飛康軟體公司
US ˙ OTCPK ˙ US3061372096

簡介

本頁面提供了有關 ESW Capital, LLC 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示ESW Capital, LLC已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:UPLD / Upland Software, Inc. 10% Owner 1,803,574
US:BVSN / BroadVision, Inc. 10% Owner 1,216,071
US:FALC / FalconStor Software, Inc. 10% Owner 0
US:MRIN / Marin Software Incorporated 10% Owner 579,000
如何解讀這些圖表

以下圖表顯示了在ESW Capital, LLC進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

FALC / FalconStor Software, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 FALC / FalconStor Software, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2017-08-23 FALC ESW Capital, LLC 349,941 0.3885 3,499 38.8500 135,952 19 0.78 -133,223 -97.99
2017-08-22 FALC ESW Capital, LLC 1,032,943 0.3587 10,329 35.8700 370,517

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

FALC / FalconStor Software, Inc. Insider Trades
FALC / FalconStor Software, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 FALC / FalconStor Software, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

FALC / FalconStor Software, Inc. Insider Trades
UPLD / Upland Software, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 FALC / FalconStor Software, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2016-11-04 UPLD ESW Capital, LLC 1,500 8.0000 1,500 8.0000 12,000 264 25.33 25,995 216.62
2016-08-11 UPLD ESW Capital, LLC 723 7.9065 723 7.9065 5,716
2016-08-10 UPLD ESW Capital, LLC 6,350 7.6923 6,350 7.6923 48,846
2016-08-09 UPLD ESW Capital, LLC 3,024 7.6511 3,024 7.6511 23,137
2016-08-08 UPLD ESW Capital, LLC 5,025 7.6931 5,025 7.6931 38,658
2016-07-27 UPLD ESW Capital, LLC 50,000 7.8250 50,000 7.8250 391,250
2016-07-25 UPLD ESW Capital, LLC 18,878 7.5752 18,878 7.5752 143,005
2016-07-18 UPLD ESW Capital, LLC 3,463 7.4962 3,463 7.4962 25,959
2016-07-14 UPLD ESW Capital, LLC 11,007 7.5750 11,007 7.5750 83,378
2016-07-13 UPLD ESW Capital, LLC 475 7.5000 475 7.5000 3,562
2016-07-12 UPLD ESW Capital, LLC 3,247 7.5000 3,247 7.5000 24,352
2016-07-11 UPLD ESW Capital, LLC 1,956 7.4991 1,956 7.4991 14,668
2016-07-08 UPLD ESW Capital, LLC 8,426 7.4998 8,426 7.4998 63,193
2016-07-06 UPLD ESW Capital, LLC 17,361 7.5000 17,361 7.5000 130,208
2016-07-05 UPLD ESW Capital, LLC 4,850 7.4562 4,850 7.4562 36,163
2016-06-29 UPLD ESW Capital, LLC 6,000 7.6989 6,000 7.6989 46,193
2016-06-28 UPLD ESW Capital, LLC 1,000 7.5603 1,000 7.5603 7,560
2016-06-27 UPLD ESW Capital, LLC 5,726 7.4941 5,726 7.4941 42,911
2016-06-23 UPLD ESW Capital, LLC 15,643 7.4513 15,643 7.4513 116,561
2016-06-21 UPLD ESW Capital, LLC 1,200 7.6883 1,200 7.6883 9,226
2016-06-14 UPLD ESW Capital, LLC 5,624 7.1700 5,624 7.1700 40,324
2016-06-10 UPLD ESW Capital, LLC 22,252 7.1750 22,252 7.1750 159,658
2016-06-09 UPLD ESW Capital, LLC 13,462 7.1750 13,462 7.1750 96,590
2016-06-08 UPLD ESW Capital, LLC 15,894 7.1750 15,894 7.1750 114,039
2016-06-07 UPLD ESW Capital, LLC 17,263 7.1698 17,263 7.1698 123,772
2016-06-06 UPLD ESW Capital, LLC 31,843 7.1766 31,843 7.1766 228,524
2016-06-03 UPLD ESW Capital, LLC 15,000 7.1567 15,000 7.1567 107,350
2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232
2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232
2016-05-24 UPLD ESW Capital, LLC 21,301 7.4284 21,301 7.4284 158,232
2016-05-17 UPLD ESW Capital, LLC 379 6.9566 379 6.9566 2,637
2016-05-16 UPLD ESW Capital, LLC 5,620 6.9998 5,620 6.9998 39,339
2016-05-13 UPLD ESW Capital, LLC 18,578 6.9783 18,578 6.9783 129,643
2016-05-12 UPLD ESW Capital, LLC 100 6.9000 100 6.9000 690
2016-05-11 UPLD ESW Capital, LLC 9,425 6.9821 9,425 6.9821 65,806
2016-05-10 UPLD ESW Capital, LLC 468 6.9936 468 6.9936 3,273
2016-05-09 UPLD ESW Capital, LLC 1,296 6.9977 1,296 6.9977 9,069
2016-05-06 UPLD ESW Capital, LLC 441 7.0000 441 7.0000 3,087
2016-04-27 UPLD ESW Capital, LLC 800 6.9500 800 6.9500 5,560
2016-04-26 UPLD ESW Capital, LLC 8,756 6.9876 8,756 6.9876 61,183
2016-03-18 UPLD ESW Capital, LLC 11,882 6.2495 11,882 6.2495 74,257
2016-03-15 UPLD ESW Capital, LLC 20,954 6.2700 20,954 6.2700 131,382
2016-03-14 UPLD ESW Capital, LLC 1,000,000 1,000,000
2016-02-09 UPLD ESW Capital, LLC 42,896 6.9995 42,896 6.9995 300,251
2016-02-08 UPLD ESW Capital, LLC 21,100 6.8079 21,100 6.8079 143,647
2016-01-29 UPLD ESW Capital, LLC 15,710 6.8769 15,710 6.8769 108,036
2016-01-26 UPLD ESW Capital, LLC 10,800 7.0000 10,800 7.0000 75,600
2016-01-20 UPLD ESW Capital, LLC 4,055 6.9044 4,055 6.9044 27,997
2016-01-19 UPLD ESW Capital, LLC 5,439 7.0000 5,439 7.0000 38,073
2016-01-15 UPLD ESW Capital, LLC 8,200 7.0000 8,200 7.0000 57,400
2016-01-13 UPLD ESW Capital, LLC 51,493 6.9978 51,493 6.9978 360,338
2016-01-12 UPLD ESW Capital, LLC 3,800 6.9147 3,800 6.9147 26,276
2016-01-08 UPLD ESW Capital, LLC 5,200 6.7915 5,200 6.7915 35,316
2016-01-07 UPLD ESW Capital, LLC 2,300 6.8881 2,300 6.8881 15,843
2015-12-31 UPLD ESW Capital, LLC 2,300 6.9661 2,300 6.9661 16,022
2015-12-30 UPLD ESW Capital, LLC 6,942 6.8980 6,942 6.8980 47,886
2015-12-28 UPLD ESW Capital, LLC 36,777 6.9926 36,777 6.9926 257,167
2015-12-23 UPLD ESW Capital, LLC 44,132 6.9681 44,132 6.9681 307,516
2015-12-22 UPLD ESW Capital, LLC 13,100 6.9521 13,100 6.9521 91,073
