Collegium 製藥公司
US ˙ NasdaqGS ˙ US19459J1043

簡介

本頁面提供了有關 John Gordon Freund 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示John Gordon Freund已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:COLL / Collegium Pharmaceutical, Inc. Director 83,952
US:SIBN / SI-BONE, Inc. Director 91,767
US:STRO / Sutro Biopharma, Inc. Director 18,500
Director 0
US:PRTO / Tidal Trust Iii - Rcn Pareto Strategic Allocation Etf Director 354
US:XNPT / XenoPort, Inc. Director 0
US:DRNA / Dicerna Pharmaceuticals Inc 1,719,671
US:ACRX / Talphera, Inc. 10% Owner 2,871,933
US:CNCE / Concert Pharmaceuticals Inc Director, 10% Owner 0
Director 0
如何解讀這些圖表

以下圖表顯示了在John Gordon Freund進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

COLL / Collegium Pharmaceutical, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

COLL / Collegium Pharmaceutical, Inc. Insider Trades
COLL / Collegium Pharmaceutical, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2026-05-18 COLL Freund John Gordon 20 34.0500 20 34.0500 681 15 30.4800 -71 -10.48
2026-05-15 COLL Freund John Gordon 4,127 34.5400 4,127 34.5400 142,547
2025-08-08 COLL Freund John Gordon 11,659 34.3632 11,659 34.3632 400,641
2025-06-09 COLL Freund John Gordon 6,601 30.6240 6,601 30.6240 202,149

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

COLL / Collegium Pharmaceutical, Inc. Insider Trades
PRTO / Tidal Trust Iii - Rcn Pareto Strategic Allocation Etf內部人士買入 - 短期收益分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2014-10-27 PRTO Skyline Venture Partners Qualified Purchaser Fund IV L P 200,000 10.0000 200,000 10.0000 2,000,000 731
2014-10-27 PRTO Freund John Gordon 200,000 10.0000 200,000 10.0000 2,000,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PRTO / Tidal Trust Iii - Rcn Pareto Strategic Allocation Etf Insider Trades
PRTO / Tidal Trust Iii - Rcn Pareto Strategic Allocation Etf內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2014-10-27 PRTO Skyline Venture Partners Qualified Purchaser Fund IV L P 56,038 10.0000 56,038 10.0000 560,380 731
2014-10-27 PRTO Freund John Gordon 56,038 10.0000 56,038 10.0000 560,380

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PRTO / Tidal Trust Iii - Rcn Pareto Strategic Allocation Etf Insider Trades
SIBN / SI-BONE, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2018-10-19 SIBN Skyline Venture Partners V LP 325,000 15.0000 325,000 15.0000 4,875,000 90 22.35 2,388,750 49.00

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SIBN / SI-BONE, Inc. Insider Trades
SIBN / SI-BONE, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-08-08 SIBN Freund John Gordon 12,132 15.9906 12,132 15.9906 193,998 276 11.6100 -53,144 -27.39
2023-08-09 SIBN Freund John Gordon 30,000 20.5399 30,000 20.5399 616,197
2021-06-16 SIBN Freund John Gordon 12,591 31.4055 12,591 31.4055 395,427
2021-06-15 SIBN Freund John Gordon 21,511 31.1067 21,511 31.1067 669,136
2021-06-14 SIBN Freund John Gordon 17,990 31.2806 17,990 31.2806 562,738
2021-05-28 SIBN Freund John Gordon 45,220 30.0629 45,220 30.0629 1,359,444
2021-05-27 SIBN Freund John Gordon 26,367 30.9297 26,367 30.9297 815,523
2021-05-26 SIBN Freund John Gordon 17,138 31.8493 17,138 31.8493 545,833
2021-05-25 SIBN Freund John Gordon 1,696 32.5452 1,696 32.5452 55,197
2021-05-24 SIBN Freund John Gordon 50,827 32.5409 50,827 32.5409 1,653,956
2021-05-24 SIBN Freund John Gordon 200 32.7600 200 32.7600 6,552
2021-03-17 SIBN Freund John Gordon 66,200 31.6267 66,200 31.6267 2,093,688
2021-03-17 SIBN Freund John Gordon 600,000 30.2500 600,000 30.2500 18,150,000
2021-03-16 SIBN Freund John Gordon 55,053 30.3323 55,053 30.3323 1,669,884
2021-03-15 SIBN Freund John Gordon 80,887 30.9022 80,887 30.9022 2,499,586
2021-03-12 SIBN Freund John Gordon 91,072 31.3912 91,072 31.3912 2,858,859
2021-03-11 SIBN Freund John Gordon 63,928 31.0465 63,928 31.0465 1,984,741
