CarParts.com 公司
US ˙ NasdaqCM ˙ US14427M1071

簡介

本頁面提供了有關 Alfredo Gomez 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Alfredo Gomez已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:PRTS / CarParts.com, Inc. VP, General Counsel 534,097
US:GUID / Guidance Software, Inc. SVP, General Counsel 0
US:EMKR / Emcore Corporation Gen. Counsel and Corp. Sec. 26,405
如何解讀這些圖表

以下圖表顯示了在Alfredo Gomez進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

PRTS / CarParts.com, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PRTS / CarParts.com, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2020-09-04 PRTS Gomez Alfredo 2,660 10.0600 266 100.6000 26,760 158 21.87 -20,942 -78.26
2020-08-19 PRTS Gomez Alfredo 3,000 14.8400 300 148.4000 44,520
2020-06-10 PRTS Gomez Alfredo 1,000 8.0000 100 80.0000 8,000
2020-05-28 PRTS Gomez Alfredo 5,000 5.9900 500 59.9000 29,950
2020-05-28 PRTS Gomez Alfredo 440 5.9600 44 59.6000 2,622
2020-05-28 PRTS Gomez Alfredo 6,000 6.4400 600 64.4000 38,640
2019-09-13 PRTS Gomez Alfredo 1,440 1.7000 144 17.0000 2,448
2019-09-13 PRTS Gomez Alfredo 2,092 1.7000 209 17.0000 3,556
2019-09-12 PRTS Gomez Alfredo 2,747 1.6700 275 16.7000 4,587
2019-08-13 PRTS Gomez Alfredo 2,000 1.1800 200 11.8000 2,360
2019-08-13 PRTS Gomez Alfredo 1,000 1.1800 100 11.8000 1,180
2019-08-13 PRTS Gomez Alfredo 1,000 1.1400 100 11.4000 1,140
2019-08-13 PRTS Gomez Alfredo 1,000 1.1800 100 11.8000 1,180
2019-05-29 PRTS Gomez Alfredo 1,160 0.9800 116 9.8000 1,137
2019-05-29 PRTS Gomez Alfredo 1,588 0.9800 159 9.8000 1,556
2019-05-29 PRTS Gomez Alfredo 2,571 0.9800 257 9.8000 2,520
2019-05-28 PRTS Gomez Alfredo 500 0.9700 50 9.7000 485
2019-05-28 PRTS Gomez Alfredo 61,583 0.9600 6,158 9.6000 59,120
2019-05-28 PRTS Gomez Alfredo 2,394 0.9700 239 9.7000 2,322

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PRTS / CarParts.com, Inc. Insider Trades
PRTS / CarParts.com, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PRTS / CarParts.com, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2022-09-12 PRTS Gomez Alfredo 2,167 6.8400 217 68.4000 14,822 270 3.8500 -13,990 -94.39
2022-06-14 PRTS Gomez Alfredo 10,000 7.0500 1,000 70.5000 70,500
2022-06-10 PRTS Gomez Alfredo 2,472 7.2300 247 72.3000 17,873
2022-03-21 PRTS Gomez Alfredo 803 7.1600 80 71.6000 5,749
2022-03-10 PRTS Gomez Alfredo 374 7.2700 37 72.7000 2,719
2021-12-02 PRTS Gomez Alfredo 1,625 12.2900 162 122.9000 19,971
2021-09-13 PRTS Gomez Alfredo 3,584 17.6900 358 176.9000 63,401
2021-06-14 PRTS Gomez Alfredo 5,661 18.4100 566 184.1000 104,219
2021-06-11 PRTS Gomez Alfredo 10,000 18.4000 1,000 184.0000 184,000
2021-06-11 PRTS Gomez Alfredo 2,500 18.0000 250 180.0000 45,000
2021-05-14 PRTS Gomez Alfredo 12,288 15.1200 1,229 151.2000 185,795
2021-03-15 PRTS Gomez Alfredo 6,000 15.4200 600 154.2000 92,520
2021-03-12 PRTS Gomez Alfredo 2,000 15.4400 200 154.4000 30,880

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PRTS / CarParts.com, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Alfredo Gomez 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2022-09-13 2022-09-12 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -2,167 534,097 -0.40 6.84 -14,822 3,653,223
2022-06-14 2022-06-14 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -10,000 536,264 -1.83 7.05 -70,500 3,780,661
2022-06-14 2022-06-10 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -2,472 546,264 -0.45 7.23 -17,873 3,949,489
2022-03-29 2022-03-25 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 108 548,736 0.02 6.93 748 3,802,740
2022-03-22 2022-03-21 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -803 548,628 -0.15 7.16 -5,749 3,928,176
2022-03-22 2022-03-18 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 31,279 549,431 6.04
2022-03-22 2022-03-18 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 1,887 518,152 0.37
