實現生命科學公司
US ˙ NasdaqCM ˙ US0044685008

簡介

本頁面提供了有關 Cohen Steven A/sac Capital Mgmt Lp 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Cohen Steven A/sac Capital Mgmt Lp已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:ACAC / Acri Capital Acquisition Corporation 10% Owner 405,508
US:TMPO / Tempo Automation Holdings Inc - Class A 10% Owner 5,351,000
US:KINZ / KINS Technology Group Inc - Class A 10% Owner 235,966
US:LAUR / Laureate Education, Inc. 10% Owner 0
US:RXDX / Prometheus Biosciences Inc 0
US:VRDN / Viridian Therapeutics, Inc. 10% Owner 426,162
US:BBW / Build-A-Bear Workshop, Inc. 10% Owner 933,825
US:MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF Director, 10% Owner 0
US:USAT / Cantaloupe Inc 10% Owner 1,949,426
US:TTWO / Take-Two Interactive Software, Inc. 5,701,610
US:USO / United States Oil Fund, LP - Limited Partnership 10% Owner 100,000
US:867652AK5 / SunPower Corp. Bond 10% Owner 519,100
US:ACHV / Achieve Life Sciences, Inc. 10% Owner 1,419,752
如何解讀這些圖表

以下圖表顯示了在Cohen Steven A/sac Capital Mgmt Lp進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

ACHV / Achieve Life Sciences, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2004-02-19 954343413 COHEN STEVEN A/SAC CAPITAL MGMT LP 150,000 8.5581 10,976 116.9607 1,283,715 731

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ACHV / Achieve Life Sciences, Inc. Insider Trades
ACHV / Achieve Life Sciences, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ACHV / Achieve Life Sciences, Inc. Insider Trades
BBW / Build-A-Bear Workshop, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2018-01-11 BBW Point72 Asset Management, L.P. 25,000 8.2998 25,000 8.2998 207,495 42 10.1000 45,005 21.69
2018-01-09 BBW Point72 Asset Management, L.P. 8,849 8.0000 8,849 8.0000 70,792
2017-12-28 BBW Point72 Asset Management, L.P. 25,000 9.2101 25,000 9.2101 230,252
2017-12-27 BBW Point72 Asset Management, L.P. 25,000 9.2110 25,000 9.2110 230,275
2017-12-26 BBW Point72 Asset Management, L.P. 25,000 9.8910 25,000 9.8910 247,275
2017-12-22 BBW Point72 Asset Management, L.P. 25,000 9.9191 25,000 9.9191 247,978
2017-12-21 BBW Point72 Asset Management, L.P. 25,000 9.4811 25,000 9.4811 237,028
2017-12-20 BBW Point72 Asset Management, L.P. 25,000 9.5989 25,000 9.5989 239,972
2017-12-19 BBW Point72 Asset Management, L.P. 25,000 9.3731 25,000 9.3731 234,328
2017-12-18 BBW Point72 Asset Management, L.P. 25,000 9.4161 25,000 9.4161 235,402
2017-12-15 BBW Point72 Asset Management, L.P. 25,000 9.1377 25,000 9.1377 228,442
2017-12-14 BBW Point72 Asset Management, L.P. 25,000 8.9266 25,000 8.9266 223,165
2017-12-13 BBW Point72 Asset Management, L.P. 25,000 8.6352 25,000 8.6352 215,880
2017-12-12 BBW Point72 Asset Management, L.P. 25,000 8.6473 25,000 8.6473 216,182
2017-12-11 BBW Point72 Asset Management, L.P. 25,000 8.6807 25,000 8.6807 217,018
2017-12-08 BBW Point72 Asset Management, L.P. 25,000 8.7970 25,000 8.7970 219,925
2017-11-28 BBW Point72 Asset Management, L.P. 10,000 8.4304 10,000 8.4304 84,304
2017-11-17 BBW Point72 Asset Management, L.P. 10,000 8.3345 10,000 8.3345 83,345
2017-11-08 BBW Point72 Asset Management, L.P. 300 7.3250 300 7.3250 2,198
2017-11-08 BBW Point72 Asset Management, L.P. 10,000 7.3630 10,000 7.3630 73,630
2017-11-06 BBW Point72 Asset Management, L.P. 10,000 7.6950 10,000 7.6950 76,950
2017-08-29 BBW Point72 Asset Management, L.P. 15,000 9.2450 15,000 9.2450 138,675
2017-08-28 BBW Point72 Asset Management, L.P. 9,000 9.1865 9,000 9.1865 82,678
2017-08-25 BBW Point72 Asset Management, L.P. 10,000 8.6333 10,000 8.6333 86,333
2017-08-24 BBW Point72 Asset Management, L.P. 7,000 8.4414 7,000 8.4414 59,090
2017-08-23 BBW Point72 Asset Management, L.P. 10,000 8.5079 10,000 8.5079 85,079
2017-05-24 BBW Point72 Asset Management, L.P. 10,000 10.7000 10,000 10.7000 107,000
2017-05-23 BBW Point72 Asset Management, L.P. 19,204 10.6459 19,204 10.6459 204,444
