Geron Corporation - 股權認股權證
US ˙ OTCPK ˙ US3741631291

簡介

本頁面提供了有關 Karin Eastham 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Karin Eastham已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:PSNL / Personalis, Inc. Director 22,366
US:VCYT / Veracyte, Inc. Director 13,554
US:GERN / Geron Corporation Director 109,047
US:NKTR / Nektar Therapeutics Director 23,233
US:ILMN / Illumina, Inc. Director 10,049
US:TSRX / Trius Therapeutics Inc Director 0
US:AMLN / Amylin Pharmaceuticals Inc Director 0
如何解讀這些圖表

以下圖表顯示了在Karin Eastham進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

GERNW / Geron Corporation - Equity Warrant內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GERNW / Geron Corporation - Equity Warrant Insider Trades
GERNW / Geron Corporation - Equity Warrant內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

GERNW / Geron Corporation - Equity Warrant Insider Trades
NKTR / Nektar Therapeutics內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NKTR / Nektar Therapeutics Insider Trades
NKTR / Nektar Therapeutics內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

NKTR / Nektar Therapeutics Insider Trades
PSNL / Personalis, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PSNL / Personalis, Inc. Insider Trades
PSNL / Personalis, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PSNL / Personalis, Inc. Insider Trades
VCYT / Veracyte, Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VCYT / Veracyte, Inc. Insider Trades
VCYT / Veracyte, Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 GERNW / Geron Corporation - Equity Warrant 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VCYT / Veracyte, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Karin Eastham 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-14 2026-05-12 4 PSNL Personalis, Inc.
Common Stock
A - Award 6,250 22,366 38.78
2025-12-08 2025-12-05 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -800 13,554 -5.57 46.59 -37,272 631,478
2025-12-08 2025-12-05 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -12,808 14,354 -47.15 45.84 -587,080 657,944
2025-12-08 2025-12-05 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -6,392 27,162 -19.05 44.52 -284,571 1,209,250
2025-12-08 2025-12-05 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 10,000 33,554 42.46 7.60 76,000 255,010
2025-12-08 2025-12-05 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 10,000 23,554 73.78 7.94 79,400 187,019
2025-11-07 2025-11-05 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -9,674 13,554 -41.65 40.02 -387,191 542,484
2025-06-23 2025-06-18 4 VCYT VERACYTE, INC.
Common Stock
A - Award 9,321 23,228 67.02
2025-06-17 2025-06-13 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -4,590 13,907 -24.81 26.66 -122,388 370,816
2025-01-06 2025-01-02 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -4,691 18,497 -20.23 40.50 -189,996 749,169
2025-01-06 2025-01-02 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -5,309 23,188 -18.63 40.12 -213,010 930,358
2025-01-06 2025-01-02 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 10,000 28,497 54.06 5.28 52,800 150,464
2024-11-21 2024-11-19 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -10,125 18,497 -35.37 38.76 -392,404 716,870
2024-11-21 2024-11-19 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -3,006 28,622 -9.50 37.77 -113,538 1,081,064
2024-11-21 2024-11-19 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -1,600 31,628 -4.82 36.77 -58,826 1,162,845
2024-07-18 2024-07-16 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -7,500 33,228 -18.41 25.00 -187,500 830,700
2024-06-17 2024-06-13 4 VCYT VERACYTE, INC.
Common Stock
A - Award 11,473 40,728 39.22
2024-06-13 2024-06-11 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -3,870 29,255 -11.68 20.59 -79,683 602,360
2024-06-11 2024-06-07 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -2,500 33,125 -7.02 20.97 -52,425 694,631
2024-06-11 2024-06-07 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 2,500 35,625 7.55 10.41 26,025 370,856
2024-04-02 2024-04-01 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -10,000 33,125 -23.19 21.65 -216,528 717,249
2024-04-02 2024-04-01 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 10,000 43,125 30.19 13.19 131,900 568,819
2023-06-13 2023-06-09 4 VCYT VERACYTE, INC.