2022-03-14 2022-03-11 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 106 516,265 0.02 7.07 749 3,649,994
2022-03-14 2022-03-10 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -374 516,159 -0.07 7.27 -2,719 3,752,476
2022-02-28 2022-02-25 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 91 516,533 0.02 8.16 743 4,214,909
2022-02-15 2022-02-11 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 81 516,442 0.02 9.19 744 4,746,102
2022-01-31 2022-01-28 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 89 516,361 0.02 8.41 748 4,342,596
2022-01-18 2022-01-14 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 74 516,272 0.01 10.02 741 5,173,045
2022-01-14 2022-01-13 4 PRTS CarParts.com, Inc.
Restricted Stock Units 		M - Exercise -5,813 11,628 -33.33
2022-01-14 2022-01-13 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 5,813 516,198 1.14
2022-01-12 2022-01-10 4 PRTS CarParts.com, Inc.
Restricted Stock Units 		A - Award 25,250 25,250
2022-01-04 2021-12-31 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 66 510,385 0.01 11.20 739 5,716,312
2021-12-21 2021-12-17 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award -59 510,319 -0.01 12.52 -739 6,389,194
2021-12-21 2021-12-17 4/A PRTS CarParts.com, Inc.
Common Stock 		A - Award 59 510,319 0.01 12.52 739 6,389,194
2021-12-02 2021-12-02 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -1,625 510,260 -0.32 12.29 -19,971 6,271,095
2021-12-02 2021-11-30 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 3,944 511,885 0.78
2021-11-01 2021-10-29 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -10,000 233,216 -4.11
2021-11-01 2021-10-29 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 10,000 507,941 2.01 1.03 10,300 523,179
2021-10-28 2021-10-28 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -10,000 243,216 -3.95
2021-10-28 2021-10-28 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 10,000 497,941 2.05 1.03 10,300 512,879
2021-10-20 2021-10-20 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -10,000 253,216 -3.80
2021-10-20 2021-10-20 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 10,000 487,941 2.09 1.03 10,300 502,579
2021-10-19 2021-10-19 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -10,000 263,216 -3.66
2021-10-19 2021-10-19 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 10,000 477,941 2.14 1.03 10,300 492,279
2021-10-15 2021-10-15 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -5,000 273,216 -1.80
2021-10-15 2021-10-15 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 5,000 467,941 1.08 1.03 5,150 481,979
2021-10-14 2021-10-14 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -5,000 278,216 -1.77
2021-10-14 2021-10-14 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 5,000 462,941 1.09 1.03 5,150 476,829
2021-10-13 2021-10-13 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -5,000 283,216 -1.73
2021-10-13 2021-10-13 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 5,000 457,941 1.10 1.03 5,150 471,679
2021-10-12 2021-10-12 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -5,000 288,216 -1.71
2021-10-12 2021-10-12 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 5,000 452,941 1.12 1.03 5,150 466,529
2021-09-14 2021-09-13 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -3,584 447,941 -0.79 17.69 -63,401 7,924,076
2021-07-02 2021-06-30 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale X -25,000 451,525 -5.25 20.32 -508,000 9,174,988
2021-06-14 2021-06-14 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -5,661 476,525 -1.17 18.41 -104,219 8,772,825
2021-06-14 2021-06-11 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -2,500 8,744 -22.23 18.00 -45,000 157,392
2021-06-14 2021-06-11 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -10,000 482,186 -2.03 18.40 -184,000 8,872,222
2021-06-14 2021-06-11 4 PRTS CarParts.com, Inc.
