PennantPark 浮動利率資本有限公司
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簡介

本頁面提供了有關 Jeffrey Flug 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Jeffrey Flug已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:SHAK / Shake Shack Inc. Director, 10% Owner 5,470
US:PNNT / PennantPark Investment Corporation Director 32,382
US:PFLT / PennantPark Floating Rate Capital Ltd. Director 8,400
US:SHOS / Sears Hometown and Outlet Stores, Inc. Director 2,000
如何解讀這些圖表

以下圖表顯示了在Jeffrey Flug進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

PFLA / PennantPark Floating Rate Capital Ltd.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PFLA / PennantPark Floating Rate Capital Ltd. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2020-03-19 PFLT Flug Jeffrey 400 3.5575 400 3.5575 1,423 361 12.63 3,629 255.02
2015-11-23 PFLT Flug Jeffrey 500 11.6000 500 11.6000 5,800
2015-09-01 PFLT Flug Jeffrey 1,500 11.5799 1,500 11.5799 17,370
2015-09-01 PFLT Flug Jeffrey 1,500 12.1427 1,500 12.1427 18,214
2015-08-31 PFLT Flug Jeffrey 6,000 12.1048 6,000 12.1048 72,629
2015-08-26 PFLT Flug Jeffrey 6,000 12.1117 6,000 12.1117 72,670

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFLA / PennantPark Floating Rate Capital Ltd. Insider Trades
PFLA / PennantPark Floating Rate Capital Ltd.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PFLA / PennantPark Floating Rate Capital Ltd. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFLA / PennantPark Floating Rate Capital Ltd. Insider Trades
PNNT / PennantPark Investment Corporation內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PFLA / PennantPark Floating Rate Capital Ltd. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2015-12-08 PNNT Flug Jeffrey 15,000 6.7329 15,000 6.7329 100,994 274 8.16 21,407 21.20
2015-12-04 PNNT Flug Jeffrey 4,708 7.2407 4,708 7.2407 34,089
2015-11-25 PNNT Flug Jeffrey 10,000 7.0650 10,000 7.0650 70,650
2015-11-19 PNNT Flug Jeffrey 17,000 6.6475 17,000 6.6475 113,008
2015-11-16 PNNT Flug Jeffrey 10,000 6.5200 10,000 6.5200 65,200
2015-11-12 PNNT Flug Jeffrey 25,382 6.4996 25,382 6.4996 164,973
2015-11-12 PNNT Flug Jeffrey 7,090 6.5222 7,090 6.5222 46,242
2014-05-13 PNNT Flug Jeffrey 6,000 10.7673 6,000 10.7673 64,604
2014-05-13 PNNT Flug Jeffrey 2,800 10.7510 2,800 10.7510 30,103
2013-02-21 PNNT Flug Jeffrey 35,000 11.3886 35,000 11.3886 398,601
2013-02-15 PNNT Flug Jeffrey 15,900 11.4367 15,900 11.4367 181,844
2013-02-13 PNNT Flug Jeffrey 35,000 11.2957 35,000 11.2957 395,350
2012-02-22 PNNT Flug Jeffrey 13,500 10.9997 13,500 10.9997 148,496
2012-02-13 PNNT Flug Jeffrey 25,530 10.7271 25,530 10.7271 273,863

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PNNT / PennantPark Investment Corporation Insider Trades
PNNT / PennantPark Investment Corporation內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PFLA / PennantPark Floating Rate Capital Ltd. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2025-12-08 PNNT Flug Jeffrey 121,533 5.9171 121,533 5.9171 719,123 164 3.7000 -269,450 -37.47
