簡介

本頁面提供了有關 Gilles Cottier 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Gilles Cottier已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:PTHN / Patheon N.V. President, Pharma Dev Svcs 0
US:SIAL / Sigma-Aldrich Corporation EVP & Pres. SAFC Commercial 0
如何解讀這些圖表

以下圖表顯示了在Gilles Cottier進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Gilles Cottier 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2017-08-31 2017-08-29 4 PTHN Patheon N.V.
Options (Right to Buy)
D - Sale to Issuer -123,754 0 -100.00
2017-08-31 2017-08-29 4 PTHN Patheon N.V.
Ordinary Shares
U - Other -70,141 0 -100.00
2016-07-22 2016-07-20 4 PTHN Patheon N.V.
Options (Right to Buy)
A - Award 123,754 123,754
2016-07-22 2016-07-20 4 PTHN Patheon N.V.
Restricted Stock Units (Ordinary Shares)
A - Award 70,141 70,141
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
Restricted Stock Unit
D - Sale to Issuer -2,430 0 -100.00
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
Restricted Stock Unit
D - Sale to Issuer -2,835 0 -100.00
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
D - Sale to Issuer -14,701 0 -100.00 93.07 -1,368,222
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
D - Sale to Issuer -1,074 0 -100.00 93.07 -99,957
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
D - Sale to Issuer -21,666 0 -100.00 76.34 -1,653,982
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
D - Sale to Issuer -1,309 0 -100.00 76.34 -99,929
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option, Right to Buy
D - Sale to Issuer -20,078 0 -100.00 70.32 -1,411,885
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option, Right to Buy
D - Sale to Issuer -20,680 0 -100.00 62.49 -1,292,293
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
D - Sale to Issuer -21,943 0 -100.00 48.61 -1,066,649
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
D - Sale to Issuer -15,736 0 -100.00 37.56 -591,044
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
D - Sale to Issuer -1,940 0 -100.00 61.71 -119,717
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
D - Sale to Issuer -16,550 0 -100.00 52.76 -873,178
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
Common Stock
D - Sale to Issuer -13,239 0 -100.00 140.00 -1,853,460
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
Common Stock
D - Sale to Issuer -2,430 13,239 -15.51 140.00 -340,200 1,853,460
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
Common Stock
A - Award 2,430 15,669 18.35
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
Common Stock
D - Sale to Issuer -2,835 13,239 -17.64 140.00 -396,900 1,853,460
2015-11-19 2015-11-18 4 SIAL SIGMA ALDRICH CORP
Common Stock
A - Award 2,835 16,074 21.41
2015-09-11 2015-09-10 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -520 0 -100.00
2015-09-11 2015-09-10 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -520 13,239 -3.78 139.65 -72,618 1,848,826
2015-09-11 2015-09-10 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 520 13,759 3.93 70.32 36,566 967,533
2015-09-10 2015-09-08 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -302 520 -36.74
2015-09-10 2015-09-08 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -302 13,239 -2.23 139.76 -42,208 1,850,283
2015-09-10 2015-09-08 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 302 13,541 2.28 70.32 21,237 952,203
2015-08-31 2015-08-27 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -600 822 -42.19
2015-08-31 2015-08-27 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option, Right to Buy
M - Exercise -200 0 -100.00
2015-08-31 2015-08-27 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -800 13,239 -5.70 139.78 -111,826 1,850,581
2015-08-31 2015-08-27 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 600 14,039 4.46 70.32 42,192 987,222
2015-08-31 2015-08-27 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 200 13,439 1.51 62.49 12,498 839,803
2015-08-10 2015-08-06 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option, Right to Buy
M - Exercise -300 200 -60.00
2015-08-10 2015-08-06 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -300 13,239 -2.22 139.75 -41,925 1,850,150
2015-08-10 2015-08-06 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 300 13,539 2.27 62.49 18,747 846,052
2015-08-06 2015-08-05 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option, Right to Buy
M - Exercise -1,100 500 -68.75
2015-08-06 2015-08-05 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -100 13,239 -0.75 139.76 -13,976 1,850,283
2015-08-06 2015-08-05 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -1,000 13,339 -6.97 139.75 -139,750 1,864,125