Common Stock
A - Award 9,674 33,125 41.25
2023-03-17 2023-03-16 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -18,750 23,451 -44.43 22.78 -427,044 534,113
2023-03-17 2023-03-16 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 18,750 42,201 79.95 12.12 227,250 511,476
2023-03-02 2023-02-28 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -10,000 23,451 -29.89 25.00 -250,001 586,277
2023-03-02 2023-02-28 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 10,000 33,451 42.64 12.12 121,200 405,426
2023-01-17 2023-01-13 4 GERN GERON CORP
Common Stock
M - Exercise 35,000 109,047 47.27 1.10 38,500 119,952
2022-09-20 2022-09-16 4 NKTR NEKTAR THERAPEUTICS
Common Stock
A - Award 10,200 23,233 78.26
2022-09-14 2022-09-13 4 NKTR NEKTAR THERAPEUTICS
Common Stock
S - Sale X -21,267 13,033 -62.00 3.61 -76,774 47,049
2022-06-16 2022-06-16 4 VCYT VERACYTE, INC.
Common Stock
A - Award 14,731 23,451 168.93
2022-05-19 2022-05-17 4 PSNL Personalis, Inc.
Stock Option (right to buy)
A - Award 15,035 15,035
2022-05-19 2022-05-17 4 PSNL Personalis, Inc.
Common Stock
A - Award 10,770 13,506 393.64
2022-05-11 2022-05-10 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 125,000 125,000
2022-04-21 2022-04-20 4 GERN GERON CORP
Stock Option (right to buy)
M - Exercise -35,000 0 -100.00
2022-04-21 2022-04-20 4 GERN GERON CORP
Common Stock
M - Exercise 35,000 74,047 89.64 1.41 49,350 104,406
2021-12-20 2021-12-17 4 VCYT VERACYTE, INC.
Stock Option (right to buy)
M - Exercise X -5,000 28,750 -14.81
2021-12-20 2021-12-17 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -5,000 8,720 -36.44 45.00 -225,000 392,400
2021-12-20 2021-12-17 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 5,000 13,720 57.34 12.12 60,600 166,286
2021-11-03 2021-11-01 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -1,241 0 -100.00 49.48 -61,409
2021-11-03 2021-11-01 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -2,959 1,241 -70.45 49,015.00 -145,035,385 60,827,615
2021-11-03 2021-11-01 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -200 4,200 -4.55 47.72 -9,545 200,445
2021-09-24 2021-09-22 4 NKTR NEKTAR THERAPEUTICS
Stock Option
A - Award 20,400 20,400
2021-09-24 2021-09-22 4 NKTR NEKTAR THERAPEUTICS
Common Stock
A - Award 10,200 34,300 42.32
2021-08-04 2021-08-02 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -1,554 4,400 -26.10 44.57 -69,268 196,125
2021-08-04 2021-08-02 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -2,846 5,954 -32.34 43.54 -123,926 259,261
2021-06-10 2021-06-08 4 VCYT VERACYTE, INC.
Common Stock
A - Award 8,720 8,720
2021-05-18 2021-05-14 4 PSNL Personalis, Inc.
Stock Option (right to buy)
A - Award 4,229 4,229
2021-05-18 2021-05-14 4 PSNL Personalis, Inc.
Common Stock
A - Award 2,736 2,736
2021-05-13 2021-05-11 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 83,000 83,000
2021-05-05 2021-02-25 4/A VCYT VERACYTE, INC.
Stock Option (right to buy)
M - Exercise X -6,250 0 -100.00
2021-05-05 2021-02-25 4/A VCYT VERACYTE, INC.
Common Stock
S - Sale X -200 0 -100.00 61.77 -12,354
2021-05-05 2021-02-25 4/A VCYT VERACYTE, INC.
Common Stock
S - Sale X -3,606 200 -94.75 61.09 -220,299 12,218
2021-05-05 2021-02-25 4/A VCYT VERACYTE, INC.
Common Stock
S - Sale X -2,444 3,806 -39.10 60.03 -146,706 228,462
2021-05-05 2021-02-25 4/A VCYT VERACYTE, INC.