2025-12-05 PNNT Flug Jeffrey 20,000 5.8520 20,000 5.8520 117,040
2025-12-04 PNNT Flug Jeffrey 23,303 5.7763 23,303 5.7763 134,605
2025-12-03 PNNT Flug Jeffrey 10,000 5.7511 10,000 5.7511 57,511
2025-12-01 PNNT Flug Jeffrey 21,100 6.0390 21,100 6.0390 127,423
2025-11-28 PNNT Flug Jeffrey 15,000 6.0629 15,000 6.0629 90,944
2025-11-26 PNNT Flug Jeffrey 25,000 6.0281 25,000 6.0281 150,702
2016-12-06 PNNT Flug Jeffrey 4,708 7.6082 4,708 7.6082 35,819

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PNNT / PennantPark Investment Corporation Insider Trades
SHAK / Shake Shack Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PFLA / PennantPark Floating Rate Capital Ltd. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2026-05-15 SHAK Flug Jeffrey 1,000 61.2955 1,000 61.2955 61,296 12 64.3800 3,085 5.03
2015-02-04 SHAK Flug Jeffrey 30,000 21.0000 30,000 21.0000 630,000

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SHAK / Shake Shack Inc. Insider Trades
SHAK / Shake Shack Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PFLA / PennantPark Floating Rate Capital Ltd. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2020-10-27 SHAK Flug Jeffrey 36,794 70.9021 36,794 70.9021 2,608,772 6 64.9900 -217,529 -8.34
2020-10-27 SHAK Flug Jeffrey 13,206 71.5770 13,206 71.5770 945,246
2019-08-13 SHAK Flug Jeffrey 219 90.5750 219 90.5750 19,836
2019-08-12 SHAK Flug Jeffrey 8,794 90.3119 8,794 90.3119 794,203
2019-08-09 SHAK Flug Jeffrey 17,587 89.0200 17,587 89.0200 1,565,595
2019-08-09 SHAK Flug Jeffrey 2,400 90.2000 2,400 90.2000 216,480
2019-08-08 SHAK Flug Jeffrey 900 85.9800 900 85.9800 77,382
2019-08-08 SHAK Flug Jeffrey 1,100 87.1600 1,100 87.1600 95,876
2019-08-08 SHAK Flug Jeffrey 11,632 88.5600 11,632 88.5600 1,030,130
2019-08-08 SHAK Flug Jeffrey 5,868 89.4000 5,868 89.4000 524,599
2019-08-08 SHAK Flug Jeffrey 500 89.9600 500 89.9600 44,980
2019-08-07 SHAK Flug Jeffrey 200 86.1500 200 86.1500 17,230
2019-08-07 SHAK Flug Jeffrey 800 87.7000 800 87.7000 70,160
2018-11-30 SHAK Flug Jeffrey 17,054 54.2724 17,054 54.2724 925,562
2018-11-29 SHAK Flug Jeffrey 19,105 52.8928 19,105 52.8928 1,010,517
2018-11-29 SHAK Flug Jeffrey 895 53.4437 895 53.4437 47,832
2018-11-28 SHAK Flug Jeffrey 24,520 52.3171 24,520 52.3171 1,282,815
2018-11-27 SHAK Flug Jeffrey 11,000 51.2370 11,000 51.2370 563,607
2018-09-10 SHAK Flug Jeffrey 7,059 58.5536 7,059 58.5536 413,330
2018-09-07 SHAK Flug Jeffrey 17,741 58.3522 17,741 58.3522 1,035,226
2018-09-07 SHAK Flug Jeffrey 200 59.0300 200 59.0300 11,806
2018-08-31 SHAK Flug Jeffrey 25,000 59.5727 25,000 59.5727 1,489,318
2018-08-30 SHAK Flug Jeffrey 25,000 58.9197 25,000 58.9197 1,472,992
2018-08-29 SHAK Flug Jeffrey 25,000 58.4618 25,000 58.4618 1,461,545
2018-06-01 SHAK Flug Jeffrey 20,400 60.0814 20,400 60.0814 1,225,661
2018-05-31 SHAK Flug Jeffrey 4,600 60.6268 4,600 60.6268 278,883
2018-05-30 SHAK Flug Jeffrey 25,000 61.4571 25,000 61.4571 1,536,428
2018-05-29 SHAK Flug Jeffrey 25,000 58.2161 25,000 58.2161 1,455,402