2015-12-21 UPLD ESW Capital, LLC 55,425 6.9371 55,425 6.9371 384,489
2015-12-18 UPLD ESW Capital, LLC 10,287 6.9927 10,287 6.9927 71,934
2015-12-17 UPLD ESW Capital, LLC 5,844 6.9776 5,844 6.9776 40,777
2015-12-16 UPLD ESW Capital, LLC 4,100 6.9465 4,100 6.9465 28,481
2015-12-15 UPLD ESW Capital, LLC 50,000 6.7000 50,000 6.7000 335,000
2015-10-01 UPLD ESW Capital, LLC 361 7.9000 361 7.9000 2,852
2015-09-30 UPLD ESW Capital, LLC 4,313 7.8025 4,313 7.8025 33,652
2015-09-29 UPLD ESW Capital, LLC 2,702 7.7800 2,702 7.7800 21,022
2015-09-28 UPLD ESW Capital, LLC 4,164 7.8946 4,164 7.8946 32,873
2015-09-25 UPLD ESW Capital, LLC 553 7.8000 553 7.8000 4,313
2015-09-24 UPLD ESW Capital, LLC 1,212 7.8000 1,212 7.8000 9,454
2015-09-18 UPLD ESW Capital, LLC 600 7.9000 600 7.9000 4,740
2015-09-15 UPLD ESW Capital, LLC 4,456 7.8579 4,456 7.8579 35,015
2015-09-14 UPLD ESW Capital, LLC 5,032 7.8998 5,032 7.8998 39,752
2015-09-11 UPLD ESW Capital, LLC 500 7.9000 500 7.9000 3,950
2015-09-10 UPLD ESW Capital, LLC 18,663 7.9000 18,663 7.9000 147,438
2015-09-09 UPLD ESW Capital, LLC 40,061 7.8998 40,061 7.8998 316,474
2015-09-08 UPLD ESW Capital, LLC 4,818 7.8918 4,818 7.8918 38,023
2015-09-01 UPLD ESW Capital, LLC 1,113 7.8000 1,113 7.8000 8,681
2015-08-31 UPLD ESW Capital, LLC 3,100 7.8997 3,100 7.8997 24,489
2015-08-28 UPLD ESW Capital, LLC 400 7.9000 400 7.9000 3,160
2015-08-27 UPLD ESW Capital, LLC 8,202 7.8997 8,202 7.8997 64,793
2015-08-26 UPLD ESW Capital, LLC 3,600 7.7000 3,600 7.7000 27,720
2015-08-24 UPLD ESW Capital, LLC 17,340 7.6630 17,340 7.6630 132,876
2015-08-21 UPLD ESW Capital, LLC 26,585 7.6616 26,585 7.6616 203,684
2015-08-20 UPLD ESW Capital, LLC 26,121 7.6972 26,121 7.6972 201,059
2015-08-17 UPLD ESW Capital, LLC 2,200 7.9000 2,200 7.9000 17,380
2015-08-14 UPLD ESW Capital, LLC 10,854 7.8322 10,854 7.8322 85,011
2015-08-13 UPLD ESW Capital, LLC 5,520 7.5449 5,520 7.5449 41,648
2015-08-12 UPLD ESW Capital, LLC 10,620 7.5330 10,620 7.5330 80,000
2015-08-11 UPLD ESW Capital, LLC 11,273 7.5923 11,273 7.5923 85,588
2015-08-10 UPLD ESW Capital, LLC 8,297 7.7679 8,297 7.7679 64,450
2015-08-07 UPLD ESW Capital, LLC 7,072 7.7000 7,072 7.7000 54,454
2015-08-06 UPLD ESW Capital, LLC 7,964 7.5870 7,964 7.5870 60,423
2015-08-05 UPLD ESW Capital, LLC 6,993 7.8148 6,993 7.8148 54,649
2015-08-04 UPLD ESW Capital, LLC 100 7.9000 100 7.9000 790
2015-07-30 UPLD ESW Capital, LLC 346 7.8942 346 7.8942 2,731
2015-07-29 UPLD ESW Capital, LLC 25,859 7.8611 25,859 7.8611 203,280
2015-07-21 UPLD ESW Capital, LLC 215,000 8.1500 215,000 8.1500 1,752,250
2015-07-20 UPLD ESW Capital, LLC 500 8.0000 500 8.0000 4,000
2015-07-17 UPLD ESW Capital, LLC 500 8.0000 500 8.0000 4,000
2015-07-16 UPLD ESW Capital, LLC 32 8.0000 32 8.0000 256
2015-07-15 UPLD ESW Capital, LLC 5,343 7.9587 5,343 7.9587 42,523
2015-06-22 UPLD ESW Capital, LLC 315,000 8.0000 315,000 8.0000 2,520,000
2015-06-19 UPLD ESW Capital, LLC 19,038 8.0000 19,038 8.0000 152,304
2015-06-17 UPLD ESW Capital, LLC 51,587 8.0000 51,587 8.0000 412,696
2015-06-16 UPLD ESW Capital, LLC 8,900 8.0000 8,900 8.0000 71,200
2015-06-15 UPLD ESW Capital, LLC 145 8.0000 145 8.0000 1,160
2015-06-09 UPLD ESW Capital, LLC 6,716 8.0000 6,716 8.0000 53,728
2015-06-05 UPLD ESW Capital, LLC 100,000 8.0000 100,000 8.0000 800,000
2015-06-04 UPLD ESW Capital, LLC 6,245 7.8974 6,245 7.8974 49,319
2015-01-16 UPLD ESW Capital, LLC 59,713 8.6643 59,713 8.6643 517,371
2015-01-15 UPLD ESW Capital, LLC 19,478 8.8606 19,478 8.8606 172,587
2015-01-14 UPLD ESW Capital, LLC 4,306 8.8940 4,306 8.8940 38,298
2015-01-04 UPLD ESW Capital, LLC 100 7.0000 100 7.0000 700
2014-12-24 UPLD ESW Capital, LLC 2,600 8.9506 2,600 8.9506 23,272
2014-12-23 UPLD ESW Capital, LLC 6,573 8.9992 6,573 8.9992 59,152
2014-12-19 UPLD ESW Capital, LLC 2,239 9.0000 2,239 9.0000 20,151
2014-12-18 UPLD ESW Capital, LLC 5,562 8.9955 5,562 8.9955 50,033
2014-12-17 UPLD ESW Capital, LLC 26,189 8.9780 26,189 8.9780 235,125
2014-11-12 UPLD ESW Capital, LLC 192,307 12.0000 192,307 12.0000 2,307,684

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UPLD / Upland Software, Inc. Insider Trades
UPLD / Upland Software, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 FALC / FalconStor Software, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2018-08-27 UPLD EPM Live, Inc. 854,400 34.8504 854,400 34.8504 29,776,182 119 25.54 -7,954,805 -26.72
2018-08-24 UPLD EPM Live, Inc. 5,000 35.4102 5,000 35.4102 177,051
2018-08-23 UPLD EPM Live, Inc. 7,153 35.0020 7,153 35.0020 250,369
2018-08-21 UPLD EPM Live, Inc. 7,500 34.9300 7,500 34.9300 261,975
2018-08-16 UPLD EPM Live, Inc. 45,377 35.4375 45,377 35.4375 1,608,047
2018-08-16 UPLD EPM Live, Inc. 25,469 36.0296 25,469 36.0296 917,638
2018-08-13 UPLD EPM Live, Inc. 5,377 35.0106 5,377 35.0106 188,252
2018-08-10 UPLD EPM Live, Inc. 4,123 35.0051 4,123 35.0051 144,326
2018-08-09 UPLD EPM Live, Inc. 8,021 34.9730 8,021 34.9730 280,518
2018-08-09 UPLD EPM Live, Inc. 37,579 36.9432 37,579 36.9432 1,388,289
2018-08-09 UPLD EPM Live, Inc. 1 38.0000 1 38.0000 38
2017-12-18 UPLD WAVE SYSTEMS CORP 360,000 22.0004 360,000 22.0004 7,920,144
2017-12-15 UPLD WAVE SYSTEMS CORP 301,166 22.0165 301,166 22.0165 6,630,621