2020-12-03 SIBN Freund John Gordon 47,886 23.3930 47,886 23.3930 1,120,197
2020-12-02 SIBN Freund John Gordon 100,000 23.2848 100,000 23.2848 2,328,480
2020-10-19 SIBN Freund John Gordon 190,053 22.0000 190,053 22.0000 4,181,166
2020-01-27 SIBN Skyline Venture Partners V LP 1,000,000 21.5000 1,000,000 21.5000 21,500,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SIBN / SI-BONE, Inc. Insider Trades
STRO / Sutro Biopharma, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

STRO / Sutro Biopharma, Inc. Insider Trades
STRO / Sutro Biopharma, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2020-09-18 STRO Freund John Gordon 400,000 12.0000 40,000 120.0000 4,800,000 12 10.05 -4,398,000 -91.62
2020-09-11 STRO Freund John Gordon 500,000 10.0000 50,000 100.0000 5,000,000
2020-08-19 STRO Freund John Gordon 500,000 8.7200 50,000 87.2000 4,360,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

STRO / Sutro Biopharma, Inc. Insider Trades
TLPH / Talphera, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2012-05-29 ACRX Skyline Venture Partners Qualified Purchaser Fund IV L P 284,698 3.4000 14,235 68.0000 967,973 364 167.2 1,411,952 145.87

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TLPH / Talphera, Inc. Insider Trades
TLPH / Talphera, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 COLL / Collegium Pharmaceutical, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TLPH / Talphera, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 John Gordon Freund 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-20 2026-05-18 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
S - Sale -20 83,952 -0.02 34.05 -681 2,858,566
2026-05-18 2026-05-15 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
S - Sale -4,127 83,972 -4.68 34.54 -142,547 2,900,393
2026-05-18 2026-05-15 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
M - Exercise 8,700 88,099 10.96 16.49 143,463 1,452,753
2026-05-18 2026-05-14 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 8,741 79,399 12.37
2025-08-12 2025-08-08 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
S - Sale -11,659 23,129 -33.51 34.36 -400,641 794,786
2025-08-11 2025-08-08 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -12,132 91,767 -11.68 15.99 -193,998 1,467,409
2025-06-11 2025-06-09 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
S - Sale -6,601 70,658 -8.54 30.62 -202,149 2,163,831
2025-06-11 2025-06-09 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
M - Exercise 15,000 77,259 24.09 13.45 201,750 1,039,134
2025-06-06 2025-06-05 4 SIBN SI-BONE, Inc.
Common Stock
A - Award 8,675 43,301 25.05
2025-05-19 2025-05-15 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 9,791 62,259 18.66
2024-06-27 2024-06-26 4 SIBN SI-BONE, Inc.
Common Stock
A - Award 8,791 34,626 34.03
2024-05-16 2024-05-16 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 7,693 52,468 17.18
2023-08-11 2023-08-09 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -30,000 103,899 -22.40 20.54 -616,197 2,134,075
2023-06-13 2023-06-09 4 SIBN SI-BONE, Inc.
Common Stock
A - Award 4,866 25,835 23.21
2023-05-19 2023-05-18 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 9,792 44,775 27.99
2022-06-21 2022-06-16 4 SIBN SI-BONE, Inc.
Common Stock
A - Award 8,324 20,969 65.83
2022-05-23 2022-05-19 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 14,035 34,983 67.00
2021-06-16 2021-06-16 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -12,591 331,366 -3.66 31.41 -395,427 10,406,715
2021-06-16 2021-06-15 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -21,511 343,957 -5.89 31.11 -669,136 10,699,367
2021-06-16 2021-06-14 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -17,990 365,468 -4.69 31.28 -562,738 11,432,058
2021-06-14 2021-06-10 4 SIBN SI-BONE, Inc.