2018-05-25 SHAK Flug Jeffrey 25,000 58.4098 25,000 58.4098 1,460,245
2018-03-12 SHAK Flug Jeffrey 25,000 42.3610 25,000 42.3610 1,059,025
2018-03-08 SHAK Flug Jeffrey 25,000 41.5457 25,000 41.5457 1,038,642
2018-03-07 SHAK Flug Jeffrey 15,904 41.3102 15,904 41.3102 656,997
2018-03-06 SHAK Flug Jeffrey 40,000 41.1945 40,000 41.1945 1,647,780
2018-03-05 SHAK Flug Jeffrey 14,400 39.7949 14,400 39.7949 573,047
2018-03-05 SHAK Flug Jeffrey 25,600 40.6197 25,600 40.6197 1,039,864
2018-03-02 SHAK Flug Jeffrey 40,000 39.1163 40,000 39.1163 1,564,652
2018-03-01 SHAK Flug Jeffrey 22,720 39.1231 22,720 39.1231 888,877
2018-02-28 SHAK Flug Jeffrey 36,500 39.1228 36,500 39.1228 1,427,982
2018-02-27 SHAK Flug Jeffrey 4,876 39.2447 4,876 39.2447 191,357
2017-09-14 SHAK Flug Jeffrey 14,050 31.5439 14,050 31.5439 443,192
2017-09-13 SHAK Flug Jeffrey 20,000 31.4495 20,000 31.4495 628,990
2017-09-12 SHAK Flug Jeffrey 19,619 31.3579 19,619 31.3579 615,211
2017-09-06 SHAK Flug Jeffrey 16,531 31.1670 16,531 31.1670 515,222
2017-09-01 SHAK Flug Jeffrey 25,000 30.9832 25,000 30.9832 774,580
2017-08-29 SHAK Flug Jeffrey 4,800 30.9593 4,800 30.9593 148,605
2017-05-23 SHAK Flug Jeffrey 3,321 37.4456 3,321 37.4456 124,357
2017-05-19 SHAK Flug Jeffrey 9,000 37.8090 9,000 37.8090 340,281
2017-05-18 SHAK Flug Jeffrey 10,000 37.8841 10,000 37.8841 378,841
2017-05-17 SHAK Flug Jeffrey 20,000 36.5571 20,000 36.5571 731,142
2017-05-16 SHAK Flug Jeffrey 10,000 35.9641 10,000 35.9641 359,641
2017-05-12 SHAK Flug Jeffrey 26,000 36.5284 26,000 36.5284 949,738
2017-05-11 SHAK Flug Jeffrey 25,000 36.6641 25,000 36.6641 916,602
2017-05-10 SHAK Flug Jeffrey 25,000 36.4780 25,000 36.4780 911,950
2017-05-09 SHAK Flug Jeffrey 25,000 36.5599 25,000 36.5599 913,998
2017-05-08 SHAK Flug Jeffrey 35,000 37.7410 35,000 37.7410 1,320,935
2016-12-13 SHAK Flug Jeffrey 15,000 37.9119 15,000 37.9119 568,678
2016-11-14 SHAK Flug Jeffrey 15,391 38.3761 15,391 38.3761 590,647
2016-11-11 SHAK Flug Jeffrey 22,800 37.9222 22,800 37.9222 864,626
2016-09-14 SHAK Flug Jeffrey 25,000 34.5099 25,000 34.5099 862,748
2016-09-09 SHAK Flug Jeffrey 900 35.5784 900 35.5784 32,021
2016-09-08 SHAK Flug Jeffrey 9,521 36.3430 9,521 36.3430 346,022
2016-09-07 SHAK Flug Jeffrey 23,800 36.5421 23,800 36.5421 869,702
2016-09-07 SHAK Flug Jeffrey 1,200 37.0375 1,200 37.0375 44,445
2016-09-06 SHAK Flug Jeffrey 25,000 35.8750 25,000 35.8750 896,875
2016-09-01 SHAK Flug Jeffrey 20,000 35.5601 20,000 35.5601 711,202
2016-08-30 SHAK Flug Jeffrey 13,045 35.5141 13,045 35.5141 463,281
2016-08-24 SHAK Flug Jeffrey 20,000 36.5355 20,000 36.5355 730,710
2016-08-23 SHAK Flug Jeffrey 22,393 35.9645 22,393 35.9645 805,353
2016-08-15 SHAK Flug Jeffrey 15,772 37.9180 15,772 37.9180 598,043
2015-08-18 SHAK Flug Jeffrey 226,978 57.7500 226,978 57.7500 13,107,980

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

SHAK / Shake Shack Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Jeffrey Flug 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-05-18 2026-05-15 4 SHAK Shake Shack Inc.
