EyePoint公司
US ˙ NasdaqGM ˙ US30233G2093

簡介

本頁面提供了有關 Douglas Evan Godshall 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Douglas Evan Godshall已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:SWAV / Shockwave Medical, Inc. President & CEO, Director 0
US:EYPT / EyePoint, Inc. Director 11,000
US:VTL / Vital Therapies, Inc. Director 0
US:HTWR / Heartware International Inc. President & Chief Exec Officer, Director 0
如何解讀這些圖表

以下圖表顯示了在Douglas Evan Godshall進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

EYPT / EyePoint, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EYPT / EyePoint, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2019-03-29 EYPT Godshall Douglas Evan 17,000 1.7520 1,700 17.5200 29,784 206 26.8 15,776 52.97

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

EYPT / EyePoint, Inc. Insider Trades
EYPT / EyePoint, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EYPT / EyePoint, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

EYPT / EyePoint, Inc. Insider Trades
IMUX / Immunic, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 EYPT / EyePoint, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2014-10-08 VTL Godshall Douglas Evan 2,857 17.5000 2,857 17.5000 49,998 198
2014-04-23 VTL Godshall Douglas Evan 12,500 12.0000 12,500 12.0000 150,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

IMUX / Immunic, Inc. Insider Trades
IMUX / Immunic, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 EYPT / EyePoint, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2018-09-19 VTL Godshall Douglas Evan 69,375 0.3487 69,375 0.3487 24,191 93

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

IMUX / Immunic, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Douglas Evan Godshall 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2024-05-31 2024-05-31 4 SWAV Shockwave Medical, Inc.
Common Stock
D - Sale to Issuer -151,629 0 -100.00
2024-05-03 2024-05-02 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -552 151,629 -0.36 329.81 -182,055 50,008,760
2024-05-03 2024-05-02 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -592 152,181 -0.39 329.81 -195,248 50,190,816
2024-02-21 2024-02-20 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -9,989 152,773 -6.14 255.67 -2,553,888 39,059,473
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -831 162,762 -0.51 236.13 -196,224 38,432,991
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -600 163,593 -0.37 235.21 -141,126 38,478,710
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -200 164,193 -0.12 233.54 -46,708 38,345,633
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -792 164,393 -0.48 232.74 -184,330 38,260,827
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,987 165,185 -1.19 231.74 -460,467 38,279,972
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,800 167,172 -1.65 230.86 -646,408 38,593,328
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,230 169,972 -1.29 229.82 -512,499 39,062,965
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -560 172,202 -0.32 228.28 -127,837 39,310,273
2024-02-16 2024-02-15 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 10,000 172,762 6.14 3.42 34,160 590,155
2024-02-06 2024-02-05 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -604 162,762 -0.37 226.30 -136,685 36,833,041
2024-02-06 2024-02-05 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -2,614 163,366 -1.57 226.28 -591,496 36,966,458
2024-02-06 2024-02-05 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -5,918 165,980 -3.44 226.30 -1,339,243 37,561,274
2024-02-02 2024-02-01 4 SWAV Shockwave Medical, Inc.
Common Stock
A - Award 19,013 171,898 12.44
2024-01-18 2024-01-18 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -10,250 152,885 -6.28 217.78 -2,232,245 33,295,295
2024-01-18 2024-01-17 4 SWAV Shockwave Medical, Inc.
Common Stock
A - Award 22,078 163,135 15.65
2024-01-18 2024-01-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,000 141,057 -0.70 220.00 -220,000 31,032,540
2024-01-18 2024-01-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,248 142,057 -0.87 219.27 -273,649 31,148,838
2024-01-18 2024-01-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,302 143,305 -0.90 217.97 -283,797 31,236,191
2024-01-18 2024-01-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -6,150 144,607 -4.08 216.87 -1,333,750 31,360,920
2024-01-18 2024-01-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -300 150,757 -0.20 215.54 -64,662 32,494,164
2024-01-18 2024-01-16 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 10,000 151,057 7.09 3.42 34,160 516,011
2024-01-08 2024-01-05 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -10,000 141,057 -6.62 200.05 -2,000,500 28,218,453
2024-01-08 2024-01-05 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 10,000 151,057 7.09 3.42 34,160 516,011
2023-12-18 2023-12-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -200 141,057 -0.14 191.03 -38,206 26,946,119
2023-12-18 2023-12-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -359 141,257 -0.25 190.03 -68,221 26,843,068
2023-12-18 2023-12-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -700 141,616 -0.49 188.47 -131,929 26,690,368
2023-12-18 2023-12-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,293 142,316 -1.59 187.56 -430,075 26,692,789
2023-12-18 2023-12-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,448 144,609 -0.99 186.84 -270,544 27,018,746
2023-12-18 2023-12-15 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 5,000 146,057 3.54 3.42 17,080 498,931
2023-11-21 2022-04-25 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -1,887 142,926 -1.30 177.35 -334,659 25,347,926