Common Stock
A - Award 3,848 12,645 43.74
2021-06-07 2021-06-03 4 STRO SUTRO BIOPHARMA, INC.
Stock Option (right to buy)
A - Award 18,500 18,500
2021-06-01 2021-05-28 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -45,220 383,458 -10.55 30.06 -1,359,444 11,527,860
2021-06-01 2021-05-27 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -26,367 428,678 -5.79 30.93 -815,523 13,258,882
2021-05-26 2021-05-26 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -17,138 455,045 -3.63 31.85 -545,833 14,492,865
2021-05-26 2021-05-25 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -1,696 472,183 -0.36 32.55 -55,197 15,367,290
2021-05-26 2021-05-24 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -200 473,879 -0.04 32.76 -6,552 15,524,276
2021-05-26 2021-05-24 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -50,827 474,079 -9.68 32.54 -1,653,956 15,426,957
2021-05-24 2021-05-20 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 9,941 20,948 90.32
2021-03-18 2021-03-17 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -600,000 524,906 -53.34 30.25 -18,150,000 15,878,406
2021-03-18 2021-03-17 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -66,200 1,124,906 -5.56 31.63 -2,093,688 35,577,065
2021-03-18 2021-03-16 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -55,053 1,191,106 -4.42 30.33 -1,669,884 36,128,985
2021-03-15 2021-03-15 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -80,887 1,246,159 -6.10 30.90 -2,499,586 38,509,055
2021-03-15 2021-03-12 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -91,072 1,327,046 -6.42 31.39 -2,858,859 41,657,566
2021-03-15 2021-03-11 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -63,928 1,418,118 -4.31 31.05 -1,984,741 44,027,600
2020-12-14 2020-12-10 4 STRO SUTRO BIOPHARMA, INC.
Common Stock
J - Other 56,327 56,327
2020-12-14 2020-12-10 4 STRO SUTRO BIOPHARMA, INC.
Common Stock
J - Other -118,735 0 -100.00
2020-12-04 2020-12-03 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -47,886 1,482,046 -3.13 23.39 -1,120,197 34,669,502
2020-12-04 2020-12-02 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -100,000 1,529,932 -6.14 23.28 -2,328,480 35,624,161
2020-11-12 2020-11-09 4 STRO SUTRO BIOPHARMA, INC.
Common Stock
J - Other 118,735 118,735
2020-11-12 2020-11-09 4 STRO SUTRO BIOPHARMA, INC.
Common Stock
J - Other -560,053 0 -100.00
2020-10-20 2020-10-19 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -190,053 2,129,932 -8.19 22.00 -4,181,166 46,858,504
2020-09-22 2020-09-18 4 STRO SUTRO BIOPHARMA, INC.
Common Stock
S - Sale -400,000 560,053 -41.66 12.00 -4,800,000 6,720,636
2020-09-15 2020-09-11 4 STRO SUTRO BIOPHARMA, INC.
Common Stock
S - Sale -500,000 960,053 -34.25 10.00 -5,000,000 9,600,530
2020-08-21 2020-08-19 4 STRO SUTRO BIOPHARMA, INC.
Common Stock
S - Sale -500,000 1,460,053 -25.51 8.72 -4,360,000 12,731,662
2020-08-14 2020-01-27 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -1,000,000 2,819,985 -26.18 21.50 -21,500,000 60,629,678
2020-06-18 2020-06-16 4 SIBN SI-BONE, Inc.
Common Stock
A - Award 8,797 8,797
2020-06-08 2020-06-05 4 STRO SUTRO BIOPHARMA, INC.