Class A Common Stock, par value $0.001 per share 		P - Purchase 1,000 5,470 22.37 61.30 61,296 335,286
2025-12-09 2025-12-08 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -121,533 32,382 -78.96 5.92 -719,123 191,608
2025-12-09 2025-12-05 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -20,000 153,915 -11.50 5.85 -117,040 900,711
2025-12-05 2025-12-04 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -23,303 173,915 -11.82 5.78 -134,605 1,004,585
2025-12-05 2025-12-03 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -10,000 197,218 -4.83 5.75 -57,511 1,134,220
2025-12-02 2025-12-01 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -21,100 207,218 -9.24 6.04 -127,423 1,251,390
2025-12-02 2025-11-28 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -15,000 228,318 -6.16 6.06 -90,944 1,384,269
2025-12-01 2025-11-26 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -25,000 243,318 -9.32 6.03 -150,702 1,466,745
2025-06-06 2025-06-04 4 SHAK Shake Shack Inc.
Class A Common Stock 		A - Award 1,123 4,470 33.55 126.95 142,565 567,466
2024-08-06 2024-08-05 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -304 3,347 -8.33 90.39 -27,478 302,529
2024-07-19 2024-07-17 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -152 3,651 -4.00 90.08 -13,693 328,900
2024-07-09 2024-07-05 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -152 3,803 -3.84 85.26 -12,959 324,225
2024-06-14 2024-06-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 809 3,955 25.72 92.74 75,027 366,787
2024-06-06 2024-06-04 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -304 3,146 -8.81 92.10 -27,998 289,747
2024-05-03 2024-05-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -304 3,450 -8.10 104.55 -31,783 360,698
2024-04-08 2024-04-04 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -304 3,754 -7.49 103.01 -31,315 386,694
2024-03-06 2024-03-04 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -304 4,058 -6.97 108.05 -32,846 438,452
2024-02-20 2024-02-15 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -174 4,362 -3.84 94.67 -16,473 412,951
2024-02-20 2024-02-15 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -900 4,536 -16.56 93.36 -84,024 423,481
2024-02-07 2024-02-05 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -152 5,436 -2.72 76.05 -11,560 413,408
2024-01-31 2024-01-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -152 5,588 -2.65 75.09 -11,414 419,603
2023-12-28 2023-12-26 4 SHAK Shake Shack Inc.
Class A Common Stock 		S - Sale X -771 5,740 -11.84 75.07 -57,877 430,889
2023-08-23 2023-08-21 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -1,987 6,511 -23.38 69.86 -138,812 454,858
2023-06-29 2023-06-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 870 8,498 11.41 77.65 67,556 659,870
2023-02-21 2023-02-16 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		J - Other 137,887 289,669 90.85 5.70 785,956 1,651,113
2023-02-21 2023-02-16 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		J - Other -137,887 9,891 -93.31 5.70 -785,956 56,379
2023-02-06 2023-02-02 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -1,864 6,983 -21.07 60.07 -111,970 419,469
2022-06-16 2022-06-15 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 1,668 8,847 23.23 40.47 67,504 358,038
2022-02-18 2022-02-17 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		J - Other -9,500 151,782 -5.89
2022-02-18 2022-02-17 4 PFLT PennantPark Floating Rate Capital Ltd.
Common Stock 		J - Other -4,000 8,400 -32.26
2021-06-11 2021-06-09 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 429 7,179 6.36 99.11 42,518 711,511
2020-11-24 2020-11-23 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		J - Other -11,500 161,282 -6.66
2020-10-28 2020-10-27 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -13,206 0 -100.00 71.58 -945,246
2020-10-28 2020-10-27 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -36,794 13,206 -73.59 70.90 -2,608,772 936,333
2020-10-28 2020-10-26 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion 50,000 0 -100.00
2020-10-28 2020-10-26 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -50,000 0 -100.00
2020-10-28 2020-10-26 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion X 50,000 50,000
2020-06-12 2020-06-10 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 1,673 6,750 32.95 57.17 95,645 385,898
2020-03-19 2020-03-19 4 PFLT PennantPark Floating Rate Capital Ltd.
