Osaic Financial Services, Inc. - 優先股
US ˙ OTCPK ˙ US50575Q2012

簡介

本頁面提供了有關 Saul Gilinski 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Saul Gilinski已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:LTS / Ladenburg Thalmann Financial Services, Inc. Director 1,536,007
如何解讀這些圖表

以下圖表顯示了在Saul Gilinski進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock內部人士買入 - 短期收益分析

在這一部分,我們分析了在 LTSAP / Osaic Financial Services, Inc. - Preferred Stock 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2014-12-23 LTS Gilinski Saul 10,000 4.0000 10,000 4.0000 40,000 1
2014-12-19 LTS Gilinski Saul 50,000 4.1867 50,000 4.1867 209,335
2014-12-18 LTS Gilinski Saul 5,000 4.1300 5,000 4.1300 20,650
2014-12-17 LTS Gilinski Saul 17,100 3.9712 17,100 3.9712 67,908
2014-12-15 LTS Gilinski Saul 30,000 3.8424 30,000 3.8424 115,272
2014-12-11 LTS Gilinski Saul 16,686 3.7212 16,686 3.7212 62,092
2014-11-24 LTS Gilinski Saul 5,000 3.4500 5,000 3.4500 17,250
2014-07-15 LTS Gilinski Saul 10,000 3.5500 10,000 3.5500 35,500
2014-07-09 LTS Gilinski Saul 5,000 3.6900 5,000 3.6900 18,450
2014-07-09 LTS Gilinski Saul 25,000 3.8800 25,000 3.8800 97,000
2014-07-08 LTS Gilinski Saul 10,000 3.7700 10,000 3.7700 37,700
2014-07-07 LTS Gilinski Saul 10,000 3.5100 10,000 3.5100 35,100
2014-07-07 LTS Gilinski Saul 20,000 3.5300 20,000 3.5300 70,600
2014-07-07 LTS Gilinski Saul 10,000 3.5600 10,000 3.5600 35,600
2014-07-03 LTS Gilinski Saul 5,000 3.4800 5,000 3.4800 17,400
2014-07-03 LTS Gilinski Saul 5,000 3.4900 5,000 3.4900 17,450
2014-07-02 LTS Gilinski Saul 12 3.3500 12 3.3500 40
2014-07-02 LTS Gilinski Saul 73 3.3700 73 3.3700 246
2014-07-02 LTS Gilinski Saul 40,000 3.4000 40,000 3.4000 136,000
2014-07-02 LTS Gilinski Saul 30,000 3.4500 30,000 3.4500 103,500
2014-07-02 LTS Gilinski Saul 6,000 3.4800 6,000 3.4800 20,880
2014-07-02 LTS Gilinski Saul 4,000 3.4900 4,000 3.4900 13,960
2014-06-30 LTS Gilinski Saul 10,000 3.1200 10,000 3.1200 31,200
2014-06-30 LTS Gilinski Saul 50,000 3.1500 50,000 3.1500 157,500
2014-06-17 LTS Gilinski Saul 3,200 2.8400 3,200 2.8400 9,088
2014-06-17 LTS Gilinski Saul 1,344 2.8100 1,344 2.8100 3,777
2014-06-09 LTS Gilinski Saul 10,000 3.1100 10,000 3.1100 31,100
2014-06-05 LTS Gilinski Saul 1,845 2.9800 1,845 2.9800 5,498
2014-06-03 LTS Gilinski Saul 5,000 2.9300 5,000 2.9300 14,650
2014-03-14 LTS Gilinski Saul 10,000 3.0000 10,000 3.0000 30,000
2013-12-10 LTS Gilinski Saul 10,000 3.3900 10,000 3.3900 33,900
2013-12-09 LTS Gilinski Saul 5,000 3.3300 5,000 3.3300 16,650
2013-12-09 LTS Gilinski Saul 5,000 3.3600 5,000 3.3600 16,800
2013-12-09 LTS Gilinski Saul 4,000 3.3800 4,000 3.3800 13,520
2013-12-09 LTS Gilinski Saul 1,000 3.4000 1,000 3.4000 3,400
2013-12-06 LTS Gilinski Saul 4,654 3.1709 4,654 3.1709 14,757
2013-12-06 LTS Gilinski Saul 2,149 3.1800 2,149 3.1800 6,834
2013-12-06 LTS Gilinski Saul 4,997 3.1902 4,997 3.1902 15,941
2013-12-06 LTS Gilinski Saul 8,200 3.2100 8,200 3.2100 26,322
2013-11-07 LTS Gilinski Saul 15,000 2.2500 15,000 2.2500 33,750
2013-11-07 LTS Gilinski Saul 7,500 2.2385 7,500 2.2385 16,789
2013-11-07 LTS Gilinski Saul 2,500 2.2399 2,500 2.2399 5,600
2013-04-04 LTS Gilinski Saul 2,600 1.6300 2,600 1.6300 4,238
2013-04-04 LTS Gilinski Saul 2,400 1.6400 2,400 1.6400 3,936
2013-03-27 LTS Gilinski Saul 10,000 1.6300 10,000 1.6300 16,300