2017-12-14 UPLD WAVE SYSTEMS CORP 1,460,862 22.0000 1,460,862 22.0000 32,138,964
2017-09-14 UPLD WAVE SYSTEMS CORP 40,098 22.0420 40,098 22.0420 883,840
2017-09-13 UPLD WAVE SYSTEMS CORP 4,805 22.2457 4,805 22.2457 106,891
2017-09-12 UPLD WAVE SYSTEMS CORP 5,000 22.1028 5,000 22.1028 110,514
2017-09-11 UPLD WAVE SYSTEMS CORP 15,000 22.5796 15,000 22.5796 338,694
2017-09-07 UPLD WAVE SYSTEMS CORP 15,000 22.2648 15,000 22.2648 333,972
2017-09-07 UPLD WAVE SYSTEMS CORP 20,400 22.4568 20,400 22.4568 458,119
2017-07-24 UPLD WAVE SYSTEMS CORP 38,500 25.0363 38,500 25.0363 963,898
2017-07-21 UPLD WAVE SYSTEMS CORP 34,000 25.0079 34,000 25.0079 850,269
2017-07-20 UPLD WAVE SYSTEMS CORP 18,780 22.8344 18,780 22.8344 428,830
2017-06-23 UPLD WAVE SYSTEMS CORP 561,712 22.6845 561,712 22.6845 12,742,156

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UPLD / Upland Software, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 ESW Capital, LLC 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2021-05-24 3/A UPLD Upland Software, Inc.
Common Stock 		1,803,574
2020-01-15 2020-01-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 144,689 1,216,071 13.50 2.78 402,105 3,379,583
2020-01-06 2020-01-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,904 1,071,382 0.46 2.50 12,259 2,678,241
2019-11-27 2019-11-25 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 7,350 1,066,478 0.69 2.50 18,375 2,666,195
2019-11-22 2019-11-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 7,371 1,059,128 0.70 2.50 18,428 2,647,820
2019-11-14 2019-11-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,699 1,051,757 0.26 2.50 6,739 2,625,922
2019-11-14 2019-11-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,751 1,049,058 0.36 2.46 9,227 2,580,683
2019-09-20 2019-09-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 46,088 1,045,307 4.61 1.33 61,302 1,390,363
2019-09-11 2019-09-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,781 999,219 0.18 1.39 2,475 1,388,814
2019-09-11 2019-09-09 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,919 997,438 0.39 1.38 5,409 1,376,764
2019-08-28 2019-08-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,011 993,519 0.10 1.36 1,375 1,351,186
2019-08-28 2019-08-26 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 10,143 992,508 1.03 1.36 13,794 1,349,811
2019-08-21 2019-08-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 210 982,365 0.02 1.38 290 1,355,664
2019-08-21 2019-08-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,025 982,155 0.10 1.37 1,405 1,346,535
2019-08-14 2019-08-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,953 981,130 0.61 1.37 8,156 1,344,148
2019-08-14 2019-08-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 393 975,177 0.04 1.37 538 1,335,992
2019-08-09 2019-08-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,072 974,784 0.21 1.38 2,859 1,345,202
2019-08-09 2019-08-07 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,043 972,712 0.11 1.38 1,439 1,342,343
2019-08-06 2019-08-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 51 971,669 0.01 1.39 71 1,350,620
2019-08-06 2019-08-05 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 804 971,618 0.08 1.39 1,117 1,350,160
2019-08-06 2019-08-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,376 970,814 0.66 1.39 8,863 1,349,431
2018-12-28 2018-12-27 4 FALC FALCONSTOR SOFTWARE INC
Warrants 		X - Other -122,214,132 0 -100.00
2018-12-28 2018-12-27 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		X - Other 122,214,132 128,613,493 1,909.79 0.00 122,214 128,613
2018-12-28 2018-12-28 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -66,828 579,000 -10.35 7.03 -469,787 4,070,254
2018-12-28 2018-12-27 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -301,607 645,828 -31.83 7.32 -2,207,401 4,726,686
2018-12-28 2018-12-26 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -11,703 947,435 -1.22 8.03 -93,972 7,607,619
2018-12-28 2018-12-26 4 MRIN MARIN SOFTWARE INC
Common Stock 		S - Sale -244,990 959,138 -20.35 7.33 -1,795,924 7,031,057
2018-10-12 2018-10-10 4 FALC FALCONSTOR SOFTWARE INC
Series A Convertible Preferred Stock 		P - Purchase 224,786 224,786 0.27 60,939 60,939
2018-10-12 2018-10-10 4 FALC FALCONSTOR SOFTWARE INC
Warrants 		P - Purchase 122,214,132 122,214,132
2018-08-28 2018-08-27 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -854,400 0 -100.00 34.85 -29,776,182
2018-08-28 2018-08-24 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -5,000 854,400 -0.58 35.41 -177,051 30,254,475
2018-08-23 2018-08-23 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -7,153 859,400 -0.83 35.00 -250,369 30,080,719
2018-08-23 2018-08-21 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -7,500 866,553 -0.86 34.93 -261,975 30,268,696
2018-08-20 2018-08-16 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -25,469 874,053 -2.83 36.03 -917,638 31,491,780
2018-08-20 2018-08-16 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -45,377 899,522 -4.80 35.44 -1,608,047 31,876,811
2018-08-13 2018-08-13 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -5,377 944,899 -0.57 35.01 -188,252 33,081,481