Stock Option (right to buy)
A - Award 12,000 12,000
2020-05-22 2020-05-20 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Stock Option (Right to Purchase)
A - Award 8,095 8,095
2020-05-22 2020-05-20 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 4,047 11,007 58.15
2019-12-12 2019-12-10 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale -524 0 -100.00 2.19 -1,148
2019-12-12 2019-12-10 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale -14,507 0 -100.00 2.19 -31,770
2019-12-04 2019-12-02 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other 8,625 8,625
2019-12-04 2019-12-02 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other -574,916 0 -100.00
2019-11-14 2019-11-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other 8,423 34,788 31.95
2019-11-14 2019-11-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other -575,000 574,916 -50.00
2019-11-12 2019-11-08 4 PRTO PROTEON THERAPEUTICS INC
Series A Convertible Preferred Stock
C - Conversion -700 354 -66.41
2019-11-12 2019-11-08 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
C - Conversion 703,588 2,175,882 47.79 0.99 700,000 2,164,785
2019-08-27 2019-08-26 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -152,424 3,819,985 -3.84 18.40 -2,805,181 70,302,240
2019-08-23 2019-08-23 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -180 3,972,409 0.00 20.03 -3,605 79,567,352
2019-08-23 2019-08-22 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -2,185 3,972,589 -0.05 20.05 -43,807 79,646,437
2019-08-23 2019-08-21 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -18,144 3,974,774 -0.45 20.17 -366,017 80,182,718
2019-08-23 2019-08-21 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -27,067 3,992,918 -0.67 20.14 -545,040 80,404,192
2019-08-14 2019-08-12 4 SIBN SI-BONE, Inc.
Common Stock
S - Sale -400,000 4,019,985 -9.05 18.25 -7,300,000 73,364,726
2019-06-19 2019-06-17 4 STRO SUTRO BIOPHARMA, INC.
Stock Option (right to buy Common Stock)
A - Award 11,610 11,610
2019-06-17 2019-06-13 4 SIBN SI-BONE, Inc.
Stock Options (Right to buy)
A - Award 15,741 15,741
2019-06-11 2019-06-10 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Stock option (right to buy)
A - Award 16,500 16,500
2019-04-29 2019-04-25 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Stock Option (Right to Purchase)
A - Award 9,414 9,414
2019-04-29 2019-04-25 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 4,707 6,960 208.92
2018-11-16 2018-11-14 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other 5,859 26,365 28.57
2018-11-16 2018-11-14 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other -400,000 1,149,916 -25.81
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 7 Preferred Stock
C - Conversion -398,676 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 6 Preferred Stock
C - Conversion -652,347 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 5 Preferred Stock
C - Conversion -792,195 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 4 Preferred Stock
C - Conversion -2,213,425 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 5 Preferred Stock
S - Sale -23,904 792,195 -2.93 14.00 -334,656 11,090,730
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 5 Preferred Stock
X - Other 39,421 816,099 5.08
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Warrant (right to buy)
X - Other -39,421 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
P - Purchase 325,000 4,419,985 7.94 15.00 4,875,000 66,299,775
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 398,676 4,094,985 10.79
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 690,689 3,696,309 22.98
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 792,195 3,005,620 35.79
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 2,213,425 2,213,425
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 7 Preferred Stock
C - Conversion -398,676 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 6 Preferred Stock
C - Conversion -652,347 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 5 Preferred Stock
C - Conversion -792,195 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 4 Preferred Stock
C - Conversion -2,213,425 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 5 Preferred Stock
S - Sale -23,904 792,195 -2.93 15.00 -358,560 11,882,925
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Series 5 Preferred Stock
X - Other 39,421 816,099 5.08
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Warrant (right to buy)
X - Other -39,421 0 -100.00
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
P - Purchase 325,000 4,419,985 7.94 15.00 4,875,000 66,299,775
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 398,676 4,094,985 10.79
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 690,689 3,696,309 22.98
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 792,195 3,005,620 35.79
2018-10-19 2018-10-19 4 SIBN SI-BONE, Inc.