2017-05-22 BBW Point72 Asset Management, L.P. 20,000 10.8635 20,000 10.8635 217,270
2017-05-18 BBW Point72 Asset Management, L.P. 22,317 10.4986 22,317 10.4986 234,297
2017-05-17 BBW Point72 Asset Management, L.P. 11,286 10.5991 11,286 10.5991 119,621
2017-05-15 BBW Point72 Asset Management, L.P. 27,858 10.6595 27,858 10.6595 296,952
2017-05-12 BBW Point72 Asset Management, L.P. 8,338 10.6376 8,338 10.6376 88,696
2017-05-11 BBW Point72 Asset Management, L.P. 10,121 10.6456 10,121 10.6456 107,744
2017-05-10 BBW Point72 Asset Management, L.P. 13,073 10.6484 13,073 10.6484 139,207
2017-02-24 BBW Point72 Asset Management, L.P. 371,056 9.3122 371,056 9.3122 3,455,348
2017-02-24 BBW Point72 Asset Management, L.P. 385,196 9.9430 385,196 9.9430 3,830,004

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BBW / Build-A-Bear Workshop, Inc. Insider Trades
BBW / Build-A-Bear Workshop, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2019-03-14 BBW Point72 Asset Management, L.P. 500,000 5.2500 500,000 5.2500 2,625,000 174 2.3300 -1,460,000 -55.62
2019-03-13 BBW Point72 Asset Management, L.P. 1,550,000 5.0700 1,550,000 5.0700 7,858,500

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BBW / Build-A-Bear Workshop, Inc. Insider Trades
LAUR / Laureate Education, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2017-03-13 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 24,133 12.9700 24,133 12.9700 313,005 98 18.51 133,697 42.71
2017-03-10 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 48,267 12.7300 48,267 12.7300 614,439
2017-03-09 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 181,000 12.5500 181,000 12.5500 2,271,550
2017-03-08 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 48,268 12.8600 48,268 12.8600 620,726
2017-02-22 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 12,048 13.0000 12,048 13.0000 156,624
2017-02-01 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 120,478 12.8600 120,478 12.8600 1,549,347
2017-02-01 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 168,670 14.0000 168,670 14.0000 2,361,380

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LAUR / Laureate Education, Inc. Insider Trades
LAUR / Laureate Education, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2022-06-23 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 163,122 10.6038 163,122 10.6038 1,729,713 179 9.3300 -207,785 -12.01
2022-06-22 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 86,878 11.0435 86,878 11.0435 959,437
2022-06-21 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 114,889 11.4466 114,889 11.4466 1,315,088
2022-06-16 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 132,864 11.1262 132,864 11.1262 1,478,271
2022-06-16 LAUR COHEN STEVEN A/SAC CAPITAL MGMT LP 105,111 11.3585 105,111 11.3585 1,193,903

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

LAUR / Laureate Education, Inc. Insider Trades
MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF Insider Trades
MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MODL / Victory Portfolios II - VictoryShares WestEnd U.S. Sector ETF Insider Trades
VRDN / Viridian Therapeutics, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VRDN / Viridian Therapeutics, Inc. Insider Trades
VRDN / Viridian Therapeutics, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ACHV / Achieve Life Sciences, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VRDN / Viridian Therapeutics, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Cohen Steven A/sac Capital Mgmt Lp 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2023-02-14 3 ACAC Acri Capital Acquisition Corp
Class A Common Stock, par value $0.0001 per share 		405,508
2023-02-14 2023-02-13 4 ACAC Acri Capital Acquisition Corp
Class A Common Stock, par value $0.0001 per share 		S - Sale -42,000 363,508 -10.36 10.40 -436,800 3,780,483
2022-12-05 3 TMPO Tempo Automation Holdings, Inc.
