簡介

本頁面提供了有關 Dave Girouard 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Dave Girouard已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:UPST / Upstart Holdings, Inc. Director, 10% Owner 8,512,941
如何解讀這些圖表

以下圖表顯示了在Dave Girouard進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Dave Girouard 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-08 2026-05-07 4 UPST Upstart Holdings, Inc.
Common Stock
P - Purchase 300 8,512,941 0.00 29.76 8,928 253,345,124
2026-05-08 2026-05-07 4 UPST Upstart Holdings, Inc.
Common Stock
P - Purchase 169,940 8,512,641 2.04 29.37 4,990,679 249,993,282
2026-05-08 2026-05-07 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise 835,075 9,348,016 9.81 0.83 693,112 7,758,853
2025-09-17 2025-09-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,842 52,614 -11.51 65.41 -447,562 3,441,687
2025-09-17 2025-09-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -34,825 59,456 -36.94 64.84 -2,257,983 3,855,008
2025-09-17 2025-09-15 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 94,281 79.19 0.83 34,584 78,253
2025-08-19 2025-08-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,890 52,614 -5.21 63.91 -184,692 3,362,413
2025-08-19 2025-08-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -38,777 55,504 -41.13 63.23 -2,451,742 3,509,335
2025-08-19 2025-08-15 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 94,281 79.19 0.83 34,584 78,253
2025-07-17 2025-07-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -9,548 52,614 -15.36 75.54 -721,225 3,974,293
2025-07-17 2025-07-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -32,119 62,162 -34.07 74.93 -2,406,606 4,657,662
2025-07-17 2025-07-15 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 94,281 79.19 0.83 34,584 78,253
2025-06-24 2025-06-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -41,667 52,614 -44.19 60.05 -2,501,983 3,159,318
2025-06-24 2025-06-20 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 94,281 79.19 0.83 34,584 78,253
2025-06-13 2025-06-11 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -41,667 52,614 -44.19 60.11 -2,504,524 3,162,528
2025-06-13 2025-06-11 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 94,281 79.19 0.83 34,584 78,253
2025-02-24 2025-02-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -100 52,614 -0.19 79.58 -7,958 4,187,022
2025-02-24 2025-02-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -4,424 52,714 -7.74 79.00 -349,486 4,164,290
2025-02-20 2025-02-18 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,760 57,138 -13.29 85.40 -748,121 4,879,694
2025-02-20 2025-02-18 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -22,394 65,898 -25.36 84.73 -1,897,397 5,583,399
2025-02-20 2025-02-18 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -10,513 88,292 -10.64 83.84 -881,391 7,402,242
2025-02-20 2025-02-18 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 98,805 72.92 0.83 34,584 82,008
2025-01-17 2025-01-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -5,575 57,138 -8.89 63.09 -351,732 3,604,888
2025-01-17 2025-01-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -36,092 62,713 -36.53 62.52 -2,256,504 3,920,873
2025-01-17 2025-01-15 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 98,805 72.92 0.83 34,584 82,008
2024-12-18 2024-12-16 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,736 57,138 -4.57 84.70 -231,745 4,839,720
2024-12-18 2024-12-16 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -14,123 59,874 -19.09 83.80 -1,183,574 5,017,723
2024-12-18 2024-12-16 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -21,434 73,997 -22.46 83.01 -1,779,241 6,142,506
2024-12-18 2024-12-16 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,374 95,431 -3.41 81.70 -275,668 7,797,066
2024-12-18 2024-12-16 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 98,805 72.92 0.83 34,584 82,008
2024-11-22 2024-11-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -1,115 57,138 -1.91 70.43 -78,528 4,024,149
2024-11-22 2024-11-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -3,259 58,253 -5.30 69.57 -226,720 4,052,516
2024-11-19 2024-11-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,631 61,512 -7.00 66.94 -309,984 4,117,416
2024-11-19 2024-11-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,552 66,143 -11.45 66.06 -564,976 4,369,645
2024-11-19 2024-11-15 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -28,484 74,695 -27.61 64.96 -1,850,463 4,852,561
2024-11-19 2024-11-15 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 103,179 67.74 0.83 34,584 85,639
2024-11-12 2024-11-08 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -41,667 61,512 -40.38 65.15 -2,714,455 4,007,285
2024-11-12 2024-11-08 4 UPST Upstart Holdings, Inc.