2018-08-13 2018-08-10 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -4,123 950,276 -0.43 35.01 -144,326 33,264,506
2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -1 954,399 0.00 38.00 -38 36,267,162
2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -37,579 954,400 -3.79 36.94 -1,388,289 35,258,590
2018-08-13 2018-08-09 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -8,021 991,979 -0.80 34.97 -280,518 34,692,482
2017-12-18 2017-12-18 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -360,000 0 -100.00 22.00 -7,920,144
2017-12-18 2017-12-15 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -301,166 360,000 -45.55 22.02 -6,630,621 7,925,940
2017-12-18 2017-12-14 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -1,460,862 661,166 -68.84 22.00 -32,138,964 14,545,652
2017-11-06 2017-10-12 4/A MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 1,908 791,186 0.24 14.00 26,712 11,076,604
2017-11-06 2017-10-11 4/A MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 472 789,278 0.06 14.00 6,608 11,049,892
2017-11-06 2017-09-22 4/A MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 302,642 5,376,755 5.96 1.85 559,222 9,935,168
2017-10-30 2017-10-26 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 361,172 1,204,128 42.85 12.50 4,514,650 15,051,600
2017-10-24 2017-10-20 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 42,088 5,273,152 0.80 14.00 589,228 73,823,601
2017-10-19 2017-10-19 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 3,970 5,231,064 0.08 13.99 55,559 73,207,694
2017-10-19 2017-10-17 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 5,712 5,227,094 0.11 13.99 79,912 73,128,090
2017-10-13 2017-10-12 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 1,908 5,221,382 0.04 14.00 26,712 73,099,348
2017-10-13 2017-10-11 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 472 5,219,474 0.01 14.00 6,608 73,072,636
2017-10-06 2017-10-04 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 23,056 5,219,002 0.44 2.00 46,080 10,430,697
2017-10-04 2017-10-03 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 32,181 5,195,946 0.62 1.99 63,940 10,323,825
2017-10-04 2017-10-02 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 79,357 5,163,765 1.56 1.90 150,842 9,815,285
2017-09-29 2017-09-27 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 10,295 5,084,408 0.20 1.80 18,531 9,151,934
2017-09-19 2017-09-19 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 1,460 5,074,113 0.03 1.65 2,409 8,372,286
2017-09-19 2017-09-15 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 350,000 5,072,653 7.41 1.65 577,500 8,369,877
2017-09-15 2017-09-14 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -40,098 2,122,028 -1.85 22.04 -883,840 46,773,741
2017-09-15 2017-09-13 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -4,805 2,162,126 -0.22 22.25 -106,891 48,098,006
2017-09-13 2017-09-12 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -5,000 2,166,931 -0.23 22.10 -110,514 47,895,243
2017-09-13 2017-09-11 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -15,000 2,171,931 -0.69 22.58 -338,694 49,041,333
2017-09-11 2017-09-08 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 28,766 4,722,653 0.61 1.25 35,958 5,903,316
2017-09-11 2017-09-07 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 172,894 4,693,887 3.82 1.20 207,473 5,632,664
2017-09-11 2017-09-07 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -20,400 2,186,931 -0.92 22.46 -458,119 49,111,472
2017-09-11 2017-09-07 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -15,000 2,207,331 -0.67 22.26 -333,972 49,145,783
2017-08-30 2017-08-29 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 23,845 4,520,993 0.53 1.10 26,230 4,973,092
2017-08-30 2017-08-28 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 16 4,497,148 0.00 1.10 18 4,946,863
2017-08-28 2017-08-23 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		P - Purchase 349,941 6,399,361 5.78 0.39 135,952 2,486,152
2017-08-28 2017-08-22 4 FALC FALCONSTOR SOFTWARE INC
Common Stock 		P - Purchase 1,032,943 6,049,420 20.59 0.36 370,517 2,169,927
2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		10,032,954
2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		10,032,954
2017-08-28 3 FALC FALCONSTOR SOFTWARE INC
Common Stock 		10,032,954
2017-08-25 2017-08-24 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 4,503 4,497,132 0.10 1.05 4,728 4,721,989
2017-08-25 2017-08-23 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 2,702 4,492,629 0.06 1.05 2,837 4,717,260
2017-08-25 2017-08-21 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 398,447 4,489,927 9.74 1.10 437,893 4,934,430
2017-08-25 2017-08-18 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 3,339 4,091,480 0.08 1.05 3,506 4,296,054
2017-08-25 2017-08-17 4 MRIN MARIN SOFTWARE INC
Common Stock 		P - Purchase 181 4,088,141 0.00 1.10 199 4,496,955
2017-08-25 3/A MRIN MARIN SOFTWARE INC
Common Stock 		4,087,960
2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 		8,979,854
2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 		8,979,854
2017-08-22 3 MRIN MARIN SOFTWARE INC
Common Stock 		8,979,854
2017-07-25 2017-05-30 4 UPLD Upland Software, Inc.
