簡介

本頁面提供了有關 Chiyue cheung 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Chiyue cheung已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:NPTN / NeoPhotonics Corporation Chief Operating Officer 0
如何解讀這些圖表

以下圖表顯示了在Chiyue cheung進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Chiyue cheung 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -2,666 0 -100.00 16.00 -42,656
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -10,000 2,666 -78.95 16.00 -160,000 42,656
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 12,666 375.09
2022-08-02 2022-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,666 2,666
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -13,475 0 -100.00 15.73 -211,917
2022-07-22 2022-07-20 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,475 13,475
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -16,250 0 -100.00 15.63 -253,966
2022-07-06 2022-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 16,250 16,250
2021-12-10 2021-12-09 4 NPTN NEOPHOTONICS CORP
Stock Appreciation Right
M - Exercise -75,000 0 -100.00
2021-12-10 2021-12-09 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -75,000 0 -100.00 15.32 -1,149,000
2021-12-10 2021-12-09 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 75,000 75,000 5.11 383,250 383,250
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -30,000 0 -100.00 15.04 -451,200
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -29,000 0 -100.00 15.04 -436,160
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -33,000 0 -100.00 15.04 -496,320
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -29,000 0 -100.00 15.04 -436,160
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 29,000 29,000 8.07 234,030 234,030
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -33,000 0 -100.00 15.04 -496,320
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 33,000 33,000 7.59 250,470 250,470
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -30,000 0 -100.00 15.04 -451,200
2021-11-08 2021-11-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 30,000 30,000 12.27 368,100 368,100
2021-08-03 2021-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -10,000 0 -100.00 9.41 -94,128
2021-08-03 2021-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -2,667 10,000 -21.05 9.41 -25,104 94,128
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,000 20,000 -33.33 9.41 -94,128 188,256
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,667 2,666 -50.01 9.41 -25,104 25,095
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 12,667 374.95
2021-08-03 2021-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,667 2,667
2021-07-22 2021-07-20 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 53,900 53,900
2021-07-06 2021-07-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -6,500 0 -100.00 10.12 -65,768
2021-07-06 2021-07-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -9,750 6,500 -60.00 10.12 -98,652 65,768
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -6,500 16,250 -28.57
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -9,750 22,750 -30.00
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,500 16,250 66.67
2021-07-06 2021-07-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 9,750 9,750
2021-06-08 2021-06-07 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -14,400 0 -100.00 10.52 -151,455
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -14,400 0 -100.00
2021-06-08 2021-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 14,400 14,400
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,500 0 -100.00 11.70 -146,284
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -25,000 0 -100.00 11.80 -295,000
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -25,000 0 -100.00 11.80 -295,000
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 25,000 25,000 3.30 82,500 82,500
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -12,500 0 -100.00 11.70 -146,284
2021-04-15 2021-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,500 12,500 3.50 43,750 43,750
2021-04-13 2021-04-12 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -11,500 0 -100.00 11.73 -134,867
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,500 34,500 -25.00
2021-04-13 2021-04-09 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,500 11,500
2021-03-26 2021-03-26 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -11,154 0 -100.00 11.76 -131,125
2021-03-26 2021-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,154 0 -100.00
2021-03-26 2021-03-25 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,154 11,154
2021-02-16 2021-02-11 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -13,000 0 -100.00 12.57 -163,419
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -13,000 32,500 -28.57
2021-02-10 2021-02-08 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,000 13,000
2021-01-26 2021-01-26 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -19,500 0 -100.00 11.82 -230,441
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -19,500 45,500 -30.00 11.82 -230,441 537,696
2021-01-26 2021-01-22 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 19,500 19,500 11.82 230,441 230,441
2020-08-04 2020-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -5,620 0 -100.00 9.55 -53,699
2020-08-04 2020-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,620 0 -100.00
2020-08-04 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,620 5,620
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -2,667 0 -100.00 8.87 -23,649
2020-08-03 2020-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -10,000 2,667 -78.95 8.87 -88,671 23,649
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,000 30,000 -25.00
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,667 5,333 -33.34
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,667 12,667 26.67
2020-08-03 2020-07-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 10,000
2020-06-08 2020-06-05 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -10,800 0 -100.00 9.69 -104,626
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,800 14,400 -42.86
2020-06-08 2020-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,800 10,800
2020-05-13 2020-05-12 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -5,000 0 -100.00 9.80 -49,000
2020-05-13 2020-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -5,000 0 -100.00 9.80 -49,000
2020-05-13 2020-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,000 5,000 3.50 17,500 17,500
