Hercules Capital, Inc. - 公司債/票據
US ˙ NYSE ˙ US4270968476

簡介

本頁面提供了有關 Scott Bluestein 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Scott Bluestein已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:HTGC / Hercules Capital, Inc. Chief Executive Officer 2,495,986
如何解讀這些圖表

以下圖表顯示了在Scott Bluestein進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

HCXY / Hercules Capital, Inc. - Corporate Bond/Note內部人士買入 - 短期收益分析

在這一部分,我們分析了在 HCXY / Hercules Capital, Inc. - Corporate Bond/Note 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2026-02-27 HTGC Bluestein Scott 7,000 14.3500 7,000 14.3500 100,450 67 16.5700 15,540 15.47
2026-02-24 HTGC Bluestein Scott 30,000 15.0800 30,000 15.0800 452,400

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HCXY / Hercules Capital, Inc. - Corporate Bond/Note Insider Trades
HCXY / Hercules Capital, Inc. - Corporate Bond/Note內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 HCXY / Hercules Capital, Inc. - Corporate Bond/Note 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2014-05-07 HTGC Bluestein Scott 17,733 14.2400 17,733 14.2400 252,518 365 13.3400 -15,959 -6.32

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HCXY / Hercules Capital, Inc. - Corporate Bond/Note Insider Trades
歷史內部人交易