Common Stock
M - Exercise X 6,250 6,250 4.00 25,000 25,000
2021-05-05 2021-05-03 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -250 8,800 -2.76 50.03 -12,507 440,246
2021-05-05 2021-05-03 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -650 9,050 -6.70 49.00 -31,849 443,436
2021-05-05 2021-05-03 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -3,527 9,700 -26.67 48.01 -169,344 465,731
2021-02-26 2021-02-25 4 VCYT VERACYTE, INC.
Stock Option (right to buy)
M - Exercise X -6,250 0 -100.00
2021-02-26 2021-02-25 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -200 0 -100.00 61.77 -12,354
2021-02-26 2021-02-25 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -3,606 200 -94.75 61.09 -220,299 12,218
2021-02-26 2021-02-25 4 VCYT VERACYTE, INC.
Common Stock
S - Sale X -2,444 3,806 -39.10 60.03 -146,706 228,462
2021-02-26 2021-02-25 4 VCYT VERACYTE, INC.
Common Stock
M - Exercise X 6,250 6,250 4.00 25,000 25,000
2020-09-25 2020-09-22 4/A NKTR NEKTAR THERAPEUTICS
Stock Option
A - Award 18,200 18,200
2020-09-25 2020-09-22 4/A NKTR NEKTAR THERAPEUTICS
Common Stock
A - Award 9,100 24,100 60.67
2020-09-24 2020-09-22 4 NKTR NEKTAR THERAPEUTICS
Stock Option
A - Award 18,200 18,200
2020-09-24 2020-09-22 4 NKTR NEKTAR THERAPEUTICS
Common Stock
A - Award 9,100 24,100 60.67
2020-06-09 2020-06-08 4 VCYT VERACYTE, INC.
Stock Option (right to buy)
A - Award 10,000 10,000
2020-06-09 2020-06-05 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 83,000 83,000
2020-05-19 2020-05-15 4 PSNL Personalis, Inc.
Stock Option (right to buy)
A - Award 14,000 14,000
2019-09-27 2019-09-25 4 NKTR NEKTAR THERAPEUTICS
Stock Option
A - Award 13,000 13,000
2019-09-27 2019-09-25 4 NKTR NEKTAR THERAPEUTICS
Common Stock
A - Award 6,500 15,000 76.47
2019-09-16 2019-09-09 4 PSNL Personalis, Inc.
Stock Option (right to buy)
A - Award 24,000 24,000
2019-06-13 2019-06-12 4 VCYT VERACYTE, INC.
Stock Option (right to buy)
A - Award 10,000 10,000
2019-06-07 2019-06-06 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 70,000 70,000
2019-05-28 2019-05-23 4 ILMN ILLUMINA INC
Common Stock
F - Taxes -589 10,049 -5.54 308.97 -181,983 3,104,840
2019-05-28 2014-01-22 4 ILMN ILLUMINA INC
Common Stock
G - Gift -200 10,249 -1.91
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Non-qualified Stock Option (Right to Buy)
M - Exercise X -4,000 1,600 -71.43
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -100 10,838 -0.91 296.78 -29,678 3,216,454
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -117 10,938 -1.06 295.93 -34,624 3,236,892
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -232 11,055 -2.06 294.73 -68,378 3,258,268
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -350 11,287 -3.01 293.58 -102,755 3,313,694
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -134 11,637 -1.14 292.27 -39,164 3,401,091
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -67 11,771 -0.57 291.02 -19,498 3,425,586
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -466 11,838 -3.79 296.57 -138,201 3,510,789
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -365 12,304 -2.88 295.72 -107,938 3,638,545
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,068 12,669 -7.77 294.75 -314,791 3,734,165
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,202 13,737 -8.05 293.63 -352,941 4,033,566
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -566 14,939 -3.65 292.41 -165,501 4,368,244
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -333 15,505 -2.10 291.03 -96,913 4,512,408
2019-01-04 2019-01-02 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 4,000 15,838 33.79 71.09 284,360 1,125,923
2019-01-04 2018-12-03 4 ILMN ILLUMINA INC
Common Stock
G - Gift -44 11,838 -0.37
2019-01-04 2018-11-28 4 ILMN ILLUMINA INC
Common Stock
G - Gift -458 11,882 -3.71
2019-01-04 2018-11-27 4 ILMN ILLUMINA INC
Common Stock
G - Gift -315 12,340 -2.49
2019-01-04 2018-11-06 4 ILMN ILLUMINA INC
Common Stock
G - Gift -184 12,655 -1.43
2018-10-01 2018-09-27 4 NKTR NEKTAR THERAPEUTICS
Stock Option
A - Award 17,000 17,000
2018-10-01 2018-09-27 4 NKTR NEKTAR THERAPEUTICS
Common Stock
A - Award 8,500 8,500
2018-10-01 3 NKTR NEKTAR THERAPEUTICS
Common Stock
0
2018-06-07 2018-06-07 4 VCYT VERACYTE, INC.