Common Stock
M - Exercise X 41,667 103,179 67.74 0.83 34,584 85,639
2024-08-21 2024-08-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -3,361 61,512 -5.18 38.35 -128,879 2,358,696
2024-05-22 2024-05-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -2,997 64,873 -4.42 25.62 -76,783 1,662,040
2024-02-22 2024-02-20 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -4,158 67,870 -5.77 25.29 -105,176 1,716,765
2023-11-22 2023-11-21 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -4,265 72,028 -5.59 24.01 -102,407 1,729,464
2023-08-24 2023-08-22 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -200 76,293 -0.26 33.22 -6,643 2,534,171
2023-08-24 2023-08-22 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -3,420 76,493 -4.28 32.61 -111,528 2,494,467
2023-05-25 2023-05-23 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -3,153 79,913 -3.80 26.93 -84,902 2,151,857
2023-02-23 2023-02-21 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -4,048 83,066 -4.65 18.14 -73,436 1,506,934
2022-05-04 2022-05-02 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,083 546,501 -0.38 80.00 -166,640 43,720,189
2022-05-04 2022-05-02 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,083 546,501 -0.38 80.00 -166,640 43,720,080
2022-05-04 2022-05-02 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -41,667 87,114 -32.35 80.00 -3,333,377 6,969,155
2022-05-04 2022-05-02 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,083 546,501 -0.38 80.00 -166,640 43,720,189
2022-05-04 2022-05-02 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,083 546,501 -0.38 80.00 -166,640 43,720,080
2022-05-04 2022-05-02 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -41,667 87,114 -32.35 80.00 -3,333,377 6,969,155
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,163 548,584 -0.39 109.08 -235,943 59,840,311
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,003 550,747 -0.36 108.11 -216,550 59,542,910
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,914 548,584 -0.35 109.53 -209,638 60,085,747
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,252 550,498 -0.41 108.81 -245,039 59,899,522
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,250 87,114 -3.60 109.71 -356,561 9,557,381
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -35,348 90,364 -28.12 109.07 -3,855,279 9,855,676
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -33,185 125,712 -20.88 108.03 -3,584,906 13,580,403
2022-04-05 2022-04-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -11,550 158,897 -6.78 106.98 -1,235,670 16,999,500
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,249 552,750 -1.12 159.89 -999,156 88,379,529
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,249 552,750 -1.12 159.84 -998,813 88,349,128
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -27,778 87,114 -24.18 160.08 -4,446,711 13,945,235
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -36,026 114,892 -23.87 159.74 -5,754,678 18,352,480
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,864 150,918 -1.86 158.24 -453,209 23,881,747
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -17,911 153,782 -10.43 157.38 -2,818,821 24,202,104
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -10,600 171,693 -5.81 156.22 -1,655,892 26,821,228
2022-03-03 2022-03-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -25,361 182,293 -12.21 155.24 -3,936,950 28,298,509
2022-02-23 2022-02-20 4 UPST Upstart Holdings, Inc.
Employee Stock Option (Right to buy)
A - Award 74,515 74,515
2022-02-23 2022-02-20 4 UPST Upstart Holdings, Inc.
Common Stock
A - Award 33,871 87,114 63.62
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -666 558,999 -0.12 110.89 -73,854 61,988,517
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -666 558,999 -0.12 110.89 -73,854 61,988,517
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,300 559,665 -0.23 109.90 -142,866 61,505,560
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,350 560,965 -0.24 109.09 -147,273 61,196,177
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -850 562,315 -0.15 107.72 -91,562 60,572,572
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,550 559,665 -0.28 109.89 -170,325 61,500,020
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,050 561,215 -0.19 109.09 -114,543 61,222,159
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 562,265 -0.16 107.72 -96,952 60,569,660
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,605 53,243 -13.91 111.10 -956,033 5,915,404
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -18,000 61,848 -22.54 110.34 -1,986,035 6,824,018
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -30,778 79,848 -27.82 109.47 -3,369,166 8,740,697
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -12,350 110,626 -10.04 108.60 -1,341,257 12,014,404
2022-02-03 2022-02-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -13,600 122,976 -9.96 107.49 -1,461,820 13,218,297
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -400 563,165 -0.07 154.80 -61,918 87,175,126
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -810 563,565 -0.14 153.80 -124,575 86,674,155
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -331 564,375 -0.06 152.86 -50,598 86,272,112