2020-05-07 2020-05-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -9,000 0 -100.00 8.80 -79,200
2020-05-07 2020-05-05 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale X -9,000 0 -100.00 8.80 -79,200
2020-05-07 2020-05-05 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 9,000 9,000 3.50 31,500 31,500
2020-04-15 2020-04-14 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -8,504 0 -100.00 8.62 -73,319
2020-04-15 2020-04-13 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -8,504 0 -100.00
2020-04-15 2020-04-13 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 8,504 8,504
2020-04-13 2020-04-09 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 46,000 46,000
2020-03-27 2020-03-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 11,154 11,154
2020-02-03 2020-01-31 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -3,706 0 -100.00 7.80 -28,910
2020-02-03 2020-01-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -3,706 0 -100.00
2020-02-03 2020-01-30 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 3,706 3,706
2019-12-23 2019-12-20 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 0 -100.00 8.80 -52,800
2019-12-23 2019-12-20 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -6,000 0 -100.00 8.80 -52,800
2019-12-23 2019-12-20 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,000 6,000 3.50 21,000 21,000
2019-11-04 2019-11-01 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 0 -100.00 7.80 -46,800
2019-11-04 2019-11-01 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -6,000 0 -100.00 7.80 -46,800
2019-11-04 2019-11-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,000 6,000 3.50 21,000 21,000
2019-08-06 2019-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -6,400 0 -100.00 4.23 -27,059
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -6,400 0 -100.00
2019-08-06 2019-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,400 6,400
2019-08-02 2019-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -5,620 0 -100.00 4.60 -25,870
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,620 5,620 -50.00
2019-08-02 2019-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,620 5,620
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 40,000 51,706 341.71
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 3,706 11,706 46.32
2019-08-01 2019-07-30 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 8,000 8,000
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -10,800 25,200 -30.00
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -10,800 0 -100.00 4.07 -43,944
2019-06-05 2019-06-04 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,800 10,800
2019-05-14 2019-05-13 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,000 0 -100.00 5.79 -69,472
2019-05-14 2019-05-13 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -12,000 0 -100.00 5.79 -69,472
2019-05-14 2019-05-13 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,000 12,000 3.50 42,000 42,000
2019-04-12 2019-04-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 8,504 8,504
2018-10-30 2018-10-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -5,500 0 -100.00 7.83 -43,090
2018-10-30 2018-10-29 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,500 0 -100.00
2018-10-30 2018-10-29 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,500 5,500
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -5,000 0 -100.00 8.11 -40,545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -5,000 0 -100.00 8.11 -40,545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -5,000 0 -100.00 8.11 -40,545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -5,000 0 -100.00 8.11 -40,545
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,000 5,000 3.50 17,500 17,500
2018-09-12 2018-09-10 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,000 5,000 3.50 17,500 17,500
2018-08-03 2018-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,800 0 -100.00 6.52 -31,318
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,800 6,400 -42.86
2018-08-03 2018-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,800 4,800
2018-08-01 2018-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -5,620 0 -100.00 6.36 -35,729
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,620 11,240 -33.33
2018-08-01 2018-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,620 5,620
2018-07-26 2018-07-25 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 65,000 65,000
2018-06-12 2018-06-10 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 36,000 36,000
2018-05-01 2018-04-30 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -5,500 0 -100.00 5.19 -28,528
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,500 5,500 -50.00
2018-05-01 2018-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,500 5,500
2017-08-04 2017-08-03 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -4,800 0 -100.00 7.56 -36,302
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,800 11,200 -30.00
2017-08-04 2017-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,800 4,800
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 16,860 16,860
2017-08-02 2017-07-31 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 29,000 29,000
2017-07-06 2017-07-03 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -10,000 0 -100.00 7.66 -76,616
2017-07-06 2017-07-03 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -10,000 0 -100.00 7.66 -76,616
2017-07-06 2017-07-03 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 10,000 3.50 35,000 35,000
2017-05-01 2017-04-28 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -11,000 0 -100.00 7.70 -84,744
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -11,000 11,000 -50.00
2017-05-01 2017-04-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 11,000 11,000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,500 12,500 -50.00 14.80 -185,000 185,000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -5,000 5,000 -50.00 14.80 -74,000 74,000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -12,500 0 -100.00 14.80 -185,000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,500 12,500 3.50 43,750 43,750
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -5,000 0 -100.00 14.80 -74,000
2016-08-16 2016-08-15 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,000 5,000 3.50 17,500 17,500
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -9,000 9,000 -50.00 13.80 -124,200 124,200
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 6,000 -50.00 13.80 -82,800 82,800