Common Stock
C - Conversion 2,213,425 2,213,425
2018-10-01 2018-10-01 4 STRO SUTRO BIOPHARMA INC
Series E Preferred Stock
C - Conversion -18,698,578 0 -100.00
2018-10-01 2018-10-01 4 STRO SUTRO BIOPHARMA INC
Series D Preferred Stock
C - Conversion -12,846,023 0 -100.00
2018-10-01 2018-10-01 4 STRO SUTRO BIOPHARMA INC
Series C Preferred Stock
C - Conversion -25,015,635 0 -100.00
2018-10-01 2018-10-01 4 STRO SUTRO BIOPHARMA INC
Common Stock
C - Conversion 514,211 1,960,053 35.56
2018-10-01 2018-10-01 4 STRO SUTRO BIOPHARMA INC
Common Stock
C - Conversion 520,264 1,445,842 56.21
2018-10-01 2018-10-01 4 STRO SUTRO BIOPHARMA INC
Common Stock
C - Conversion 925,578 925,578
2018-09-27 2018-09-26 4 STRO SUTRO BIOPHARMA INC
Stock Option (right to buy Common Stock)
A - Award 26,033 26,033
2018-09-26 3 STRO SUTRO BIOPHARMA INC
No securities beneficially held
0
2018-06-11 2018-06-08 4 PRTO PROTEON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 12,700 12,700
2018-06-01 2018-05-30 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Stock option (right to buy)
A - Award 12,500 12,500
2018-05-29 2018-05-24 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Stock Option (Right to Purchase)
A - Award 4,506 4,506
2018-05-29 2018-05-24 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
A - Award 2,253 2,253
2018-03-21 2018-03-19 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other 8,791 20,506 75.04
2018-03-21 2018-03-19 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other -600,000 1,549,916 -27.91
2017-12-07 2017-12-05 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other 11,715 11,715
2017-12-07 2017-12-05 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
J - Other -800,000 2,149,916 -27.12
2017-06-26 2017-06-22 4 PRTO PROTEON THERAPEUTICS INC
Series A Convertible Preferred Stock
P - Purchase 1,054 1,054 1,000.00 1,054,000 1,054,000
2017-06-21 2017-06-20 4 PRTO PROTEON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 6,666 6,666
2017-06-01 2017-05-31 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Stock option (right to buy)
A - Award 12,500 12,500
2017-05-25 2017-05-24 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Stock Option (Right to Purchase)
A - Award 19,853 19,853
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Restricted Stock Units
D - Sale to Issuer -5,000 0 -100.00 7.03 -35,150
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Stock Options
D - Sale to Issuer -15,000 0 -100.00 7.03 -105,450
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Stock Options
D - Sale to Issuer -15,000 0 -100.00 7.03 -105,450
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Stock Options
D - Sale to Issuer -15,000 0 -100.00 7.03 -105,450
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Stock Options
D - Sale to Issuer -15,000 0 -100.00 7.03 -105,450
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Stock Options
D - Sale to Issuer -15,000 0 -100.00 7.03 -105,450
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -3,899 0 -100.00 7.03 -27,410
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -27 0 -100.00 7.03 -190
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -21,200 0 -100.00 7.03 -149,036
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -3,645 0 -100.00 7.03 -25,624
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -22,633 0 -100.00 7.03 -159,110
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -3,080 0 -100.00 7.03 -21,652
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -488,560 0 -100.00 7.03 -3,434,577
2016-07-06 2016-07-05 4 XNPT XENOPORT INC
Common Stock
U - Other -15,000 0 -100.00 7.03 -105,450
2016-06-14 2016-06-09 4 PRTO PROTEON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 6,666 6,666
2016-06-13 2016-06-09 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Stock Option (Right to Purchase)
A - Award 8,700 8,700
2016-06-10 2016-06-08 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Stock option (right to buy)
A - Award 10,000 10,000
2016-05-19 2016-05-17 4 XNPT XENOPORT INC
Non-Employee Restricted Stock Units
A - Award 5,000 5,000
2016-05-19 2016-05-17 4 XNPT XENOPORT INC
Non-Employee Stock Options
A - Award 15,000 15,000
2016-05-19 2016-05-17 4 XNPT XENOPORT INC
Non-Employee Restricted Stock Units
M - Exercise -5,000 0 -100.00
2016-05-19 2016-05-17 4 XNPT XENOPORT INC
Common Stock
M - Exercise 5,000 15,000 50.00
2015-11-13 2015-11-11 4 XNPT XENOPORT INC
Common Stock
S - Sale -909 488,560 -0.19 6.68 -6,074 3,264,656
2015-09-14 2015-09-10 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Stock Option (Right to Purchase)
A - Award 15,000 15,000
