胡利漢·洛基公司
US ˙ NYSE ˙ US4415931009

簡介

本頁面提供了有關 Irwin Gold 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Irwin Gold已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:HLI / Houlihan Lokey, Inc. CO-CHAIRMAN, Director, 10% Owner 0
如何解讀這些圖表

以下圖表顯示了在Irwin Gold進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

HLI / Houlihan Lokey, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 HLI / Houlihan Lokey, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HLI / Houlihan Lokey, Inc. Insider Trades
HLI / Houlihan Lokey, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 HLI / Houlihan Lokey, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-09-16 HLI GOLD IRWIN 6,811 202.7500 6,811 202.7500 1,380,930 260 138.4300 -438,083 -31.72
2025-06-30 HLI GOLD IRWIN 5,000 182.8100 5,000 182.8100 914,050
2024-11-25 HLI GOLD IRWIN 5,000 190.5000 5,000 190.5000 952,500
2024-06-28 HLI GOLD IRWIN 9,902 135.2500 9,902 135.2500 1,339,246
2023-12-27 HLI GOLD IRWIN 10,000 122.1800 10,000 122.1800 1,221,800
2023-06-07 HLI GOLD IRWIN 10,000 91.2300 10,000 91.2300 912,300
2023-06-02 HLI GOLD IRWIN 5,389 90.0900 5,389 90.0900 485,495
2022-11-25 HLI GOLD IRWIN 5,000 99.5300 5,000 99.5300 497,650
2022-11-23 HLI GOLD IRWIN 9,185 98.5800 9,185 98.5800 905,457
2022-11-22 HLI GOLD IRWIN 815 98.5200 815 98.5200 80,294
2022-11-11 HLI GOLD IRWIN 5,389 96.1600 5,389 96.1600 518,206
2020-06-30 HLI GOLD IRWIN 10,000 55.0600 10,000 55.0600 550,600
2020-03-31 HLI GOLD IRWIN 27,415 49.8200 27,415 49.8200 1,365,815
2020-03-30 HLI GOLD IRWIN 41,617 48.0100 41,617 48.0100 1,998,032
2020-03-27 HLI GOLD IRWIN 1,577 48.3100 1,577 48.3100 76,185
2020-03-26 HLI GOLD IRWIN 723 48.0300 723 48.0300 34,726
2020-03-25 HLI GOLD IRWIN 2,317 48.0700 2,317 48.0700 111,378
2020-03-24 HLI GOLD IRWIN 21,658 49.2600 21,658 49.2600 1,066,873
2020-03-23 HLI GOLD IRWIN 29,693 48.4200 29,693 48.4200 1,437,735
2020-03-19 HLI GOLD IRWIN 15,000 49.5000 15,000 49.5000 742,500
2020-03-17 HLI GOLD IRWIN 25,000 48.5000 25,000 48.5000 1,212,500
2020-02-05 HLI GOLD IRWIN 20,000 55.7500 20,000 55.7500 1,115,000
2019-12-30 HLI GOLD IRWIN 10,000 49.1100 10,000 49.1100 491,100
2019-12-20 HLI GOLD IRWIN 10,000 48.8600 10,000 48.8600 488,600
2019-12-09 HLI GOLD IRWIN 3,962 48.0500 3,962 48.0500 190,374
2019-12-06 HLI GOLD IRWIN 366 49.0100 366 49.0100 17,938
2019-11-04 HLI GOLD IRWIN 20,000 48.0000 20,000 48.0000 960,000
2019-11-01 HLI GOLD IRWIN 20,000 47.5000 20,000 47.5000 950,000
2019-09-13 HLI GOLD IRWIN 20,000 47.0285 20,000 47.0285 940,570
2018-03-15 HLI GOLD IRWIN 20,728 46.7500 20,728 46.7500 969,034
2017-11-03 HLI GOLD IRWIN 6,533 41.6250 6,533 41.6250 271,936
2017-10-30 HLI GOLD IRWIN 91,453 41.6250 91,453 41.6250 3,806,731
2017-03-15 HLI GOLD IRWIN 15,743 29.0500 15,743 29.0500 457,334
2017-02-14 HLI GOLD IRWIN 104,952 29.2500 104,952 29.2500 3,069,846
2015-08-18 HLI GOLD IRWIN 135,956 21.0000 135,956 21.0000 2,855,076

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HLI / Houlihan Lokey, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Irwin Gold 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2025-12-08 2025-12-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -5,000 0 -100.00
2025-12-08 2025-12-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,000 5,000
2025-09-18 2025-09-16 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -6,811 0 -100.00 202.75 -1,380,930
2025-09-18 2025-09-16 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 6,811 6,811
2025-06-30 2025-06-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -5,000 0 -100.00 182.81 -914,050
2025-06-30 2025-06-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,000 5,000
2025-06-26 2025-06-26 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -5,000 0 -100.00
2025-06-26 2025-06-24 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,000 5,000
2024-12-02 2024-11-25 4/A HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -5,000 0 -100.00
2024-12-02 2024-11-25 4/A HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,000 5,000
2024-11-26 2024-11-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -10,000 0 -100.00
2024-11-26 2024-11-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2024-11-26 2024-11-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -5,000 0 -100.00 190.50 -952,500
2024-11-26 2024-11-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,000 5,000
2024-07-05 2024-06-28 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -9,902 0 -100.00 135.25 -1,339,246
2024-07-05 2024-06-28 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 9,902 9,902
2024-05-31 2024-05-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -3,000 0 -100.00
2024-05-31 2024-05-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 3,000 3,000
2023-12-27 2023-12-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -10,000 0 -100.00 122.18 -1,221,800