2023-11-17 2023-11-15 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 5,000 141,057 3.67 3.42 17,080 481,851
2023-11-17 2023-11-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -400 136,057 -0.29 177.02 -70,808 24,084,810
2023-11-17 2023-11-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -914 136,457 -0.67 175.82 -160,699 23,991,870
2023-11-17 2023-11-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,186 137,371 -0.86 175.11 -207,680 24,055,036
2023-11-17 2023-11-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -500 138,557 -0.36 173.93 -86,965 24,099,219
2023-11-17 2023-11-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -900 139,057 -0.64 172.82 -155,538 24,031,831
2023-11-17 2023-11-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,100 139,957 -0.78 171.56 -188,716 24,011,023
2023-11-15 2023-11-02 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -592 141,057 -0.42 214.07 -126,729 30,196,072
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,846 141,649 -1.29 203.60 -375,846 28,839,736
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,254 143,495 -0.87 202.86 -254,386 29,109,396
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -300 144,749 -0.21 201.29 -60,387 29,136,526
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,500 145,049 -3.65 200.00 -1,100,000 29,009,800
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -600 150,549 -0.40 198.64 -119,184 29,905,053
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -300 151,149 -0.20 197.00 -59,100 29,776,353
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -200 151,449 -0.13 194.59 -38,918 29,470,461
2023-10-17 2023-10-16 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 10,000 151,649 7.06 3.42 34,160 518,033
2023-09-19 2023-09-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -500 141,649 -0.35 214.52 -107,260 30,386,543
2023-09-19 2023-09-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -4,871 142,149 -3.31 213.65 -1,040,689 30,370,134
2023-09-19 2023-09-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,086 147,020 -1.40 212.74 -443,776 31,277,035
2023-09-19 2023-09-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,343 149,106 -0.89 211.79 -284,434 31,579,160
2023-09-19 2023-09-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,200 150,449 -0.79 210.38 -252,456 31,651,461
2023-09-19 2023-09-15 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 10,000 151,649 7.06 3.42 34,160 518,033
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -500 141,649 -0.35 222.61 -111,305 31,532,484
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,707 142,149 -1.19 221.56 -378,203 31,494,532
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,204 143,856 -1.51 220.50 -485,982 31,720,248
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,204 146,060 -0.82 219.60 -264,398 32,074,776
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -303 147,264 -0.21 213.15 -64,584 31,389,322
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -199 147,567 -0.13 211.29 -42,047 31,179,431
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -505 147,766 -0.34 209.16 -105,626 30,906,737
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -600 148,271 -0.40 207.80 -124,680 30,810,714
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -300 148,871 -0.20 206.68 -62,004 30,768,658
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -700 149,171 -0.47 205.70 -143,990 30,684,475
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,778 149,871 -1.17 204.36 -363,352 30,627,638
2023-08-25 2023-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 10,000 151,649 7.06 3.42 34,160 518,033
2023-08-04 2023-08-03 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -614 141,649 -0.43 250.10 -153,561 35,426,415
2023-05-05 2023-05-03 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -610 142,263 -0.43 280.76 -171,264 39,941,760
2023-04-26 2023-04-25 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -1,868 142,873 -1.29 280.01 -523,059 40,005,869
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 30,000 144,741 26.15 3.42 102,480 494,435
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -400 114,741 -0.35 194.17 -77,668 22,279,260
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,853 115,141 -1.58 193.10 -357,814 22,233,727
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,700 116,994 -1.43 192.19 -326,723 22,485,077
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,300 118,694 -1.08 190.92 -248,196 22,661,058
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,100 119,994 -0.91 190.00 -209,000 22,798,860
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,300 121,094 -1.86 188.85 -434,355 22,868,602
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -9,042 123,394 -6.83 187.79 -1,697,997 23,172,159
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -4,087 132,436 -2.99 186.86 -763,697 24,746,991
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,518 136,523 -2.51 186.02 -654,418 25,396,008
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,700 140,041 -1.20 184.71 -314,007 25,866,973
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,600 141,741 -1.80 183.93 -478,218 26,070,422
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -400 144,341 -0.28 182.68 -73,072 26,368,214
2023-02-22 2023-02-21 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -10,053 144,741 -6.49 192.88 -1,939,023 27,917,644
2023-02-03 2023-02-02 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -8,486 154,794 -5.20 188.26 -1,597,574 29,141,518
2023-02-03 2023-02-01 4 SWAV Shockwave Medical, Inc.