2015-06-11 2015-06-10 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Stock option (right to buy)
A - Award 10,000 10,000
2015-06-03 2015-06-02 4 PRTO PROTEON THERAPEUTICS INC
Stock Option (Right to Buy)
A - Award 6,666 6,666
2015-05-21 2015-05-19 4 XNPT XENOPORT INC
Non-Employee Restricted Stock Units
A - Award 5,000 5,000
2015-05-21 2015-05-19 4 XNPT XENOPORT INC
Non-Employee Stock Options
A - Award 15,000 15,000
2015-05-21 2015-05-19 4 XNPT XENOPORT INC
Non-Employee Restricted Stock Units
M - Exercise -5,000 0 -100.00
2015-05-21 2015-05-19 4 XNPT XENOPORT INC
Common Stock
M - Exercise 5,000 13,899 56.19
2015-05-13 2015-05-11 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other 3,006 6,012 100.00
2015-05-13 2015-05-11 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other -4,493 0 -100.00
2015-05-13 2015-05-11 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other 4,493 4,493
2015-05-13 2015-05-11 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other -300,000 590,146 -33.70
2015-05-13 2015-05-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Series D Convertible Stock
C - Conversion -5,881,724 0 -100.00
2015-05-13 2015-05-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Series C Convertible Stock
C - Conversion -2,638,030 0 -100.00
2015-05-13 2015-05-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Series B Convertible Stock
C - Conversion -10,714,286 0 -100.00
2015-05-13 2015-05-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
P - Purchase 150,000 2,949,916 5.36 12.00 1,800,000 35,398,992
2015-05-13 2015-05-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
C - Conversion 864,798 2,799,916 44.69
2015-05-13 2015-05-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
C - Conversion 382,323 1,935,118 24.62
2015-05-13 2015-05-12 4 COLL COLLEGIUM PHARMACEUTICAL, INC
Common Stock
C - Conversion 1,552,795 1,552,795
2015-02-24 2015-02-20 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
S - Sale X -37,532 1,719,671 -2.14 26.02 -976,583 44,745,839
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Option (Right to Purchase)
J - Other -1,389,064 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Warrants (Right to Buy)
X - Other -121,760 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series D Convertible Preferred Stock
C - Conversion -3,932,747 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series C Convertible Preferred Stock
C - Conversion -2,436,437 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series B Convertible Preferred Stock
C - Conversion -2,173,913 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series A-1 Convertible Preferred Stock
C - Conversion -2,341,664 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series A Convertible Preferred Stock
C - Conversion -5,000,000 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
S - Sale -56,038 1,432,930 -3.76 10.00 -560,380 14,329,300
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
X - Other 121,760 1,488,968 8.91 4.60 560,376 6,852,677
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
C - Conversion 1,167,208 1,367,208 583.60
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Option (Right to Purchase)
J - Other -1,389,064 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Warrants (Right to Buy)
X - Other -121,760 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series D Convertible Preferred Stock
C - Conversion -3,932,747 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series C Convertible Preferred Stock
C - Conversion -2,436,437 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series B Convertible Preferred Stock
C - Conversion -2,173,913 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series A-1 Convertible Preferred Stock
C - Conversion -2,341,664 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Series A Convertible Preferred Stock
C - Conversion -5,000,000 0 -100.00
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
S - Sale -56,038 1,432,930 -3.76 10.00 -560,380 14,329,300
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
X - Other 121,760 1,488,968 8.91 4.60 560,376 6,852,677
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
C - Conversion 1,167,208 1,367,208 583.60
2014-10-29 2014-10-27 4 PRTO PROTEON THERAPEUTICS INC
Common Stock
P - Purchase 200,000 200,000 10.00 2,000,000 2,000,000
2014-10-03 2014-10-02 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -77,862 890,146 -8.04 21.02 -1,636,799 18,712,471
2014-10-03 2014-10-02 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -27,726 968,008 -2.78 20.72 -574,347 20,052,383