Common Stock, par value $0.0001 per share 		5,351,000
2022-08-15 3 KINZ KINS Technology Group, Inc.
Class A Common Stock, par value $0.0001 per share 		235,966
2022-08-15 3 KINZ KINS Technology Group, Inc.
Class A Common Stock, par value $0.0001 per share 		5,000
2022-08-15 2022-08-12 4 KINZ KINS Technology Group, Inc.
Class A Common Stock, par value $0.0001 per share 		S - Sale -143,000 92,966 -60.60 10.05 -1,437,322 934,420
2022-08-15 2022-08-11 4 KINZ KINS Technology Group, Inc.
Class A Common Stock, par value $0.0001 per share 		S - Sale -5,000 235,966 -2.07 10.11 -50,550 2,385,616
2022-06-24 2022-06-23 4 LAUR LAUREATE EDUCATION, INC.
Common Stock 		S - Sale -163,122 0 -100.00 10.60 -1,729,713
2022-06-23 2022-06-22 4 LAUR LAUREATE EDUCATION, INC.
Common Stock 		S - Sale -86,878 163,122 -34.75 11.04 -959,437 1,801,438
2022-06-23 2022-06-21 4 LAUR LAUREATE EDUCATION, INC.
Common Stock 		S - Sale -114,889 250,000 -31.49 11.45 -1,315,088 2,861,650
2022-06-21 2022-06-16 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		S - Sale -105,111 364,889 -22.36 11.36 -1,193,903 4,144,592
2022-06-21 2022-06-16 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		S - Sale -132,864 470,000 -22.04 11.13 -1,478,271 5,229,314
2021-04-28 2021-03-26 4 LAUR LAUREATE EDUCATION, INC.
Class B Common Stock 		C - Conversion -3,199,192 12,796,782 -20.00
2021-04-28 2021-03-26 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		C - Conversion 3,199,192 3,817,920 517.06
2021-04-28 2020-12-08 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		J - Other -13,620 618,728 -2.15
2021-03-17 2021-03-16 4 RXDX Prometheus Biosciences, Inc.
Series D-2 Preferred Stock 		C - Conversion -10,846,968 0 -100.00
2021-03-17 2021-03-16 4 RXDX Prometheus Biosciences, Inc.
Series D-1 Preferred Stock 		C - Conversion -7,633,277 0 -100.00
2021-03-17 2021-03-16 4 RXDX Prometheus Biosciences, Inc.
Common Stock 		P - Purchase 800,000 2,648,024 43.29 19.00 15,200,000 50,312,456
2021-03-17 2021-03-16 4 RXDX Prometheus Biosciences, Inc.
Common Stock 		C - Conversion 1,084,697 1,848,024 142.10
2021-03-17 2021-03-16 4 RXDX Prometheus Biosciences, Inc.
Common Stock 		C - Conversion 763,327 763,327
2020-11-20 3 MGEN MIRAGEN THERAPEUTICS, INC.
Common Stock 		426,162
2020-05-14 2020-05-12 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		A - Award 13,620 632,348 2.20 8.26 112,501 5,223,194
2019-05-24 2019-05-22 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		A - Award 3,031 612,230 0.50 16.50 50,012 10,101,795
2019-03-15 2019-03-14 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		S - Sale -500,000 933,825 -34.87 5.25 -2,625,000 4,902,581
2019-03-15 2019-03-13 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		S - Sale -1,550,000 1,433,825 -51.95 5.07 -7,858,500 7,269,493
2018-05-25 2018-05-23 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		A - Award 3,275 609,199 0.54 15.27 50,009 9,302,469
2018-01-16 2018-01-11 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,983,825 0.84 8.30 207,495 24,765,151
2018-01-11 2018-01-09 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 8,849 2,958,825 0.30 8.00 70,792 23,670,600
2018-01-02 2017-12-28 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,949,976 0.85 9.21 230,252 27,169,574
2017-12-28 2017-12-27 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,924,976 0.86 9.21 230,275 26,941,954
2017-12-28 2017-12-26 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,899,976 0.87 9.89 247,275 28,683,663
2017-12-26 2017-12-22 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,874,976 0.88 9.92 247,978 28,517,174
2017-12-26 2017-12-21 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,849,976 0.88 9.48 237,028 27,020,907
2017-12-21 2017-12-20 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,824,976 0.89 9.60 239,972 27,116,662
2017-12-21 2017-12-19 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,799,976 0.90 9.37 234,328 26,244,455
2017-12-19 2017-12-18 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,774,976 0.91 9.42 235,402 26,129,452
2017-12-19 2017-12-15 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,749,976 0.92 9.14 228,442 25,128,456