Common Stock
A - Award 20,354 163,280 14.24
2022-12-02 2022-08-11 4/A SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 30,000 142,926 26.57 3.42 102,480 488,235
2022-12-02 2022-11-14 4/A SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 30,000 142,926 26.57 3.42 102,480 488,235
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -800 82,926 -0.96 245.96 -196,768 20,396,479
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,027 83,726 -1.21 243.79 -250,372 20,411,562
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -7,998 84,753 -8.62 243.22 -1,945,274 20,613,625
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,710 92,751 -2.84 242.12 -656,145 22,456,872
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,941 95,461 -5.86 241.06 -1,432,137 23,011,829
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,482 101,402 -1.44 240.07 -355,784 24,343,578
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,780 102,884 -2.63 239.07 -664,615 24,596,478
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,642 105,664 -2.44 238.01 -628,822 25,149,089
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,720 108,306 -3.32 237.16 -882,235 25,685,851
2022-11-16 2022-11-14 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -900 112,026 -0.80 235.72 -212,148 26,406,769
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -200 112,926 -0.18 287.00 -57,400 32,409,762
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -400 113,126 -0.35 285.41 -114,164 32,287,292
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,900 113,526 -1.65 284.63 -540,797 32,312,905
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,016 115,426 -0.87 283.74 -288,280 32,750,973
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,503 116,442 -2.10 282.38 -706,797 32,880,892
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -6,586 118,945 -5.25 281.55 -1,854,288 33,488,965
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,987 125,531 -4.55 280.48 -1,679,234 35,208,935
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,741 131,518 -2.77 279.37 -1,045,123 36,742,184
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,116 135,259 -3.64 278.51 -1,424,857 37,670,984
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,751 140,375 -1.23 277.57 -486,025 38,963,889
2022-08-12 2022-08-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -800 142,126 -0.56 276.11 -220,888 39,242,410
2022-06-08 2022-06-06 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -34 142,926 -0.02 181.29 -6,164 25,911,055
2022-06-08 2022-06-06 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -66 142,960 -0.05 179.58 -11,852 25,672,757
2022-06-08 2022-06-06 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -14 143,026 -0.01 178.36 -2,497 25,510,117
2022-06-08 2022-06-06 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,016 143,040 -3.39 177.53 -890,490 25,393,891
2022-06-08 2022-06-06 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,270 148,056 -1.51 176.73 -401,177 26,165,937
2022-06-08 2022-06-06 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 7,400 150,326 5.18 3.42 25,278 513,514
2022-06-01 2022-05-27 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,600 142,926 -1.79 175.06 -455,156 25,020,626
2022-06-01 2022-05-27 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 2,600 145,526 1.82 3.42 8,882 497,117
2022-05-13 2022-05-13 4 SWAV Shockwave Medical, Inc.
Stock Option
M - Exercise X -5,000 464,799 -1.06
2022-05-13 2022-05-13 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,000 142,926 -3.38 150.00 -750,000 21,438,900
2022-05-13 2022-05-13 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 5,000 147,926 3.50 3.42 17,080 505,315
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Stock Option
M - Exercise X -15,000 469,799 -3.09
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -700 142,926 -0.49 148.30 -103,810 21,195,926
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -700 143,626 -0.49 147.15 -103,005 21,134,566
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,400 144,326 -0.96 146.12 -204,568 21,088,915
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,500 145,726 -1.02 145.02 -217,530 21,133,185
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -500 147,226 -0.34 142.87 -71,435 21,034,179
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -300 147,726 -0.20 142.10 -42,630 20,991,865
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -900 148,026 -0.60 140.84 -126,756 20,847,982
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,100 148,926 -2.04 140.03 -434,093 20,854,108
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,300 152,026 -0.85 139.00 -180,700 21,131,614
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,239 153,326 -0.80 137.62 -170,511 21,100,724
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,538 154,565 -0.99 136.84 -210,460 21,150,675
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,523 156,103 -0.97 136.09 -207,265 21,244,057
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -300 157,626 -0.19 134.28 -40,284 21,166,019
2022-05-12 2022-05-11 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 15,000 157,926 10.49 3.42 51,240 539,475
2022-02-23 2022-02-22 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -230 144,813 -0.16 158.13 -36,370 22,899,280
2022-02-23 2022-02-22 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -8,765 145,043 -5.70 159.59 -1,398,806 23,147,412
2022-02-15 2022-02-01 4/A SWAV Shockwave Medical, Inc.
Common Stock
A - Award 22,079 158,935 16.13
2022-02-15 2022-02-14 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -70 153,808 -0.05 145.55 -10,188 22,386,754
2022-02-15 2022-02-14 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -5,057 153,878 -3.18 146.52 -740,952 22,546,205
2022-02-03 2022-02-01 4 SWAV Shockwave Medical, Inc.
Common Stock
A - Award 22,079 154,104 16.72
2022-02-03 2022-02-01 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -4,831 132,025 -3.53 155.03 -748,950 20,467,836
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Stock Option
M - Exercise X -45,000 484,799 -8.49
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -500 136,856 -0.36 212.02 -106,010 29,016,209
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -300 137,356 -0.22 210.14 -63,042 28,863,990
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -3,780 137,656 -2.67 209.60 -792,288 28,852,698
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -6,232 141,436 -4.22 208.55 -1,299,684 29,496,478
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -13,703 147,668 -8.49 207.37 -2,841,591 30,621,913
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -14,827 161,371 -8.41 206.59 -3,063,110 33,337,635
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -3,958 176,198 -2.20 205.71 -814,200 36,245,691
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale -1,700 180,156 -0.93 204.55 -347,735 36,850,910
2021-11-22 2021-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 45,000 181,856 32.88 3.42 153,720 621,220
2021-08-27 2020-08-26 4/A SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -17,005 945,648 -1.77
2021-08-27 2020-08-26 4/A SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -17,005 98,359 -14.74 60.01 -1,020,470 5,902,524
2021-08-27 2020-08-26 4/A SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 17,005 115,364 17.29 3.42 58,089 394,083
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -45,000 546,804 -7.60
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,100 136,856 -0.80 191.73 -210,903 26,239,401
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,500 137,956 -2.47 190.66 -667,310 26,302,691
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -7,882 141,456 -5.28 189.67 -1,494,979 26,829,960
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -7,212 149,338 -4.61 188.84 -1,361,914 28,200,988
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -12,274 156,550 -7.27 187.69 -2,303,707 29,382,870
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -8,273 168,824 -4.67 186.86 -1,545,893 31,546,453
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,359 177,097 -0.76 185.52 -252,122 32,855,035
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,700 178,456 -0.94 184.72 -314,024 32,964,392
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,700 180,156 -0.93 183.89 -312,613 33,128,887
2021-08-20 2021-08-18 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 45,000 181,856 32.88 3.42 153,720 621,220
2021-06-23 2021-06-22 4 EYPT EyePoint Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 11,000 11,000
2021-06-23 2021-06-22 4 EYPT EyePoint Pharmaceuticals, Inc.