2014-10-03 2014-10-01 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -127,746 995,734 -11.37 20.89 -2,668,844 20,802,676
2014-10-03 2014-10-01 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -14,400 1,123,480 -1.27 20.41 -293,887 22,928,879
2014-10-01 2014-09-30 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -56,618 1,137,880 -4.74 20.17 -1,141,844 22,948,195
2014-10-01 2014-09-29 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -95,648 1,194,498 -7.41 20.19 -1,931,334 24,119,423
2014-09-18 2014-09-17 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -77,000 1,290,146 -5.63 17.36 -1,336,597 22,394,870
2014-09-18 2014-09-16 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -67,356 1,367,146 -4.70 17.03 -1,147,140 23,283,864
2014-09-15 2014-09-12 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -53,544 1,434,502 -3.60 17.01 -910,757 24,400,162
2014-09-15 2014-09-11 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -2,100 1,488,046 -0.14 17.00 -35,708 25,302,437
2014-09-09 2014-09-08 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -4,473 1,490,146 -0.30 15.01 -67,126 22,362,621
2014-09-09 2014-09-05 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -12,227 1,494,619 -0.81 15.01 -183,532 22,434,829
2014-09-05 2014-09-04 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -41,200 1,506,846 -2.66 15.06 -620,596 22,697,621
2014-09-05 2014-09-03 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -142,100 1,548,046 -8.41 15.04 -2,137,241 23,283,231
2014-06-25 2014-06-23 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -47,184 1,690,146 -2.72 13.77 -649,889 23,279,226
2014-06-23 2014-06-20 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -82,716 1,737,330 -4.54 13.65 -1,128,933 23,711,601
2014-06-23 2014-06-19 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
S - Sale X -70,100 1,820,046 -3.71 13.08 -916,712 23,801,106
2014-06-17 2014-06-17 4 XNPT XENOPORT INC
Non-employee director stock unit
A - Award 5,000 5,000
2014-06-16 2014-06-12 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Stock option (right to buy)
A - Award 10,000 10,000
2014-06-11 2014-06-11 4 XNPT XENOPORT INC
Non-employee director stock option
A - Award 15,000 15,000
2014-06-04 2014-06-03 4 XNPT XENOPORT INC
Common stock
P - Purchase 12,500 22,633 123.36 3.93 49,164 89,018
2014-05-27 2014-05-23 4 XNPT XENOPORT INC
Common stock
P - Purchase 9,500 21,200 81.20 3.72 35,354 78,896
2014-05-27 2014-05-22 4 XNPT XENOPORT INC
Common stock
P - Purchase 5,500 11,700 88.71 3.75 20,623 43,870
2014-05-27 2014-05-14 4 XNPT XENOPORT INC
Non-employee director stock unit
M - Exercise -5,000 0 -100.00
2014-05-27 2014-05-14 4 XNPT XENOPORT INC
Common stock
M - Exercise 5,000 8,899 128.24
2014-05-16 2014-05-14 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other 3,006 3,006
2014-05-16 2014-05-14 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other -4,493 0 -100.00
2014-03-14 2014-03-12 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other 4,493 4,493
2014-03-14 2014-03-12 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
J - Other -300,000 1,890,146 -13.70
2014-03-11 2014-03-07 4 ACRX ACELRX PHARMACEUTICALS INC
Common Stock
J - Other -1,300,000 2,871,933 -31.16
2014-02-21 2014-02-20 4 CNCE CONCERT PHARMACEUTICALS, INC.
Series C Convertible Preferred Stock
C - Conversion -600,000 0 -100.00
2014-02-21 2014-02-20 4 CNCE CONCERT PHARMACEUTICALS, INC.
Series B Convertible Preferred Stock
C - Conversion -3,000,000 0 -100.00
2014-02-21 2014-02-20 4 CNCE CONCERT PHARMACEUTICALS, INC.
Series A Convertible Preferred Stock
C - Conversion -2,200,000 0 -100.00
2014-02-21 2014-02-20 4 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
P - Purchase 150,000 1,208,920 14.17 14.00 2,100,000 16,924,880
2014-02-21 2014-02-20 4 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
C - Conversion 106,194 1,058,920 11.15
2014-02-21 2014-02-20 4 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
C - Conversion 530,974 952,726 125.90
2014-02-21 2014-02-20 4 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
C - Conversion 389,380 421,752 1,202.83
2014-02-12 3 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
64,744
2014-02-12 3 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
64,744
2014-02-12 3 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
64,744
2014-02-12 3 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
64,744
2014-02-12 3 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
64,744
2014-02-12 3 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
64,744
2014-02-12 3 CNCE CONCERT PHARMACEUTICALS, INC.