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -500 564,706 -0.09 151.95 -75,975 85,807,077
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -300 565,206 -0.05 150.56 -45,169 85,099,281
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -100 565,506 -0.02 149.12 -14,912 84,328,255
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -350 565,606 -0.06 148.38 -51,933 83,925,014
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -525 565,956 -0.09 147.25 -77,306 83,336,285
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -850 566,481 -0.15 146.15 -124,230 82,792,558
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -529 563,165 -0.09 154.64 -81,803 87,086,146
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -880 563,694 -0.16 153.68 -135,237 86,627,761
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -550 564,574 -0.10 152.30 -83,767 85,986,653
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -450 565,124 -0.08 150.96 -67,930 85,308,632
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -400 565,574 -0.07 148.55 -59,421 84,017,432
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -457 565,974 -0.08 147.36 -67,346 83,404,759
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 566,431 -0.16 146.16 -131,547 82,791,594
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 53,308 -0.37 155.60 -31,120 8,294,725
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,500 53,508 -4.46 154.85 -387,115 8,285,505
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -7,534 56,008 -11.86 153.82 -1,158,855 8,614,966
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,800 63,542 -5.64 152.68 -580,201 9,701,878
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,400 67,342 -3.44 151.88 -364,512 10,227,910
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,600 69,742 -4.91 150.57 -542,059 10,501,185
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -5,375 73,342 -6.83 149.51 -803,595 10,965,076
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -13,390 78,717 -14.54 148.63 -1,990,116 11,699,472
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -12,402 92,107 -11.87 147.69 -1,831,694 13,603,596
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -11,112 104,509 -9.61 146.64 -1,629,444 15,325,012
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -13,658 115,621 -10.56 145.61 -1,988,717 16,835,366
2022-01-05 2022-01-03 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -7,362 129,279 -5.39 144.72 -1,065,465 18,709,903
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,053 53,308 -1.94 207.72 -218,724 11,072,877
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,358 54,361 -4.16 206.25 -486,330 11,211,782
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,672 56,719 -4.50 205.44 -548,947 11,652,584
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,378 59,391 -3.85 204.15 -485,467 12,124,625
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,820 61,769 -7.24 202.64 -976,709 12,516,672
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -15,814 66,589 -19.19 201.78 -3,190,920 13,436,209
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -7,865 82,403 -8.71 200.68 -1,578,316 16,536,296
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,558 90,268 -8.66 199.67 -1,708,743 18,023,469
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,562 98,826 -7.97 198.69 -1,701,221 19,636,173
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,615 107,388 -5.80 197.68 -1,307,672 21,228,771
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -7,948 114,003 -6.52 196.55 -1,562,162 22,407,039
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,878 121,951 -2.31 195.54 -562,772 23,846,652
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,572 124,829 -2.78 194.34 -694,194 24,259,667
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,593 128,401 -3.45 193.24 -887,552 24,812,222
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,408 132,994 -2.50 192.05 -654,499 25,541,205
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,128 136,402 -0.82 190.64 -215,043 26,003,800
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,265 137,530 -1.62 189.31 -428,794 26,036,244
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,310 139,795 -2.31 188.48 -623,857 26,348,058
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,983 143,105 -2.71 187.31 -746,074 26,805,642
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -5,259 147,088 -3.45 186.33 -979,910 27,406,922
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,497 152,347 -5.28 185.28 -1,574,310 28,226,593
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,479 160,844 -0.91 184.04 -272,193 29,601,488
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -928 162,323 -0.57 182.30 -169,171 29,590,801
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,080 163,251 -0.66 180.92 -195,396 29,535,714
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,692 164,331 -1.61 179.10 -482,132 29,431,370
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -7,990 167,023 -4.57 178.67 -1,427,540 29,841,298
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,295 175,013 -1.85 177.36 -584,412 31,040,883
2021-12-03 2021-11-30 4 UPST Upstart Holdings, Inc.