Common 		P - Purchase 400 12,400 3.33 3.56 1,423 44,113
2019-08-14 2019-08-13 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -219 0 -100.00 90.58 -19,836
2019-08-14 2019-08-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -8,794 219 -97.57 90.31 -794,203 19,778
2019-08-09 2019-08-09 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -2,400 9,013 -21.03 90.20 -216,480 812,973
2019-08-09 2019-08-09 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -17,587 11,413 -60.64 89.02 -1,565,595 1,015,985
2019-08-09 2019-08-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -500 29,000 -1.69 89.96 -44,980 2,608,840
2019-08-09 2019-08-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -5,868 29,500 -16.59 89.40 -524,599 2,637,300
2019-08-09 2019-08-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -11,632 35,368 -24.75 88.56 -1,030,130 3,132,190
2019-08-09 2019-08-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -1,100 47,000 -2.29 87.16 -95,876 4,096,520
2019-08-09 2019-08-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -900 48,100 -1.84 85.98 -77,382 4,135,638
2019-08-09 2019-08-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -800 49,000 -1.61 87.70 -70,160 4,297,300
2019-08-09 2019-08-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -200 49,800 -0.40 86.15 -17,230 4,290,270
2019-07-30 2019-07-26 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -50,000 50,000 -50.00
2019-07-30 2019-07-26 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -50,000 50,000 -50.00
2019-07-30 2019-07-26 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 50,000 50,000
2019-06-13 2019-06-11 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 644 5,059 14.59
2018-11-30 2018-11-30 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -17,054 0 -100.00 54.27 -925,562
2018-11-30 2018-11-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -895 17,054 -4.99 53.44 -47,832 911,429
2018-11-30 2018-11-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -19,105 17,949 -51.56 52.89 -1,010,517 949,373
2018-11-28 2018-11-28 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -24,520 37,054 -39.82 52.32 -1,282,815 1,938,558
2018-11-28 2018-11-27 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -11,000 61,574 -15.16 51.24 -563,607 3,154,867
2018-11-28 2018-11-26 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -72,574 100,000 -42.05
2018-11-28 2018-11-26 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -72,574 100,000 -42.05
2018-11-28 2018-11-26 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 72,574 72,574
2018-09-11 2018-09-10 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -7,059 0 -100.00 58.55 -413,330
2018-09-11 2018-09-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -200 7,059 -2.76 59.03 -11,806 416,693
2018-09-11 2018-09-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -17,741 7,259 -70.96 58.35 -1,035,226 423,579
2018-09-04 2018-08-31 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 25,000 -50.00 59.57 -1,489,318 1,489,318
2018-09-04 2018-08-30 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 50,000 -33.33 58.92 -1,472,992 2,945,985
2018-08-29 2018-08-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 75,000 -25.00 58.46 -1,461,545 4,384,635
2018-08-29 2018-08-27 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -100,000 172,574 -36.69
2018-08-29 2018-08-27 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -100,000 172,574 -36.69
2018-08-29 2018-08-27 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 100,000 100,000
2018-06-15 2018-06-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 663 5,078 15.02
2018-06-04 2018-06-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -20,400 0 -100.00 60.08 -1,225,661
2018-06-04 2018-05-31 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -4,600 20,400 -18.40 60.63 -278,883 1,236,787
2018-05-30 2018-05-30 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 25,000 -50.00 61.46 -1,536,428 1,536,428
2018-05-30 2018-05-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 50,000 -33.33 58.22 -1,455,402 2,910,805
2018-05-30 2018-05-25 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -100,000 272,574 -26.84
2018-05-30 2018-05-25 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -100,000 272,574 -26.84
2018-05-30 2018-05-25 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 75,000 -25.00 58.41 -1,460,245 4,380,735
2018-05-30 2018-05-25 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 100,000 100,000
2018-03-12 2018-03-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 0 -100.00 42.36 -1,059,025
2018-03-12 2018-03-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 25,000 -50.00 41.55 -1,038,642 1,038,642
2018-03-07 2018-03-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -15,904 50,000 -24.13 41.31 -656,997 2,065,510
2018-03-07 2018-03-06 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -40,000 65,904 -37.77 41.19 -1,647,780 2,714,882
