簡介

本頁面提供了有關 Brian Duperreault 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Brian Duperreault已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:AIG / American International Group, Inc. Executive Chair, Director 90,245
US:JCI / Johnson Controls International plc Director 29,236
US:MMC / Marsh & McLennan Companies, Inc. President and CEO, MMC, Director 0
US:ACE / ACE Securities Corp Home Equity Loan Trust Series 2006-OP1 Director 520,425
如何解讀這些圖表

以下圖表顯示了在Brian Duperreault進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Brian Duperreault 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2021-07-01 2021-06-29 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
2020 Restricted Stock Units
A - Award 557 90,245 0.62
2021-07-01 2021-06-29 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
2019 Restricted Stock Units
A - Award 430 69,787 0.62
2021-05-13 2021-05-11 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
Common Stock
S - Sale -59,235 160,580 -26.95 50.39 -2,984,941 8,091,867
2021-05-13 2021-05-11 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
Common Stock
S - Sale -5,800 219,815 -2.57 51.45 -298,414 11,309,636
2021-04-01 2021-03-30 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
2020 Restricted Stock Units
A - Award 602 89,688 0.68
2021-04-01 2021-03-30 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
2019 Restricted Stock Units
A - Award 466 69,357 0.68
2021-03-04 2021-03-02 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
Common Stock
F - Taxes -61,848 225,615 -21.52 45.96 -2,842,534 10,369,265
2021-02-24 2021-02-22 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
2021 Stock Options (Right to Buy)
A - Award 470,085 470,085
2021-02-24 2021-02-22 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
2021 Restricted Stock Units
A - Award 130,023 130,023
2021-02-24 2021-02-22 4 AIG AMERICAN INTERNATIONAL GROUP, INC.
Common Stock
M - Exercise 140,054 287,463 95.01
2021-01-20 2021-01-15 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
F - Taxes -30,468 147,409 -17.13 41.35 -1,259,852 6,095,362
2021-01-05 2021-01-01 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
M - Exercise -76,954 0 -100.00
2021-01-05 2021-01-01 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
M - Exercise 76,954 177,877 76.25
2020-12-30 2020-12-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2020 Restricted Stock Units
A - Award 741 89,086 0.84
2020-12-30 2020-12-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 573 68,891 0.84
2020-12-30 2020-12-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 640 76,954 0.84
2020-10-02 2020-09-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2020 Restricted Stock Units
A - Award 974 88,345 1.11
2020-10-02 2020-09-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 753 68,318 1.11
2020-10-02 2020-09-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 842 76,314 1.12
2020-07-01 2020-06-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2020 Restricted Stock Units
A - Award 835 87,371 0.96
2020-07-01 2020-06-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 646 67,565 0.97
2020-07-01 2020-06-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 721 75,472 0.96
2020-04-01 2020-03-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2020 Restricted Stock Units
A - Award 1,174 86,536 1.38
2020-04-01 2020-03-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 908 66,919 1.38
2020-04-01 2020-03-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 1,014 74,751 1.38
2020-03-13 2020-03-11 4 AIG AMERICAN INTERNATIONAL GROUP INC
2020 Stock Option (Right to Buy)
A - Award 377,192 377,192
2020-03-13 2020-03-11 4 AIG AMERICAN INTERNATIONAL GROUP INC
2020 Restricted Stock Units
A - Award 85,362 85,362
2020-03-13 2019-03-18 4/A AIG AMERICAN INTERNATIONAL GROUP INC
2019 Stock Option (Right to Buy)
A - Award 343,980 343,980
2020-03-13 2019-03-18 4/A AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 64,845 64,845
2020-01-22 2020-01-17 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
F - Taxes -23,469 100,923 -18.87 52.90 -1,241,510 5,338,827
2020-01-03 2020-01-01 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
M - Exercise -59,357 0 -100.00
2020-01-03 2020-01-01 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
M - Exercise 59,357 124,392 91.27
2019-12-30 2019-12-26 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 412 66,011 0.63
2019-12-30 2019-12-26 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 460 73,737 0.63
2019-12-30 2019-12-26 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 370 59,357 0.63
2019-10-01 2019-09-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 365 65,599 0.56
2019-10-01 2019-09-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 408 73,277 0.56