Common Stock 		J - Other 2,875,323 2,875,323
2017-07-25 2017-05-30 4 UPLD Upland Software, Inc.
Common Stock 		J - Other -2,875,323 2,875,323 -50.00
2017-07-25 2016-11-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,500 2,875,323 0.05 8.00 12,000 23,002,584
2017-07-24 2017-07-24 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -38,500 2,222,331 -1.70 25.04 -963,898 55,638,946
2017-07-24 2017-07-21 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -34,000 2,260,831 -1.48 25.01 -850,269 56,538,636
2017-07-24 2017-07-20 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -18,780 2,294,831 -0.81 22.83 -428,830 52,401,089
2017-06-27 2017-06-23 4 UPLD Upland Software, Inc.
Common Stock 		S - Sale -561,712 2,313,611 -19.54 22.68 -12,742,156 52,483,109
2016-08-15 2016-08-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 723 2,873,823 0.03 7.91 5,716 22,721,882
2016-08-15 2016-08-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,350 2,873,100 0.22 7.69 48,846 22,100,747
2016-08-15 2016-08-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,024 2,866,750 0.11 7.65 23,137 21,933,791
2016-08-15 2016-08-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,025 2,863,726 0.18 7.69 38,658 22,030,930
2016-08-08 2016-07-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 50,000 2,858,701 1.78 7.82 391,250 22,369,335
2016-07-27 2016-07-25 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 18,878 2,808,701 0.68 7.58 143,005 21,276,472
2016-07-27 2016-07-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,463 2,789,823 0.12 7.50 25,959 20,913,071
2016-07-18 2016-07-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 11,007 2,786,360 0.40 7.58 83,378 21,106,677
2016-07-18 2016-07-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 475 2,775,353 0.02 7.50 3,562 20,815,148
2016-07-13 2016-07-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,247 2,774,878 0.12 7.50 24,352 20,811,585
2016-07-13 2016-07-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,956 2,771,631 0.07 7.50 14,668 20,784,738
2016-07-13 2016-07-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,426 2,769,675 0.31 7.50 63,193 20,772,009
2016-07-13 2016-07-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 17,361 2,761,249 0.63 7.50 130,208 20,709,368
2016-07-07 2016-07-05 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,850 2,743,888 0.18 7.46 36,163 20,458,978
2016-07-07 2016-06-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,000 2,739,038 0.22 7.70 46,193 21,087,580
2016-07-07 2016-06-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,000 2,733,038 0.04 7.56 7,560 20,662,587
2016-07-07 2016-06-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,726 2,732,038 0.21 7.49 42,911 20,474,166
2016-06-27 2016-06-23 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,643 2,726,312 0.58 7.45 116,561 20,314,569
2016-06-27 2016-06-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,200 2,710,669 0.04 7.69 9,226 20,840,436
2016-06-17 2016-06-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,624 2,709,469 0.21 7.17 40,324 19,426,893
2016-06-13 2016-06-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 22,252 2,703,845 0.83 7.18 159,658 19,400,088
2016-06-13 2016-06-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 13,462 2,681,593 0.50 7.18 96,590 19,240,430
2016-06-13 2016-06-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,894 2,668,131 0.60 7.18 114,039 19,143,840
2016-06-08 2016-06-07 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 17,263 2,652,237 0.66 7.17 123,772 19,016,009
2016-06-08 2016-06-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 31,843 2,634,974 1.22 7.18 228,524 18,910,154
2016-06-08 2016-06-03 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,000 2,603,131 0.58 7.16 107,350 18,629,828
2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,301 5,391,705 0.40 7.43 158,232 40,051,741
2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,301 1,803,574 1.20 7.43 158,232 13,397,669
2016-05-27 2016-05-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,301 1,803,574 1.20 7.43 158,232 13,397,669
2016-05-18 2016-05-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 379 2,566,830 0.01 6.96 2,637 17,856,410
2016-05-18 2016-05-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,620 2,566,451 0.22 7.00 39,339 17,964,644
2016-05-16 2016-05-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 124,020 964,438 14.76 7.00 868,140 6,751,066
2016-05-16 2016-05-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 16,704 840,418 2.03 6.83 114,098 5,740,559
2016-05-16 2016-05-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 94 823,714 0.01 6.50 611 5,354,141
2016-05-16 2016-05-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 18,578 2,560,831 0.73 6.98 129,643 17,870,247
2016-05-16 2016-05-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100 2,542,253 0.00 6.90 690 17,541,546
2016-05-16 2016-05-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 9,425 2,542,153 0.37 6.98 65,806 17,749,566
2016-05-16 2016-05-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 468 2,532,728 0.02 6.99 3,273 17,712,887
2016-05-16 2016-05-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,296 2,532,260 0.05 7.00 9,069 17,719,996
2016-05-16 2016-05-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 441 2,530,964 0.02 7.00 3,087 17,716,748
2016-05-02 2016-04-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 642 823,620 0.08 6.45 4,139 5,309,631
2016-05-02 2016-04-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,678 822,978 0.33 6.22 16,646 5,115,631
2016-05-02 2016-04-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,746 820,300 0.71 6.32 36,293 5,181,261
2016-05-02 2016-04-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 800 2,530,523 0.03 6.95 5,560 17,587,135
2016-05-02 2016-04-26 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,756 2,529,723 0.35 6.99 61,183 17,676,692
2016-04-21 2016-04-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,218 814,554 0.15 6.49 7,903 5,284,989
2016-04-21 2016-04-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,300 813,336 0.53 6.48 27,857 5,269,116
2016-04-18 2016-04-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 200 809,036 0.02 6.50 1,300 5,258,734
2016-04-18 2016-04-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,305 808,836 0.16 6.49 8,471 5,250,559
2016-04-18 2016-04-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5 807,531 0.00 6.50 32 5,248,952
2016-04-18 2016-04-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,765 807,526 0.84 6.50 43,972 5,248,919
2016-04-11 2016-04-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,915 800,761 0.49 6.50 25,448 5,204,946
2016-03-28 2016-03-24 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,931 796,846 0.88 6.40 44,392 5,103,719
2016-03-28 2016-03-23 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,240 789,915 0.41 6.16 19,951 4,864,060
2016-03-28 2016-03-21 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6 786,675 0.00 6.00 36 4,720,050