2018-03-07 2018-03-05 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,600 105,904 -19.47 40.62 -1,039,864 4,301,789
2018-03-07 2018-03-05 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -14,400 131,504 -9.87 39.79 -573,047 5,233,189
2018-03-05 2018-03-02 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -40,000 145,904 -21.52 39.12 -1,564,652 5,707,225
2018-03-05 2018-03-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -22,720 185,904 -10.89 39.12 -888,877 7,273,141
2018-02-28 2018-02-28 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -36,500 208,624 -14.89 39.12 -1,427,982 8,161,955
2018-02-28 2018-02-27 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -4,876 245,124 -1.95 39.24 -191,357 9,619,818
2018-02-28 2018-02-26 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -250,000 372,574 -40.16
2018-02-28 2018-02-26 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -250,000 372,574 -40.16
2018-02-28 2018-02-26 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 250,000 250,000
2017-09-15 2017-09-14 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -14,050 0 -100.00 31.54 -443,192
2017-09-14 2017-09-13 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -20,000 14,050 -58.74 31.45 -628,990 441,865
2017-09-14 2017-09-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -19,619 34,050 -36.56 31.36 -615,211 1,067,736
2017-09-08 2017-09-06 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -16,531 53,669 -23.55 31.17 -515,222 1,672,702
2017-09-05 2017-09-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 70,200 -26.26 30.98 -774,580 2,175,021
2017-08-29 2017-08-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -4,800 95,200 -4.80 30.96 -148,605 2,947,325
2017-08-29 2017-08-25 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -100,000 622,574 -13.84
2017-08-29 2017-08-25 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -100,000 622,574 -13.84
2017-08-29 2017-08-25 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 100,000 100,000
2017-06-14 2017-06-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		A - Award 1,091 4,415 32.82
2017-05-25 2017-05-23 4 SHAK Shake Shack Inc.
Stock Option (Right to Buy) 		M - Exercise -3,405 0 -100.00
2017-05-25 2017-05-23 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -3,321 3,324 -49.98 37.45 -124,357 124,469
2017-05-25 2017-05-23 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		M - Exercise 3,405 6,645 105.09 34.62 117,881 230,050
2017-05-22 2017-05-19 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -9,000 0 -100.00 37.81 -340,281
2017-05-18 2017-05-18 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -10,000 9,000 -52.63 37.88 -378,841 340,957
2017-05-18 2017-05-17 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -20,000 19,000 -51.28 36.56 -731,142 694,585
2017-05-18 2017-05-16 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -10,000 39,000 -20.41 35.96 -359,641 1,402,600
2017-05-15 2017-05-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -26,000 49,000 -34.67 36.53 -949,738 1,789,892
2017-05-15 2017-05-11 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 75,000 -25.00 36.66 -916,602 2,749,808
2017-05-10 2017-05-10 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 100,000 -20.00 36.48 -911,950 3,647,800
2017-05-10 2017-05-09 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 125,000 -16.67 36.56 -913,998 4,569,988
2017-05-10 2017-05-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -35,000 150,000 -18.92 37.74 -1,320,935 5,661,150
2016-12-15 2016-12-13 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -15,000 18,240 -45.13 37.91 -568,678 691,513
2016-12-08 2016-12-06 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		S - Sale -4,708 172,782 -2.65 7.61 -35,819 1,314,560
2016-11-15 2016-11-14 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -15,391 0 -100.00 38.38 -590,647
2016-11-15 2016-11-11 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -22,800 15,391 -59.70 37.92 -864,626 583,661
2016-09-15 2016-09-14 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 38,191 -39.56 34.51 -862,748 1,317,968
2016-09-14 2016-09-09 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -900 63,191 -1.40 35.58 -32,021 2,248,235
2016-09-08 2016-09-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -9,521 64,091 -12.93 36.34 -346,022 2,329,259
2016-09-08 2016-09-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -1,200 73,612 -1.60 37.04 -44,445 2,726,404
2016-09-08 2016-09-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -23,800 74,812 -24.13 36.54 -869,702 2,733,788
2016-09-08 2016-09-06 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -25,000 98,612 -20.22 35.88 -896,875 3,537,706
2016-09-06 2016-09-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -20,000 123,612 -13.93 35.56 -711,202 4,395,655
2016-09-01 2016-08-30 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -13,045 143,612 -8.33 35.51 -463,281 5,100,251
2016-08-25 2016-08-24 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -20,000 172,429 -10.39 36.54 -730,710 6,299,780