Stock Option (right to buy)
A - Award 10,000 10,000
2018-05-24 2018-05-23 4 ILMN ILLUMINA INC
Common Stock
A - Award 1,473 12,839 12.96
2018-05-24 2018-05-22 4 ILMN ILLUMINA INC
Common Stock
F - Taxes -922 11,366 -7.50 270.80 -249,678 3,077,913
2018-05-22 2018-05-21 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -400 12,288 -3.15 271.21 -108,485 3,332,665
2018-05-22 2018-05-21 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -400 12,688 -3.06 269.29 -107,716 3,416,752
2018-05-22 2018-05-21 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -200 13,088 -1.51 268.00 -53,601 3,507,649
2018-05-17 2018-05-15 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 70,000 70,000
2018-03-06 2018-03-05 4 ILMN ILLUMINA INC
Non-qualified Stock Option (Right to Buy)
M - Exercise X -2,000 5,600 -26.32
2018-03-06 2018-03-05 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -540 13,288 -3.91 230.78 -124,624 3,066,671
2018-03-06 2018-03-05 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -700 13,828 -4.82 230.17 -161,119 3,182,791
2018-03-06 2018-03-05 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -200 14,528 -1.36 228.60 -45,720 3,321,101
2018-03-06 2018-03-05 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -300 14,728 -2.00 227.68 -68,304 3,353,271
2018-03-06 2018-03-05 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -260 15,028 -1.70 226.80 -58,969 3,408,380
2018-03-06 2018-03-05 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 2,000 15,288 15.05 71.09 142,180 1,086,824
2017-08-04 2017-08-02 4 ILMN ILLUMINA INC
Non-qualified Stock Option (Right to Buy)
M - Exercise X -10,800 0 -100.00
2017-08-04 2017-08-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -10,800 13,588 -44.28 195.00 -2,106,000 2,649,660
2017-08-04 2017-08-02 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 10,800 24,388 79.48 75.66 817,128 1,845,196
2017-08-04 2016-06-07 4 ILMN ILLUMINA INC
Common Stock
G - Gift -300 13,288 -2.21
2017-06-07 2017-06-07 4 VCYT VERACYTE, INC.
Stock Option (right to buy)
A - Award 10,000 10,000
2017-06-01 2017-05-30 4 ILMN ILLUMINA INC
Common Stock
A - Award 2,305 13,588 20.43
2017-05-22 2017-05-18 4 ILMN ILLUMINA INC
Common Stock
F - Taxes -1,141 11,283 -9.18 175.89 -200,690 1,984,567
2017-05-10 2017-05-09 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 50,000 50,000
2016-06-20 2016-06-20 4 VCYT VERACYTE, INC.
