Northern Lights Fund Trust II - PeakShares 產業輪動 ETF

簡介

本頁面提供了有關 Thomas J Edelman 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Thomas J Edelman已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:RNGR / Ranger Energy Services, Inc. 10% Owner 1,214,966
US:US65505MY658 / NOBLE ENERGY INC Director 0
US:PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF 10% Owner 639
US:EOX / Emerald Oil, Inc. Director, 10% Owner 732,495
US:CEP / Cantor Equity Partners, Inc. 10% Owner 2,700,000
US:US3927092003 / Green Brick Partners, Inc. Chairman of the Board, Director, 10% Owner 1,352,811
如何解讀這些圖表

以下圖表顯示了在Thomas J Edelman進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF內部人士買入 - 短期收益分析

在這一部分,我們分析了在 PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2013-12-13 PSTR Edelman & Guill Energy L.P. 1,051,443 1.3100 1,051,443 1.3100 1,377,390 730
2013-12-13 PSTR Edelman & Guill Energy L.P. 34,935 1.3100 34,935 1.3100 45,765
2013-12-13 PSTR Edelman & Guill Energy L.P. 37,603 1.3100 37,603 1.3100 49,260
2012-12-20 PSTR Edelman & Guill Energy L.P. 4,282,048 1.4200 4,282,048 1.4200 6,080,508
2012-12-20 PSTR Edelman & Guill Energy L.P. 142,276 1.4200 142,276 1.4200 202,032
2012-12-20 PSTR Edelman & Guill Energy L.P. 153,140 1.4200 153,140 1.4200 217,459
2012-08-01 PSTR Edelman & Guill Energy L.P. 2,878,347 1.9500 2,878,347 1.9500 5,612,777
2012-08-01 PSTR Edelman & Guill Energy L.P. 95,637 1.9500 95,637 1.9500 186,492
2012-08-01 PSTR Edelman & Guill Energy L.P. 102,939 1.9500 102,939 1.9500 200,731
2012-02-09 PSTR Edelman & Guill Energy L.P. 2,039,527 3.4400 2,039,527 3.4400 7,015,973
2012-02-09 PSTR Edelman & Guill Energy L.P. 67,766 3.4400 67,766 3.4400 233,115
2012-02-09 PSTR Edelman & Guill Energy L.P. 72,940 3.4400 72,940 3.4400 250,914

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF Insider Trades
PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF Insider Trades
RNGR / Ranger Energy Services, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RNGR / Ranger Energy Services, Inc. Insider Trades
RNGR / Ranger Energy Services, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 PSTR / Northern Lights Fund Trust II - PeakShares Sector Rotation ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

RNGR / Ranger Energy Services, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Thomas J Edelman 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2021-06-11 3 RNGR Ranger Energy Services, Inc.
Class A Common Stock
1,214,966
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
D - Sale to Issuer -7,541 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
D - Sale to Issuer -9,900 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
D - Sale to Issuer -5,350 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
D - Sale to Issuer -4,011 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
D - Sale to Issuer -4,710 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
D - Sale to Issuer -5,028 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
D - Sale to Issuer -5,600 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
D - Sale to Issuer -60,000 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
D - Sale to Issuer -40,000 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
D - Sale to Issuer -20,000 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
D - Sale to Issuer -20,000 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
D - Sale to Issuer -20,000 0 -100.00
2020-10-05 2020-10-05 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
D - Sale to Issuer -3,178,400 0 -100.00
2020-02-04 2020-01-31 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 10,116 3,178,400 0.32
2019-12-23 2019-12-23 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale X -200,000 3,168,284 -5.94 23.98 -4,796,380 75,981,470
2019-12-23 2019-12-23 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other 200,000 3,368,284 6.31
2019-12-23 2019-12-23 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other -200,000 0 -100.00
2019-02-05 2019-02-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 8,932 3,168,284 0.28
2018-12-26 2018-12-21 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other 200,000 3,159,352 6.76
2018-12-26 2018-12-21 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other -200,000 200,000 -50.00
2018-02-05 2018-02-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 6,474 2,959,352 0.22
2017-12-12 2017-12-11 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -200,000 400,000 -33.33 26.99 -5,398,800 10,797,600
2017-11-14 2017-11-13 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -200,000 2,952,878 -6.34 27.75 -5,550,000 81,942,364
2017-11-14 2017-11-10 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -100,000 3,152,878 -3.07 27.99 -2,799,000 88,249,055
2017-02-02 2017-02-01 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
A - Award 7,541 7,541
2017-02-02 2017-02-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 2,534 3,252,878 0.08
2016-12-22 2016-12-21 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other 200,000 3,242,978 6.57