Common Stock 		F - Taxes -3,381 492,186 -0.68 18.40 -62,210 9,056,222
2021-05-17 2021-05-14 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -12,288 293,216 -4.02
2021-05-17 2021-05-14 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -12,288 495,567 -2.42 15.12 -185,795 7,492,973
2021-05-17 2021-05-14 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 12,288 507,855 2.48 1.03 12,657 523,091
2021-03-16 2021-03-15 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -6,000 495,567 -1.20 15.42 -92,520 7,641,643
2021-03-16 2021-03-12 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale -2,000 501,567 -0.40 15.44 -30,880 7,744,194
2021-03-11 2021-03-11 4 PRTS CarParts.com, Inc.
Common Stock 		S - Sale X -2,933 503,567 -0.58 15.30 -44,875 7,704,575
2021-03-11 2021-03-10 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 163,678 506,500 47.74
2021-03-11 2021-03-09 4 PRTS CarParts.com, Inc.
Common Stock 		A - Award 163,679 342,822 91.37
2021-01-15 2021-01-13 4 PRTS CarParts.com, Inc.
Restricted Stock Units 		A - Award 17,441 17,441
2020-09-11 2020-09-10 4 PRTS CarParts.com, Inc.
Stock Options (Right to Buy) 		M - Exercise -50,000 305,504 -14.06
2020-09-11 2020-09-10 4 PRTS CarParts.com, Inc.
Common Stock 		M - Exercise 50,000 179,143 38.72 1.03 51,500 184,517
2020-09-04 2020-09-04 4 PRTS CarParts.com, Inc.
Common Stock 		P - Purchase 2,660 129,143 2.10 10.06 26,760 1,299,179
2020-08-19 2020-08-19 4 PRTS CarParts.com, Inc.
Common Stock 		P - Purchase 3,000 126,483 2.43 14.84 44,520 1,877,008
2020-06-10 2020-06-10 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 1,000 123,483 0.82 8.00 8,000 987,864
2020-05-28 2020-05-28 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 440 11,244 4.07 5.96 2,622 67,014
2020-05-28 2020-05-28 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 5,000 116,483 4.48 5.99 29,950 697,733
2020-05-28 2020-05-28 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 6,000 122,483 5.15 6.44 38,640 788,791
2020-03-12 2020-03-10 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		A - Award 21,789 111,483 24.29
2020-03-12 2020-03-10 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		A - Award 86,034 89,694 2,350.66
2020-01-02 2019-12-30 4 PRTS U.S. Auto Parts Network, Inc.
Stock Options (Right to Buy) 		A - Award 105,504 355,504 42.20
2019-09-13 2019-09-13 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 2,092 10,804 24.01 1.70 3,556 18,367
2019-09-13 2019-09-13 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 1,440 66,611 2.21 1.70 2,448 113,239
2019-09-12 2019-09-12 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 2,747 8,712 46.05 1.67 4,587 14,549
2019-08-13 2019-08-13 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 1,000 5,965 20.14 1.18 1,180 7,039
2019-08-13 2019-08-13 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 1,000 5,965 20.14 1.18 1,180 7,039
2019-08-13 2019-08-13 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 1,000 65,171 1.56 1.14 1,140 74,295
2019-08-13 2019-08-13 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 2,000 3,660 120.48 1.18 2,360 4,319
2019-05-29 2019-05-29 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 2,571 4,965 107.39 0.98 2,520 4,866
2019-05-29 2019-05-29 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 1,588 63,171 2.58 0.98 1,556 61,908
2019-05-29 2019-05-29 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 1,160 1,660 232.00 0.98 1,137 1,627
2019-05-29 2019-05-28 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 2,394 2,394 0.97 2,322 2,322
2019-05-29 2019-05-28 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 61,583 61,583 0.96 59,120 59,120
2019-05-29 2019-05-28 4 PRTS U.S. Auto Parts Network, Inc.
Common Stock 		P - Purchase 500 500 0.97 485 485
2019-03-27 2019-03-25 4 PRTS U.S. Auto Parts Network, Inc.