2019-10-01 2019-09-30 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 329 58,987 0.56
2019-07-01 2019-06-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 389 65,234 0.60
2019-07-01 2019-06-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 435 72,869 0.60
2019-07-01 2019-06-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 350 58,658 0.60
2019-04-02 2019-03-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 523 72,434 0.73
2019-04-02 2019-03-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 420 58,308 0.73
2019-03-20 2019-03-19 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Stock Option (Right to Buy)
A - Award 343,980 343,980
2019-03-20 2019-03-19 4 AIG AMERICAN INTERNATIONAL GROUP INC
2019 Restricted Stock Units
A - Award 64,845 64,845
2019-03-08 2019-03-06 4 JCI Johnson Controls International plc
Ordinary Shares
F - Taxes -2,040 29,236 -6.52 35.16 -71,726 1,027,939
2018-12-28 2018-12-26 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 605 71,911 0.85
2018-12-28 2018-12-26 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 488 57,888 0.85
2018-10-01 2018-09-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 426 71,306 0.60
2018-10-01 2018-09-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 342 57,400 0.60
2018-07-10 3/A AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
17
2018-07-02 2018-06-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 411 70,880 0.58
2018-07-02 2018-06-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 332 57,058 0.59
2018-04-02 2018-03-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 410 70,469 0.59
2018-04-02 2018-03-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 330 56,726 0.59
2018-03-15 2018-03-14 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Stock Option (Right to Buy)
A - Award 351,170 351,170
2018-03-15 2018-03-14 4 AIG AMERICAN INTERNATIONAL GROUP INC
2018 Restricted Stock Units
A - Award 70,059 70,059
2018-03-12 2018-03-08 4 JCI Johnson Controls International plc
Ordinary Shares
A - Award 4,119 31,118 15.26
2018-03-08 2018-03-07 4 JCI Johnson Controls International plc
Ordinary Shares
F - Taxes -1,868 26,999 -6.47 37.07 -69,247 1,000,853
2017-12-26 2017-12-22 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 302 56,396 0.54
2017-11-13 2017-11-08 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
G - Gift 19,600 19,600
2017-11-13 2017-11-08 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
G - Gift -19,600 0 -100.00
2017-10-02 2017-09-29 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 299 56,094 0.54
2017-08-10 2017-08-08 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
G - Gift 19,600 19,600
2017-08-10 2017-08-08 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
G - Gift -19,600 60,400 -24.50
2017-08-03 2017-08-02 4 JCI Johnson Controls International plc
Ordinary Shares
G - Gift -8,926 28,819 -23.65 39.00 -348,069 1,123,804
2017-08-03 2017-08-01 4 JCI Johnson Controls International plc
Ordinary Shares
G - Gift -449 37,746 -1.18 38.84 -17,441 1,466,250
2017-06-30 2017-06-28 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 276 55,795 0.50
2017-05-19 2017-05-18 4 AIG AMERICAN INTERNATIONAL GROUP INC
Common Stock
P - Purchase 80,000 80,000 61.48 4,918,248 4,918,248
2017-05-16 2017-05-15 4 AIG AMERICAN INTERNATIONAL GROUP INC
Stock Option E (Right to Buy)
A - Award 100,000 100,000
2017-05-16 2017-05-15 4 AIG AMERICAN INTERNATIONAL GROUP INC
Stock Option D (Right to Buy)
A - Award 200,000 200,000
2017-05-16 2017-05-15 4 AIG AMERICAN INTERNATIONAL GROUP INC
Stock Option C (Right to Buy)
A - Award 300,000 300,000
2017-05-16 2017-05-15 4 AIG AMERICAN INTERNATIONAL GROUP INC
Stock Option B (Right to Buy)
A - Award 400,000 400,000
2017-05-16 2017-05-15 4 AIG AMERICAN INTERNATIONAL GROUP INC
Stock Option A (Right to Buy)
A - Award 500,000 500,000
2017-05-16 2017-05-14 4 AIG AMERICAN INTERNATIONAL GROUP INC
2017 Restricted Stock Units
A - Award 55,519 55,519
2017-03-13 2017-03-10 4 JCI Johnson Controls International plc
Ordinary Shares
F - Taxes -2,008 38,150 -5.00 41.23 -82,790 1,572,924
2017-03-13 2017-03-09 4 JCI Johnson Controls International plc
Ordinary Shares
A - Award 3,797 40,158 10.44
2016-09-07 2016-09-02 4 JCI TYCO INTERNATIONAL plc
Deferred Stock Units
M - Exercise -18,238 0 -100.00
2016-09-07 2016-09-02 4 JCI TYCO INTERNATIONAL plc
Common Shares
M - Exercise 18,238 36,003 102.66
2016-03-14 2016-03-10 4 TYC TYCO INTERNATIONAL plc
Common Shares
A - Award 3,953 18,544 27.09
2016-03-08 2016-03-05 4 TYC TYCO INTERNATIONAL plc
Common Shares
F - Taxes -1,610 14,591 -9.94 36.14 -58,193 527,392
2015-03-09 2015-03-06 4 TYC TYCO INTERNATIONAL plc
Common Shares
F - Taxes -890 16,129 -5.23 42.28 -37,634 682,015