2017-12-15 2017-12-14 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,724,976 0.93 8.93 223,165 24,324,771
2017-12-15 2017-12-13 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,699,976 0.93 8.64 215,880 23,314,833
2017-12-13 2017-12-12 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,674,976 0.94 8.65 216,182 23,131,320
2017-12-13 2017-12-11 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,649,976 0.95 8.68 217,018 23,003,647
2017-12-13 2017-12-08 4/A BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,624,976 0.96 8.80 219,925 23,091,914
2017-12-11 2017-12-08 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,642,976 0.95 8.80 219,925 23,250,260
2017-12-11 2017-12-07 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 25,000 2,599,976 0.97 8.60 214,922 22,351,734
2017-11-30 2017-11-28 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,000 2,574,976 0.39 8.43 84,304 21,708,078
2017-11-21 2017-11-17 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,000 2,564,976 0.39 8.33 83,345 21,377,792
2017-11-13 2017-11-08 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,000 2,554,976 0.39 7.36 73,630 18,812,288
2017-11-13 2017-11-08 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 300 2,544,976 0.01 7.32 2,198 18,641,949
2017-11-08 2017-11-06 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,000 2,544,676 0.39 7.70 76,950 19,581,282
2017-08-31 2017-08-29 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 15,000 2,534,676 0.60 9.24 138,675 23,433,080
2017-08-29 2017-08-28 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 9,000 2,519,676 0.36 9.19 82,678 23,147,004
2017-08-29 2017-08-25 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,000 2,510,676 0.40 8.63 86,333 21,675,419
2017-08-25 2017-08-24 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 7,000 2,500,676 0.28 8.44 59,090 21,109,206
2017-08-25 2017-08-23 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,000 2,493,676 0.40 8.51 85,079 21,215,946
2017-06-05 2017-06-01 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		A - Award 3,060 605,924 0.51 16.34 50,000 9,900,798
2017-05-26 2017-05-24 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,000 2,483,676 0.40 10.70 107,000 26,575,333
2017-05-24 2017-05-23 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 19,204 2,473,676 0.78 10.65 204,444 26,334,507
2017-05-24 2017-05-22 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 20,000 2,454,472 0.82 10.86 217,270 26,664,157
2017-05-19 2017-05-18 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 22,317 2,434,472 0.93 10.50 234,297 25,558,548
2017-05-19 2017-05-17 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 11,286 2,412,155 0.47 10.60 119,621 25,566,672
2017-05-16 2017-05-15 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 27,858 2,400,869 1.17 10.66 296,952 25,592,063
2017-05-16 2017-05-12 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 8,338 2,373,011 0.35 10.64 88,696 25,243,142
2017-05-12 2017-05-11 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 10,121 2,364,673 0.43 10.65 107,744 25,173,363
2017-05-12 2017-05-10 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 13,073 2,354,552 0.56 10.65 139,207 25,072,212
2017-03-17 2017-03-13 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		P - Purchase 24,133 602,864 4.17 12.97 313,005 7,819,146
2017-03-17 2017-03-10 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		P - Purchase 48,267 578,731 9.10 12.73 614,439 7,367,246
2017-03-17 2017-03-09 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		P - Purchase 181,000 530,464 51.79 12.55 2,271,550 6,657,323
2017-03-17 2017-03-08 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		P - Purchase 48,268 349,464 16.03 12.86 620,726 4,494,107
2017-03-17 2017-02-22 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		P - Purchase 12,048 301,196 4.17 13.00 156,624 3,915,548
2017-03-17 2017-02-01 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		P - Purchase 168,670 289,148 140.00 14.00 2,361,380 4,048,072
2017-03-17 2017-02-01 4 LAUR LAUREATE EDUCATION, INC.