2023-12-27 2023-12-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2023-06-08 2023-06-07 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -10,000 0 -100.00 91.23 -912,300
2023-06-08 2023-06-07 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2023-06-06 2023-06-02 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -5,389 0 -100.00 90.09 -485,495
2023-06-06 2023-06-02 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,389 5,389
2022-11-25 2022-11-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -5,000 0 -100.00 99.53 -497,650
2022-11-25 2022-11-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,000 5,000
2022-11-25 2022-11-23 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -9,185 0 -100.00 98.58 -905,457
2022-11-25 2022-11-23 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 9,185 9,185
2022-11-25 2022-11-22 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -815 0 -100.00 98.52 -80,294
2022-11-25 2022-11-22 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 815 815
2022-11-14 2022-11-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -5,389 0 -100.00 96.16 -518,206
2022-11-14 2022-11-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 5,389 5,389
2022-05-31 2022-05-27 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -13,764 1,154,703 -1.18
2022-05-31 2022-05-27 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 13,764 13,764
2022-05-17 2022-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
F - Taxes -5,301 1,140,939 -0.46 84.66 -448,783 96,591,896
2021-06-29 2021-06-25 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -9,000 0 -100.00
2021-06-29 2021-06-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -9,000 0 -100.00 80.45 -724,050
2021-06-29 2021-06-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 9,000 9,000
2021-06-17 2021-06-16 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -1,000 0 -100.00
2021-06-17 2021-06-16 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -1,000 0 -100.00 80.08 -80,080
2021-06-17 2021-06-16 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 1,000 1,000
2021-06-02 2021-06-01 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -10,000 0 -100.00
2021-06-02 2021-06-01 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -10,000 0 -100.00 75.24 -752,400
2021-06-02 2021-06-01 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2021-05-28 2021-05-26 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -22,551 1,166,240 -1.90
2021-05-28 2021-05-26 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 22,551 22,551
2021-05-18 2021-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
F - Taxes -4,525 1,143,689 -0.39 74.00 -334,850 84,632,986
2020-12-14 2020-12-11 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -10,000 0 -100.00
2020-12-14 2020-12-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -10,000 0 -100.00 70.24 -702,400
2020-12-14 2020-12-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2020-11-16 2020-11-13 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -2,435 0 -100.00
2020-11-16 2020-11-13 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -2,435 0 -100.00 65.20 -158,762
2020-11-16 2020-11-13 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 2,435 2,435
2020-11-12 2020-11-11 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -1,286 0 -100.00
2020-11-12 2020-11-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -1,286 0 -100.00 65.09 -83,706
2020-11-12 2020-11-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 1,286 1,286
2020-11-12 2020-11-10 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -400 0 -100.00
2020-11-12 2020-11-10 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -400 0 -100.00 65.00 -26,000
2020-11-12 2020-11-10 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 400 400
2020-11-12 2020-11-09 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -600 0 -100.00
2020-11-12 2020-11-09 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -600 0 -100.00 65.02 -39,012
2020-11-12 2020-11-09 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 600 600
2020-11-09 2020-11-06 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -200 0 -100.00
2020-11-09 2020-11-06 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -200 0 -100.00 65.02 -13,004
2020-11-09 2020-11-06 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 200 200
2020-11-09 2020-11-05 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -100 0 -100.00
2020-11-09 2020-11-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -100 0 -100.00 65.01 -6,501
2020-11-09 2020-11-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 100 100
2020-10-28 2020-10-27 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -4,979 0 -100.00
2020-10-28 2020-10-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale X -4,979 0 -100.00 65.09 -324,083