2016-12-22 2016-12-21 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other -200,000 600,000 -25.00
2016-11-01 2016-10-31 4 NBL NOBLE ENERGY INC
Non-employee Director Stock Option Grant (Right to Buy)
M - Exercise -10,000 0 -100.00
2016-11-01 2016-10-31 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
M - Exercise 10,000 3,042,978 0.33 26.75 267,500 81,399,662
2016-09-27 2016-09-26 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -12,000 800,000 -1.48 33.62 -403,440 26,896,000
2016-06-27 2016-06-24 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -12,000 812,000 -1.46 35.09 -421,080 28,493,080
2016-03-29 2016-03-28 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -12,000 824,000 -1.44 29.69 -356,280 24,464,560
2016-02-02 2016-02-01 4 NBL NOBLE ENERGY INC
Non-Qualified Stock Option (Right to Buy)
A - Award 9,900 9,900
2016-02-02 2016-02-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 3,159 3,032,978 0.10
2016-01-07 2016-01-06 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -12,000 836,000 -1.42 31.69 -380,280 26,492,840
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 639 639
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 593 593
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 17,847 17,847
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 450 450
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 418 418
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 12,557 12,557
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 217,959 217,959
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 202,778 202,778
2016-01-06 2015-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 6,085,487 6,085,487
2015-12-22 2015-12-18 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other 200,000 3,029,819 7.07
2015-12-22 2015-12-18 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other -200,000 848,000 -19.08
2015-11-05 2015-11-04 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -14,000 1,048,000 -1.32 37.84 -529,760 39,656,320
2015-10-14 2015-10-12 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 24,390 63,063 63.07 0.41 10,000 25,856
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 620 620
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 576 576
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 17,327 17,327
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 437 437
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 406 406
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 12,191 12,191
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 120,383 120,383
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 111,998 111,998
2015-10-02 2015-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,361,132 3,361,132
2015-07-06 2015-07-02 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 3,663 38,672 10.46 2.73 10,000 105,576
2015-07-06 2015-07-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -11,000 1,062,000 -1.03 41.30 -454,300 43,860,600
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 602 602
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 559 559
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 16,823 16,823
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 424 424
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 394 394
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 11,836 11,836
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 22,988 22,988
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 21,386 21,386
2015-07-02 2015-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 641,807 641,807
2015-05-14 2015-05-05 4 PSTR PostRock Energy Corp
Phanton Stock
A - Award 14,000 35,009 66.64 4.34 60,760 151,941
2015-04-06 2015-04-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -13,000 1,073,000 -1.20 48.87 -635,310 52,437,510
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 585 585
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 543 543
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 16,332 16,332
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 411 411
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 382 382
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 11,492 11,492
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 35,071 35,071
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 32,628 32,628
2015-04-06 2015-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 979,179 979,179
2015-04-06 2015-04-02 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 5,027 21,009 31.45 1.84 9,250 38,657
2015-03-04 2015-03-02 4 NBL NOBLE ENERGY INC
Non-Employee Director Stock Option Grant (right to buy)
M - Exercise -22,400 0 -100.00
2015-03-04 2015-03-02 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
M - Exercise 22,400 2,829,819 0.80 16.72 374,528 47,314,574
2015-02-17 2015-02-11 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 447,518 732,495 157.04 1.12 501,220 820,394
2015-02-17 2015-02-11 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 12,945,339 21,188,814 157.04 1.12 14,498,780 23,731,472
2015-02-05 2014-10-01 5 EOX Emerald Oil, Inc.
