米泰克系統公司
US ˙ NasdaqCM ˙ US6067102003

簡介

本頁面提供了有關 James Daniel Fay 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示James Daniel Fay已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:MITK / Mitek Systems, Inc. Director 38,152
US:MTTR / Matterport, Inc. Chief Financial Officer 0
US:NPTN / NeoPhotonics Corporation SVP and CFO 4,400
如何解讀這些圖表

以下圖表顯示了在James Daniel Fay進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

MITK / Mitek Systems, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 MITK / Mitek Systems, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MITK / Mitek Systems, Inc. Insider Trades
MITK / Mitek Systems, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 MITK / Mitek Systems, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MITK / Mitek Systems, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 James Daniel Fay 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-03-05 2026-03-03 4 MITK MITEK SYSTEMS INC
Common Stock 		A - Award 11,448 38,152 42.87
2025-03-06 2025-03-04 4 MITK MITEK SYSTEMS INC
Common Sock 		A - Award 18,744 37,611 99.35 9.07 170,008 341,132
2025-03-03 2025-02-28 4 MTTR Matterport, Inc./DE
Class A Common Stock 		D - Sale to Issuer -1,908,022 0 -100.00
2025-01-16 2025-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 1,908,022 12.87
2024-12-03 2024-12-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -119,312 1,690,458 -6.59 4.73 -564,918 8,003,981
2024-12-03 2024-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 45,454 1,809,770 2.58
2024-12-03 2024-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,764,316 1.44
2024-12-03 2024-11-29 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,739,316 0.17 2.29 6,860 3,976,946
2024-10-22 2024-10-21 4 MITK MITEK SYSTEMS INC
Common Sock 		A - Award 18,867 18,867
2024-10-16 2024-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,736,316 14.33
2024-10-02 2024-10-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,518,751 -1.62 4.47 -111,830 6,793,677
2024-09-06 2024-09-06 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -8,375 1,543,751 -0.54 4.16 -34,826 6,419,380
2024-09-06 2024-09-05 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -24,692 1,552,126 -1.57 4.23 -104,410 6,563,165
2024-09-06 2024-09-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -41,302 1,576,818 -2.55 4.36 -180,060 6,874,296
2024-09-04 2024-09-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -44,943 1,618,120 -2.70 4.41 -198,311 7,139,954
2024-09-04 2024-09-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,663,063 -1.48 4.43 -110,870 7,375,352
2024-09-04 2024-09-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,688,063 1.50
2024-09-04 2024-09-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 45,455 1,663,063 2.81
2024-08-02 2024-08-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,617,608 -1.52 4.40 -110,075 7,122,328
2024-07-15 2024-07-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,642,608 15.27
2024-07-02 2024-07-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,425,043 -1.72 4.33 -108,128 6,163,453
2024-06-04 2024-06-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -44,125 1,450,043 -2.95 4.35 -192,138 6,314,067
2024-06-04 2024-06-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -61,768 1,494,168 -3.97 4.41 -272,304 6,587,040
2024-06-04 2024-06-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,555,936 -1.58 4.40 -110,078 6,850,942
2024-06-04 2024-06-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,580,936 1.61
2024-06-04 2024-06-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 45,454 1,555,936 3.01
2024-06-04 2024-05-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,510,482 0.20 2.29 6,860 3,453,717
2024-05-02 2024-05-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,507,482 -1.63 4.60 -114,920 6,929,593
2024-04-16 2024-04-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 1,532,482 16.55
2024-04-02 2024-04-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,314,918 -1.87 2.25 -56,265 2,959,354
2024-03-07 2024-03-07 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -698 1,339,918 -0.05 1.95 -1,364 2,618,870
2024-03-07 2024-03-06 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -20,735 1,340,616 -1.52 1.94 -40,197 2,598,918
2024-03-07 2024-03-05 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -22,095 1,361,351 -1.60 1.92 -42,416 2,613,386
2024-03-05 2024-03-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -21,498 1,383,446 -1.53 2.02 -43,383 2,791,794
2024-03-05 2024-03-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,404,944 -1.75 2.10 -52,418 2,945,746
2024-03-05 2024-03-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,429,944 1.78
2024-02-05 2024-02-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,404,944 -1.75 2.26 -56,470 3,173,488
2024-01-17 2024-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,429,944 17.95
2024-01-04 2024-01-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,212,379 -2.02 2.63 -65,842 3,193,043
2023-12-05 2023-12-04 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -100,482 1,237,379 -7.51 2.69 -270,407 3,329,911
2023-12-05 2023-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,337,861 -1.83 2.50 -62,532 3,346,392
2023-12-05 2023-12-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,362,861 1.87
2023-12-05 2023-11-30 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,337,861 0.22 2.14 6,426 2,865,698
2023-11-13 2023-11-09 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale X -25,000 1,334,861 -1.84 2.56 -63,920 3,412,973
2023-10-17 2023-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 1,359,861 19.05
2023-09-06 2023-09-05 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -100,483 1,142,297 -8.09 2.61 -262,653 2,985,850
2023-09-06 2023-09-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,242,780 2.05
2023-07-18 2023-07-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,217,780 21.75
2023-06-05 2023-06-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -93,093 1,000,215 -8.51 2.66 -247,888 2,663,373
2023-06-05 2023-06-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 25,000 1,093,308 2.34
2023-06-05 2023-05-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 3,000 1,068,308 0.28 2.52 7,574 2,696,944
2023-04-18 2023-04-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 1,065,308 25.66