2020-10-28 2020-10-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 4,979 4,979
2020-07-01 2020-06-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -10,000 0 -100.00
2020-07-01 2020-06-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -10,000 0 -100.00 55.06 -550,600
2020-07-01 2020-06-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2020-06-18 2020-06-17 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -8,000 0 -100.00
2020-06-18 2020-06-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -8,000 0 -100.00
2020-06-18 2020-06-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 8,000 8,000
2020-05-29 2020-05-28 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -8,389 1,186,214 -0.70
2020-05-29 2020-05-28 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 8,389 8,389
2020-05-04 2020-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
F - Taxes -3,132 1,177,825 -0.27 59.38 -185,978 69,939,248
2020-03-31 2020-03-31 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -27,415 0 -100.00
2020-03-31 2020-03-31 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -27,415 0 -100.00 49.82 -1,365,815
2020-03-31 2020-03-31 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 27,415 27,415
2020-03-30 2020-03-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -41,617 0 -100.00
2020-03-30 2020-03-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -41,617 0 -100.00 48.01 -1,998,032
2020-03-30 2020-03-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 41,617 41,617
2020-03-30 2020-03-27 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -1,577 0 -100.00
2020-03-30 2020-03-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -1,577 0 -100.00 48.31 -76,185
2020-03-30 2020-03-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 1,577 1,577
2020-03-27 2020-03-26 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -723 0 -100.00
2020-03-27 2020-03-26 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -723 0 -100.00 48.03 -34,726
2020-03-27 2020-03-26 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 723 723
2020-03-27 2020-03-25 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -2,317 0 -100.00
2020-03-27 2020-03-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -2,317 0 -100.00 48.07 -111,378
2020-03-27 2020-03-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 2,317 2,317
2020-03-24 2020-03-24 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -21,658 0 -100.00
2020-03-24 2020-03-24 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -21,658 0 -100.00 49.26 -1,066,873
2020-03-24 2020-03-24 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 21,658 21,658
2020-03-24 2020-03-23 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -29,693 0 -100.00
2020-03-24 2020-03-23 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -29,693 0 -100.00 48.42 -1,437,735
2020-03-24 2020-03-23 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 29,693 29,693
2020-03-20 2020-03-19 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -15,000 0 -100.00
2020-03-20 2020-03-19 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -15,000 0 -100.00 49.50 -742,500
2020-03-20 2020-03-19 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 15,000 15,000
2020-03-18 2020-03-17 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -25,000 0 -100.00
2020-03-18 2020-03-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -25,000 0 -100.00 48.50 -1,212,500
2020-03-18 2020-03-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 25,000 25,000
2020-02-07 2020-02-05 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -20,000 0 -100.00
2020-02-07 2020-02-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -20,000 0 -100.00 55.75 -1,115,000
2020-02-07 2020-02-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 20,000 20,000
2019-12-30 2019-12-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -10,000 0 -100.00
2019-12-30 2019-12-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -10,000 0 -100.00 49.11 -491,100
2019-12-30 2019-12-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2019-12-23 2019-12-20 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -10,000 0 -100.00
2019-12-23 2019-12-20 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -10,000 0 -100.00 48.86 -488,600
2019-12-23 2019-12-20 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2019-12-23 2019-12-19 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -8,000 0 -100.00
2019-12-23 2019-12-19 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -8,000 0 -100.00
2019-12-23 2019-12-19 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 8,000 8,000
2019-12-10 2019-12-09 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -3,962 0 -100.00
2019-12-10 2019-12-09 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -3,962 0 -100.00 48.05 -190,374
2019-12-10 2019-12-09 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 3,962 3,962