Common Stock
G - Gift -101,270 9,116,570 -1.10
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -170 567,331 -0.03 207.97 -35,355 117,987,828
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -384 567,501 -0.07 206.94 -79,465 117,439,111
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,064 567,885 -0.19 206.01 -219,200 116,992,658
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -759 568,949 -0.13 204.49 -155,206 116,342,617
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -186 569,708 -0.03 202.56 -37,676 115,400,052
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,636 569,894 -0.29 201.81 -330,164 115,011,334
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -595 571,530 -0.10 200.63 -119,376 114,666,864
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -482 572,125 -0.08 199.41 -96,116 114,088,419
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -614 572,607 -0.11 198.44 -121,839 113,625,327
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -359 573,221 -0.06 196.66 -70,601 112,729,642
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -280 567,331 -0.05 207.83 -58,194 117,910,841
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -424 567,611 -0.07 206.41 -87,519 117,161,778
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,076 568,035 -0.19 205.56 -221,185 116,766,808
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -633 569,111 -0.11 204.23 -129,280 116,231,531
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -188 569,744 -0.03 203.11 -38,185 115,720,704
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,276 569,932 -0.22 202.00 -257,758 115,129,114
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -740 571,208 -0.13 201.23 -148,908 114,942,244
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -612 571,948 -0.11 199.92 -122,350 114,343,329
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -512 572,560 -0.09 198.94 -101,856 113,903,999
2021-12-03 2021-12-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -508 573,072 -0.09 196.75 -99,951 112,754,094
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,383 53,308 -2.53 342.88 -474,202 18,278,210
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,277 54,691 -7.25 342.17 -1,463,476 18,713,805
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -9,501 58,968 -13.88 341.22 -3,241,932 20,121,067
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -20,142 68,469 -22.73 340.19 -6,852,204 23,292,798
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -18,916 88,611 -17.59 339.39 -6,419,935 30,073,847
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -13,985 107,527 -11.51 338.32 -4,731,355 36,378,148
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -12,815 121,512 -9.54 337.12 -4,320,216 40,964,344
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -13,843 134,327 -9.34 336.19 -4,653,924 45,159,837
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,589 148,170 -3.00 335.17 -1,538,086 49,661,857
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,500 152,759 -2.24 334.14 -1,169,506 51,043,610
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,324 156,259 -1.47 333.09 -774,099 52,048,138
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,176 158,583 -1.96 332.22 -1,055,125 52,684,159
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 161,759 -0.55 330.83 -297,750 53,515,264
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,700 162,659 -2.22 329.69 -1,219,835 53,626,249
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,500 166,359 -2.63 328.65 -1,478,922 54,673,769
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,700 170,859 -1.56 327.63 -884,591 55,977,902
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,100 173,559 -1.20 326.54 -685,724 56,673,105
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 175,659 -0.11 325.00 -65,000 57,089,175
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,449 175,859 -1.37 323.99 -793,460 56,977,173
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 981,253 -0.02 336.19 -67,238 329,889,899
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,005 981,453 -0.10 335.34 -337,012 329,115,542
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -665 982,458 -0.07 333.79 -221,968 327,931,807
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 983,123 -0.02 332.72 -66,544 327,102,227
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 983,323 -0.02 331.59 -66,318 326,060,074
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 983,523 -0.09 329.92 -296,929 324,484,990
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 984,423 -0.09 328.59 -295,733 323,473,719
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,000 985,323 -0.10 327.39 -327,393 322,587,853
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -500 986,323 -0.05 326.12 -163,062 321,663,602
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -679 986,823 -0.07 324.03 -220,018 319,762,822
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -300 981,253 -0.03 336.14 -100,840 329,833,477
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,000 981,553 -0.10 335.29 -335,288 329,103,237
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -570 982,553 -0.06 333.77 -190,246 327,942,392
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 983,123 -0.02 332.73 -66,546 327,114,516
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 983,323 -0.02 331.59 -66,318 326,060,074
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 983,523 -0.09 329.92 -296,932 324,488,236
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 984,423 -0.09 328.59 -295,733 323,473,719
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,000 985,323 -0.10 327.39 -327,393 322,587,853
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -500 986,323 -0.05 326.12 -163,062 321,663,602
2021-11-03 2021-11-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -679 986,823 -0.07 323.95 -219,959 319,676,771
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -600 53,308 -1.11 314.10 -188,457 16,743,776
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -5,900 53,908 -9.86 313.16 -1,847,644 16,881,829
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -5,740 59,808 -8.76 312.01 -1,790,951 18,660,832
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,069 65,548 -3.06 311.50 -644,488 20,418,032
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -7,565 67,617 -10.06 310.28 -2,347,303 20,980,514