Class A Common Stock 		P - Purchase 120,478 120,478 12.86 1,549,347 1,549,347
2017-03-07 2017-02-24 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 385,196 2,341,479 19.69 9.94 3,830,004 23,281,326
2017-03-07 2017-02-24 4 BBW BUILD A BEAR WORKSHOP INC
Common Stock, par value $0.01 per share 		P - Purchase 371,056 1,956,283 23.41 9.31 3,455,348 18,217,299
2017-03-06 3 BBW BUILD A BEAR WORKSHOP INC
Common Stock 		3,170,254
2017-03-06 3 BBW BUILD A BEAR WORKSHOP INC
Common Stock 		3,170,254
2017-03-06 3 BBW BUILD A BEAR WORKSHOP INC
Common Stock 		3,170,254
2017-03-06 3 BBW BUILD A BEAR WORKSHOP INC
Common Stock 		3,170,254
2012-08-21 2012-08-20 4 MODL MModal Inc.
Equity Swap (obligation to sell) 		X - Other -1 0 -100.00
2012-08-21 2012-08-20 4 MODL MModal Inc.
Common Stock 		X - Other -100 0 -100.00 10.93 -1,093
2012-08-21 2012-08-20 4 MODL MModal Inc.
Common Stock 		J - Other 100 100 14.00 1,400 1,400
2012-08-21 2012-08-17 4 MODL MModal Inc.
Common Stock 		S - Sale -304,175 0 -100.00 14.00 -4,258,450
2012-08-21 2012-08-17 4 MODL MModal Inc.
Common Stock 		S - Sale -1,484,689 0 -100.00 14.00 -20,785,646
2012-08-21 2012-08-17 4 MODL MModal Inc.
Common Stock 		S - Sale -15,768,938 0 -100.00 14.00 -220,765,132
2012-08-21 2012-08-17 4 MODL MModal Inc.
Common Stock, par value $0.10 per share (the "Common Stock") 		S - Sale -2,489 0 -100.00 14.00 -34,846
2012-02-17 2012-01-30 4 MODL MModal Inc.
Common Stock 		S - Sale -800 2,489 -24.32 10.81 -8,648 26,906
2012-02-17 2012-01-27 4 MODL MModal Inc.
Equity Swap (obligation to sell) 		J - Other 1 1
2012-02-17 2012-01-27 4 MODL MModal Inc.
Common Stock 		P - Purchase 600 3,289 22.31 10.89 6,534 35,817
2012-02-17 2012-01-26 4 MODL MModal Inc.
Common Stock 		S - Sale -511 2,689 -15.97 10.93 -5,585 29,391
2012-02-17 2012-01-26 4 MODL MModal Inc.
Common Stock, par value $0.10 per share (the "Common Stock") 		P - Purchase 3,200 3,200 10.81 34,592 34,592
2010-02-24 2010-02-23 4 USAT USA TECHNOLOGIES INC
Common Stock, No Par Value 		S - Sale -1,000 1,949,426 -0.05 1.58 -1,579 3,078,728
2009-03-12 2008-10-01 4 USAT USA TECHNOLOGIES INC
Warrant 		J - Other 0 1 0.00
2009-01-05 2008-12-30 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -5,700 0 -100.00
2009-01-05 2008-12-30 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 5,700 1,950,426 0.29 1.91 10,872 3,720,048
2009-01-05 2008-12-30 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -5,700 1,944,726 -0.29 5.61 -32,003 10,918,664
2009-01-05 2008-12-29 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -2,100 5,700 -26.92
2009-01-05 2008-12-29 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -3,100 0 -100.00
2009-01-05 2008-12-29 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 2,100 1,950,426 0.11 1.97 4,127 3,832,977
2009-01-05 2008-12-29 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -2,100 1,948,326 -0.11 5.61 -11,790 10,938,876
2009-01-05 2008-12-29 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 3,100 1,950,426 0.16 1.97 6,092 3,832,977
2009-01-05 2008-12-29 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -3,100 1,947,326 -0.16 5.77 -17,875 11,228,282
2009-01-05 2008-12-26 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -5,500 3,100 -63.95
2009-01-05 2008-12-26 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -300 0 -100.00
2009-01-05 2008-12-26 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 5,500 1,950,426 0.28 1.87 10,277 3,644,566
2009-01-05 2008-12-26 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -5,500 1,944,926 -0.28 5.77 -31,713 11,214,443
2009-01-05 2008-12-26 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 300 1,950,426 0.02 1.87 561 3,644,566
2009-01-05 2008-12-26 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -300 1,950,126 -0.02 5.85 -1,754 11,403,557
2009-01-05 2008-12-19 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -8,000 300 -96.39
2009-01-05 2008-12-19 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -400 0 -100.00
2009-01-05 2008-12-19 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 8,000 1,950,426 0.41 1.79 14,355 3,499,844