2019-12-10 2019-12-06 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -366 0 -100.00
2019-12-10 2019-12-06 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -366 0 -100.00 49.01 -17,938
2019-12-10 2019-12-06 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 366 366
2019-11-04 2019-11-04 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -20,000 0 -100.00
2019-11-04 2019-11-04 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -20,000 0 -100.00 48.00 -960,000
2019-11-04 2019-11-04 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 20,000 20,000
2019-11-04 2019-11-01 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -20,000 0 -100.00
2019-11-04 2019-11-01 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -20,000 0 -100.00 47.50 -950,000
2019-11-04 2019-11-01 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 20,000 20,000
2019-09-17 2019-09-13 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -20,000 0 -100.00
2019-09-17 2019-09-13 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -20,000 0 -100.00 47.03 -940,570
2019-09-17 2019-09-13 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 20,000 20,000
2019-05-17 2019-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -6,492 1,458,285 -0.44
2019-05-17 2019-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
F - Taxes -5,333 6,492 -45.10 47.22 -251,824 306,552
2019-05-17 2019-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 11,825 11,825
2019-05-02 2019-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
F - Taxes -3,138 1,451,793 -0.22 49.32 -154,766 71,602,431
2018-05-21 2018-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -9,152 1,454,931 -0.63
2018-05-21 2018-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 9,152 9,152
2018-03-19 2018-03-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -20,728 0 -100.00
2018-03-19 2018-03-15 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -20,728 0 -100.00 46.75 -969,034
2018-03-19 2018-03-15 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 20,728 20,728
2017-12-26 2017-12-22 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion 7,500 0 -100.00
2017-12-26 2017-12-22 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -7,500 0 -100.00
2017-12-26 2017-12-22 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 7,500 7,500
2017-11-07 2017-11-03 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -6,533 0 -100.00
2017-11-07 2017-11-03 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -6,533 0 -100.00 41.62 -271,936
2017-11-07 2017-11-03 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 6,533 6,533
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -102,314 0 -100.00
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -91,453 0 -100.00 41.62 -3,806,731
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
F - Taxes -10,861 91,453 -10.62 41.28 -448,342 3,775,180
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 102,314 102,314
2017-05-17 2017-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -16,275 1,582,854 -1.02
2017-05-17 2017-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 16,275 16,275
2017-03-17 2017-03-15 4 HLI HOULIHAN LOKEY, INC.
Class B Common Stock
C - Conversion -15,743 0 -100.00
2017-03-17 2017-03-15 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock
S - Sale -15,743 0 -100.00 29.05 -457,334
2017-03-17 2017-03-15 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock
C - Conversion 15,743 15,743
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class B Common Stock
C - Conversion -111,881 0 -100.00
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock
S - Sale -104,952 0 -100.00 29.25 -3,069,846
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock
F - Taxes -6,929 104,952 -6.19 32.30 -223,807 3,389,950
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock
C - Conversion 111,881 111,881
2016-11-21 2016-11-17 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion 10,000 0 -100.00
2016-11-21 2016-11-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
G - Gift -10,000 0 -100.00
2016-11-21 2016-11-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 10,000 10,000
2016-05-03 2016-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -26,749 1,704,203 -1.55
2016-05-03 2016-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 26,749 26,749
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
Z - Other -1,677,454 1,677,454 -50.00
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
C - Conversion -135,956 1,677,454 -7.50
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK
A - Award 1,813,410 1,813,410
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
S - Sale -135,956 0 -100.00 21.00 -2,855,076
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK
C - Conversion 135,956 135,956
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)