Common Stock
A - Award 3,329 85,636 4.04 6.46 21,505 553,209
2015-02-03 2015-01-30 4 NBL NOBLE ENERGY INC
Non-Employee Director Stock Option Grant (right to buy)
A - Award 5,350 5,350
2015-02-03 2015-01-30 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 1,571 2,807,419 0.06 47.74 75,000 134,026,183
2015-01-08 2015-01-06 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 2,500 137,322 1.85 3.60 9,000 494,359
2015-01-06 2015-01-02 4 EOX Emerald Oil, Inc.
Common Stock
A - Award 17,480 76,162 29.79 1.18 20,626 89,871
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,673 5,673
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,268 5,268
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 158,570 158,570
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,991 3,991
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,708 3,708
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 111,573 111,573
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 217,949 217,949
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 202,768 202,768
2015-01-05 2014-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 6,085,204 6,085,204
2014-12-23 2014-12-19 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other -200,000 1,086,000 -15.55
2014-12-23 2014-12-19 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -12,000 1,286,000 -0.92 51.19 -614,280 65,830,340
2014-12-23 2014-12-19 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other 200,000 2,805,848 7.68
2014-12-11 2014-12-11 4 EOX Emerald Oil, Inc.
2.00% Senior Convertible Notes
J - Other 1,248,000 4,148,000 43.03 52.20 65,145,600 216,525,600
2014-12-11 2014-12-11 4 EOX Emerald Oil, Inc.
2.00% Senior Convertible Notes
J - Other 1,000,000 2,900,000 52.63 52.00 52,000,000 150,800,000
2014-12-10 2014-12-08 4 EOX Emerald Oil, Inc.
2.00% Senior Convertible Notes
J - Other 1,900,000 1,900,000 52.70 100,130,000 100,130,000
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Common Stock
J - Other 1,074,527 1,441,149 293.09 1.09 1,171,234 1,570,852
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Common Stock
J - Other 998,096 1,338,710 293.03 1.09 1,087,925 1,459,194
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Common Stock
J - Other 30,041,159 40,292,524 293.05 1.09 32,744,863 43,918,851
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Series A Cumulative Redeemable Preferred Stock
J - Other -73 170 -30.03
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Series A Cumulative Redeemable Preferred Stock
J - Other -68 158 -30.06
2014-10-22 2014-10-20 4 PSTR PostRock Energy Corp
Series A Cumulative Redeemable Preferred Stock
J - Other -2,034 4,747 -30.00
2014-10-03 2014-09-01 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 7,759 134,822 6.11 1.16 9,000 156,393
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,507 5,507
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,115 5,115
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 153,952 153,952
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,875 3,875
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,600 3,600
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 108,323 108,323
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 83,380 83,380
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 77,573 77,573
2014-10-02 2014-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,327,994 2,327,994
2014-09-26 2014-09-24 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -13,000 1,298,000 -0.99 70.42 -915,460 91,405,160
2014-08-07 2014-08-06 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -50,000 2,700,000 -1.82 2.72 -136,250 7,357,500
2014-08-07 2014-08-05 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -250,000 2,750,000 -8.33 2.73 -683,700 7,520,700
2014-08-05 2014-08-01 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -165,516 3,000,000 -5.23 2.73 -451,859 8,190,000
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,347 5,347
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,966 4,966
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 149,467 149,467
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,762 3,762
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,495 3,495
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 105,168 105,168
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 60,580 60,580
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 56,360 56,360
2014-08-01 2014-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,691,399 1,691,399