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
LTSAP / Osaic Financial Services, Inc. - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 LTSAP / Osaic Financial Services, Inc. - Preferred Stock 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2018-08-17 LTS Gilinski Saul 50,000 3.2334 50,000 3.2334 161,670 132
2018-05-15 LTS Gilinski Saul 6,400 3.7349 6,400 3.7349 23,903
2018-05-14 LTS Gilinski Saul 15,600 3.8087 15,600 3.8087 59,416
2018-05-11 LTS Gilinski Saul 20,000 3.7805 20,000 3.7805 75,610

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LTSAP / Osaic Financial Services, Inc. - Preferred Stock Insider Trades
歷史內部人交易

該表格顯示了由 Saul Gilinski 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2018-08-17 2018-08-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
S - Sale -50,000 1,536,007 -3.15 3.23 -161,670 4,966,525
2018-06-01 2018-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
A - Award 30,000 1,586,007 1.93
2018-05-15 2018-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
S - Sale -6,400 1,556,007 -0.41 3.73 -23,903 5,811,531
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
M - Exercise -20,000 30,000 -40.00
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
M - Exercise -20,000 30,000 -40.00
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy)
M - Exercise -20,000 0 -100.00
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
F - Taxes -6,929 1,562,407 -0.44 3.81 -26,399 5,952,771
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
M - Exercise 20,000 1,569,336 1.29 1.32 26,400 2,071,524
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
F - Taxes -9,396 1,549,336 -0.60 3.81 -35,799 5,902,970
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
M - Exercise 20,000 1,558,732 1.30 1.79 35,800 2,790,130
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
F - Taxes -5,827 1,538,732 -0.38 3.81 -22,201 5,862,569
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
M - Exercise 20,000 1,544,559 1.31 1.11 22,200 1,714,460
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
F - Taxes -3,832 1,524,559 -0.25 3.81 -14,600 5,808,570
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
M - Exercise 20,000 1,528,391 1.33 0.73 14,600 1,115,725
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
F - Taxes -9,869 1,508,391 -0.65 3.81 -37,601 5,746,970
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
M - Exercise 20,000 1,518,260 1.33 1.88 37,600 2,854,329
2018-05-15 2018-05-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
S - Sale -15,600 1,498,260 -1.03 3.81 -59,416 5,706,423
2018-05-15 2018-05-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
S - Sale -20,000 1,513,860 -1.30 3.78 -75,610 5,723,148
2017-05-26 2017-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock
A - Award 30,000 1,533,860 1.99
2016-05-20 2016-05-18 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy)
A - Award 50,000 50,000
2015-09-11 2015-09-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock
S - Sale -1,700 26,000 -6.14 23.84 -40,530 619,876
2015-09-11 2015-09-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock
S - Sale -3,700 27,700 -11.78 23.65 -87,489 654,983
2015-09-11 2015-09-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock
S - Sale -7,008 31,400 -18.25 23.67 -165,854 743,125
2015-05-19 2015-05-18 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy)
A - Award 50,000 50,000
2014-12-24 2014-12-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,503,860 0.67 4.00 40,000 6,015,440
2014-12-24 2014-12-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock
S - Sale -100 38,408 -0.26 24.05 -2,405 923,712
2014-12-24 2014-12-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock
S - Sale -1,492 38,508 -3.73 23.90 -35,662 920,414
2014-12-22 2014-12-19 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 50,000 1,493,860 3.46 4.19 209,335 6,254,344
2014-12-19 2014-12-18 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,443,860 0.35 4.13 20,650 5,963,142
2014-12-18 2014-12-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 17,100 1,438,860 1.20 3.97 67,908 5,714,001
2014-12-16 2014-12-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 30,000 1,421,760 2.16 3.84 115,272 5,462,971
2014-12-12 2014-12-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 16,686 1,391,760 1.21 3.72 62,092 5,179,017
2014-11-25 2014-11-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,375,074 0.36 3.45 17,250 4,744,005
2014-07-16 2014-07-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,370,074 0.74 3.55 35,500 4,863,763
2014-07-11 2014-07-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 25,000 1,360,074 1.87 3.88 97,000 5,277,087