Restricted Stock Units
M - Exercise 2,500 0 -100.00
2021-06-23 2021-06-22 4 EYPT EyePoint Pharmaceuticals, Inc.
Common Stock
M - Exercise 2,500 8,016 45.32
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -45,000 591,804 -7.07
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -512 136,856 -0.37 162.14 -83,016 22,189,832
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -6,470 137,368 -4.50 161.12 -1,042,446 22,132,732
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -21,033 143,838 -12.76 160.17 -3,368,856 23,038,532
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -6,485 164,871 -3.78 159.23 -1,032,607 26,252,409
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,061 171,356 -2.87 158.37 -801,511 27,137,650
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,038 176,417 -0.58 156.84 -162,800 27,669,242
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -302 177,455 -0.17 155.79 -47,049 27,645,714
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -2,799 177,757 -1.55 154.70 -433,005 27,499,008
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,300 180,556 -0.71 153.78 -199,914 27,765,902
2021-05-20 2021-05-18 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 45,000 181,856 32.88 3.42 153,720 621,220
2021-04-26 2021-04-23 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -1,837 136,856 -1.32 159.38 -292,781 21,812,109
2021-03-02 2021-02-28 4 EYPT EyePoint Pharmaceuticals, Inc.
Restricted Stock Units
M - Exercise -1,900 0 -100.00
2021-03-02 2021-02-28 4 EYPT EyePoint Pharmaceuticals, Inc.
Common Stock
M - Exercise 1,900 5,516 52.54
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -45,000 636,804 -6.60
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -9,666 138,693 -6.52 123.19 -1,190,755 17,085,591
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -300 148,359 -0.20 125.74 -37,722 18,654,661
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,400 148,659 -0.93 124.35 -174,090 18,485,747
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -7,039 150,059 -4.48 123.34 -868,190 18,508,277
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -13,555 157,098 -7.94 122.45 -1,659,810 19,236,650
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -13,295 170,653 -7.23 121.63 -1,617,071 20,756,524
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -5,911 183,948 -3.11 120.58 -712,748 22,180,450
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,500 189,859 -1.81 119.54 -418,390 22,695,745
2021-02-22 2021-02-18 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 45,000 193,359 30.33 3.42 153,720 660,514
2021-02-08 2021-02-01 4 SWAV Shockwave Medical, Inc.
Common Stock
A - Award 50,000 148,359 50.83
2020-11-18 2020-11-18 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -16,131 681,804 -2.31
2020-11-18 2020-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,911 98,359 -3.82 96.70 -378,194 9,511,315
2020-11-18 2020-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -12,220 102,270 -10.67 96.15 -1,174,953 9,833,260
2020-11-18 2020-11-18 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 16,131 114,490 16.40 3.42 55,103 391,098
2020-11-18 2020-11-17 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -132,145 697,935 -15.92
2020-11-18 2020-11-17 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -502 98,359 -0.51 95.89 -48,137 9,431,645
2020-11-18 2020-11-17 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -104,673 98,861 -51.43 95.27 -9,972,197 9,418,487
2020-11-18 2020-11-17 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -16,650 203,534 -7.56 94.31 -1,570,262 19,195,292
2020-11-18 2020-11-17 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -8,417 220,184 -3.68 93.25 -784,885 20,532,158
2020-11-18 2020-11-17 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -1,903 228,601 -0.83 92.40 -175,837 21,122,732
2020-11-18 2020-11-17 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 132,145 230,504 134.35 3.42 451,407 787,402
2020-11-18 2020-11-16 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -131,724 830,080 -13.70
2020-11-18 2020-11-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -3,244 98,359 -3.19 95.45 -309,640 9,388,367
2020-11-18 2020-11-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -31,502 101,603 -23.67 94.77 -2,985,445 9,628,916
2020-11-18 2020-11-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -73,517 133,105 -35.58 93.79 -6,895,159 12,483,918
2020-11-18 2020-11-16 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -23,461 206,622 -10.20 92.97 -2,181,169 19,209,647
2020-11-18 2020-11-16 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 131,724 230,083 133.92 3.42 449,969 785,964
2020-08-28 2020-08-27 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -849 961,804 -0.09
2020-08-28 2020-08-27 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -849 98,359 -0.86 60.00 -50,940 5,901,540
2020-08-28 2020-08-27 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 849 99,208 0.86 3.42 2,900 338,895
2020-08-25 2020-08-25 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -48,761 962,653 -4.82
2020-08-25 2020-08-25 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -48,761 98,359 -33.14 60.06 -2,928,586 5,907,442
2020-08-25 2020-08-25 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 48,761 147,120 49.57 3.42 166,568 502,562
2020-08-25 2020-08-24 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -9,359 1,011,414 -0.92
2020-08-25 2020-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -9,359 98,359 -8.69 60.00 -561,540 5,901,540
2020-08-25 2020-08-24 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 9,359 107,718 9.52 3.42 31,970 367,965
2020-08-21 2020-08-21 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -16,750 1,020,773 -1.61
2020-08-21 2020-08-21 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -16,750 98,359 -14.55 60.02 -1,005,335 5,903,507
2020-08-21 2020-08-21 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 16,750 115,109 17.03 3.42 57,218 393,212
2020-08-21 2020-08-20 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -27,276 1,037,523 -2.56
2020-08-21 2020-08-20 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -27,276 98,359 -21.71 60.01 -1,636,833 5,902,524
2020-08-21 2020-08-20 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 27,276 125,635 27.73 3.42 93,175 429,169
2020-08-05 2020-08-05 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -19,357 1,064,799 -1.79
2020-08-05 2020-08-04 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -19,357 98,359 -16.44 50.01 -968,053 4,918,983
2020-08-05 2020-08-04 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 19,357 117,716 19.68 3.42 66,124 402,118
2020-08-05 2020-08-03 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -10,643 1,084,156 -0.97
2020-08-05 2020-08-03 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -10,643 98,359 -9.76 50.02 -532,389 4,920,163
2020-08-05 2020-08-03 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 10,643 109,002 10.82 3.42 36,356 372,351
2020-05-19 2020-05-15 4 SWAV Shockwave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -30,000 1,094,799 -2.67
2020-05-19 2020-05-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -19,936 98,359 -16.85 42.38 -844,922 4,168,622
2020-05-19 2020-05-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -4,000 118,295 -3.27 41.64 -166,568 4,926,040
2020-05-19 2020-05-15 4 SWAV Shockwave Medical, Inc.