2016-08-25 2016-08-23 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -22,393 192,429 -10.42 35.96 -805,353 6,920,613
2016-08-16 2016-08-15 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -15,772 199,050 -7.34 37.92 -598,043 7,547,578
2016-08-16 2016-08-12 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -214,822 0 -100.00
2016-08-16 2016-08-12 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -214,822 0 -100.00
2016-08-16 2016-08-12 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 214,822 214,822
2016-07-26 2016-07-22 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -34,628 0 -100.00 40.55 -1,404,221
2016-07-22 2016-07-20 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -5,000 34,628 -12.62 40.01 -200,040 1,385,400
2016-07-15 2016-07-13 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -10,372 39,628 -20.74 40.00 -414,880 1,585,120
2016-06-16 2016-06-14 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -300 50,000 -0.60 34.63 -10,390 1,731,665
2016-06-16 2016-06-14 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -10,876 50,300 -17.78 34.17 -371,647 1,718,816
2016-06-14 2016-06-13 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -2,200 61,176 -3.47 34.65 -76,237 2,119,932
2016-06-14 2016-06-10 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -1,859 63,376 -2.85 37.08 -68,928 2,349,868
2016-06-14 2016-06-09 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 65,235 -27.71 37.67 -941,670 2,457,194
2016-06-08 2016-06-08 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 90,235 -21.69 37.38 -934,448 3,372,795
2016-06-08 2016-06-07 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 115,235 -17.83 37.29 -932,295 4,297,321
2016-06-08 2016-06-06 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 140,235 -15.13 36.64 -915,875 5,137,509
2016-06-03 2016-06-03 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -700 165,235 -0.42 37.60 -26,318 6,212,340
2016-06-03 2016-06-02 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 165,935 -13.09 37.74 -943,480 6,262,254
2016-06-03 2016-06-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 190,935 -11.58 38.14 -953,505 7,282,299
2016-05-31 2016-05-31 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 215,935 -10.38 37.88 -947,028 8,179,855
2016-05-31 2016-05-27 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -22,765 240,935 -8.63 38.08 -866,919 9,175,094
2016-05-31 2016-05-26 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -1,300 263,700 -0.49 37.00 -48,100 9,756,900
2016-05-26 2016-05-25 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -10,700 265,000 -3.88 36.31 -388,516 9,622,124
2016-05-26 2016-05-25 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -14,300 275,700 -4.93 35.40 -506,180 9,759,008
2016-05-26 2016-05-24 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -10,000 290,000 -3.33 35.27 -352,688 10,227,952
2016-05-23 2016-05-23 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 300,000 -7.69 34.97 -874,260 10,491,120
2016-05-23 2016-05-20 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -25,000 325,000 -7.14 34.75 -868,810 11,294,530
2016-05-23 2016-05-19 4 SHAK Shake Shack Inc.
Stock Option (Right to Buy) 		A - Award 3,405 3,405
2016-05-23 2016-05-19 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -300,000 214,822 -58.27
2016-05-23 2016-05-19 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -300,000 214,822 -58.27
2016-05-23 2016-05-19 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion X 300,000 350,000 600.00
2016-03-03 2016-03-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -7,607 50,000 -13.20 41.37 -314,680 2,068,360
2016-03-03 2016-03-01 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -17,393 57,607 -23.19 40.23 -699,687 2,317,420
2016-02-24 2016-02-23 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -40,035 75,000 -34.80 40.30 -1,613,382 3,022,448
2016-02-24 2016-02-22 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale X -34,965 115,035 -23.31 40.00 -1,398,614 4,601,446
2016-02-12 2016-01-29 4 SHAK Shake Shack Inc.
Stock Option (Right to Buy) 		M - Exercise -8,251 0 -100.00 21.00 -173,271
2016-02-12 2016-01-29 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		M - Exercise 3,240 33,240 10.80 21.00 68,040 698,040
2016-01-27 2016-01-14 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -150,000 514,822 -22.56
2016-01-27 2016-01-14 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -150,000 514,822 -22.56
2016-01-27 2016-01-14 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 150,000 150,000
2015-12-09 2015-12-08 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 15,000 177,490 9.23 6.73 100,994 1,195,022
2015-12-07 2015-12-04 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 4,708 162,490 2.98 7.24 34,089 1,176,541
2015-11-30 2015-11-25 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 10,000 147,778 7.26 7.06 70,650 1,044,052
2015-11-24 2015-11-23 4 PFLT PennantPark Floating Rate Capital Ltd.