2014-08-01 2014-07-30 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -17,500 3,165,516 -0.55 2.80 -49,000 8,863,445
2014-07-28 2014-07-25 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,445 3,183,016 -0.05 2.80 -4,046 8,912,445
2014-07-28 2014-07-24 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -15,539 3,184,461 -0.49 2.80 -43,570 8,928,910
2014-07-23 2014-07-23 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -99,000 3,200,000 -3.00 2.75 -272,250 8,800,000
2014-07-23 2014-07-22 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,000 3,299,000 -0.03 2.75 -2,750 9,072,250
2014-07-21 2014-07-21 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -100,000 3,300,000 -2.94 2.72 -272,280 8,985,240
2014-07-21 2014-07-18 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -95,759 3,400,000 -2.74 2.72 -260,426 9,246,640
2014-07-17 2014-07-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -3,500 3,495,759 -0.10 2.75 -9,625 9,613,337
2014-07-17 2014-07-15 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -741 3,499,259 -0.02 2.75 -2,038 9,622,962
2014-07-14 2014-07-14 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -24,000 3,500,000 -0.68 2.74 -65,760 9,590,000
2014-07-14 2014-07-11 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,000 3,524,000 -0.03 2.78 -2,780 9,796,720
2014-07-14 2014-07-10 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -250,000 3,525,000 -6.62 2.73 -681,700 9,611,970
2014-07-09 2014-07-09 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -271,700 3,775,000 -6.71 2.70 -732,286 10,174,380
2014-07-09 2014-07-08 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -2,000 4,046,700 -0.05 2.69 -5,380 10,885,623
2014-07-07 2014-07-02 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 7,333 127,063 6.12 1.50 11,000 190,595
2014-07-07 2014-07-07 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -25,000 4,048,700 -0.61 2.68 -66,988 10,848,492
2014-07-07 2014-07-03 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,300 4,073,700 -0.03 2.71 -3,523 11,039,727
2014-07-02 2014-07-01 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -207,500 4,075,000 -4.85 2.65 -550,207 10,805,270
2014-07-02 2014-06-30 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -17,500 4,282,500 -0.41 2.66 -46,557 11,393,163
2014-07-02 2014-06-27 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -100,000 4,300,000 -2.27 2.55 -255,180 10,972,740
2014-07-01 2014-07-01 4 EOX Emerald Oil, Inc.
Common Stock
A - Award 2,926 64,827 4.73 7.35 21,506 476,478
2014-06-26 2014-06-26 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -95,556 4,400,000 -2.13 2.49 -237,973 10,957,760
2014-06-26 2014-06-25 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -456 4,495,556 -0.01 2.49 -1,135 11,193,934
2014-06-24 2014-06-24 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -265 4,496,012 -0.01 2.49 -660 11,195,070
2014-06-24 2014-06-23 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -3,723 4,496,277 -0.08 2.50 -9,294 11,224,956
2014-06-24 2014-06-20 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -202,200 4,500,000 -4.30 2.41 -487,342 10,845,900
2014-06-19 2014-06-17 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -9,000 1,311,000 -0.68 76.02 -684,180 99,662,220
2014-06-19 2014-06-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -74,016 4,702,200 -1.55 2.41 -178,379 11,332,302
2014-06-19 2014-06-18 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -35,000 4,776,216 -0.73 2.41 -84,360 11,512,113
2014-06-18 2014-06-17 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -7,000 4,811,216 -0.15 2.41 -16,870 11,595,031
2014-06-18 2014-06-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -32,000 4,818,216 -0.66 2.41 -77,216 11,626,355
2014-06-18 2014-06-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -3,000 4,850,216 -0.06 2.43 -7,290 11,786,025
2014-06-13 2014-06-13 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -62,772 4,853,216 -1.28 2.41 -151,431 11,707,898
2014-06-13 2014-06-12 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -31,341 4,915,988 -0.63 2.43 -76,234 11,957,649
2014-06-11 2014-06-11 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -6,000 4,947,329 -0.12 2.43 -14,580 12,022,009
2014-06-11 2014-06-10 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,400 4,953,329 -0.03 2.43 -3,402 12,036,589
2014-06-09 2014-06-06 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -800 4,954,729 -0.02 2.43 -1,944 12,039,991
