簡介

本頁面提供了有關 James B Buda 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示James B Buda已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:CAT / Caterpillar Inc. Executive Vice President 43,290
如何解讀這些圖表

以下圖表顯示了在James B Buda進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 James B Buda 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2017-05-03 2017-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -519 43,290 -1.18 102.20 -53,042 4,424,238
2017-05-01 2017-04-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 33 30,772 0.11 102.26 3,375 3,146,745
2017-03-14 2017-03-10 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 72 30,739 0.23 92.31 6,646 2,837,517
2017-01-04 2016-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 75 30,667 0.25 92.74 6,956 2,844,058
2016-12-01 2016-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 72 30,592 0.24 95.56 6,880 2,923,372
2016-11-01 2016-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 83 30,520 0.27 83.46 6,927 2,547,199
2016-10-04 2016-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 78 30,437 0.26 88.77 6,924 2,701,892
2016-09-02 2016-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 84 30,359 0.28 81.95 6,884 2,487,920
2016-08-02 2016-07-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 84 30,275 0.28 82.76 6,952 2,505,559
2016-07-01 2016-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 91 30,191 0.30 75.81 6,899 2,288,780
2016-06-02 2016-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 96 30,100 0.32 72.51 6,961 2,182,551
2016-05-03 2016-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -519 43,881 -1.17 77.35 -40,145 3,394,195
2016-05-03 2016-04-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 50 30,004 0.17 77.72 3,886 2,331,911
2016-03-09 2016-03-07 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 69,652 69,652
2016-01-05 2015-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 102 24,954 0.41 67.96 6,932 1,695,874
2015-12-02 2015-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 95 24,852 0.38 72.65 6,902 1,805,498
2015-11-03 2015-10-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 95 24,757 0.39 72.99 6,934 1,807,013
2015-10-02 2015-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 106 24,662 0.43 65.36 6,928 1,611,908
2015-09-02 2015-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 90 24,556 0.37 76.44 6,880 1,877,061
2015-08-04 2015-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 88 24,466 0.36 78.63 6,919 1,923,762
2015-07-02 2015-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 24,378 0.33 84.82 6,870 2,067,742
2015-06-02 2015-05-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 24,297 0.33 85.32 6,911 2,073,020
2015-05-05 2015-05-01 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -762 35,460 -2.10 87.52 -66,690 3,103,459
2015-05-04 2015-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 44 24,216 0.18 86.88 3,823 2,103,886
2015-03-10 2015-03-06 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 1,826 23,502 8.42 80.06 146,190 1,881,570
2015-03-04 2015-03-02 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 100,595 100,565 -335,316.67
2015-01-05 2014-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 75 21,676 0.35 92.59 6,944 2,006,981
2014-12-02 2014-11-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 69 21,601 0.32 100.60 6,941 2,173,061
2014-11-03 2014-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 68 21,532 0.32 101.41 6,896 2,183,560
2014-10-02 2014-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 70 21,464 0.33 99.03 6,932 2,125,580
2014-09-03 2014-08-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 64 21,394 0.30 109.07 6,980 2,333,444
2014-08-04 2014-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award -69 21,330 -0.32 100.75 -6,952 2,148,998
2014-07-31 2014-07-30 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -2,925 0 -100.00
2014-07-31 2014-07-30 4 CAT CATERPILLAR INC
Common Stock
S - Sale -2,306 36,787 -5.90 105.00 -242,130 3,862,635
2014-07-31 2014-07-30 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -619 39,093 -1.56 104.69 -64,803 4,092,646
2014-07-31 2014-07-30 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 2,925 39,712 7.95 22.17 64,847 880,415
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -68,251 0 -100.00
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -48,144 0 -100.00
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -53,871 36,787 -59.42 105.24 -5,669,535 3,871,567
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -14,380 90,658 -13.69 105.22 -1,513,064 9,539,035
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 68,251 105,038 185.53 22.17 1,513,125 2,328,692
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,651 36,787 -28.48 105.24 -1,541,912 3,871,567
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -33,493 51,438 -39.44 105.22 -3,524,133 5,412,306
2014-07-31 2014-07-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 48,144 84,931 130.87 73.20 3,524,141 6,216,949
2014-07-02 2014-06-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 64 21,261 0.30 108.67 6,955 2,310,433