2015-03-09 2015-03-05 4 TYC TYCO INTERNATIONAL plc
Common Shares
A - Award 3,281 17,019 23.88
2014-03-11 2014-03-07 4 TYC TYCO INTERNATIONAL LTD
Common Shares
F - Taxes -960 13,693 -6.55 43.88 -42,120 600,780
2014-03-10 2014-03-06 4 TYC TYCO INTERNATIONAL LTD
Common Shares
A - Award 2,740 14,653 23.00
2013-03-12 2013-03-08 4 TYC TYCO INTERNATIONAL LTD
Common Shares
F - Taxes -582 11,847 -4.68 31.97 -18,607 378,749
2013-03-11 2013-03-07 4 TYC TYCO INTERNATIONAL LTD
Common Shares
A - Award 3,769 12,429 43.52
2013-02-14 2012-12-24 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -16,285 0 -100.00
2013-02-14 2012-12-19 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift 16,285 0 -100.00
2013-02-14 2012-12-19 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -16,285 15,242 -51.65
2012-12-05 2012-12-04 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
S - Sale -25,000 31,527 -44.23 34.87 -871,640 1,099,208
2012-12-05 2012-11-15 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -57,150 56,527 -50.27
2012-11-14 2012-11-14 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -4,348 113,677 -3.68
2012-11-14 2012-11-12 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Stock Options (Right to Buy)
M - Exercise -100,000 326,798 -23.43
2012-11-14 2012-11-12 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
S - Sale -100,000 118,025 -45.87 34.06 -3,406,360 4,020,356
2012-11-14 2012-11-12 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
M - Exercise 100,000 218,025 84.73
2012-11-14 2012-11-09 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Stock Options (Right to Buy)
M - Exercise -480,392 426,798 -52.95
2012-11-14 2012-11-09 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
S - Sale -480,392 118,025 -80.28 34.21 -16,435,075 4,037,848
2012-11-14 2012-11-09 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
M - Exercise 480,392 598,417 407.03
2012-11-14 2012-06-01 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -3,000 118,025 -2.48
2012-11-14 2012-05-23 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -3,855 121,025 -3.09
2012-11-14 2012-04-03 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -755 124,880 -0.60
2012-03-13 2012-03-10 4 TYC TYCO INTERNATIONAL LTD
Common Shares
F - Taxes -693 8,617 -7.44 52.75 -36,556 454,547
2012-03-12 2012-03-08 4 TYC TYCO INTERNATIONAL LTD
Common Shares
A - Award 2,282 9,310 32.47
2012-03-02 2012-02-29 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
S - Sale -46,280 125,635 -26.92 31.66 -1,465,192 3,977,516
2012-02-28 2012-02-24 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Stock Options (Right to Buy)
A - Award 724,338 724,338
2012-02-28 2012-02-24 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Restricted Stock Units
A - Award 64,686 138,991 87.05
2012-02-17 2012-02-15 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Restricted Stock Units
M - Exercise -86,838 74,305 -53.89
2012-02-17 2012-02-15 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
F - Taxes -40,558 171,915 -19.09 31.85 -1,291,772 5,475,493
2012-02-17 2012-02-15 4 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
M - Exercise 86,838 212,473 69.12
2012-02-15 2011-12-06 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -5,000 125,635 -3.83
2012-02-15 2011-05-17 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -100 125,635 -0.08
2012-02-15 2011-05-17 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift 100 100
2012-02-15 2011-05-17 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -100 125,635 -0.08
2012-02-15 2011-03-31 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -1,000 125,635 -0.79
2012-02-15 2011-03-15 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -3,500 125,635 -2.71
2012-02-15 2011-03-08 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -42,000 125,635 -25.05
2012-02-15 2011-03-07 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -500 125,635 -0.40
2012-02-15 2011-03-03 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -35,000 125,635 -21.79
2012-02-15 2011-02-28 5 MMC MARSH & MCLENNAN COMPANIES, INC.
Common Stock
G - Gift -1,000 125,635 -0.79
2010-03-15 2010-03-11 4 TYC TYCO INTERNATIONAL LTD /BER/
Common Shares
A - Award 3,163 5,434 139.28
2007-10-03 2007-10-01 4 TYC TYCO INTERNATIONAL LTD /BER/
Deferred Stock Units
A - Award 2,655 12,274 27.60
2007-05-18 2007-05-16 4 ACE ACE LTD
Ordinary Shares
F - Taxes -2,897 520,425 -0.55 61.92 -179,382 32,224,695
2005-10-05 2005-10-03 4 TYC TYCO INTERNATIONAL LTD /BER/
Deferred Stock Units
A - Award 4,241 10,338 69.56
2005-05-31 2005-05-19 4 ACE ACE LTD
Ordinary Shares
G - Gift -2,500 844,067 -0.30
2004-03-29 3 TYC TYCO INTERNATIONAL LTD /BER/
Common Shares
241
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)