2023-03-06 2023-03-03 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -20,607 847,743 -2.37 2.94 -60,494 2,488,634
2023-03-06 2023-03-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -36,341 868,350 -4.02 2.83 -102,921 2,459,254
2023-01-18 2023-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 904,691 31.66
2022-12-05 2022-12-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -90,124 687,127 -11.60 3.08 -277,510 2,115,801
2022-12-05 2022-11-30 4 MTTR Matterport, Inc./DE
Class A Common Stock 		A - Award 1,362 777,251 0.18 2.68 3,647 2,081,090
2022-10-17 2022-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 775,889 38.97
2022-09-07 2022-09-06 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -56,439 558,324 -9.18 4.21 -237,800 2,352,442
2022-09-07 2022-09-02 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -126,272 614,763 -17.04 4.30 -542,616 2,641,760
2022-07-19 2022-07-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 741,035 41.56
2022-06-09 2022-06-08 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -225,627 523,470 -30.12 5.09 -1,148,216 2,663,939
2022-06-09 2022-06-07 4 MTTR Matterport, Inc./DE
Class A Common Stock 		S - Sale -74,373 749,097 -9.03 5.03 -373,873 3,765,711
2022-04-20 2022-04-15 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		M - Exercise -217,564 2,828,341 -7.14
2022-04-20 2022-04-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 820,470 36.09
2022-02-03 2022-02-01 4 MTTR Matterport, Inc./DE
Earn-Out Shares 		C - Conversion -239,154 0 -100.00
2022-02-03 2022-02-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		F - Taxes -93,370 611,350 -13.25 9.59 -895,418 5,862,846
2022-02-03 2022-02-01 4 MTTR Matterport, Inc./DE
Class A Common Stock 		C - Conversion 239,154 704,720 51.37
2022-02-03 2021-07-22 4 MTTR Matterport, Inc./DE
Earn-Out Shares 		A - Award 239,154 239,154
2022-01-20 2022-01-18 4 MTTR Matterport, Inc./DE
Class A Common Stock 		F - Taxes -160,124 465,566 -25.59 12.89 -2,063,998 6,001,146
2022-01-20 2022-01-15 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		M - Exercise -217,565 3,045,905 -6.67
2022-01-20 2022-01-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,565 625,690 53.31
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Stock Option 		M - Exercise -148,703 1,473,881 -9.16
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Stock Option 		M - Exercise -24,969 489,941 -4.85
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 148,703 408,125 57.32 0.35 52,046 142,844
2022-01-04 2021-12-31 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 24,969 259,422 10.65 1.14 28,465 295,741
2022-01-04 2021-10-15 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		M - Exercise -217,564 3,263,470 -6.25
2022-01-04 2021-10-15 4 MTTR Matterport, Inc./DE
Class A Common Stock 		M - Exercise 217,564 234,453 1,288.20
2022-01-04 2021-10-01 4 MTTR Matterport, Inc./DE
Restricted Stock Unit 		A - Award 3,481,034 3,481,034
2021-07-26 2021-07-22 4 MTTR Gores Holdings VI, Inc.
Stock Option 		A - Award 514,912 514,912
2021-07-26 2021-07-22 4 MTTR Gores Holdings VI, Inc.
Stock Option 		A - Award 1,622,591 1,622,591
2021-07-26 2021-07-22 4 MTTR Gores Holdings VI, Inc.
Class A Common Stock 		A - Award 16,889 16,889
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -2,200 4,400 -33.33
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire) 		M - Exercise -4,000 4,000 -50.00
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		F - Taxes -827 17,904 -4.42 8.78 -7,261 157,197
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		F - Taxes -1,504 18,731 -7.43 8.78 -13,205 164,458
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 2,200 20,235 12.20
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4,000 18,035 28.50
2013-07-30 2013-07-26 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -2,800 14,035 -16.63 9.50 -26,600 133,332
2013-07-26 2013-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -6,600 16,835 -28.16 9.50 -62,700 159,932
2013-07-23 2013-07-22 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -600 23,435 -2.50 9.50 -5,700 222,632
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -6,000 10,000 -37.50
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -4,000 0 -100.00
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -4,000 24,035 -14.27 9.00 -36,000 216,315
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 4,000 28,035 16.64 4.25 17,000 119,149
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -6,000 24,035 -19.98 9.00 -54,000 216,315
2013-07-10 2013-07-08 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 6,000 30,035 24.96 4.25 25,500 127,649
2013-06-24 2013-06-21 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -10,000 24,035 -29.38 8.50 -85,000 204,298
2013-06-19 2013-06-18 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -9,300 4,000 -69.92
2013-06-19 2013-06-18 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -9,300 34,035 -21.46 8.01 -74,482 272,580
2013-06-19 2013-06-18 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 9,300 43,335 27.32 4.25 39,525 184,174
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Incentive Stock Option (right to buy) 		M - Exercise -700 13,300 -5.00
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -700 34,035 -2.02 8.00 -5,601 272,328
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise X 700 34,735 2.06 4.25 2,975 147,624
2013-06-19 2013-06-17 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -8,920 34,035 -20.77 7.83 -69,863 266,569
2013-06-13 2013-06-11 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy) 		A - Award 75,000 75,000
2013-06-10 2013-06-10 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -4,413 42,955 -9.32 8.00 -35,304 343,640
2013-06-10 2013-06-06 4 NPTN NEOPHOTONICS CORP
Common Stock 		S - Sale X -4,000 47,368 -7.79 7.50 -30,000 355,260
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire) 		M - Exercise -4,000 8,000 -33.33
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock 		M - Exercise 4,000 48,107 9.07
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire) 		A - Award 6,600 130,599 5.32
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Stock Option (Right to buy) 		A - Award 10,000 123,999 8.77
2011-02-01 3 NPTN NEOPHOTONICS CORP
Common Stock 		38,919
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）