2009-01-05 2008-12-19 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -8,000 1,942,426 -0.41 5.85 -46,781 11,358,530
2009-01-05 2008-12-19 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 400 1,950,426 0.02 1.79 718 3,499,844
2009-01-05 2008-12-19 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -400 1,950,026 -0.02 5.97 -2,387 11,636,195
2009-01-05 2008-12-18 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -7,700 400 -95.06
2009-01-05 2008-12-18 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -700 0 -100.00
2009-01-05 2008-12-18 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 7,700 1,950,426 0.40 1.63 12,574 3,185,046
2009-01-05 2008-12-18 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -7,700 1,942,726 -0.39 5.97 -45,947 11,592,635
2009-01-05 2008-12-18 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 700 1,950,426 0.04 1.63 1,143 3,185,046
2009-01-05 2008-12-18 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -700 1,949,726 -0.04 6.36 -4,452 12,400,842
2009-01-05 2008-12-17 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -6,900 700 -90.79
2009-01-05 2008-12-17 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 6,900 1,950,426 0.36 1.39 9,614 2,717,724
2009-01-05 2008-12-17 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -6,900 1,943,526 -0.35 6.36 -43,886 12,361,408
2009-01-05 2008-12-16 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -100 7,600 -1.30
2009-01-05 2008-12-16 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -4,100 0 -100.00
2009-01-05 2008-12-16 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 100 1,950,426 0.01 1.27 127 2,472,360
2009-01-05 2008-12-16 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -100 1,950,326 -0.01 6.36 -636 12,404,658
2009-01-05 2008-12-16 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 4,100 1,950,426 0.21 1.27 5,197 2,472,360
2009-01-05 2008-12-16 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -4,100 1,946,326 -0.21 6.36 -26,060 12,371,043
2009-01-05 2008-12-15 4/A USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -4,100 4,100 -50.00
2009-01-05 2008-12-15 4/A USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 4,100 1,950,426 0.21 1.17 4,800 2,283,559
2009-01-05 2008-12-15 4/A USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -4,100 1,946,326 -0.21 6.36 -26,060 12,371,043
2008-12-31 2008-12-30 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -2,900 5,700 -33.72
2008-12-31 2008-12-30 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -2,800 0 -100.00
2008-12-31 2008-12-30 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 2,900 1,950,426 0.15 1.91 5,531 3,720,048
2008-12-31 2008-12-30 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -2,900 1,947,526 -0.15 5.77 -16,721 11,229,435
2008-12-31 2008-12-30 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 2,800 1,950,426 0.14 1.91 5,340 3,720,048
2008-12-31 2008-12-30 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -2,800 1,947,626 -0.14 5.85 -16,373 11,388,938
2008-12-30 2008-12-26 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -5,500 2,800 -66.27
2008-12-30 2008-12-26 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -300 0 -100.00
2008-12-30 2008-12-26 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 5,500 1,950,426 0.28 1.87 10,277 3,644,566
2008-12-30 2008-12-26 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -5,500 1,944,926 -0.28 5.85 -32,162 11,373,149
2008-12-30 2008-12-26 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 300 1,950,426 0.02 1.87 561 3,644,566
2008-12-30 2008-12-26 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -300 1,950,126 -0.02 5.97 -1,790 11,636,792
2008-12-23 2008-12-19 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -7,800 300 -96.30
2008-12-23 2008-12-19 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -600 0 -100.00
2008-12-23 2008-12-19 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 7,800 1,950,426 0.40 1.79 13,996 3,499,844
2008-12-23 2008-12-19 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -7,800 1,942,626 -0.40 5.97 -46,544 11,592,038
