博爾特生物治療公司
US ˙ NasdaqCM ˙ US0977021049

簡介

本頁面提供了有關 Edgar Engleman 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Edgar Engleman已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:BOLT / Bolt Biotherapeutics, Inc. Director 251,522
US:SLNO / Soleno Therapeutics, Inc. Director, 10% Owner 4,027,292
US:EIGR / Eiger BioPharmaceuticals, Inc. Director, 10% Owner 10,000
US:RGNX / REGENXBIO Inc. Director 0
如何解讀這些圖表

以下圖表顯示了在Edgar Engleman進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

BOLT / Bolt Biotherapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BOLT / Bolt Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BOLT / Bolt Biotherapeutics, Inc. Insider Trades
BOLT / Bolt Biotherapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BOLT / Bolt Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2023-11-30 BOLT ENGLEMAN EDGAR 108,145 0.8581 5,407 17.1620 92,799 354 0.5590 -89,776 -96.74
2023-11-30 BOLT ENGLEMAN EDGAR 14,934 0.8581 747 17.1620 12,815
2023-11-29 BOLT ENGLEMAN EDGAR 22,674 0.9060 1,134 18.1200 20,543
2023-11-29 BOLT ENGLEMAN EDGAR 3,131 0.9060 157 18.1200 2,837
2023-11-21 BOLT ENGLEMAN EDGAR 1,707 0.9014 85 18.0280 1,539
2023-11-21 BOLT ENGLEMAN EDGAR 236 0.9014 12 18.0280 213