2014-06-09 2014-06-05 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -8,403 4,955,529 -0.17 2.43 -20,420 12,042,431
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 1,604 497,433 0.32 6.25 10,032 3,110,996
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 46,397 13,145,652 0.35 6.25 290,171 82,214,222
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 1,738 495,829 0.35 6.25 10,862 3,098,733
2014-06-04 2014-06-03 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 50,261 13,099,255 0.39 6.25 314,111 81,865,104
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 3,341 494,091 0.68 6.31 21,082 3,117,714
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 96,659 13,048,994 0.75 6.31 609,918 82,339,152
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 625 490,750 0.13 6.44 4,026 3,161,166
2014-06-02 2014-06-02 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 18,068 12,952,335 0.14 6.44 116,385 83,432,466
2014-06-02 2014-05-30 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 369 490,125 0.08 6.45 2,380 3,161,257
2014-06-02 2014-05-30 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 10,663 12,934,267 0.08 6.45 68,775 83,424,729
2014-05-28 2014-05-27 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -300 4,963,932 -0.01 2.43 -729 12,062,355
2014-05-28 2014-05-28 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 3,831 489,756 0.79 6.44 24,660 3,152,510
2014-05-28 2014-05-28 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 110,813 12,923,604 0.86 6.44 713,292 83,187,947
2014-05-28 2014-05-27 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 134 485,925 0.03 6.40 858 3,109,920
2014-05-28 2014-05-27 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 3,866 12,812,791 0.03 6.40 24,742 82,001,862
2014-05-27 2014-05-23 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 51,631 485,791 11.89 6.40 330,428 3,108,965
2014-05-27 2014-05-23 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 2,800 12,808,925 0.02 6.43 17,994 82,315,276
2014-05-27 2014-05-22 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 247,200 12,806,125 1.97 6.45 1,593,723 82,562,368
2014-05-27 2014-05-22 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -33,000 4,964,232 -0.66 2.43 -80,190 12,063,084
2014-05-22 2014-05-21 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 45,000 119,730 60.22 1.54 69,300 184,384
2014-05-21 2014-05-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -2,768 4,997,232 -0.06 2.43 -6,726 12,143,274
2014-05-21 2014-05-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -100,000 5,000,000 -1.96 2.41 -241,000 12,050,000
2014-05-21 2014-05-19 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -18,739 5,100,000 -0.37 2.41 -45,180 12,296,100
2014-05-16 2014-05-15 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -67,112 5,118,739 -1.29 2.40 -161,082 12,285,997
2014-05-08 2014-05-07 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -26,338 5,185,851 -0.51 2.50 -65,845 12,964,628
2014-04-25 2014-04-24 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -6,586 5,212,189 -0.13 2.50 -16,492 13,051,842
2014-04-25 2014-04-23 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -47,661 5,218,775 -0.90 2.50 -119,267 13,059,463
2014-04-22 2014-04-22 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -44,000 5,266,436 -0.83 2.50 -110,000 13,166,090
2014-04-22 2014-04-21 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -7,578 5,310,436 -0.14 2.50 -18,945 13,276,090
2014-04-17 2014-04-17 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -6,000 5,318,014 -0.11 2.50 -15,000 13,295,035
2014-04-17 2014-04-16 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,100 5,324,014 -0.02 2.50 -2,750 13,310,035
2014-04-15 2014-04-15 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,900 5,325,114 -0.04 2.51 -4,768 13,362,309
2014-04-15 2014-04-14 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -1,950 5,327,014 -0.04 2.50 -4,875 13,317,535
2014-04-11 2014-04-11 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -4,000 5,328,964 -0.08 2.50 -10,000 13,322,410
2014-04-11 2014-04-10 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -9,336 5,332,964 -0.17 2.50 -23,365 13,346,809
2014-04-10 2014-04-09 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -9,620 5,342,300 -0.18 2.50 -24,050 13,355,750
2014-04-10 2014-04-08 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -10,700 5,351,920 -0.20 2.50 -26,750 13,379,800
2014-04-09 2014-04-07 4 EOX Emerald Oil, Inc.