Stock Options (Right to Buy) 		A - Award 250,000 250,000
2017-09-15 2017-09-14 4 GUID Guidance Software, Inc.
STOCK OPTION (RIGHT TO BUY) 		D - Sale to Issuer -78,592 0 -100.00
2017-09-15 2017-09-14 4 GUID Guidance Software, Inc.
Common Stock 		D - Sale to Issuer -151,780 0 -100.00
2017-04-12 2017-04-10 4 GUID Guidance Software, Inc.
Common Stock 		A - Award 17,500 134,280 14.99
2017-03-22 2017-03-22 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -1,834 116,780 -1.55 5.87 -10,766 685,499
2017-03-22 2017-03-21 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -1,789 118,614 -1.49 6.01 -10,752 712,870
2017-03-22 2017-03-20 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -1,748 120,403 -1.43 6.15 -10,750 740,478
2017-03-03 2017-03-02 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -872 122,151 -0.71 6.76 -5,895 825,741
2017-03-01 2017-03-01 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -852 123,023 -0.69 6.93 -5,904 852,549
2017-03-01 2017-02-28 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -891 123,875 -0.71 6.62 -5,898 820,052
2017-03-01 2017-02-27 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -872 124,766 -0.69 6.76 -5,895 843,418
2017-02-24 2017-02-24 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -938 125,638 -0.74 6.85 -6,425 860,620
2017-02-24 2017-02-23 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -978 126,576 -0.77 6.97 -6,817 882,235
2017-02-24 2017-02-22 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -955 127,554 -0.74 7.21 -6,886 919,664
2017-02-21 2017-02-21 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -948 128,509 -0.73 7.34 -6,958 943,256
2017-02-21 2017-02-17 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -950 129,457 -0.73 7.33 -6,964 948,920
2017-02-21 2017-02-16 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -932 130,407 -0.71 7.38 -6,878 962,404
2017-02-13 2017-02-09 4 GUID Guidance Software, Inc.
Common Stock 		A - Award 46,338 131,339 54.51
2016-11-01 2016-10-31 4 GUID Guidance Software, Inc.
Common Stock 		S - Sale X -3,247 85,000 -3.68 5.26 -17,095 447,525
2016-03-22 2016-03-18 4 GUID Guidance Software, Inc.
Common Stock 		A - Award 54,634 88,247 162.54
2015-11-02 2015-10-29 4 GUID Guidance Software, Inc.
Stock Option (Right to Buy) 		A - Award 78,592 78,592
2015-11-02 2015-10-29 4 GUID Guidance Software, Inc.
Common Stock 		A - Award 33,613 33,613
2015-01-27 2015-01-26 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -59 26,405 -0.22 5.15 -304 135,986
2015-01-27 2015-01-26 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -5,611 26,464 -17.49 5.10 -28,616 134,966
2015-01-27 2015-01-23 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -13,334 26,666 -33.34
2015-01-27 2015-01-23 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 13,334 32,075 71.15
2015-01-20 2015-01-16 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -2,204 18,741 -10.52 5.17 -11,395 96,891
2015-01-20 2015-01-15 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -5,000 5,000 -50.00
2015-01-20 2015-01-15 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 5,000 20,945 31.36
2014-12-09 2014-12-08 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -3 15,945 -0.02 5.13 -15 81,799
2014-12-09 2014-12-08 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -760 15,948 -4.55 5.10 -3,876 81,335
2014-12-09 2014-12-06 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -2,000 0 -100.00
2014-12-09 2014-12-06 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 2,000 16,708 13.60
2014-08-26 2014-08-25 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -1,397 14,708 -8.67 4.23 -5,909 62,215
2014-08-26 2014-08-22 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -3,750 0 -100.00
2014-08-26 2014-08-22 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 3,750 16,105 30.35
2014-05-06 2014-05-05 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -1,540 12,355 -11.08 4.87 -7,500 60,169