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BOLT / Bolt Biotherapeutics, Inc. Insider Trades
RGNX / REGENXBIO Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BOLT / Bolt Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RGNX / REGENXBIO Inc. Insider Trades
RGNX / REGENXBIO Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BOLT / Bolt Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RGNX / REGENXBIO Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Edgar Engleman 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2023-12-01 2023-11-30 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -14,934 251,522 -5.60 0.86 -12,815 215,831
2023-12-01 2023-11-30 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -108,145 1,821,483 -5.60 0.86 -92,799 1,563,015
2023-12-01 2023-11-29 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -3,131 266,456 -1.16 0.91 -2,837 241,409
2023-12-01 2023-11-29 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -22,674 1,929,628 -1.16 0.91 -20,543 1,748,243
2023-11-22 2023-11-21 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -236 269,587 -0.09 0.90 -213 243,006
2023-11-22 2023-11-21 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -1,707 1,952,302 -0.09 0.90 -1,539 1,759,805
2023-11-20 2023-11-20 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -3,792 269,823 -1.39 0.92 -3,489 248,237
2023-11-20 2023-11-20 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -27,465 1,954,009 -1.39 0.92 -25,268 1,797,688
2023-11-20 2023-11-17 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -1,134 273,615 -0.41 0.93 -1,055 254,462
2023-11-20 2023-11-17 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -8,211 1,981,474 -0.41 0.93 -7,636 1,842,771
2023-11-20 2023-11-16 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -1,040 274,749 -0.38 0.96 -998 263,759
2023-11-20 2023-11-16 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -7,531 1,989,685 -0.38 0.96 -7,230 1,910,098
2022-03-28 2022-03-24 4 BOLT Bolt Biotherapeutics, Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Warrant (Right to Buy)
X - Other -5,655 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Series C- 2 Preferred Stock
C - Conversion -47,718 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Series C- 1 Preferred Stock
C - Conversion -43,901 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Series B Preferred Stock
C - Conversion -150,802 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Warrant (Right to Buy)
X - Other -40,953 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Series C- 2 Preferred Stock
C - Conversion -345,568 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Series C- 1 Preferred Stock
C - Conversion -317,922 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Series B Preferred Stock
C - Conversion -1,092,080 0 -100.00
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
P - Purchase 24,267 275,789 9.65 20.00 485,340 5,515,780
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -20 251,522 -0.01 20.00 -400 5,030,440
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
X - Other 5,655 251,542 2.30 0.07 396 17,608
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
C - Conversion 47,718 245,887 24.08
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
C - Conversion 43,901 198,169 28.46
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
C - Conversion 150,802 154,268 4,350.89
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
P - Purchase 175,733 1,997,216 9.65 20.00 3,514,660 39,944,320
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
S - Sale -144 1,821,483 -0.01 20.00 -2,880 36,429,660
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
X - Other 40,953 1,821,627 2.30 0.07 2,867 127,514
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
C - Conversion 345,568 1,780,674 24.08
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
C - Conversion 317,922 1,435,106 28.46
2021-02-09 2021-02-09 4 BOLT Bolt Biotherapeutics, Inc.
Common Stock
C - Conversion 1,092,080 1,117,184 4,350.22
2021-02-04 3 BOLT Bolt Biotherapeutics, Inc.
Common Stock
577,425
2021-02-04 3 BOLT Bolt Biotherapeutics, Inc.
Common Stock
321,428
2021-02-04 3 BOLT Bolt Biotherapeutics, Inc.
Common Stock
321,428
2021-02-04 3 BOLT Bolt Biotherapeutics, Inc.
Common Stock
25,104
2021-02-04 3 BOLT Bolt Biotherapeutics, Inc.
Common Stock
3,466
2018-02-07 2018-02-05 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
A - Award 5,068 4,027,292 0.13 1.73 8,749 6,952,314
2017-12-19 2017-12-15 4 SLNO SOLENO THERAPEUTICS INC
Common Stock Warrant (Right to Buy)
P - Purchase 9,318 9,318
2017-12-19 2017-12-15 4 SLNO SOLENO THERAPEUTICS INC
Common Stock Warrant (Right to Buy)
P - Purchase 793,937 793,937
2017-12-19 2017-12-15 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 12,592 4,033,540 0.31 1.84 23,201 7,431,797
2017-12-19 2017-12-15 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
P - Purchase 1,072,888 4,020,948 36.39 1.84 1,976,796 7,408,597
2017-10-04 2017-10-02 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
A - Award 16,827 14,695,186 0.11 0.52 8,750 7,641,497
2017-07-17 2017-07-06 4 SLNO SOLENO THERAPEUTICS INC
Common Stock
A - Award 14,344 14,666,954 0.10 0.61 8,750 8,946,842
2017-05-09 2017-05-08 4 CAPN Capnia, Inc.
Employee stock option (right to buy)
A - Award 45,139 45,139
2017-04-14 2017-04-07 4 CAPN Capnia, Inc.
Common Stock
A - Award 13,888 14,652,610 0.09 0.63 8,749 9,231,144
2017-04-14 2017-03-07 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 16,303 14,638,722 0.11 0.96 15,651 14,053,173
2017-04-14 2017-03-07 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 902 14,622,419 0.01
2017-04-14 2017-03-07 4 CAPN Capnia, Inc.
Common Stock
A - Award 66,934 14,621,517 0.46
2017-04-14 2017-03-07 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 1,394,158 14,554,583 10.59 0.96 1,338,392 13,972,400
2017-04-14 2017-03-07 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 76,850 13,160,425 0.59
2017-04-14 2017-03-07 4 CAPN Capnia, Inc.
Common Stock
A - Award 5,683,132 13,083,575 76.79
2017-04-13 2017-04-12 4 EIGR Eiger BioPharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 10,000 10,000
2016-09-15 2016-03-28 4/A EIGR Eiger BioPharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2016-06-10 2016-06-08 4 CAPN Capnia, Inc.
Employee stock option (right to buy)
A - Award 27,083 27,083
2016-04-04 2016-03-28 4 EIGR Eiger BioPharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2016-03-25 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,187,552
2016-03-25 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
1,611,224
2016-03-25 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
3,187,552
2016-03-25 3 EIGR Eiger BioPharmaceuticals, Inc.
Common Stock
1,611,224
2016-02-09 2016-02-08 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -232 0 -100.00
2016-02-09 2016-02-08 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -19,768 0 -100.00
2016-02-09 2016-02-08 4 CAPN Capnia, Inc.
Common Stock
J - Other 1,580 81,233 1.98
2016-02-09 2016-02-08 4 CAPN Capnia, Inc.
Common Stock
J - Other 134,644 6,922,123 1.98
2016-01-12 2016-01-08 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -928 232 -80.00
2016-01-12 2016-01-08 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -79,072 19,768 -80.00
2016-01-12 2016-01-08 4 CAPN Capnia, Inc.
Common Stock
J - Other 3,872 79,653 5.11
2016-01-12 2016-01-08 4 CAPN Capnia, Inc.
Common Stock
J - Other 329,915 6,787,479 5.11
2015-11-23 2015-11-19 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -4,568 1,160 -79.75
2015-11-23 2015-11-19 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -389,290 98,840 -79.75
2015-11-23 2015-11-19 4 CAPN Capnia, Inc.
Common Stock
J - Other 19,059 75,781 33.60