Stock Option (Right to Buy)
A - Award 10,000 10,000
2016-06-03 2016-06-01 4 ILMN ILLUMINA INC
Non-qualified Stock Option (Right to Buy)
M - Exercise X -5,000 0 -100.00
2016-06-03 2016-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -2,200 12,424 -15.04 145.90 -320,978 1,812,649
2016-06-03 2016-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -2,100 14,624 -12.56 145.27 -305,073 2,124,472
2016-06-03 2016-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -700 16,724 -4.02 143.86 -100,699 2,405,848
2016-06-03 2016-06-01 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 5,000 17,424 40.24 36.29 181,450 632,317
2016-05-19 2016-05-17 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 50,000 50,000
2016-05-19 2016-05-18 4 ILMN ILLUMINA INC
Common Stock
A - Award 2,853 12,424 29.81
2016-05-19 2016-05-17 4 ILMN ILLUMINA INC
Common Stock
F - Taxes -764 9,571 -7.39 138.77 -106,020 1,328,168
2016-02-16 2015-12-09 5 ILMN ILLUMINA INC
Common Stock
G - Gift -84 10,335 -0.81
2015-09-08 2015-09-08 4 ILMN ILLUMINA INC
Non-qualified Stock Option (Right to Buy)
M - Exercise X -4,300 0 -100.00
2015-09-08 2015-09-08 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -4,300 10,419 -29.21 195.76 -841,768 2,039,623
2015-09-08 2015-09-08 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 4,300 14,719 41.27 44.51 191,393 655,143
2015-06-03 2015-06-01 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X 5,000 0 -100.00
2015-06-03 2015-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -100 10,419 -0.95 206.97 -20,697 2,156,420
2015-06-03 2015-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,568 11 -99.33 205.69 -322,527 2,164
2015-06-03 2015-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -3,332 12,087 -21.61 204.98 -682,991 2,477,586
2015-06-03 2015-06-01 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 5,000 15,419 47.99 39.14 195,700 603,500
2015-05-28 2015-05-27 4 ILMN ILLUMINA INC
Common Stock
A - Award 1,910 10,419 22.45
2015-05-28 2015-05-26 4 ILMN ILLUMINA INC
Common Stock
F - Taxes -1,017 8,509 -10.68 205.09 -208,577 1,745,111
2015-05-21 2015-05-19 4 VCYT VERACYTE, INC.
Stock option (right to buy)
A - Award 10,000 10,000
2015-05-19 2015-05-18 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 35,000 35,000
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -6,500 4,300 -60.19
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -3,500 0 -100.00
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
G - Gift -200 9,526 -2.06
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -600 9,726 -5.81 195.42 -117,255 1,900,696
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -700 10,326 -6.35 194.50 -136,148 2,008,377
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -2,200 11,026 -16.63 193.66 -426,062 2,135,345
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 3,500 13,226 35.99 42.82 149,870 566,337
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -2,100 9,726 -17.76 192.75 -404,767 1,874,650
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -3,100 11,826 -20.77 191.96 -595,078 2,270,128
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,300 14,926 -8.01 191.08 -248,398 2,851,991
2015-02-03 2015-02-02 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 6,500 16,226 66.83 44.51 289,315 722,219
2015-01-05 2015-01-02 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -10,000 5,000 -66.67
2015-01-05 2015-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -400 9,726 -3.95 189.11 -75,643 1,839,260
2015-01-05 2015-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -600 10,126 -5.59 187.82 -112,691 1,901,848
2015-01-05 2015-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,300 10,726 -10.81 186.43 -242,353 1,999,599
2015-01-05 2015-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -5,908 12,026 -32.94 185.32 -1,094,876 2,228,670
2015-01-05 2015-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,792 17,934 -9.08 184.54 -330,687 3,309,454
2015-01-05 2015-01-02 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 10,000 19,726 102.82 36.29 362,900 715,857
2015-01-02 2014-12-31 4 GERN GERON CORP
Common Stock
A - Award 5,577 39,047 16.66
2014-12-05 2014-12-04 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -10,000 3,500 -74.07