Common Stock 		P - Purchase 500 3,500 16.67 11.60 5,800 40,600
2015-11-20 2015-11-19 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 17,000 157,782 12.08 6.65 113,008 1,048,856
2015-11-17 2015-11-16 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 10,000 140,782 7.65 6.52 65,200 917,899
2015-11-17 2015-09-01 4 PFLT PennantPark Floating Rate Capital Ltd.
Common Stock 		P - Purchase 1,500 3,000 100.00 11.58 17,370 34,740
2015-11-13 2015-11-12 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 7,090 137,778 5.43 6.52 46,242 898,616
2015-11-13 2015-11-12 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 25,382 130,782 24.08 6.50 164,973 850,031
2015-09-01 2015-09-01 4 PFLT PennantPark Floating Rate Capital Ltd.
Common Stock 		P - Purchase 1,500 1,500 12.14 18,214 18,214
2015-09-01 2015-08-31 4 PFLT PennantPark Floating Rate Capital Ltd.
Common Stock 		P - Purchase 6,000 12,000 100.00 12.10 72,629 145,258
2015-08-28 2015-08-26 4 PFLT PennantPark Floating Rate Capital Ltd.
Common Stock 		P - Purchase 6,000 6,000 12.11 72,670 72,670
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -20,404 664,822 -2.98
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
Common Membership Interests 		C - Conversion -226,978 0 -100.00
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -20,404 664,822 -2.98
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -20,404 0 -100.00 57.75 -1,178,331
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 20,404 20,404
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other -226,978 0 -100.00
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		S - Sale -226,978 30,000 -88.33 57.75 -13,107,980 1,732,500
2015-08-20 2015-08-18 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		C - Conversion 226,978 256,978 756.59
2015-02-06 2015-02-04 4 SHAK Shake Shack Inc.
COMMON MEMBERSHIP INTERESTS 		J - Other 685,226 685,226
2015-02-06 2015-02-04 4 SHAK Shake Shack Inc.
COMMON MEMBERSHIP INTERESTS 		J - Other 922,574 922,574
2015-02-06 2015-02-04 4 SHAK Shake Shack Inc.
COMMON MEMBERSHIP INTERESTS 		J - Other 226,978 226,978
2015-02-06 2015-02-04 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other 685,226 685,226 0.00 685 685
2015-02-06 2015-02-04 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other 922,574 922,574 0.00 923 923
2015-02-06 2015-02-04 4 SHAK Shake Shack Inc.
CLASS B COMMON STOCK 		J - Other 226,978 226,978 0.00 227 227
2015-02-06 2015-02-04 4 SHAK Shake Shack Inc.
CLASS A COMMON STOCK 		P - Purchase 30,000 30,000 21.00 630,000 630,000
2015-02-06 2015-01-29 4 SHAK Shake Shack Inc.
STOCK OPTION (RIGHT TO BUY) 		A - Award 8,251 8,251
2014-05-15 2014-05-13 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 2,800 130,688 2.19 10.75 30,103 1,405,027
2014-05-15 2014-05-13 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 6,000 105,400 6.04 10.77 64,604 1,134,873
2013-09-05 2013-09-04 4 SHOS Sears Hometown & Outlet Stores, Inc.
Common Stock 		P - Purchase 2,000 2,000 31.39 62,780 62,780
2013-02-22 2013-02-21 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 35,000 99,400 54.35 11.39 398,601 1,132,027
2013-02-19 2013-02-15 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 15,900 64,400 32.78 11.44 181,844 736,523
2013-02-19 2013-02-13 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 35,000 48,500 259.26 11.30 395,350 547,841
2012-02-24 2012-02-22 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 13,500 13,500 11.00 148,496 148,496
2012-02-14 2012-02-13 4 PNNT PENNANTPARK INVESTMENT CORP
Common Stock 		P - Purchase 25,530 127,888 24.94 10.73 273,863 1,371,867
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）