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,328 75,182 -7.76 309.27 -1,957,035 23,251,236
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -9,206 81,510 -10.15 308.09 -2,836,316 25,112,766
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -10,037 90,716 -9.96 307.20 -3,083,409 27,868,336
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,513 100,753 -7.79 306.05 -2,605,387 30,835,254
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,820 109,266 -5.87 305.28 -2,082,012 33,356,757
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,300 116,086 -1.11 303.68 -394,783 35,252,904
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,721 117,386 -1.44 302.24 -520,153 35,478,604
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,800 119,107 -5.40 301.49 -2,050,124 35,909,427
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,000 125,907 -1.56 300.32 -600,646 37,812,768
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -5,820 127,907 -4.35 299.00 -1,740,175 38,244,078
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,808 133,727 -2.06 298.22 -837,407 39,880,307
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,844 136,535 -1.33 296.70 -547,120 40,510,317
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,200 138,379 -4.29 295.68 -1,833,222 40,916,027
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,000 144,579 -3.98 294.64 -1,767,841 42,598,785
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,400 150,579 -0.92 293.74 -411,233 44,230,804
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,118 151,979 -1.37 292.54 -619,601 44,459,997
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,900 154,097 -1.85 291.41 -845,102 44,906,100
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,400 156,997 -2.73 290.64 -1,278,799 45,628,996
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -6,283 161,397 -3.75 289.40 -1,818,300 46,708,292
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,928 167,680 -1.72 288.56 -844,891 48,384,986
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -3,600 170,608 -2.07 287.29 -1,034,249 49,014,211
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -4,100 174,208 -2.30 286.28 -1,173,766 49,873,050
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -700 987,502 -0.07 313.35 -219,348 309,437,405
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,010 988,202 -0.10 312.13 -315,252 308,448,083
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 989,212 -0.02 310.58 -62,117 307,234,409
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 989,212 -0.02 310.58 -62,117 307,234,409
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 989,412 -0.09 309.62 -278,654 306,336,796
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -700 990,312 -0.07 308.56 -215,990 305,567,799
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,212 991,012 -0.12 307.59 -372,798 304,824,687
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -800 992,224 -0.08 306.48 -245,185 304,098,399
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -727 993,024 -0.07 305.53 -222,118 303,394,849
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -700 987,502 -0.07 313.37 -219,362 309,457,748
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,010 988,202 -0.10 312.14 -315,257 308,452,925
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -900 989,412 -0.09 309.62 -278,659 306,343,030
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -700 990,312 -0.07 308.56 -215,994 305,573,543
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,310 991,012 -0.13 307.57 -402,922 304,809,723
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -701 992,322 -0.07 306.52 -214,872 304,168,921
2021-10-05 2021-10-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -728 993,023 -0.07 305.54 -222,430 303,403,481
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -400 993,751 -0.04 227.34 -90,937 225,921,837
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,538 994,151 -0.15 226.65 -348,581 225,319,751
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,195 995,689 -0.22 225.65 -495,306 224,679,115
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,643 997,884 -0.16 224.50 -368,856 224,026,754
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -473 999,527 -0.05 223.37 -105,655 223,266,545
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -200 993,751 -0.02 227.44 -45,489 226,023,696
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,682 993,951 -0.17 226.76 -381,416 225,391,410
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -2,525 995,633 -0.25 225.62 -569,697 224,637,207
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -1,249 998,158 -0.12 224.41 -280,283 223,992,944
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -593 999,407 -0.06 223.51 -132,543 223,379,557
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -300 53,308 -0.56 228.14 -68,441 12,161,511
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -8,000 53,608 -12.99 227.35 -1,818,799 12,187,773
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -29,344 61,608 -32.26 226.63 -6,650,228 13,962,215
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -34,553 90,952 -27.53 225.62 -7,795,948 20,520,854
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -37,136 125,505 -22.83 224.57 -8,339,572 28,184,457
2021-09-03 2021-09-01 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale X -15,667 162,641 -8.79 223.81 -3,506,362 36,399,967
2021-03-23 2021-03-20 4 UPST Upstart Holdings, Inc.
Employee Stock Option (Right to buy)
A - Award 106,486 106,486
2021-03-23 2021-03-20 4 UPST Upstart Holdings, Inc.
Common Stock
A - Award 53,243 53,243
2020-12-21 2020-12-18 4 UPST Upstart Holdings, Inc.
Series C-1 Preferred Stock
C - Conversion -407,457 0 -100.00
2020-12-21 2020-12-18 4 UPST Upstart Holdings, Inc.
Series B Preferred Stock
C - Conversion -385,383 0 -100.00
2020-12-21 2020-12-18 4 UPST Upstart Holdings, Inc.
Common Stock
S - Sale -1,000,000 9,592,840 -9.44 18.60 -18,600,000 178,426,824
2020-12-21 2020-12-18 4 UPST Upstart Holdings, Inc.
Common Stock
C - Conversion 792,840 10,592,840 8.09
2020-12-15 3 UPST Upstart Holdings, Inc.
Common Stock
9,800,000
2020-12-15 3 UPST Upstart Holdings, Inc.
Common Stock
200,000
2020-12-15 3 UPST Upstart Holdings, Inc.
Common Stock
1,000,000
2020-12-15 3 UPST Upstart Holdings, Inc.
Common Stock
1,000,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)