Common Stock
S - Sale X -6,064 122,295 -4.72 40.75 -247,104 4,983,436
2020-05-19 2020-05-15 4 SWAV Shockwave Medical, Inc.
Common Stock
M - Exercise X 30,000 128,359 30.50 3.42 102,480 438,474
2020-04-27 2020-04-24 4 SWAV Shockwave Medical, Inc.
Common Stock
F - Taxes -1,841 98,359 -1.84 39.48 -72,683 3,883,213
2020-03-03 2020-02-28 4 EYPT EyePoint Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 33,500 33,500
2020-03-03 2020-02-28 4 EYPT EyePoint Pharmaceuticals, Inc.
Restricted Stock Units
A - Award 19,000 19,000
2020-02-19 2020-02-18 4 SWAV ShockWave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise X -30,000 1,124,799 -2.60
2020-02-19 2020-02-18 4 SWAV ShockWave Medical, Inc.
Common Stock
A - Award 84,200 100,200 526.25
2020-02-19 2020-02-18 4 SWAV ShockWave Medical, Inc.
Common Stock
S - Sale X -13,183 16,000 -45.17 43.75 -576,754 699,997
2020-02-19 2020-02-18 4 SWAV ShockWave Medical, Inc.
Common Stock
S - Sale X -16,817 29,183 -36.56 42.82 -720,171 1,249,733
2020-02-19 2020-02-18 4 SWAV ShockWave Medical, Inc.
Common Stock
M - Exercise X 30,000 46,000 187.50 3.42 102,480 157,136
2019-11-22 2019-11-21 4 SWAV ShockWave Medical, Inc.
Stock Option (Right to Buy)
M - Exercise -30,000 1,154,799 -2.53
2019-11-22 2019-11-21 4 SWAV ShockWave Medical, Inc.
Common Stock
S - Sale -400 16,000 -2.44 37.88 -15,152 606,080
2019-11-22 2019-11-21 4 SWAV ShockWave Medical, Inc.
Common Stock
S - Sale -29,600 16,400 -64.35 37.42 -1,107,490 613,609
2019-11-22 2019-11-21 4 SWAV ShockWave Medical, Inc.
Common Stock
M - Exercise X 30,000 46,000 187.50 3.42 102,480 157,136
2019-07-16 2019-04-24 4 SWAV ShockWave Medical, Inc.
Common stock
A - Award 16,000 16,000
2019-06-27 2019-06-25 4 EYPT EyePoint Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 40,000 40,000
2019-06-24 2019-06-21 4 EYPT EyePoint Pharmaceuticals, Inc.
Deferred Stock Units
M - Exercise -6,667 0 -100.00
2019-06-24 2019-06-21 4 EYPT EyePoint Pharmaceuticals, Inc.
Common Stock
M - Exercise 6,667 36,167 22.60
2019-04-01 2019-03-29 4 EYPT EyePoint Pharmaceuticals, Inc.
Common Stock
P - Purchase 17,000 29,500 136.00 1.75 29,784 51,684
2019-03-08 2019-03-06 4 SWAV ShockWave Medical, Inc.
Stock Options (Right to Buy)
A - Award 81,967 81,967
2018-09-21 2018-09-19 4 VTL VITAL THERAPIES INC
Common Stock
S - Sale -69,375 0 -100.00 0.35 -24,191
2018-06-29 2018-06-27 4 EYPT EyePoint Pharmaceuticals, Inc.
Deferred Stock Units
M - Exercise -12,500 0 -100.00
2018-06-29 2018-06-27 4 EYPT EyePoint Pharmaceuticals, Inc.
Common Stock
M - Exercise 12,500 12,500
2018-06-26 2018-06-21 4 EYPT EyePoint Pharmaceuticals, Inc.
Deferred Stock Units
A - Award 6,667 6,667
2018-06-26 2018-06-21 4 EYPT EyePoint Pharmaceuticals, Inc.