2014-07-11 2014-07-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,335,074 0.38 3.69 18,450 4,926,423
2014-07-10 2014-07-08 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,330,074 0.76 3.77 37,700 5,014,379
2014-07-09 2014-07-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,320,074 0.76 3.56 35,600 4,699,463
2014-07-09 2014-07-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 20,000 1,310,074 1.55 3.53 70,600 4,624,561
2014-07-09 2014-07-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,290,074 0.78 3.51 35,100 4,528,160
2014-07-08 2014-07-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,280,074 0.39 3.49 17,450 4,467,458
2014-07-08 2014-07-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,275,074 0.39 3.48 17,400 4,437,258
2014-07-07 2014-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 4,000 1,270,074 0.32 3.49 13,960 4,432,558
2014-07-07 2014-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 6,000 1,266,074 0.48 3.48 20,880 4,405,938
2014-07-07 2014-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 30,000 1,260,074 2.44 3.45 103,500 4,347,255
2014-07-07 2014-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 40,000 1,230,074 3.36 3.40 136,000 4,182,252
2014-07-07 2014-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 73 1,190,074 0.01 3.37 246 4,010,549
2014-07-07 2014-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 12 1,190,001 0.00 3.35 40 3,986,503
2014-07-01 2014-06-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 50,000 1,189,989 4.39 3.15 157,500 3,748,465
2014-07-01 2014-06-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,139,989 0.88 3.12 31,200 3,556,766
2014-06-27 2014-06-25 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy)
A - Award 50,000 50,000
2014-06-19 2014-06-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 1,344 1,129,989 0.12 2.81 3,777 3,175,269
2014-06-19 2014-06-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 3,200 1,128,645 0.28 2.84 9,088 3,205,352
2014-06-10 2014-06-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,125,445 0.90 3.11 31,100 3,500,134
2014-06-09 2014-06-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 1,845 1,115,445 0.17 2.98 5,498 3,324,026
2014-06-04 2014-06-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,113,600 0.45 2.93 14,650 3,262,848
2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,108,600 0.91 3.00 30,000 3,325,800
2013-12-11 2013-12-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,098,600 0.92 3.39 33,900 3,724,254
2013-12-10 2013-12-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 1,000 1,088,600 0.09 3.40 3,400 3,701,240
2013-12-10 2013-12-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 4,000 1,087,600 0.37 3.38 13,520 3,676,088
2013-12-10 2013-12-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,083,600 0.46 3.36 16,800 3,640,896
2013-12-10 2013-12-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 5,000 1,078,600 0.47 3.33 16,650 3,591,738
2013-12-09 2013-12-06 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 8,200 1,073,600 0.77 3.21 26,322 3,446,256
2013-12-09 2013-12-06 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 4,997 1,065,400 0.47 3.19 15,941 3,398,839
2013-12-09 2013-12-06 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 2,149 1,060,403 0.20 3.18 6,834 3,372,082
2013-12-09 2013-12-06 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 4,654 1,058,254 0.44 3.17 14,757 3,355,618
2013-11-12 2013-11-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 2,500 1,053,600 0.24 2.24 5,600 2,359,959
2013-11-12 2013-11-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 7,500 1,051,100 0.72 2.24 16,789 2,352,887
2013-11-12 2013-11-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 15,000 1,043,600 1.46 2.25 33,750 2,348,100
2013-07-01 2013-06-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock
P - Purchase 20,000 40,000 100.00 25.03 500,600 1,001,200
2013-05-29 2013-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock
P - Purchase 20,000 20,000 25.00 500,000 500,000
2013-05-13 2013-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy)
A - Award 50,000 50,000
2013-04-08 2013-04-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 2,400 1,028,600 0.23 1.64 3,936 1,686,904
2013-04-08 2013-04-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 2,600 1,026,200 0.25 1.63 4,238 1,672,706
2013-03-28 2013-03-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock
P - Purchase 10,000 1,023,600 0.99 1.63 16,300 1,668,468
2012-10-02 2012-09-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy)
A - Award 50,000 50,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)