2014-12-05 2014-12-04 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -100 9,726 -1.02 194.74 -19,474 1,894,041
2014-12-05 2014-12-04 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,900 9,826 -16.20 194.17 -368,932 1,907,961
2014-12-05 2014-12-04 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -609 11,726 -4.94 192.88 -117,463 2,261,690
2014-12-05 2014-12-04 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -3,100 12,335 -20.08 191.62 -594,020 2,363,625
2014-12-05 2014-12-04 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -4,291 15,435 -21.75 190.83 -818,836 2,945,405
2014-12-05 2014-12-04 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 10,000 19,726 102.82 42.82 428,200 844,667
2014-07-29 2014-07-28 4 ILMN ILLUMINA INC
Common Stock
G - Gift -100 9,726 -1.02
2014-07-02 2014-06-30 4 GERN GERON CORP
Common Stock
D - Sale to Issuer -2,500 33,470 -6.95
2014-07-02 2014-06-30 4 GERN GERON CORP
Common Stock
A - Award 5,646 35,970 18.62
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -6,000 0 -100.00
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -66 9,826 -0.67 159.57 -10,532 1,567,935
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,700 9,892 -14.67 158.69 -269,774 1,569,766
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -2,789 11,592 -19.39 157.81 -440,134 1,829,342
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -731 14,381 -4.84 156.44 -114,360 2,249,810
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -514 15,112 -3.29 155.22 -79,781 2,345,620
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -200 15,626 -1.26 153.78 -30,757 2,403,044
2014-06-03 2014-06-02 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 6,000 15,826 61.06 17.58 105,450 278,142
2014-05-29 2014-05-28 4 ILMN ILLUMINA INC
Common Stock
A - Award 2,542 9,826 34.90
2014-05-29 2014-05-27 4 ILMN ILLUMINA INC
Common Stock
F - Taxes -1,000 7,284 -12.07 159.70 -159,700 1,163,255
2014-05-21 2014-05-20 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 35,000 35,000
2014-05-21 2014-05-20 4 VCYT VERACYTE, INC.
Stock option (right to buy)
A - Award 10,000 10,000
2014-01-06 2014-01-02 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -10,000 5,000 -66.67
2014-01-06 2014-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -1,300 8,284 -13.56 110.12 -143,152 912,208
2014-01-06 2014-01-02 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -8,700 9,584 -47.58 109.40 -951,736 1,048,442
2014-01-06 2014-01-02 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 10,000 18,284 120.71 39.14 391,400 715,636
2014-01-03 2013-12-31 4 GERN GERON CORP
Common Stock
A - Award 3,824 30,324 14.43
2013-11-05 2013-11-01 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -10,000 6,000 -62.50
2013-11-05 2013-11-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -2,345 8,284 -22.06 95.58 -224,136 791,788
2013-11-05 2013-11-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -6,855 10,629 -39.21 94.92 -650,675 1,008,901
2013-11-05 2013-11-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -800 17,484 -4.38 93.89 -75,114 1,641,627
2013-11-05 2013-11-01 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 10,000 18,284 120.71 17.58 175,750 321,341
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Series C Convertible Preferred Stock
C - Conversion 52,910 0 -100.00
2013-11-04 2013-11-04 4 VCYT VERACYTE, INC.
Common Stock
C - Conversion 13,227 13,227
2013-09-13 2013-09-11 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
D - Sale to Issuer -15,000 0 -100.00 5.73 -85,950
2013-09-13 2013-09-11 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
D - Sale to Issuer -12,000 0 -100.00 8.45 -101,400
2013-09-13 2013-09-11 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
D - Sale to Issuer -12,000 0 -100.00 5.24 -62,880
2013-09-13 2013-09-11 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
D - Sale to Issuer -6,000 0 -100.00 10.00 -60,000
2013-09-13 2013-09-11 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
D - Sale to Issuer -17,441 0 -100.00 5.93 -103,425
2013-09-13 2013-09-11 4 TSRX Trius Therapeutics Inc
Common Stock
D - Sale to Issuer -12,114 0 -100.00
2013-09-13 2013-09-11 4 TSRX Trius Therapeutics Inc
Common Stock
D - Sale to Issuer -6,000 0 -100.00