2015-08-06 2015-08-05 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 1,100 14,339 8.31 62.49 68,739 896,044
2015-03-16 2015-02-19 4 SIAL SIGMA ALDRICH CORP
Common Stock
G - Gift -600 13,239 -4.34
2015-03-11 2015-03-09 4 SIAL SIGMA ALDRICH CORP
Common Stock
F - Taxes -1,658 13,839 -10.70 138.07 -228,920 1,910,751
2015-03-11 2015-03-09 4 SIAL SIGMA ALDRICH CORP
Common Stock
A - Award 4,969 15,497 47.20
2014-05-29 2014-05-28 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -12,000 10,528 -53.27 98.10 -1,177,174 1,032,774
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -2,057 0 -100.00
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -2,664 0 -100.00
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
M - Exercise -17,600 0 -100.00
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 2,057 22,528 10.05 48.61 99,991 1,095,086
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 2,664 20,471 14.96 37.56 100,060 768,891
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -17,600 17,807 -49.71 94.00 -1,654,400 1,673,858
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 17,600 35,407 98.84 41.62 732,512 1,473,639
2014-02-12 2014-02-11 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -11,000 17,807 -38.19 94.00 -1,034,000 1,673,858
2014-02-12 2014-02-10 4 SIAL SIGMA ALDRICH CORP
Restricted Stock Unit
A - Award 2,430 2,430
2014-02-12 2014-02-10 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
A - Award 1,074 1,074
2014-02-12 2014-02-10 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
A - Award 14,701 14,701
2014-02-12 2014-02-10 4 SIAL SIGMA ALDRICH CORP
Common Stock
F - Taxes -1,398 28,807 -4.63 93.07 -130,112 2,681,067
2014-02-12 2014-02-10 4 SIAL SIGMA ALDRICH CORP
Common Stock
A - Award 4,096 30,205 15.69
2013-05-30 2013-05-28 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
M - Exercise -5,981 0 -100.00 34.03 -203,533
2013-05-30 2013-05-28 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -5,981 26,109 -18.64 85.30 -510,181 2,227,106
2013-05-30 2013-05-28 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 5,981 32,090 22.91 34.03 203,533 1,092,023
2013-05-23 2013-05-22 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
M - Exercise -5,319 5,981 -47.07 34.03 -181,006 203,533
2013-05-23 2013-05-22 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -5,319 26,109 -16.92 85.03 -452,268 2,220,017
2013-05-23 2013-05-22 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 5,319 31,428 20.37 34.03 181,006 1,069,495
2013-05-03 2013-05-03 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -7,084 26,109 -21.34 79.00 -559,636 2,062,611
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -60 0 -100.00
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -1,850 0 -100.00
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -2,400 0 -100.00
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
M - Exercise -8,700 0 -100.00
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
M - Exercise -20,000 0 -100.00
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 60 33,193 0.18 61.71 3,703 2,048,340
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 1,850 33,133 5.91 52.76 97,606 1,748,097
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 2,400 31,283 8.31 41.62 99,888 1,301,998
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 8,700 28,883 43.11 34.03 296,061 982,888
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -20,000 20,183 -49.77 78.51 -1,570,206 1,584,573
2013-05-01 2013-04-30 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 20,000 40,183 99.09 28.82 576,500 1,158,275
2013-02-13 2013-02-11 4 SIAL SIGMA ALDRICH CORP
Restricted Stock Unit
A - Award 2,835 2,835
2013-02-13 2013-02-11 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
A - Award 21,666 21,666
2013-02-13 2013-02-11 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
A - Award 1,309 1,309
2013-02-13 2013-02-11 4 SIAL SIGMA ALDRICH CORP
Common Stock
A - Award 1,885 20,183 10.30
2013-02-08 2013-02-01 4 SIAL SIGMA ALDRICH CORP
Common Stock
F - Taxes -2,112 18,298 -10.35 78.04 -164,820 1,427,976
2013-01-10 2013-01-09 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right to Buy
M - Exercise -15,000 0 -100.00
2013-01-10 2013-01-09 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale X -15,000 20,410 -42.36 76.55 -1,148,205 1,562,324
2013-01-10 2013-01-09 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 15,000 35,410 73.49 28.66 429,900 1,014,851
2012-03-20 2012-02-15 4/A SIAL SIGMA ALDRICH CORP
NQ Stock Option Right To Buy
M - Exercise -11,315 3,685 -75.43
2012-03-20 2012-02-15 4/A SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -11,315 20,410 -35.67 70.91 -802,308 1,447,204