2014-01-30 2014-01-29 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -1,842 13,895 -11.70 4.76 -8,768 66,140
2014-01-30 2014-01-29 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -59 15,737 -0.37 4.85 -286 76,324
2014-01-24 2014-01-23 4 EMKR EMCORE CORP
Restricted Stock Units 		A - Award 40,000 40,000
2014-01-17 2014-01-16 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -2,210 15,796 -12.27 4.79 -10,586 75,663
2014-01-17 2014-01-16 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -74 18,006 -0.41 4.88 -361 87,871
2014-01-17 2014-01-15 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -5,000 10,000 -33.33
2014-01-17 2014-01-15 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 5,000 18,080 38.23
2013-12-11 2013-12-09 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -31 13,080 -0.24 4.62 -143 60,430
2013-12-11 2013-12-09 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -760 13,111 -5.48 4.59 -3,488 60,179
2013-12-11 2013-12-06 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -2,000 2,000 -50.00
2013-12-11 2013-12-06 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 2,000 13,871 16.85
2013-08-26 2013-08-23 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -1,417 11,871 -10.66 3.84 -5,441 45,582
2013-08-26 2013-08-22 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -3,750 3,750 -50.00
2013-08-26 2013-08-22 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 3,750 13,288 39.32
2013-08-13 2013-08-13 4 EMKR EMCORE CORP
Common Stock 		S - Sale -766 9,538 -7.43 4.00 -3,064 38,152
2013-08-13 2013-08-12 4 EMKR EMCORE CORP
Common Stock 		S - Sale -3,800 10,304 -26.94 4.00 -15,200 41,216
2013-05-08 2013-05-06 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -1,784 14,104 -11.23 4.31 -7,689 60,788
2013-02-01 2013-01-31 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -12,928 15,888 -44.86 6.00 -77,568 95,328
2013-01-31 2013-01-29 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -1,887 28,816 -6.15 5.59 -10,553 161,156
2013-01-16 2013-01-15 4 EMKR EMCORE CORP
Restricted Stock Units 		A - Award 15,000 15,000
2012-12-10 2012-12-07 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -891 30,703 -2.82 3.96 -3,529 121,593
2012-12-10 2012-12-06 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -2,000 4,000 -33.33
2012-12-10 2012-12-06 4 EMKR EMCORE CORP
Common Stock 		M - Exercise 2,000 31,594 6.76
2012-08-24 2012-08-23 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -1,424 29,594 -4.59 4.97 -7,081 147,150
2012-08-24 2012-08-22 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -3,750 7,500 -33.33
2012-08-24 2012-08-22 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise 3,750 31,018 13.75
2012-08-17 2012-08-15 4 EMKR EMCORE CORP
Common Stock 		S - Sale -1,400 27,268 -4.88 5.00 -7,000 136,340
2012-06-27 2012-06-27 4 EMKR EMCORE CORP
Common Stock 		S - Sale X -2,990 28,668 -9.44 4.00 -11,960 114,672
2012-06-27 2012-06-25 4 EMKR EMCORE CORP
Common Stock 		A - Award 8,750 31,658 38.20
2012-05-21 2012-05-18 4 EMKR EMCORE CORP
Emcore Common Stock 		S - Sale -1,253 22,908 -5.19 3.95 -4,949 90,487
2012-05-08 2012-05-04 4 EMKR EMCORE CORP
Emcore Common Stock 		S - Sale -1,583 24,161 -6.15 5.05 -7,994 122,013
2012-02-22 2012-02-17 4 EMKR EMCORE CORP
Emcore Common Stock 		S - Sale -747 25,744 -2.82
2012-02-15 2012-02-14 4 EMKR EMCORE CORP
Restricted Stock Units 		M - Exercise -8,000 24,000 -25.00
2012-02-15 2012-02-14 4 EMKR EMCORE CORP
Emcore Common Stock 		M - Exercise 8,000 105,962 8.17
2012-02-07 2012-01-30 4 EMKR EMCORE CORP
Emcore Common Stock 		S - Sale -7,690 97,962 -7.28 1.12 -8,597 109,522
2012-02-01 2011-12-07 4/A EMKR EMCORE CORP
Restricted Stock Units 		A - Award 32,000 32,000
2012-02-01 2011-08-22 4/A EMKR EMCORE CORP
Restricted Stock Units 		A - Award 45,000 45,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）