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -50,000 990,093 -4.81 65.49 -3,274,500 64,841,191
2016-06-02 2016-06-01 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 50,000 1,040,093 5.05 35.92 1,796,000 37,360,141
2016-06-02 2016-05-31 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -50,000 810,000 -5.81
2016-06-02 2016-05-31 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -50,000 990,093 -4.81 65.54 -3,277,000 64,890,695
2016-06-02 2016-05-31 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 50,000 1,040,093 5.05 35.92 1,796,000 37,360,141
2016-05-31 2016-05-27 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -50,000 860,000 -5.49
2016-05-31 2016-05-27 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -50,000 990,093 -4.81 65.42 -3,271,000 64,771,884
2016-05-31 2016-05-27 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 50,000 1,040,093 5.05 35.92 1,796,000 37,360,141
2016-05-31 2016-05-26 4 NDAQ NASDAQ, INC.
Employee Stock Option (Right to Buy)
M - Exercise -50,000 910,000 -5.21
2016-05-31 2016-05-26 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -50,000 990,093 -4.81 65.00 -3,250,000 64,356,045
2016-05-31 2016-05-26 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
M - Exercise 50,000 1,040,093 5.05 35.92 1,796,000 37,360,141
2016-03-01 2016-02-26 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
F - Taxes -220,676 990,093 -18.23 63.85 -14,090,163 63,217,438
2016-03-01 2016-02-26 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
A - Award 421,539 1,210,769 53.41
2015-11-03 2015-11-03 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -13,800 789,230 -1.72 59.69 -823,722 47,109,139
2015-11-03 2015-11-02 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -86,200 803,030 -9.69 59.48 -5,127,176 47,764,224
2015-11-03 2015-10-30 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -4,648 889,230 -0.52 59.27 -275,487 52,704,662
2015-10-30 2015-10-29 4 NDAQ NASDAQ, INC.
Common Stock, par value $0.01 per share
S - Sale -9,512 893,878 -1.05 59.26 -563,681 52,971,210
2015-02-19 2015-02-17 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
F - Taxes -174,050 902,868 -16.16 49.92 -8,688,576 45,071,171
2015-02-19 2015-02-17 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
A - Award 338,287 1,076,918 45.80
2015-02-09 2015-02-06 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -59,608 738,631 -7.47 48.75 -2,905,890 36,008,261
2015-02-09 2015-02-05 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -40,392 798,239 -4.82 48.40 -1,954,973 38,634,768
2015-02-09 2014-12-19 5 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
G - Gift -1,140 838,631 -0.14
2015-02-09 2013-12-23 5 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
G - Gift -4,780 838,631 -0.57
2014-08-27 2014-08-27 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
G - Gift -1,200 844,551 -0.14
2014-08-27 2014-08-27 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -20,000 845,751 -2.31 43.50 -870,000 36,790,168
2014-08-27 2014-08-26 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -60,000 865,751 -6.48 43.65 -2,619,000 37,790,031
2014-08-27 2014-08-25 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -20,000 925,751 -2.11 43.47 -869,400 40,242,396
2014-02-25 2014-02-21 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
F - Taxes -25,834 945,113 -2.66 38.93 -1,005,718 36,793,249
2014-02-25 2014-02-21 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
A - Award 57,500 970,947 6.29
2013-05-21 2013-05-20 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -200,000 0 -100.00
2013-05-21 2013-05-20 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 200,000 913,447 28.03 6.30 1,260,000 5,754,716
2013-05-21 2013-05-17 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -312,000 200,000 -60.94
2013-05-21 2013-05-17 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -312,000 713,447 -30.43 31.02 -9,678,240 22,131,126
2013-05-21 2013-05-17 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 312,000 1,025,447 43.73 6.30 1,965,600 6,460,316
2013-05-17 2013-05-16 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -88,000 512,000 -14.67
2013-05-17 2013-05-16 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -88,000 713,447 -10.98 31.01 -2,728,880 22,123,991
2013-05-17 2013-05-16 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 88,000 801,447 12.33 6.30 554,400 5,049,116
2013-05-17 2013-05-15 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -100,000 600,000 -14.29
2013-05-17 2013-05-15 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale -100,000 713,447 -12.29 31.12 -3,112,000 22,202,471
2013-05-17 2013-05-15 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 100,000 813,447 14.02 6.30 630,000 5,124,716
2013-03-12 2013-03-08 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
F - Taxes -35,397 713,447 -4.73 32.03 -1,133,766 22,851,707
2013-03-12 2013-03-08 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
A - Award 75,789 748,844 11.26