2012-03-20 2012-02-15 4/A SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 11,315 31,725 55.44 25.86 292,606 820,408
2012-03-20 2012-02-14 4/A SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
A - Award 1,422 1,422
2012-03-20 2012-02-14 4/A SIAL SIGMA ALDRICH CORP
NQ Stock Option, Right To Buy
A - Award 20,078 20,078
2012-03-20 2012-02-14 4/A SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -3,000 20,410 -12.82 70.00 -210,000 1,428,700
2012-03-20 2012-02-13 4/A SIAL SIGMA ALDRICH CORP
Common Stock
A - Award 2,816 23,410 13.67
2012-02-17 2012-02-16 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right To Buy
M - Exercise -3,685 0 -100.00
2012-02-17 2012-02-16 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -3,685 15,094 -19.62 71.71 -264,246 1,082,370
2012-02-17 2012-02-16 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 3,685 18,779 24.41 25.86 95,294 485,625
2012-02-16 2012-02-15 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right To Buy
M - Exercise -11,315 3,685 -75.43
2012-02-16 2012-02-15 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -11,315 15,094 -42.85 70.91 -802,308 1,070,264
2012-02-16 2012-02-15 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 11,315 26,409 74.96 25.86 292,606 682,937
2012-02-16 2012-02-14 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option Right To Buy
A - Award 1,422 1,422 70.32 99,995 99,995
2012-02-16 2012-02-14 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option, Right To Buy
A - Award 20,078 20,078 70.32 1,411,885 1,411,885
2012-02-16 2012-02-14 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -3,000 15,094 -16.58 70.00 -210,000 1,056,580
2012-02-16 2012-02-13 4 SIAL SIGMA ALDRICH CORP
Common Stock
A - Award 2,816 18,094 18.43
2011-02-22 2011-02-18 4/A SIAL SIGMA ALDRICH CORP
Common Stock, $1 Par Value
A - Award 1,875 20,594 10.02 62.49 117,169 1,286,919
2011-02-22 2011-02-18 4 SIAL SIGMA ALDRICH CORP
Common Stock, $1 Par Value
A - Award 3,750 22,469 20.03 62.49 234,338 1,404,088
2011-02-16 2011-02-15 4 @peanut37 SIGMA ALDRICH CORP
Common Stock, $1 Par Value
A - Award 5,500 18,719 41.61
2011-02-16 2011-02-14 4 @peanut37 SIGMA ALDRICH CORP
NQ Stock Option, Right to Buy
A - Award 20,680 20,680 62.49 1,292,293 1,292,293
2011-02-16 2011-02-14 4 @peanut37 SIGMA ALDRICH CORP
ISO Stock Option, Right to Buy
A - Award 1,600 1,600 62.49 99,984 99,984
2010-11-08 2010-11-04 4 SIAL SIGMA ALDRICH CORP
Common Stock, $1 Par Value
G - Gift -4,000 13,219 -23.23 65.35 -261,400 863,862
2010-11-02 2010-11-02 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right To Buy
M - Exercise -5,000 0 -100.00
2010-11-02 2010-11-02 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -5,000 17,219 -22.50 65.00 -325,000 1,119,235
2010-11-02 2010-11-02 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 5,000 22,219 29.04 25.32 126,575 562,474
2010-11-01 2010-10-29 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option Right To Buy
M - Exercise -10,000 5,000 -66.67
2010-11-01 2010-10-29 4 SIAL SIGMA ALDRICH CORP
Common Stock
S - Sale -10,000 17,219 -36.74 63.02 -630,238 1,085,207
2010-11-01 2010-10-29 4 SIAL SIGMA ALDRICH CORP
Common Stock
M - Exercise 10,000 27,219 58.08 25.31 253,100 688,913
2010-02-17 2010-02-17 4 SIAL SIGMA ALDRICH CORP
Common Stock, $1 Par Value
A - Award 1,650 17,219 10.60 48.61 80,206 837,016
2010-02-17 2010-02-16 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option, Right to Buy
A - Award 21,943 21,943 48.61 1,066,649 1,066,649
2010-02-17 2010-02-16 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option, Right to Buy
A - Award 2,057 2,057 48.61 99,991 99,991
2009-06-02 2009-06-02 4 SIAL SIGMA ALDRICH CORP
Common Stock, $1 Par Value
S - Sale -700 15,569 -4.30 49.14 -34,402 765,139
2009-02-19 2009-02-18 4 SIAL SIGMA ALDRICH CORP
Common Stock $1 Par Value
A - Award 1,485 16,269 10.04 37.56 55,777 611,064
2009-02-19 2009-02-17 4 SIAL SIGMA ALDRICH CORP
ISO Stock Option, Right to Buy
A - Award 2,664 2,664 37.56 100,060 100,060
2009-02-19 2009-02-17 4 SIAL SIGMA ALDRICH CORP
NQ Stock Option, Right to Buy
A - Award 15,736 15,736 37.56 591,044 591,044
2006-03-01 2006-02-27 4 SIAL SIGMA ALDRICH CORP
Stock Option, Right to Buy
M - Exercise -5,000 0 -100.00 36.00 -180,000
2006-03-01 2006-02-27 4 SIAL SIGMA ALDRICH CORP
Common Stock, $1 Par Value
M - Exercise 5,000 6,492 335.12 36.00 180,000 233,712
2006-03-01 2006-02-27 4 SIAL SIGMA ALDRICH CORP
Common Stock, $1 Par Value
M - Exercise -2,773 1,492 -65.02 64.91 -179,995 96,846
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
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