2016-03-28 2016-03-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,119 786,669 0.65 6.00 30,714 4,720,014
2016-03-28 2016-03-17 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 9,302 781,550 1.20 5.92 55,112 4,630,449
2016-03-28 2016-03-01 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,113 772,248 0.40 5.96 18,557 4,603,370
2016-03-28 2016-02-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 61 769,135 0.01 6.00 366 4,614,810
2016-03-28 2016-02-24 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 769,074 0.01 5.98 598 4,599,063
2016-03-22 2016-03-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 11,882 2,520,967 0.47 6.25 74,257 15,754,783
2016-03-16 2016-03-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 20,954 2,509,085 0.84 6.27 131,382 15,731,963
2016-03-16 2016-03-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,000,000 1,000,000
2016-02-22 2016-02-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,204 768,974 0.16 5.99 7,209 4,604,001
2016-02-22 2016-02-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 767,770 0.01 6.00 600 4,606,620
2016-02-10 2016-02-09 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 10,700 767,670 1.41 6.00 64,198 4,605,866
2016-02-10 2016-02-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,850 756,970 0.64 5.99 29,059 4,535,461
2016-02-10 2016-02-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 42,896 2,488,131 1.75 7.00 300,251 17,415,673
2016-02-10 2016-02-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 21,100 2,445,235 0.87 6.81 143,647 16,646,915
2016-02-04 2016-02-04 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,438 752,120 1.13 6.00 50,616 4,511,667
2016-02-04 2016-02-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,284 743,682 0.85 5.99 37,638 4,454,283
2016-02-04 2016-02-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,098 737,398 0.70 6.00 30,588 4,424,388
2016-02-01 2016-01-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,055 732,300 0.70 5.99 30,276 4,386,038
2016-02-01 2016-01-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,945 727,245 0.82 5.90 35,100 4,293,800
2016-02-01 2016-01-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 15,710 2,424,135 0.65 6.88 108,036 16,670,534
2016-02-01 2016-01-26 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,800 2,408,425 0.45 7.00 75,600 16,858,975
2016-01-26 2016-01-20 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,055 2,397,625 0.17 6.90 27,997 16,554,162
2016-01-20 2016-01-19 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,439 2,393,570 0.23 7.00 38,073 16,754,990
2016-01-20 2016-01-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,200 2,388,131 0.34 7.00 57,400 16,716,917
2016-01-14 2016-01-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 51,493 2,379,931 2.21 7.00 360,338 16,654,281
2016-01-14 2016-01-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,800 2,328,438 0.16 6.91 26,276 16,100,450
2016-01-11 2016-01-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,200 2,324,638 0.22 6.79 35,316 15,787,779
2016-01-11 2016-01-07 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,300 2,319,438 0.10 6.89 15,843 15,976,521
2016-01-05 2015-12-31 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,300 2,317,038 0.10 6.97 16,022 16,140,718
2016-01-05 2015-01-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100 2,317,138 0.00 7.00 700 16,219,966
2015-12-30 2015-12-30 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,942 2,314,738 0.30 6.90 47,886 15,967,063
2015-12-30 2015-12-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 36,777 2,307,796 1.62 6.99 257,167 16,137,494
2015-12-29 2015-12-23 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 44,132 2,271,019 1.98 6.97 307,516 15,824,687
2015-12-29 2015-12-22 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 13,100 2,226,887 0.59 6.95 91,073 15,481,541
2015-12-29 2015-12-22 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 9,849 721,200 1.38 6.00 59,094 4,327,200
2015-12-22 2015-12-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 55,425 2,213,787 2.57 6.94 384,489 15,357,262
2015-12-22 2015-12-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,287 2,158,362 0.48 6.99 71,934 15,092,778
2015-12-22 2015-12-21 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,396 711,351 0.91 6.00 38,344 4,264,549
2015-12-22 2015-12-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 333 704,955 0.05 6.00 1,998 4,229,730
2015-12-18 2015-12-17 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,684 704,622 0.38 6.00 16,104 4,227,732
2015-12-18 2015-12-16 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 200 701,938 0.03 5.95 1,190 4,176,531
2015-12-18 2015-12-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,463 701,738 1.22 6.00 50,763 4,209,165
2015-12-18 2015-12-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,844 2,148,075 0.27 6.98 40,777 14,988,408
2015-12-18 2015-12-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,100 2,142,231 0.19 6.95 28,481 14,881,008
2015-12-18 2015-12-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 50,000 2,138,131 2.39 6.70 335,000 14,325,478
2015-12-14 2015-12-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 729 693,275 0.11 5.99 4,366 4,152,024
2015-12-14 2015-12-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,974 692,546 0.43 6.00 17,837 4,153,752
2015-12-14 2015-12-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 202 689,572 0.03 6.00 1,212 4,137,432
2015-12-08 2015-12-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 200 689,370 0.03 5.98 1,195 4,118,986
2015-12-08 2015-12-07 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,533 689,170 0.52 6.00 21,198 4,135,020
2015-12-04 2015-12-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,630 685,637 0.24 6.00 9,780 4,113,822
2015-12-04 2015-12-02 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,398 684,007 0.20 6.00 8,388 4,104,042
2015-12-02 2015-12-01 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 203 682,609 0.03 6.00 1,218 4,095,654
2015-12-02 2015-11-30 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,002 682,406 0.15 6.00 6,012 4,094,436
2015-12-01 2015-11-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 403 681,404 0.06 6.00 2,418 4,088,424
2015-12-01 2015-11-25 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,282 681,001 0.48 6.00 19,692 4,086,006
2015-11-23 2015-11-23 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,494 677,719 0.22 5.96 8,897 4,035,952
2015-11-23 2015-11-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,376 676,225 0.35 5.97 14,196 4,040,377
2015-11-20 2015-11-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 403 673,849 0.06 6.00 2,418 4,043,094
2015-11-20 2015-11-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 298 673,446 0.04 6.00 1,788 4,040,676
2015-11-13 2015-11-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 673,148 0.01 5.95 595 4,005,231