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -6,000 0 -100.00 13.80 -82,800
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,000 6,000 3.50 21,000 21,000
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -9,000 0 -100.00 13.80 -124,200
2016-08-08 2016-08-05 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 9,000 9,000 3.50 31,500 31,500
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 16,000 16,000
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 30,000 30,000
2016-08-03 2016-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -5,833 0 -100.00 12.32 -71,867
2016-08-03 2016-08-01 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,833 0 -100.00
2016-08-03 2016-08-01 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,833 5,833
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -6,000 6,000 -50.00 12.82 -76,901 76,901
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -12,000 12,000 -50.00 12.82 -153,809 153,809
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -12,000 0 -100.00 12.82 -153,809
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 12,000 12,000 3.50 42,000 42,000
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -6,000 0 -100.00 12.82 -76,901
2016-07-26 2016-07-25 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 6,000 6,000 3.50 21,000 21,000
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise X -5,000 5,000 -50.00 11.85 -59,256 59,256
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise X -5,000 5,000 -50.00 11.85 -59,257 59,257
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise X -10,000 10,000 -50.00 11.86 -118,625 118,625
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -5,000 0 -100.00 11.85 -59,257
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,000 5,000 3.50 17,500 17,500
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,000 5,000 3.50 17,500 17,500
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -5,000 0 -100.00 11.85 -59,256
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -10,000 0 -100.00 11.86 -118,625
2016-05-04 2016-05-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 10,000 10,000 3.50 35,000 35,000
2016-03-10 2016-03-09 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
M - Exercise -25,000 25,000 -50.00 11.08 -276,948 276,948
2016-03-10 2016-03-09 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -25,000 0 -100.00 11.08 -276,948
2016-03-10 2016-03-09 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 25,000 25,000 3.30 82,500 82,500
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 22,000 22,000
2015-10-29 2015-10-27 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 33,000 33,000
2015-08-05 2015-08-04 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -2,200 0 -100.00 8.61 -18,951
2015-08-05 2015-08-04 4 NPTN NEOPHOTONICS CORP
Common Stock
D - Sale to Issuer -5,833 2,200 -72.61 8.61 -50,246 18,951
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,833 5,833 -50.00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,200 0 -100.00
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,833 8,033 265.14
2015-08-04 2015-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,200 2,200
2015-05-14 2015-05-13 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -13,420 0 -100.00 6.89 -92,464
2015-05-13 2015-05-12 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -13,420 0 -100.00
2015-05-13 2015-05-12 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 13,420 13,420
2015-03-31 2015-03-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 13,420 13,420
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -12,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -12,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -25,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -18,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -10,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -10,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -24,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -10,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
D - Sale to Issuer -20,000 0 -100.00
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 25,000 25,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 10,000 10,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 10,000 10,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 18,000 18,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 12,000 12,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 24,000 24,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 10,000 10,000
2014-12-23 2014-12-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 20,000 20,000
2014-10-10 2014-10-08 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 50,000 50,000
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -5,834 11,666 -33.34
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,200 2,200 -50.00
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,000 0 -100.00
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 5,834 12,034 94.10
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,000 6,200 181.82
2014-08-29 2014-08-27 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,200 2,200
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
A - Award 17,500 17,500
2013-09-20 2013-09-18 4 NPTN NEOPHOTONICS CORP
Non-Qualified Stock Option (right to buy)
A - Award 25,000 25,000
2013-08-12 2013-08-09 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -6,200 0 -100.00 6.85 -42,497
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -2,200 4,400 -33.33
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (right to acquire)
M - Exercise -4,000 4,000 -50.00
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,000 6,200 181.82
2013-08-01 2013-07-31 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 2,200 2,200
2013-06-13 2013-06-11 4 NPTN NEOPHOTONICS CORP
Stock Appreciation Right
A - Award 75,000 75,000
2012-08-14 2012-08-10 4 NPTN NEOPHOTONICS CORP
Common Stock
S - Sale -4,000 0 -100.00 4.89 -19,560
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire)
M - Exercise -4,000 8,000 -33.33
2012-08-06 2012-08-02 4 NPTN NEOPHOTONICS CORP
Common Stock
M - Exercise 4,000 4,000
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Restricted Stock Units (Right to acquire)
A - Award -6,600 134,600 -4.67
2012-08-02 2012-07-31 4 NPTN NEOPHOTONICS CORP
Stock Option (Right to buy)
A - Award -10,000 128,000 -7.25
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)