Common Stock
A - Award 3,219 61,901 5.49 6.68 21,503 413,499
2014-04-07 2014-04-04 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -57,380 5,362,620 -1.06 2.51 -144,024 13,460,176
2014-04-07 2014-04-03 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -83,956 5,420,000 -1.53 2.56 -214,927 13,875,200
2014-04-03 2014-04-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -14,000 1,320,000 -1.05 70.57 -987,980 93,152,400
2014-04-03 2014-04-01 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 7,937 74,730 11.88 1.26 10,000 94,160
2014-04-03 2014-03-31 4 CEP Constellation Energy Partners LLC
Common Units
J - Other -5,503,956 5,503,956 -50.00
2014-04-03 2014-03-31 4 CEP Constellation Energy Partners LLC
Common Units
S - Sale -414,938 0 -100.00 2.41 -1,000,001
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,191 5,191
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,821 4,821
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 145,115 145,115
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,652 3,652
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,393 3,393
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 102,106 102,106
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 72,796 72,796
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 67,726 67,726
2014-04-02 2014-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,032,478 2,032,478
2014-02-04 2014-01-31 4 NBL NOBLE ENERGY INC
Non-Employee Director Stock Option Grant (right to buy)
A - Award 4,011 4,011
2014-02-04 2014-01-31 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 1,604 2,605,848 0.06 62.33 99,977 162,422,506
2014-01-15 2014-01-10 4 EOX Emerald Oil, Inc.
Stock Option (right to buy)
A - Award 18,600 18,600
2014-01-15 2014-01-10 4 EOX Emerald Oil, Inc.
Common Stock
A - Award 2,970 58,682 5.33 7.24 21,503 424,858
2014-01-15 2014-01-10 4 EOX Emerald Oil, Inc.
Common Stock
A - Award 30,000 55,712 116.68
2014-01-06 2014-01-02 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 7,759 66,793 13.14 1.16 9,000 77,480
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 5,040 5,040
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,681 4,681
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 140,887 140,887
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,546 3,546
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,294 3,294
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 99,131 99,131
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 73,696 73,696
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 68,563 68,563
2014-01-03 2013-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,057,609 2,057,609
2013-12-23 2013-12-20 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other -200,000 1,334,000 -13.04 67.94 -13,588,000 90,631,960
2013-12-23 2013-12-20 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other 200,000 2,604,244 8.32 67.94 13,588,000 176,932,337
2013-12-23 2013-12-19 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -14,000 1,534,000 -0.90 67.87 -950,180 104,112,580
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -22,616 0 -100.00 0.07 -1,583
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -21,041 0 -100.00 0.07 -1,473
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -631,431 0 -100.00 0.07 -44,200
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -24,310 0 -100.00 0.09 -2,188
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -22,617 0 -100.00 0.09 -2,036
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -678,722 0 -100.00 0.09 -61,085
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -21,318 0 -100.00 0.07 -1,492
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -19,833 0 -100.00 0.07 -1,388
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -595,184 0 -100.00 0.07 -41,663
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -11,024 0 -100.00 0.01 -110
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -10,256 0 -100.00 0.01 -103
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -307,790 0 -100.00 0.01 -3,078
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -9,749 0 -100.00 0.01 -97
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -9,070 0 -100.00 0.01 -91
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -272,167 0 -100.00 0.01 -2,722
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -17,976 0 -100.00 0.05 -899
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -16,724 0 -100.00 0.05 -836
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -501,886 0 -100.00 0.05 -25,094
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -638,095 0 -100.00 0.07 -44,667
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -592,381 0 -100.00 0.07 -41,467
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
C - Conversion -17,817,143 0 -100.00 0.07 -1,247,200
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 37,603 360,622 11.64 1.31 49,260 472,415
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 34,935 340,614 11.43 1.31 45,765 446,204
2013-12-18 2013-12-13 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 1,051,443 10,251,365 11.43 1.31 1,377,390 13,429,288
2013-10-17 2013-10-17 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 170,176 434,160 64.46 6.39 1,087,425 2,774,282
2013-10-17 2013-10-17 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 4,922,676 12,558,925 64.46 6.39 31,455,900 80,251,531
2013-10-03 2013-10-01 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 7,443 59,035 14.43 1.31 9,750 77,336
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,893 4,893
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,545 4,545
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 136,784 136,784
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,443 3,443
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,198 3,198
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 96,244 96,244
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 65,916 65,916
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 61,325 61,325
2013-10-02 2013-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,840,380 1,840,380
2013-09-20 2013-09-18 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -8,000 1,548,000 -0.51 67.77 -542,160 104,907,960
2013-08-16 2013-08-14 4 EOX Emerald Oil, Inc.