2008-12-23 2008-12-19 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 600 1,950,426 0.03 1.79 1,077 3,499,844
2008-12-23 2008-12-19 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -600 1,949,826 -0.03 6.36 -3,816 12,402,063
2008-12-19 2008-12-18 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -7,100 600 -92.21
2008-12-19 2008-12-18 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -1,300 0 -100.00
2008-12-19 2008-12-18 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 7,100 1,950,426 0.37 1.63 11,594 3,185,046
2008-12-19 2008-12-18 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -7,100 1,943,326 -0.36 6.36 -45,160 12,360,719
2008-12-19 2008-12-18 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 1,300 1,950,426 0.07 1.63 2,123 3,185,046
2008-12-19 2008-12-18 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -1,300 1,949,126 -0.07 6.36 -8,263 12,388,840
2008-12-19 2008-12-17 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		X - Other -6,900 1,300 -84.15
2008-12-19 2008-12-17 4 USAT USA TECHNOLOGIES INC
Common Stock 		J - Other 6,900 1,950,426 0.36 1.39 9,614 2,717,724
2008-12-19 2008-12-17 4 USAT USA TECHNOLOGIES INC
Common Stock 		X - Other -6,900 1,943,526 -0.35 6.36 -43,857 12,353,246
2008-12-19 2007-11-27 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		J - Other 7,800 7,800
2008-12-19 2007-11-23 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		J - Other 8,600 8,600
2008-12-19 2007-11-21 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		J - Other 8,300 8,300
2008-12-19 2007-11-20 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		J - Other 8,100 8,100
2008-12-19 2007-11-19 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		J - Other 7,700 7,700
2008-12-19 2007-11-16 4 USAT USA TECHNOLOGIES INC
Equity Swap (obligation to sell) 		J - Other 8,200 8,200
2007-10-19 2007-10-17 4 USAT USA TECHNOLOGIES INC
Common Stock, no par value 		P - Purchase 283,759 1,950,426 17.03 7.00 1,986,313 13,652,982
2007-07-19 3 LAUR LAUREATE EDUCATION, INC.
Common Stock, par value $0.01 per share 		40,000
2007-04-03 2007-03-29 4/A TTWO TAKE TWO INTERACTIVE SOFTWARE INC
+ Common Stock, $0.01 par value 		J - Other 0 5,701,610 0.00
2007-04-02 2007-03-29 4 TTWO TAKE TWO INTERACTIVE SOFTWARE INC
+ Common Stock, $0.01 par value 		J - Other 0 5,701,610 0.00
2007-03-22 3 USAT USA TECHNOLOGIES INC
Common Stock, no par value 		1,666,667
2007-03-13 3 TTWO TAKE TWO INTERACTIVE SOFTWARE INC
Common Stock, $0.01 par value 		5,701,610
2006-04-25 2006-04-25 4 USO United States Oil Fund, LP
Units 		S - Sale -50,000 100,000 -33.33 70.82 -3,541,000 7,082,000
2006-04-25 3 USO United States Oil Fund, LP
Units 		150,000
2006-02-03 2006-02-02 4 SPWR SUNPOWER CORP
Call (right to buy) 		S - Sale -1,500 519,100 -0.29 0.15 -225 77,865
2006-02-03 2006-01-26 4 SPWR SUNPOWER CORP
Call (right to buy) 		P - Purchase 1,500 669,100 0.22 0.26 390 173,966
2006-02-03 2006-01-26 4 SPWR SUNPOWER CORP
Call (right to buy) 		P - Purchase 56 519,100 0.01 0.55 31 285,505
2006-02-03 2006-01-26 4 SPWR SUNPOWER CORP
Call (right to buy) 		P - Purchase 86 513,500 0.02 0.55 47 282,425
2006-02-03 2006-01-26 4 SPWR SUNPOWER CORP
Call (right to buy) 		P - Purchase 49 504,900 0.01 0.50 24 252,450
2006-02-03 2006-01-26 4 SPWR SUNPOWER CORP
Class A Common Stock, par value $0.001 per share 		P - Purchase 3,080 400,880 0.77 33.90 104,412 13,589,832
2006-02-03 2006-01-26 4 SPWR SUNPOWER CORP
Class A Common Stock, par value $0.001 per share 		P - Purchase 5,310 397,800 1.35 33.70 178,947 13,405,860
2004-02-23 2004-02-19 4 954343413 SONUS PHARMACEUTICALS INC
Common Stock, par value $0.001 per share 		P - Purchase -10,000 1,419,752 -0.70 8.50 -85,000 12,067,892
2004-02-23 2004-02-19 4 954343413 SONUS PHARMACEUTICALS INC
Common Stock, par value $0.001 per share 		P - Purchase -25,000 1,429,752 -1.72 8.66 -216,550 12,384,512
2004-02-23 2004-02-19 4 954343413 SONUS PHARMACEUTICALS INC
Common Stock, par value $0.001 per share 		P - Purchase -150,000 1,454,752 -9.35 8.56 -1,283,715 12,449,913
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）