2013-07-10 2013-07-09 4 GERN GERON CORP
Common Stock
D - Sale to Issuer -45,000 26,500 -62.94
2013-06-05 2013-06-03 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -10,000 0 -100.00
2013-06-05 2013-06-03 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -5,030 8,284 -37.78 70.63 -355,256 585,078
2013-06-05 2013-06-03 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -4,970 13,314 -27.18 70.05 -348,142 932,628
2013-06-05 2013-06-03 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 10,000 18,284 120.71 13.30 133,000 243,177
2013-05-31 2013-05-29 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
A - Award 7,600 7,600
2013-05-31 2013-05-29 4 ILMN ILLUMINA INC
Common Stock
A - Award 2,500 8,284 43.22
2013-05-24 2013-05-22 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 35,000 35,000
2013-05-23 2013-05-21 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
A - Award 15,000 15,000
2013-04-22 2013-04-18 4 ILMN ILLUMINA INC
Common Stock
F - Taxes -576 5,784 -9.06 56.33 -32,446 325,813
2013-01-03 2012-12-31 4 GERN GERON CORP
Common Stock
D - Sale to Issuer -2,500 71,500 -3.38
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Phantom Stock-Deferred Compensation
J - Other -3,273 0 -100.00 31.00 -101,463
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Phantom Stock-Deferred Compensation
J - Other -11,971 3,273 -78.53 31.00 -371,101 101,463
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
H - Other -12,000 0 -100.00
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
H - Other -12,000 0 -100.00
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
H - Other -12,000 0 -100.00
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
J - Other -20,000 0 -100.00 31.00 -620,000
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
J - Other -20,000 0 -100.00 31.00 -620,000
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
J - Other -20,000 0 -100.00 31.00 -620,000
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
J - Other -20,000 0 -100.00 31.00 -620,000
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
J - Other -20,000 0 -100.00 31.00 -620,000
2012-08-10 2012-08-08 4 AMLN AMYLIN PHARMACEUTICALS INC
Common Stock
J - Other -6,000 0 -100.00 31.00 -186,000
2012-06-05 2012-06-01 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -4,000 10,000 -28.57
2012-06-05 2012-06-01 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
M - Exercise X -6,000 0 -100.00
2012-06-05 2012-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -6,000 6,360 -48.54 42.08 -252,508 267,659
2012-06-05 2012-06-01 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 6,000 12,360 94.34 6.22 37,350 76,941
2012-06-05 2012-06-01 4 ILMN ILLUMINA INC
Common Stock
S - Sale X -4,000 6,360 -38.61 41.72 -166,860 265,308
2012-06-05 2012-06-01 4 ILMN ILLUMINA INC
Common Stock
M - Exercise X 4,000 10,360 62.89 13.30 53,200 137,788
2012-05-24 2012-05-22 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
A - Award 12,000 12,000
2012-05-18 2012-05-17 4 GERN GERON CORP
Stock Option (right to buy)
A - Award 35,000 35,000
2012-05-17 2012-05-15 4 AMLN AMYLIN PHARMACEUTICALS INC
Non-Qualified Stock Option (right to buy)
A - Award 20,000 20,000
2012-05-17 2012-05-15 4 AMLN AMYLIN PHARMACEUTICALS INC
Common Stock
A - Award 3,000 6,000 100.00
2012-04-20 2012-04-18 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
A - Award 10,800 10,800
2012-04-20 2012-04-18 4 ILMN ILLUMINA INC
Common Stock
A - Award 1,440 6,360 29.27
2012-03-29 2012-03-27 4 TSRX Trius Therapeutics Inc
Stock Option (right to buy)
M - Exercise -6,000 6,000 -50.00
2012-03-29 2012-03-27 4 TSRX Trius Therapeutics Inc
Common Stock
M - Exercise 6,000 18,114 49.53 3.50 21,000 63,399
2010-05-12 2010-05-12 4 ILMN ILLUMINA INC
Non-Qualified Stock Option (right to buy)
A - Award 13,500 13,500
2010-05-12 2010-05-12 4 ILMN ILLUMINA INC
Common Stock
A - Award 1,800 4,200 75.00
2010-05-12 2010-05-10 4 ILMN ILLUMINA INC
Common Stock
D - Sale to Issuer -800 2,400 -25.00 41.89 -33,512 100,536
2008-05-20 2008-05-16 4 ILMN ILLUMINA INC
Common Stock
A - Award 1,000 1,000
2008-01-14 2008-01-10 4 AMLN AMYLIN PHARMACEUTICALS INC
Phantom Stock-Deferred Compensation
A - Award 602 3,751 19.12 35.25 21,220 132,223
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)