Common Stock
A - Award 25,712 25,712
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,751 4,751
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,412 4,412
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 132,800 132,800
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,342 3,342
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,105 3,105
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 93,441 93,441
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 53,121 53,121
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 49,421 49,421
2013-07-08 2013-07-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,483,142 1,483,142
2013-07-03 2013-07-01 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 5,882 51,592 12.87 1.53 9,000 78,936
2013-06-21 2013-06-19 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -8,000 1,556,000 -0.51 60.53 -484,240 94,184,680
2013-06-05 2013-06-03 4 PSTR PostRock Energy Corp
Common Stock
A - Award 1,909 33,818 5.98
2013-05-23 2013-05-22 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 93,080 263,984 54.46 5.87 546,380 1,549,586
2013-05-23 2013-05-22 4 EOX Emerald Oil, Inc.
Common Stock
P - Purchase 2,692,520 7,636,249 54.46 5.87 15,805,092 44,824,782
2013-05-17 2013-05-15 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 6,944 45,710 17.91 1.44 10,000 65,822
2013-05-17 2013-05-15 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 5,208 38,765 15.52 1.44 7,500 55,822
2013-05-14 2013-05-10 4 PSTR PostRock Energy Corp
Phantom Stock
A - Award 33,557 33,557 1.49 50,000 50,000
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,284 4,284
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 4,612 4,612
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 128,932 128,932
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,245 3,245
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,015 3,015
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 90,719 90,719
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 44,581 44,581
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 41,476 41,476
2013-04-03 2013-04-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,244,696 1,244,696
2013-03-26 2013-03-22 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -5,300 782,000 -0.67 114.16 -605,048 89,273,120
2013-03-01 3 EOX Emerald Oil, Inc.
Series A Perpetual Preferred Stock
483,293
2013-03-01 3 EOX Emerald Oil, Inc.
Series A Perpetual Preferred Stock
16,707
2013-02-05 2013-02-01 4 NBL NOBLE ENERGY INC
Non-Employee Director Stock Option Grant (right to buy)
A - Award 2,355 2,355
2013-02-05 2013-02-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 916 1,202,122 0.08 109.19 100,018 131,259,701
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 562 562
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 522 522
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 15,701 15,701
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 3,150 3,150
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,927 2,927
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 88,077 88,077
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 53,201 53,201
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 49,495 49,495
2013-01-03 2012-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 1,485,379 1,485,379
2012-12-26 2012-12-21 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other -100,000 787,300 -11.27 102.57 -10,257,000 80,753,361
2012-12-26 2012-12-21 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
J - Other 100,000 1,201,206 9.08 102.57 10,257,000 123,207,699
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 153,140 153,140 0.12 19,142 19,142
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 142,276 142,276 0.12 17,784 17,784
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 4,282,048 4,282,048 0.12 535,256 535,256
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 153,140 329,019 87.07 1.42 217,459 467,207
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 142,276 305,679 87.07 1.42 202,032 434,064
2012-12-21 2012-12-20 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 4,282,048 9,199,922 87.07 1.42 6,080,508 13,063,889
2012-12-12 2012-12-10 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -5,500 887,300 -0.62 100.40 -552,200 89,084,920
2012-10-05 2012-10-03 4 PSTR PostRock Energy Corp
Common Stock
A - Award 6,140 31,909 23.83
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 2,059 2,059