2015-11-12 2015-11-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,124 673,048 0.32 5.98 12,694 4,022,471
2015-11-12 2015-11-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 906 670,924 0.14 5.95 5,390 3,991,126
2015-11-09 2015-11-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 402 670,018 0.06 6.00 2,412 4,020,108
2015-11-09 2015-11-05 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 329 669,616 0.05 6.00 1,974 4,017,696
2015-11-04 2015-11-04 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,687 669,287 0.25 6.00 10,122 4,015,722
2015-11-04 2015-11-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,900 667,600 0.29 6.00 11,400 4,005,600
2015-11-02 2015-10-30 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 300 665,700 0.05 6.00 1,800 3,994,200
2015-11-02 2015-10-29 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 10,845 665,400 1.66 5.97 64,741 3,972,238
2015-10-28 2015-10-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,750 654,555 0.27 6.00 10,500 3,927,330
2015-10-28 2015-10-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,701 652,805 0.88 6.00 34,201 3,916,242
2015-10-26 2015-10-26 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2 647,104 0.00 6.00 12 3,882,624
2015-10-26 2015-10-23 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 302 647,102 0.05 6.00 1,812 3,882,612
2015-10-22 2015-10-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,811 646,800 0.44 5.99 16,847 3,876,531
2015-10-16 2015-10-16 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,000 643,989 0.94 6.00 35,992 3,863,032
2015-10-16 2015-10-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 900 637,989 0.14 6.00 5,399 3,827,232
2015-10-15 2015-10-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 20 637,089 0.00 6.00 120 3,822,534
2015-10-15 2015-10-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 351 637,069 0.06 6.00 2,106 3,822,414
2015-10-13 2015-10-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,365 636,718 1.33 6.00 50,190 3,820,308
2015-10-13 2015-10-09 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,600 628,353 0.42 6.00 15,600 3,770,118
2015-10-13 2015-10-08 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 13,767 625,753 2.25 5.99 82,433 3,746,821
2015-10-02 2015-10-01 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 6,263 611,986 1.03 5.94 37,225 3,637,461
2015-10-02 2015-09-30 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,609 605,723 0.27 5.93 9,540 3,591,392
2015-10-02 2015-10-01 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 361 2,088,131 0.02 7.90 2,852 16,496,235
2015-10-02 2015-09-30 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,313 2,087,770 0.21 7.80 33,652 16,289,825
2015-09-29 2015-09-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,702 2,083,457 0.13 7.78 21,022 16,209,295
2015-09-29 2015-09-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,164 2,080,755 0.20 7.89 32,873 16,426,728
2015-09-28 2015-09-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 7,516 604,114 1.26 5.80 43,593 3,503,861
2015-09-28 2015-09-25 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 596,598 0.02 6.00 600 3,579,588
2015-09-28 2015-09-25 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 553 2,076,591 0.03 7.80 4,313 16,197,410
2015-09-28 2015-09-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,212 2,076,038 0.06 7.80 9,454 16,193,096
2015-09-22 2015-09-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,482 596,498 0.42 6.00 14,887 3,577,676
2015-09-22 2015-09-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 600 2,074,826 0.03 7.90 4,740 16,391,125
2015-09-18 2015-09-15 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 500 594,016 0.08 6.00 3,000 3,564,096
2015-09-15 2015-09-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,456 2,074,226 0.22 7.86 35,015 16,299,060
2015-09-15 2015-09-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,032 2,069,770 0.24 7.90 39,752 16,350,769
2015-09-14 2015-09-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 500 2,064,738 0.02 7.90 3,950 16,311,430
2015-09-14 2015-09-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 18,663 2,064,238 0.91 7.90 147,438 16,307,480
2015-09-14 2015-09-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 593,516 0.02 6.00 600 3,561,096
2015-09-14 2015-09-11 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,493 593,416 0.25 6.00 8,958 3,560,496
2015-09-09 2015-09-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 40,061 2,045,575 2.00 7.90 316,474 16,159,633
2015-09-09 2015-09-08 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,818 2,005,514 0.24 7.89 38,023 15,827,115
2015-09-08 2015-09-04 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,993 591,923 0.51 5.91 17,694 3,499,330
2015-09-04 2015-09-03 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 500 588,930 0.08 5.89 2,945 3,468,798
2015-09-03 2015-08-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 584,430 0.02 5.77 577 3,372,161
2015-09-03 2015-09-01 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 1,113 2,000,696 0.06 7.80 8,681 15,605,429
2015-08-31 2015-08-31 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,100 1,999,583 0.16 7.90 24,489 15,796,106
2015-08-31 2015-08-28 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 400 1,996,483 0.02 7.90 3,160 15,772,216
2015-08-31 2015-08-31 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 4,000 588,330 0.68 6.00 23,990 3,528,450
2015-08-31 2015-08-28 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,459 584,330 0.94 6.00 32,754 3,505,980
2015-08-27 2015-08-27 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,202 1,996,083 0.41 7.90 64,793 15,768,457
2015-08-27 2015-08-26 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 3,600 1,987,881 0.18 7.70 27,720 15,306,684
2015-08-27 2015-08-27 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 24,745 578,871 4.47 5.99 148,173 3,466,280
2015-08-27 2015-08-26 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,868 554,126 0.34 5.71 10,674 3,166,387
2015-08-25 2015-08-24 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 2,468 552,258 0.45 5.63 13,907 3,111,863
2015-08-25 2015-08-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 17,340 1,984,281 0.88 7.66 132,876 15,205,545
2015-08-24 2015-08-21 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,455 549,790 1.00 5.71 31,160 3,140,510
2015-08-24 2015-08-20 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,000 544,335 0.18 5.80 5,800 3,157,143
2015-08-24 2015-08-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,585 1,966,941 1.37 7.66 203,684 15,069,915
2015-08-24 2015-08-20 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,121 1,940,356 1.36 7.70 201,059 14,935,308
2015-08-20 2015-08-19 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 11,463 543,335 2.16 5.91 67,758 3,211,653
2015-08-20 2015-08-18 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,401 531,872 0.26 5.98 8,376 3,179,850
2015-08-17 2015-08-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,200 1,914,235 0.12 7.90 17,380 15,122,456