Employee Stock Option (right to buy)
A - Award 26,667 26,667
2018-05-25 2018-05-23 4 VTL VITAL THERAPIES INC
Stock Option (right to buy)
A - Award 29,538 29,538
2017-12-19 2017-12-15 4 PSDV pSivida Corp.
Deferred Stock Units
A - Award 12,500 12,500
2017-12-19 2017-12-15 4 PSDV pSivida Corp.
Employee Stock Option (right to buy)
A - Award 20,000 20,000
2017-05-25 2017-05-23 4 VTL VITAL THERAPIES INC
Stock Option (right to buy)
A - Award 45,022 45,022
2016-12-14 2016-12-12 4 PSDV pSivida Corp.
Employee Stock Option (right to buy)
A - Award 20,000 20,000
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -10,312 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -11,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -5,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -5,000 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -5,500 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -13,750 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -13,750 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
D - Sale to Issuer -13,750 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
D - Sale to Issuer -37,344 0 -100.00
2016-08-24 2016-08-23 4 HTWR HeartWare International, Inc.
Common Stock
U - Other -84,345 0 -100.00 58.00 -4,892,010
2016-05-26 2016-05-24 4 VTL VITAL THERAPIES INC
Stock Option (right to buy)
A - Award 21,599 21,599
2016-02-26 2016-02-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -496 84,345 -0.58 30.09 -14,925 2,537,941
2016-02-26 2016-02-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,494 84,841 -1.73 28.90 -43,177 2,451,905
2016-02-26 2016-02-24 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,500 40,062 -12.07
2016-02-26 2016-02-24 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,500 86,335 6.80
2016-02-25 2016-02-24 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,153 80,835 -1.41 32.35 -37,300 2,615,012
2016-02-25 2016-02-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -3,438 45,562 -7.02
2016-02-25 2016-02-23 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 3,438 81,988 4.38
2016-02-23 2016-02-19 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 13,750 49,000 39.01
2016-02-09 2016-02-08 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -500 78,550 -0.63 38.00 -19,000 2,984,900
2016-02-09 2016-02-08 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -700 79,050 -0.88 36.88 -25,816 2,915,364
2016-02-09 2016-02-08 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -596 79,750 -0.74 35.04 -20,884 2,794,440
2016-02-09 2016-02-07 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,000 35,250 -12.42
2016-02-09 2016-02-07 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,000 80,346 6.64
2015-12-23 2015-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -234 75,346 -0.31 47.54 -11,124 3,581,949
2015-12-23 2015-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -4,090 75,580 -5.13 46.23 -189,081 3,494,063
2015-12-23 2015-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -9,000 40,250 -18.27
2015-12-23 2015-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 9,000 79,670 12.74
2015-12-04 2015-12-03 4 PSDV pSivida Corp.
Employee Stock Option (right to buy)
A - Award 20,000 20,000
2015-03-26 2015-03-24 4 VTL VITAL THERAPIES INC
Stock Option (right to buy)
A - Award 5,604 5,604
2015-02-26 2015-02-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,842 70,670 -2.54 89.58 -165,006 6,330,619
2015-02-26 2015-02-24 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,500 49,250 -10.05
2015-02-26 2015-02-24 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,500 72,512 8.21
2015-02-25 2015-02-23 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 13,750 54,750 33.54
2015-02-10 2015-02-09 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale -100 67,012 -0.15 87.55 -8,755 5,866,901
2015-02-10 2015-02-09 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,598 67,112 -2.33 86.52 -138,259 5,806,530
2015-02-10 2015-02-07 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,000 41,000 -10.87
2015-02-10 2015-02-07 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,000 68,710 7.85
2014-12-23 2014-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -4,328 63,710 -6.36 73.19 -316,766 4,662,935
2014-12-23 2014-12-22 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,700 68,038 -3.82 72.72 -196,344 4,947,723
2014-12-23 2014-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -9,000 46,000 -16.36
2014-12-23 2014-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 9,000 70,738 14.58
2014-12-23 2014-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,612 55,000 -9.26
2014-12-23 2014-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,612 61,738 10.00
2014-12-15 2014-12-11 4 PSDV pSivida Corp.
Employee Stock Option (right to buy)
A - Award 20,000 20,000
2014-10-09 2014-10-08 4 VTL VITAL THERAPIES INC
Common Stock
P - Purchase 2,857 69,375 4.30 17.50 49,998 1,214,062
2014-04-23 2014-04-23 4 VTL VITAL THERAPIES INC
Senior Convertible Preferred Stock
C - Conversion -54,018 0 -100.00
2014-04-23 2014-04-23 4 VTL VITAL THERAPIES INC
Common Stock
C - Conversion 54,018 66,518 432.14
2014-04-23 2014-04-23 4 VTL VITAL THERAPIES INC
Common Stock
P - Purchase 12,500 12,500 12.00 150,000 150,000
2014-02-26 2014-02-24 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 22,000 60,612 56.98
2014-02-11 2014-02-10 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,428 56,126 -4.15 94.57 -229,616 5,307,836
2014-02-11 2014-02-07 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,000 38,612 -11.46
2014-02-11 2014-02-07 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,000 58,554 9.34
2013-12-24 2013-12-23 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -425 53,554 -0.79 91.63 -38,943 4,907,153
2013-12-24 2013-12-23 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -3,908 53,979 -6.75 91.08 -355,941 4,916,407
2013-12-24 2013-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -9,000 43,612 -17.11
2013-12-24 2013-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 9,000 57,887 18.41
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,613 52,612 -9.64
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -276 48,887 -0.56 92.41 -25,505 4,517,648
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,427 49,163 -4.70 91.68 -222,507 4,507,264
2013-12-24 2013-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,613 51,590 12.21
2013-12-20 2013-12-18 4 PSDV pSivida Corp.