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 1,913 1,913
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 57,567 57,567
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 43,496 43,496
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 40,467 40,467
2012-10-03 2012-10-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 1,214,412 1,214,412
2012-09-24 2012-09-20 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -5,700 892,800 -0.63 93.22 -531,354 83,226,816
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 102,939 102,939 0.12 12,867 12,867
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 95,637 95,637 0.12 11,955 11,955
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
P - Purchase 2,878,347 2,878,347 0.12 359,793 359,793
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 102,939 175,879 141.13 1.95 200,731 342,964
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 95,637 163,403 141.13 1.95 186,492 318,636
2012-08-03 2012-08-01 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 2,878,347 4,917,874 141.13 1.95 5,612,777 9,589,854
2012-07-05 2012-07-02 4 PSTR PostRock Energy Corp
Common Stock
A - Award 5,769 25,769 28.84
2012-07-03 2012-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 46,290 22,616 -195.53
2012-07-03 2012-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 43,066 21,041 -195.53
2012-07-03 2012-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 1,292,410 631,431 -195.53
2012-05-18 2012-05-16 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
S - Sale -1,500 898,500 -0.17 83.82 -125,730 75,312,270
2012-05-14 2012-05-10 4 PSTR PostRock Energy Corp
Common Stock
A - Award 20,000 20,000
2012-04-03 2012-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 22,616 22,616
2012-04-03 2012-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 21,041 21,041
2012-04-03 2012-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 631,431 631,431
2012-02-13 2012-02-09 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 72,940 72,940 3.44 250,914 250,914
2012-02-13 2012-02-09 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 67,766 67,766 3.44 233,115 233,115
2012-02-13 2012-02-09 4 PSTR PostRock Energy Corp
Common Stock
P - Purchase 2,039,527 2,039,527 3.44 7,015,973 7,015,973
2012-02-03 2012-02-01 4 NBL NOBLE ENERGY INC
Non-Employee Director Stock Option Grant (right to buy)
A - Award 2,514 2,514
2012-02-03 2012-02-01 4 NBL NOBLE ENERGY INC
Noble Energy, Inc. Common Stock
A - Award 982 1,171,206 0.08 101.82 99,987 119,252,195
2012-02-03 2011-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 24,310 24,310
2012-02-03 2011-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 22,617 22,617
2012-02-03 2011-12-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 678,722 678,722
2012-02-03 2011-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 21,318 21,318
2012-02-03 2011-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 19,833 19,833
2012-02-03 2011-09-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 595,184 595,184
2012-02-03 2011-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 11,024 11,024
2012-02-03 2011-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 10,256 10,256
2012-02-03 2011-06-30 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 307,790 307,790
2012-02-03 2011-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 9,749 9,749
2012-02-03 2011-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (right to buy)
J - Other 9,070 9,070
2012-02-03 2011-03-31 4 PSTR PostRock Energy Corp
Common Stock Warrants (options to buy)
J - Other 272,167 272,167
2009-01-21 2008-12-23 4 BIOF BioFuel Energy Corp.
Membership Units in BioFuel Energy, LLC
C - Conversion -1,496,559 1,352,811 -52.52
2009-01-21 2008-12-23 4 BIOF BioFuel Energy Corp.
Class B Common Stock
J - Other -1,496,559 1,352,811 -52.52
2009-01-21 2008-12-23 4 BIOF BioFuel Energy Corp.
Common Stock
C - Conversion 1,496,559 1,997 -100.13
2009-01-21 2008-12-22 4 BIOF BioFuel Energy Corp.
Membership Units in BioFuel Energy, LLC
C - Conversion -93,534 0 -100.00
2009-01-21 2008-12-22 4 BIOF BioFuel Energy Corp.
Class B Common Stock
J - Other -93,534 0 -100.00
2009-01-21 2008-12-22 4 BIOF BioFuel Energy Corp.
Common Stock
C - Conversion 93,534 93,534
2007-06-13 3 BIOF BioFuel Energy Corp.
Class B Common Stock, par value $0.01 per share
2,849,370
2007-06-13 3 BIOF BioFuel Energy Corp.
Class B Common Stock, par value $0.01 per share
294,635
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)