2014-06-03 2014-05-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 68 21,197 0.32 102.23 6,952 2,166,969
2014-05-01 2014-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 41 20,495 0.20 105.40 4,321 2,160,173
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -47,342 0 -100.00
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Stock Appreciation Right
M - Exercise -48,000 0 -100.00
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -18,718 36,787 -33.72 105.00 -1,965,390 3,862,635
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -28,624 55,505 -34.02 104.26 -2,984,338 5,786,951
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 47,342 84,129 128.69 63.04 2,984,440 5,303,492
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
S - Sale -14,830 36,787 -28.73 105.00 -1,557,150 3,862,635
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
D - Sale to Issuer -33,170 51,617 -39.12 104.26 -3,458,304 5,381,588
2014-05-01 2014-04-29 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 48,000 84,787 130.48 72.05 3,458,400 6,108,903
2014-03-05 2014-03-03 4 CAT CATERPILLAR INC
Employee Stock Options
A - Award 75,682 75,682
2014-02-03 2014-01-31 4 CAT CATERPILLAR INC
Common Stock
S - Sale -9,580 36,787 -20.66 94.16 -902,053 3,463,864
2014-01-03 2013-12-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 76 20,454 0.37 90.81 6,902 1,857,428
2013-12-03 2013-11-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 82 20,378 0.40 84.60 6,937 1,723,979
2013-11-04 2013-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 83 20,296 0.41 83.36 6,919 1,691,875
2013-10-02 2013-09-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 83 19,959 0.42 83.40 6,922 1,664,581
2013-09-03 2013-08-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 84 19,876 0.42 82.54 6,933 1,640,565
2013-08-02 2013-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 84 19,792 0.43 82.06 6,893 1,624,132
2013-07-02 2013-06-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 84 19,708 0.43 82.49 6,929 1,625,713
2013-06-04 2013-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 81 19,624 0.41 85.80 6,950 1,683,739
2013-05-02 2013-04-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 23 63,158 0.04 84.67 1,947 5,347,588
2013-03-06 2013-03-04 4 CAT CATERPILLAR INC
Common Stock
F - Taxes -1,532 46,016 -3.22 91.04 -139,481 4,189,527
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -3,261 0 -100.00
2013-03-06 2013-03-01 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 3,261 47,548 7.36
2013-03-05 2013-03-04 4 CAT CATERPILLAR INC
Employee Stock Option
A - Award 65,135 63,135 -3,256.75
2013-02-04 2013-01-31 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -70,000 0 -100.00
2013-02-04 2013-01-31 4 CAT CATERPILLAR INC
Common Stock
S - Sale -7,361 44,287 -14.25 99.25 -730,609 4,395,666
2013-02-04 2013-01-31 4 CAT CATERPILLAR INC
Common Stock
S - Sale -70,000 51,646 -57.54 98.21 -6,874,700 5,072,154
2013-02-04 2013-01-31 4 CAT CATERPILLAR INC
Common Stock
M - Exercise 70,000 121,646 135.54 45.64 3,194,975 5,552,228
2013-01-07 2013-01-03 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 69 18,593 0.37
2012-12-04 2012-11-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 70 18,524 0.38
2012-11-06 2012-11-02 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -64,000 0 -100.00
2012-11-06 2012-11-02 4 CAT CATERPILLAR INC
Common
S - Sale -64,000 51,646 -55.34 86.98 -5,566,720 4,492,169
2012-11-06 2012-11-02 4 CAT CATERPILLAR INC
Common
M - Exercise 64,000 115,646 123.92 38.63 2,472,320 4,467,405
2012-11-02 2012-10-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 71 18,454 0.39
2012-10-02 2012-09-28 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 70 18,383 0.38
2012-09-05 2012-08-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 70 18,313 0.38
2012-08-02 2012-07-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 71 18,243 0.39
2012-07-03 2012-06-29 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 71 18,032 0.40
2012-06-04 2012-05-31 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 45 17,961 0.25
2012-05-03 2012-05-01 4 CAT CATERPILLAR INC
Common
A - Award 5,000 51,496 10.75
2012-03-07 2012-03-05 4 CAT CATERPILLAR INC
Employee Stock Option (right to buy)
A - Award 44,258 44,258
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Restricted Stock Units
M - Exercise -4,449 0 -100.00
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Common
F - Taxes -1,845 46,318 -3.83 112.87 -208,245 5,227,913
2012-03-06 2012-03-02 4 CAT CATERPILLAR INC
Common
M - Exercise 4,449 48,163 10.18
2012-03-05 2012-03-02 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 862 17,623 5.14
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Employee Stock Option
M - Exercise -54,000 0 -100.00
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Common
S - Sale -54,000 43,714 -55.26 115.00 -6,210,000 5,027,110
2012-02-23 2012-02-21 4 CAT CATERPILLAR INC
Common
M - Exercise 54,000 97,714 123.53 27.14 1,465,695 2,652,202
2012-01-03 2011-12-30 4 CAT CATERPILLAR INC
Phantom Stock Units
A - Award 53 16,761 0.32
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)