2015-11-23 2015-11-19 4 CAPN Capnia, Inc.
Common Stock
J - Other 1,624,250 6,457,564 33.61
2015-09-22 2015-09-22 4 RGNX REGENXBIO Inc.
Series D Preferred Stock
C - Conversion -114,108 0 -100.00
2015-09-22 2015-09-22 4 RGNX REGENXBIO Inc.
Series D Preferred Stock
C - Conversion -826,341 0 -100.00
2015-09-22 2015-09-22 4 RGNX REGENXBIO Inc.
Common Stock
C - Conversion 114,108 114,108
2015-09-22 2015-09-22 4 RGNX REGENXBIO Inc.
Common Stock
C - Conversion 826,341 826,341
2015-09-17 2015-09-16 4 RGNX REGENXBIO Inc.
Stock Option (Right to Buy)
A - Award 25,000 25,000
2015-08-18 2015-08-14 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -2,900 5,728 -33.61
2015-08-18 2015-08-14 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -247,100 488,130 -33.61
2015-08-18 2015-08-14 4 CAPN Capnia, Inc.
Common Stock
J - Other 12,195 56,722 27.39
2015-08-18 2015-08-14 4 CAPN Capnia, Inc.
Common Stock
J - Other 1,039,059 4,833,314 27.39
2015-08-14 2015-08-12 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -2,320 8,628 -21.19
2015-08-14 2015-08-12 4 CAPN Capnia, Inc.
Warrant (right to buy)
J - Other -197,680 735,230 -21.19
2015-08-14 2015-08-12 4 CAPN Capnia, Inc.
Common Stock
J - Other 9,239 44,527 26.18
2015-08-14 2015-08-12 4 CAPN Capnia, Inc.
Common Stock
J - Other 787,225 3,794,255 26.18
2015-05-19 2015-05-15 4 CAPN Capnia, Inc.
Employee Stock Option
A - Award 5,000 5,000
2015-01-13 2015-01-11 4 CAPN Capnia, Inc.
Employee Stock Option
A - Award 5,000 5,000
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series A Warrant to Purchase Common Stock
P - Purchase 6,870 945,200 0.73
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series B Warrant to Purchase Common Stock
P - Purchase 6,870 945,200 0.73
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series A Warrant to Purchase Common Stock
P - Purchase 585,437 938,330 165.90
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series B Warrant to Purchase Common Stock
P - Purchase 585,437 938,330 165.90
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series A Warrant to Purchase Common Stock
P - Purchase 4,093 352,893 1.17
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series B Warrant to Purchase Common Stock
P - Purchase 4,093 352,893 1.17
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series A Warrant to Purchase Common Stock
P - Purchase 348,800 348,800
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series B Warrant to Purchase Common Stock
P - Purchase 348,800 348,800
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Warrant to Purchase Common Stock
J - Other 17 331,111 0.01
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Warrant to Purchase Common Stock
J - Other 1,002 331,094 0.30
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Warrant to Purchase Common Stock
J - Other 4,205 330,092 1.29
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Warrant to Purchase Common Stock
J - Other 3,778 325,887 1.17
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Warrant to Purchase Common Stock
J - Other 322,109 322,109
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series A Preferred Stock
C - Conversion -31,250 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series B Preferred Stock
C - Conversion -1,755 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series B Preferred Stock
C - Conversion -95,112 1,755 -98.19
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series B Preferred Stock
C - Conversion -19,766 96,867 -16.95
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series C Preferred Stock
C - Conversion -1,102 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series C Preferred Stock
C - Conversion -59,638 1,102 -98.19
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series C Preferred Stock
C - Conversion -178,408 64,740 -73.37
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series C Preferred Stock
C - Conversion -240 239,148 -0.10
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Series C Preferred Stock
C - Conversion -137,277 239,388 -36.45
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
2014 Convertible Promissory Notes
S - Sale -18,401 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
2014 Convertible Promissory Notes
S - Sale -1,567,879 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
2010/2012 Convertible Promissory Notes
S - Sale -596 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
2010/2012 Convertible Promissory Notes
S - Sale -32,569 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
2010/2012 Convertible Promissory Notes
S - Sale -136,441 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
2010/2012 Convertible Promissory Notes
S - Sale -110,642 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
2010/2012 Convertible Promissory Notes
S - Sale -9,427,595 0 -100.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 6,870 3,497,288 0.20
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 585,437 3,490,418 20.15
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 4,093 2,904,981 0.14
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 348,800 2,900,888 13.67
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 122 2,552,088 0.00
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 6,689 2,551,966 0.26
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 28,028 2,545,277 1.11
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 22,729 2,517,249 0.91
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
P - Purchase 1,936,843 2,494,520 347.31
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 31,250 557,677 5.94
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 1,755 526,427 0.33
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 95,112 524,672 22.14
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 19,766 429,560 4.82
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 1,102 409,794 0.27
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 59,638 408,692 17.09
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 178,408 349,054 104.55
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 1,611 170,646 0.95
2014-11-20 2014-11-18 4 CAPN Capnia, Inc.
Common Stock
C - Conversion 137,277 169,035 432.26
2014-11-14 2014-11-12 4 CAPN Capnia, Inc.
Employee Stock Option
A - Award 7,000 7,000
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
52,390
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,486
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,059
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
31,855
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
52,390
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,486
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,059
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
31,855
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
52,390
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,486
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,059
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
31,855
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
52,390
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,486
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
37,059
2014-11-13 3 CAPN Capnia, Inc.
Common Stock
31,855
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
52,390
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
37,486
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
37,059
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
31,855
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
52,390
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
37,486
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
37,059
2014-11-12 3 CAPN Capnia, Inc.
Common Stock
31,855
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)