2012-12-27 2012-12-26 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -55,000 700,000 -7.28
2012-12-27 2012-12-26 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -55,000 673,055 -7.55 25.17 -1,384,350 16,940,794
2012-12-27 2012-12-26 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 55,000 728,055 8.17 6.30 346,500 4,586,746
2012-12-27 2012-12-24 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -20,000 755,000 -2.58
2012-12-27 2012-12-24 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -20,000 673,055 -2.89 25.28 -505,600 17,014,830
2012-12-27 2012-12-24 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 20,000 693,055 2.97 6.30 126,000 4,366,246
2012-12-21 2012-12-21 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -100,000 775,000 -11.43
2012-12-21 2012-12-21 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -100,000 673,055 -12.94 25.44 -2,544,000 17,122,519
2012-12-21 2012-12-21 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 100,000 773,055 14.86 6.30 630,000 4,870,246
2012-12-21 2012-12-20 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -125,000 875,000 -12.50
2012-12-21 2012-12-20 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -75,000 0 -100.00
2012-12-21 2012-12-20 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -1,100 673,055 -0.16 26.75 -29,425 18,004,221
2012-12-21 2012-12-20 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -198,900 674,155 -22.78 25.93 -5,157,477 17,480,839
2012-12-21 2012-12-20 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 125,000 873,055 16.71 6.30 787,500 5,500,246
2012-12-21 2012-12-20 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 75,000 748,055 11.14 5.28 396,000 3,949,730
2012-12-20 2012-12-19 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -125,000 75,000 -62.50
2012-12-20 2012-12-19 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -125,000 673,055 -15.66 25.26 -3,157,500 17,001,369
2012-12-20 2012-12-19 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 125,000 798,055 18.57 5.28 660,000 4,213,730
2012-12-20 2012-12-18 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -100,000 200,000 -33.33
2012-12-20 2012-12-18 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -100,000 673,055 -12.94 24.95 -2,495,000 16,792,722
2012-12-20 2012-12-18 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 100,000 773,055 14.86 5.28 528,000 4,081,730
2012-12-18 2012-12-17 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -100,000 300,000 -25.00
2012-12-18 2012-12-17 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -100,000 673,055 -12.94 24.56 -2,456,000 16,530,231
2012-12-18 2012-12-17 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 100,000 773,055 14.86 5.28 528,000 4,081,730
2012-12-18 2012-12-14 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -75,000 400,000 -15.79
2012-12-18 2012-12-14 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -75,000 673,055 -10.03 24.25 -1,818,750 16,321,584
2012-12-18 2012-12-14 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 75,000 748,055 11.14 5.28 396,000 3,949,730
2012-12-14 2012-12-13 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -75,000 475,000 -13.64
2012-12-14 2012-12-13 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -75,000 673,055 -10.03 24.29 -1,821,750 16,348,506
2012-12-14 2012-12-13 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 75,000 748,055 11.14 5.28 396,000 3,949,730
2012-12-14 2012-12-12 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -75,000 550,000 -12.00
2012-12-14 2012-12-12 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -39,162 673,055 -5.50 24.49 -959,077 16,483,117
2012-12-14 2012-12-12 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 39,162 712,217 5.82 5.28 206,775 3,760,506
2012-12-14 2012-12-12 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -35,838 673,055 -5.06 24.10 -863,696 16,220,626
2012-12-14 2012-12-12 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 35,838 708,893 5.32 5.28 189,225 3,742,955
2012-12-12 2012-12-11 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -40,000 625,000 -6.02
2012-12-12 2012-12-11 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -40,000 673,055 -5.61 23.57 -942,800 15,863,906
2012-12-12 2012-12-11 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 40,000 713,055 5.94 5.28 211,200 3,764,930
2012-12-12 2012-12-10 4 NDAQ NASDAQ OMX GROUP, INC.
Employee Stock Option (Right to Buy)
M - Exercise -35,000 665,000 -5.00
2012-12-12 2012-12-10 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
S - Sale X -35,000 673,055 -4.94 23.60 -826,000 15,884,098
2012-12-12 2012-12-10 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
M - Exercise 35,000 708,055 5.20 5.28 184,800 3,738,530
2012-02-24 2012-02-22 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
F - Taxes -52,619 673,055 -7.25 26.22 -1,379,670 17,647,502
2012-02-24 2012-02-22 4 NDAQ NASDAQ OMX GROUP, INC.
Common Stock, par value $0.01 per share
A - Award 120,000 725,674 19.81
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)