Employee Stock Option (right to buy)
A - Award 30,000 30,000
2013-12-03 2013-12-02 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,522 37,344 -6.33
2013-12-03 2013-12-02 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -10,478 39,866 -20.81
2013-12-03 2013-12-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -5,519 45,977 -10.72 96.09 -530,321 4,417,930
2013-12-03 2013-12-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -7,481 51,496 -12.68 95.08 -711,293 4,896,240
2013-12-03 2013-12-02 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 13,000 58,977 28.28 35.06 455,780 2,067,734
2013-11-18 2013-11-15 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -10,000 50,344 -16.57
2013-11-18 2013-11-15 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -10,000 45,977 -17.86 90.00 -900,000 4,137,930
2013-11-18 2013-11-15 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 10,000 55,977 21.75 35.92 359,200 2,010,694
2013-11-08 2013-11-07 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -3,000 60,344 -4.74
2013-11-08 2013-11-07 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -4,900 45,977 -9.63 81.67 -400,183 3,754,942
2013-11-08 2013-11-07 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -100 50,877 -0.20 80.00 -8,000 4,070,160
2013-11-08 2013-11-07 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -3,000 50,977 -5.56 85.44 -256,320 4,355,475
2013-11-08 2013-11-07 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 3,000 53,977 5.89 36.64 109,920 1,977,717
2013-10-15 2013-10-14 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -3,000 63,344 -4.52
2013-10-15 2013-10-14 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -5,000 50,977 -8.93 75.05 -375,250 3,825,824
2013-10-15 2013-10-14 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -3,000 55,977 -5.09 75.00 -225,000 4,198,275
2013-10-15 2013-10-14 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 3,000 58,977 5.36 36.44 109,320 2,149,122
2013-09-04 2013-09-03 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -3,000 66,344 -4.33
2013-09-04 2013-09-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,460 55,977 -2.54 78.67 -114,858 4,403,711
2013-09-04 2013-09-03 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -6,540 57,437 -10.22 77.95 -509,793 4,477,214
2013-09-04 2013-09-03 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 3,000 63,977 4.92 34.54 103,620 2,209,766
2013-08-02 2013-08-01 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -10,388 69,344 -13.03
2013-08-02 2013-08-01 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,612 79,732 -3.17
2013-08-02 2013-08-01 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -18,000 60,977 -22.79 94.74 -1,705,320 5,776,961
2013-08-02 2013-08-01 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 13,000 78,977 19.70 34.70 451,100 2,740,502
2013-07-29 2013-07-29 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,530 82,344 -2.98
2013-07-29 2013-07-29 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -436 65,977 -0.66 93.19 -40,631 6,148,397
2013-07-29 2013-07-29 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -7,094 66,413 -9.65 92.08 -653,216 6,115,309
2013-07-29 2013-07-29 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,530 73,507 3.56 35.63 90,144 2,619,054
2013-07-29 2013-07-26 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -12,834 84,874 -13.14
2013-07-29 2013-07-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -100 70,977 -0.14 94.04 -9,404 6,674,677
2013-07-29 2013-07-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -4,075 71,077 -5.42 93.19 -379,749 6,623,666
2013-07-29 2013-07-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -8,659 75,152 -10.33 92.64 -802,170 6,962,081
2013-07-29 2013-07-26 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 12,834 83,811 18.08 35.32 453,297 2,960,205
2013-07-29 2013-07-25 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -12,636 97,708 -11.45
2013-07-29 2013-07-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -4,053 70,977 -5.40 93.81 -380,212 6,658,352
2013-07-29 2013-07-25 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -8,583 75,030 -10.27 93.45 -802,081 7,011,554
2013-07-29 2013-07-25 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 12,636 83,613 17.80 35.53 448,957 2,970,770
2013-05-23 2013-05-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 20,000 58,225 52.32
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -9,000 38,225 -19.06
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,366 70,977 -3.23 82.26 -194,627 5,838,568
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,463 73,343 -1.96 81.69 -119,512 5,991,390
2012-12-26 2012-12-21 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 9,000 74,806 13.68
2012-12-26 2012-12-20 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -5,612 47,225 -10.62
2012-12-26 2012-12-20 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,388 65,806 -3.50 82.09 -196,031 5,402,015
2012-12-26 2012-12-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,612 68,194 8.97
2012-12-14 2012-12-14 4 PSDV pSivida Corp.
Employee Stock Option (right to buy)
A - Award 10,000 10,000
2012-12-14 2012-12-14 4 PSDV pSivida Corp.