Common Stock
64,744
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock Warrant (right to buy)
C - Conversion 21,697 21,697
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series C Preferred Stock Warrants
C - Conversion -21,697 0 -100.00
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock Warrant
C - Conversion 755 755
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series C Preferred Stock
C - Conversion -1,043,429 0 -100.00
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series B Preferred Stock
C - Conversion -179,322 0 -100.00
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Series A Preferred Stock
C - Conversion -312,000 0 -100.00
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
P - Purchase 200,000 1,734,751 13.03 15.00 3,000,000 26,021,265
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
C - Conversion 1,043,429 1,534,751 212.37
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
C - Conversion 179,322 491,322 57.48
2014-02-05 2014-02-04 4 DRNA Dicerna Pharmaceuticals Inc
Common Stock
C - Conversion 312,000 312,000
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Common Stock Warrant (right to buy)
D - Sale to Issuer -143,157 0 -100.00 23.80 -3,407,137
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Common Stock Warrant (right to buy)
D - Sale to Issuer -487,450 0 -100.00 22.56 -10,996,872
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Director Stock Option (right to buy)
D - Sale to Issuer -17,317 0 -100.00 18.36 -317,940
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Director Stock Option (right to buy)
D - Sale to Issuer -3,338 0 -100.00 4.54 -15,155
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Director Stock Option (right to buy)
D - Sale to Issuer -3,300 0 -100.00 2.93 -9,669
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Director Stock Option (right to buy)
D - Sale to Issuer -3,300 0 -100.00 17.13 -56,529
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Common Stock
D - Sale to Issuer -20,000 0 -100.00 30.00 -600,000
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Common Stock
D - Sale to Issuer -22,702 0 -100.00 30.00 -681,060
2013-12-17 2013-12-17 4 MAKO MAKO Surgical Corp.
Common Stock
D - Sale to Issuer -2,245,249 0 -100.00 30.00 -67,357,470
2013-06-05 2013-06-04 4 MAKO MAKO Surgical Corp.
Annual Director Stock Option (right to buy)
A - Award 17,317 17,317
2013-05-16 2013-05-16 4 XNPT XENOPORT INC
Non-employee director stock unit
M - Exercise 5,000 0 -100.00
2013-05-16 2013-05-16 4 XNPT XENOPORT INC
Common stock
M - Exercise 5,000 8,899 128.24
2013-05-16 2013-05-14 4 XNPT XENOPORT INC
Non-employee director stock unit
A - Award 5,000 5,000
2013-05-16 2013-05-14 4 XNPT XENOPORT INC
Non-employee director stock option
A - Award 15,000 15,000
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Non-qualified stock option (right to buy)
A - Award 20,000 20,000
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Series C Convertible Participating Preferred Stock
C - Conversion -27,226,760 0 -100.00
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Series B Convertible Participating Preferred Stock
C - Conversion -11,422,045 0 -100.00
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Series A-2 Convertible Participating Preferred Stock
C - Conversion -2,726,086 0 -100.00
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Series A-1 Convertible Participating Preferred Stock
C - Conversion -2,090,000 0 -100.00
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
P - Purchase 681,012 2,190,146 45.13 7.00 4,767,084 15,331,022
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
C - Conversion 938,853 1,509,134 164.63
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
C - Conversion 393,864 570,281 223.26
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
C - Conversion 94,003 176,417 114.06
2013-03-27 2013-03-25 4 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
C - Conversion 72,069 82,414 696.66
2013-03-19 3 TTPH TETRAPHASE PHARMACEUTICALS INC
Common Stock
10,345
2012-06-12 2012-06-11 4 MAKO MAKO Surgical Corp.
Annual Director Stock Option (right to buy)
A - Award 3,338 3,338
2012-05-31 2012-05-29 4 ACRX ACELRX PHARMACEUTICALS INC
Warrant to purchase Common Stock
P - Purchase 256,228 256,228 0.12 32,028 32,028
2012-05-31 2012-05-29 4 ACRX ACELRX PHARMACEUTICALS INC
Common Stock
P - Purchase 284,698 4,161,933 7.34 3.40 967,973 14,150,572
2012-05-17 2012-05-16 4 XNPT XENOPORT INC
Non-employee director stock unit
A - Award 5,000 5,000
2012-05-17 2012-05-16 4 XNPT XENOPORT INC
Non-employee director stock option
A - Award 15,000 15,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)