2015-08-17 2015-08-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,854 1,912,035 0.57 7.83 85,011 14,975,441
2015-08-17 2015-08-17 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 1,882 528,688 0.36 6.00 11,292 3,172,128
2015-08-17 2015-08-14 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,673 526,806 1.09 5.86 33,266 3,089,138
2015-08-14 2015-08-13 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,520 1,901,181 0.29 7.54 41,648 14,344,221
2015-08-14 2015-08-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 10,620 1,895,661 0.56 7.53 80,000 14,280,014
2015-08-14 2015-08-13 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 14,953 521,133 2.95 5.69 85,038 2,963,683
2015-08-14 2015-08-12 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 353 506,180 0.07 5.70 2,012 2,885,226
2015-08-12 2015-08-10 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 3,050 505,827 0.61 5.70 17,397 2,885,237
2015-08-12 2015-08-07 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 100 502,777 0.02 5.69 569 2,860,801
2015-08-12 2015-08-06 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 5,776 502,677 1.16 5.77 33,307 2,898,687
2015-08-12 2015-08-05 4 BVSN BROADVISION INC
Common Stock 		P - Purchase 8,425 496,901 1.72 5.69 47,925 2,826,572
2015-08-12 2015-08-11 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 11,273 1,885,041 0.60 7.59 85,588 14,311,797
2015-08-12 3 BVSN BROADVISION INC
Common Stock 		976,952
2015-08-12 3 BVSN BROADVISION INC
Common Stock 		976,952
2015-08-12 3 BVSN BROADVISION INC
Common Stock 		976,952
2015-08-10 2015-08-10 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,297 1,873,768 0.44 7.77 64,450 14,555,242
2015-08-10 2015-08-07 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 7,072 1,865,471 0.38 7.70 54,454 14,364,127
2015-08-10 2015-08-06 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 7,964 1,858,399 0.43 7.59 60,423 14,099,673
2015-08-06 2015-08-05 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,993 1,850,435 0.38 7.81 54,649 14,460,779
2015-08-06 2015-08-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100 1,843,442 0.01 7.90 790 14,563,192
2015-07-31 2015-07-30 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 346 1,843,342 0.02 7.89 2,731 14,551,710
2015-07-31 2015-07-29 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 25,859 1,842,996 1.42 7.86 203,280 14,487,976
2015-07-23 2015-07-21 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 215,000 1,817,137 13.42 8.15 1,752,250 14,809,667
2015-07-20 2015-07-20 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 500 1,602,137 0.03 8.00 4,000 12,817,096
2015-07-20 2015-07-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 500 1,601,637 0.03 8.00 4,000 12,813,096
2015-07-17 2015-07-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 32 1,601,137 0.00 8.00 256 12,809,096
2015-07-17 2015-07-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,343 1,601,105 0.33 7.96 42,523 12,742,714
2015-06-22 2015-06-22 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 315,000 1,593,523 24.64 8.00 2,520,000 12,748,184
2015-06-22 2015-06-19 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 19,038 1,278,523 1.51 8.00 152,304 10,228,184
2015-06-22 2015-06-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 51,587 1,259,485 4.27 8.00 412,696 10,075,880
2015-06-16 2015-06-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 8,900 1,207,898 0.74 8.00 71,200 9,663,184
2015-06-16 2015-06-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 145 1,198,998 0.01 8.00 1,160 9,591,984
2015-06-10 2015-06-09 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,716 1,198,853 0.56 8.00 53,728 9,590,824
2015-06-08 2015-06-05 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 100,000 1,192,137 9.16 8.00 800,000 9,537,096
2015-06-08 2015-06-04 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,245 1,092,137 0.58 7.90 49,319 8,625,043
2015-03-30 2014-12-19 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,239 995,461 0.23 9.00 20,151 8,959,149
2015-03-30 2014-12-18 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529
2015-03-30 2014-12-17 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211
2015-01-21 2015-01-16 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 59,713 1,085,892 5.82 8.66 517,371 9,408,494
2015-01-15 2015-01-15 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 19,478 1,026,179 1.93 8.86 172,587 9,092,562
2015-01-15 2015-01-14 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 4,306 1,006,701 0.43 8.89 38,298 8,953,599
2014-12-24 2014-12-24 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 2,600 1,002,395 0.26 8.95 23,272 8,972,037
2014-12-24 2014-12-23 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 6,573 999,795 0.66 9.00 59,152 8,997,355
2014-12-23 3/A UPLD Upland Software, Inc.
Common Stock 		1,803,574
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series C Preferred Stock 		C - Conversion -195,024 0 -100.00
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series B Preferred Stock 		C - Conversion -245,941 0 -100.00
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Series A Preferred Stock 		C - Conversion -328,199 0 -100.00
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 192,307 961,471 25.00 12.00 2,307,684 11,537,652
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		C - Conversion 195,024 769,164 33.97
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		C - Conversion 245,941 574,140 74.94
2014-12-23 2014-11-12 4/A UPLD Upland Software, Inc.
Common Stock 		C - Conversion 328,199 328,199
2014-12-23 2014-12-18 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529
2014-12-23 2014-12-17 4/A UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211
2014-12-19 2014-12-18 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 5,562 993,222 0.56 9.00 50,033 8,934,529
2014-12-19 2014-12-17 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 26,189 987,660 2.72 8.98 235,125 8,867,211
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Series C Preferred Stock 		C - Conversion -195,024 0 -100.00
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Series B Preferred Stock 		C - Conversion -245,941 0 -100.00
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Series A Preferred Stock 		C - Conversion -328,199 0 -100.00
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		P - Purchase 192,307 961,471 25.00 12.00 2,307,684 11,537,652
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		C - Conversion 195,024 769,164 33.97
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		C - Conversion 245,941 574,140 74.94
2014-11-14 2014-11-12 4 UPLD Upland Software, Inc.
Common Stock 		C - Conversion 328,199 328,199
2014-11-05 3 UPLD Upland Software, Inc.
Common Stock 		3,607,148
2014-11-05 3 UPLD Upland Software, Inc.
Common Stock 		3,607,148
2014-11-05 3 UPLD Upland Software, Inc.
Common Stock 		3,607,148
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）