Employee Stock Option (right to buy)
A - Award 60,000 60,000
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -39 62,582 -0.06 87.00 -3,393 5,444,634
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -76 62,621 -0.12 85.79 -6,520 5,372,256
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,682 62,697 -2.61 84.85 -142,718 5,319,840
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -688 64,379 -1.06 83.91 -57,730 5,402,042
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,109 65,067 -1.68 82.88 -91,914 5,392,753
2012-11-23 2012-11-21 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -223 66,176 -0.34 81.78 -18,237 5,411,873
2012-11-23 2012-11-20 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 8,572 66,399 14.82
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -7,500 110,344 -6.36
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -5,577 57,827 -8.80 93.03 -518,828 5,379,646
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,923 63,404 -2.94 92.27 -177,435 5,850,287
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 7,500 65,327 12.97 40.48 303,600 2,644,437
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,041 57,827 -3.41 92.84 -189,486 5,368,659
2012-09-18 2012-09-18 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,621 59,868 -2.64 91.94 -149,035 5,504,264
2012-09-18 2012-09-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -11,516 61,489 -15.77 92.49 -1,065,115 5,687,118
2012-09-18 2012-09-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,836 73,005 -2.45 91.70 -168,361 6,694,558
2012-09-18 2012-09-16 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
M - Exercise -40,000 52,837 -43.09
2012-09-18 2012-09-16 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 40,000 74,841 114.81
2012-08-28 2012-08-28 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -1,754 117,844 -1.47
2012-08-28 2012-08-28 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -1,392 119,598 -1.15
2012-08-28 2012-08-28 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -3,146 34,841 -8.28 90.24 -283,895 3,144,052
2012-08-28 2012-08-28 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 3,146 37,987 9.03 40.01 125,871 1,519,860
2012-08-28 2012-08-24 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -1,854 120,990 -1.51
2012-08-28 2012-08-24 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,854 34,841 -5.05 90.09 -167,027 3,138,826
2012-08-28 2012-08-24 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,854 36,695 5.32 40.38 74,865 1,481,744
2012-08-20 2012-08-17 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,500 122,844 -1.99
2012-08-20 2012-08-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,500 34,841 -6.70 88.98 -222,450 3,100,152
2012-08-20 2012-08-17 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 37,341 7.18 40.41 101,025 1,508,950
2012-07-18 2012-07-17 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -7,500 125,344 -5.65
2012-07-18 2012-07-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -475 34,841 -1.34 91.07 -43,258 3,172,970
2012-07-18 2012-07-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -7,025 35,316 -16.59 90.27 -634,147 3,187,975
2012-07-18 2012-07-17 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 7,500 42,341 21.53 39.38 295,350 1,667,389
2012-07-03 2012-07-02 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -5,000 132,844 -3.63
2012-07-03 2012-07-02 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -5,000 34,841 -12.55 90.00 -450,000 3,135,690
2012-07-03 2012-07-02 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 5,000 39,841 14.35 39.41 197,050 1,570,134
2012-06-25 2012-06-18 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,500 137,844 -1.78
2012-06-25 2012-06-18 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,500 34,841 -6.70 85.81 -214,525 2,989,706
2012-06-25 2012-06-18 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 37,341 7.18 38.81 97,025 1,449,204
2012-06-04 2012-05-31 4 HTWR HeartWare International, Inc.
Restricted Stock Unit
A - Award 36,000 92,837 63.34
2012-05-17 2012-05-17 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,500 140,344 -1.75
2012-05-17 2012-05-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,500 34,841 -6.70 80.23 -200,575 2,795,293
2012-05-17 2012-05-17 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 37,341 7.18 38.20 95,500 1,426,426
2012-05-10 2012-05-09 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,151 34,841 -3.20 77.37 -89,053 2,695,648
2012-05-10 2012-05-09 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,294 35,992 -5.99 76.99 -176,615 2,771,024
2012-05-10 2012-05-08 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 7,857 38,286 25.82
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,500 142,844 -1.72
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,500 30,429 -7.59 77.59 -193,975 2,360,986
2012-04-30 2012-04-26 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 32,929 8.22 39.94 99,850 1,315,184
2012-02-17 2012-02-17 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -1,620 145,344 -1.10
2012-02-17 2012-02-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -200 30,429 -0.65 74.71 -14,942 2,273,351
2012-02-17 2012-02-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,098 30,629 -6.41 74.20 -155,672 2,272,672
2012-02-17 2012-02-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -600 32,727 -1.80 76.44 -45,864 2,501,652
2012-02-17 2012-02-17 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,020 33,327 -2.97 75.62 -77,132 2,520,188
2012-02-17 2012-02-17 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 1,620 34,347 4.95 41.19 66,728 1,414,753
2012-02-17 2012-02-16 4 HTWR HeartWare International, Inc.
Stock Option (right to buy)
M - Exercise -2,500 146,964 -1.67
2012-02-17 2012-02-16 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -2,500 32,727 -7.10 75.00 -187,500 2,454,525
2012-02-17 2012-02-16 4 HTWR HeartWare International, Inc.
Common Stock
M - Exercise 2,500 35,227 7.64 41.29 103,225 1,454,523
2012-02-01 2012-01-31 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -5,000 32,727 -13.25 70.07 -350,350 2,293,181
2012-01-06 2012-01-06 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -675 37,727 -1.76 71.10 -47,992 2,682,390
2012-01-06 2012-01-06 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -3,175 38,402 -7.64 70.38 -223,456 2,702,733
2012-01-06 2012-01-05 4 HTWR HeartWare International, Inc.
Common Stock
S - Sale X -1,150 41,577 -2.69 70.08 -80,592 2,913,716
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)