該表格顯示了由 Scott Bluestein 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-04-13 2026-04-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -9,741 2,495,986 -0.39 14.74 -143,582 36,790,834
2026-04-13 2026-04-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,652 2,505,727 -0.42 14.74 -157,010 36,934,416
2026-02-27 2026-02-27 4 HTGC Hercules Capital, Inc.
Common Stock
P - Purchase 7,000 2,516,379 0.28 14.35 100,450 36,110,039
2026-02-24 2026-02-24 4 HTGC Hercules Capital, Inc.
Common Stock
P - Purchase 30,000 2,509,379 1.21 15.08 452,400 37,841,435
2026-01-13 2026-01-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -13,431 2,479,379 -0.54 18.59 -249,682 46,091,656
2026-01-13 2026-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -50,081 2,492,810 -1.97 18.59 -931,006 46,341,338
2026-01-12 2026-01-08 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 298,794 2,542,891 13.31 18.24 5,450,003 46,382,332
2025-10-15 2025-10-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -13,431 2,244,097 -0.59 16.70 -224,298 37,476,420
2025-10-14 2025-10-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,652 2,257,528 -0.47 17.06 -181,723 38,513,428
2025-07-15 2025-07-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -13,431 2,268,180 -0.59 18.94 -254,383 42,959,329
2025-07-11 2025-07-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,593 2,281,611 -0.46 18.56 -196,606 42,346,700
2025-04-15 2025-04-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -13,307 2,292,204 -0.58 16.83 -223,957 38,577,793
2025-04-11 2025-04-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,370 2,305,511 -0.45 17.49 -181,371 40,323,387
2025-01-14 2025-01-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -22,006 2,315,881 -0.94 19.73 -434,178 45,692,332
2025-01-13 2025-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 241,742 2,337,887 11.53 19.98 4,830,005 46,710,982
2025-01-13 2025-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -43,034 2,096,145 -2.01 19.98 -859,819 41,880,977
2024-10-15 2024-10-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -22,027 2,139,179 -1.02 19.63 -432,390 41,992,084
2024-09-27 2024-09-26 4 HTGC Hercules Capital, Inc.
Common Stock
S - Sale X -100,000 2,161,207 -4.42 19.59 -1,958,640 42,330,265
2024-07-15 2024-07-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -21,928 2,261,207 -0.96 21.11 -462,900 47,734,080
2024-04-15 2024-04-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -21,926 2,283,135 -0.95 18.41 -403,658 42,032,515
2024-01-30 2024-01-12 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -9,044 2,305,061 -0.39 17.58 -158,994 40,522,972
2024-01-30 2024-01-11 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -59,861 2,314,105 -2.52 17.48 -1,046,370 40,450,555
2024-01-17 2024-01-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -9,158 2,304,619 -0.40 17.58 -160,998 40,515,202
2024-01-16 2024-01-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -60,189 2,313,777 -2.54 17.48 -1,052,104 40,444,822
2024-01-10 2024-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 264,368 2,373,966 12.53 17.40 4,600,003 41,307,008
2023-10-16 2023-10-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,740 2,109,598 -0.41 16.25 -142,025 34,280,968
2023-10-13 2023-10-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -7,815 2,118,338 -0.37 16.26 -127,072 34,444,176
2023-07-17 2023-07-12 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,740 2,126,153 -0.41 15.73 -137,480 33,444,387
2023-07-17 2023-07-11 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -7,815 2,134,893 -0.36 15.55 -121,523 33,197,586
2023-07-13 2023-07-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,853 2,125,939 -0.41 15.73 -139,258 33,441,020
2023-07-13 2023-07-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -7,916 2,134,792 -0.37 15.55 -123,094 33,196,016
2023-05-03 2023-05-02 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -749,872 2,142,708 -25.92 13.05 -9,785,830 27,962,339
2023-05-03 2023-05-02 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 1,669,089 2,892,580 136.42 13.05 21,781,611 37,748,169
2023-05-03 2023-05-02 4 HTGC Hercules Capital, Inc.
Performance Stock Units
D - Sale to Issuer -1,669,089 0 -100.00 13.05 -21,781,611
2023-04-14 2023-04-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,740 1,223,491 -0.71 12.45 -108,813 15,232,463
2023-04-13 2023-04-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -7,815 1,232,231 -0.63 12.43 -97,140 15,316,631
2023-03-13 2023-03-09 4 HTGC Hercules Capital, Inc.
Performance Stock Units
A - Award 54,858 1,669,089 3.40 13.83 758,686 23,083,501
2023-01-17 2023-01-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 1,240,046 -0.83 13.65 -142,247 16,926,628
2023-01-17 2023-01-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,263 1,250,467 -0.66 13.69 -113,120 17,118,893
2023-01-13 2023-01-11 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -21,224 1,258,730 -1.66 13.50 -286,524 16,992,855
2023-01-13 2023-01-11 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 333,333 1,279,954 35.21 13.50 4,499,996 17,279,379
2022-11-22 2022-11-21 4 HTGC Hercules Capital, Inc.
Common Stock
S - Sale X -100,000 946,621 -9.55 14.16 -1,416,000 13,404,153
2022-11-21 2022-11-17 4 HTGC Hercules Capital, Inc.
Performance Stock Units
A - Award 56,157 1,614,231 3.60 14.15 794,622 22,841,369
2022-10-14 2022-10-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 1,046,621 -0.99 12.66 -131,930 13,250,222
2022-10-14 2022-10-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,740 1,057,042 -0.82 12.10 -105,754 12,790,208
2022-08-18 2022-08-16 4 HTGC Hercules Capital, Inc.
Performance Stock Units
A - Award 48,508 1,558,074 3.21 15.56 754,784 24,243,631
2022-07-19 2022-07-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,844 1,065,782 -0.27 13.82 -39,304 14,729,107
2022-07-14 2022-07-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 1,068,626 -0.97 13.78 -143,601 14,725,666
2022-07-14 2022-07-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,740 1,079,047 -0.80 13.77 -120,350 14,858,477
2022-05-25 2022-05-24 4 HTGC Hercules Capital, Inc.
Performance Stock Units
A - Award 51,208 1,509,566 3.51 13.67 700,013 20,635,767
2022-05-09 2022-05-06 4 HTGC Hercules Capital, Inc.
Performance Stock Units
A - Award 1,458,358 1,458,358
2022-04-19 2022-04-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,843 1,087,787 -0.26 18.59 -52,851 20,221,960
2022-04-14 2022-04-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 1,090,630 -0.95 18.54 -193,205 20,220,280
2022-04-14 2022-04-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -8,740 1,101,051 -0.79 18.30 -159,942 20,149,233
2022-02-01 2022-01-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,947 1,109,791 -0.98 17.88 -195,732 19,843,063
2022-02-01 2022-01-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 24,683 1,120,738 2.25 17.88 441,332 20,038,795
2022-02-01 2022-01-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -24,683 0 -100.00 17.88 -441,332
2022-01-18 2022-01-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,843 1,096,055 -0.26 17.63 -50,122 19,323,450
2022-01-18 2022-01-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 1,098,898 -0.94 17.73 -184,764 19,483,462
2022-01-14 2022-01-12 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -35,314 1,109,319 -3.09 17.75 -626,824 19,690,412
2022-01-12 2022-01-11 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 211,429 1,144,633 22.66 17.50 3,700,008 20,031,078
2022-01-11 2022-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -50,077 933,204 -5.09 17.03 -852,811 15,892,464
2022-01-11 2022-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 137,531 983,281 16.26 17.03 2,342,153 16,745,275
2022-01-11 2022-01-09 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -137,531 24,683 -84.78 17.03 -2,342,153 420,351
2021-12-21 2021-10-31 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -24,630 158,993 -13.41 17.67 -435,212 2,809,406
2021-12-21 2021-08-18 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -417 925,011 -0.05 16.98 -7,081 15,706,687
2021-12-21 2021-08-18 4/A HTGC Hercules Capital, Inc.
Common Stock
A - Award 939 925,428 0.10 16.98 15,944 15,713,767
2021-12-21 2021-08-18 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -939 183,623 -0.51 16.98 -15,944 3,117,919
2021-12-21 2021-08-18 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 4,144 184,562 2.30 16.98 70,365 3,133,863
2021-11-19 2021-11-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -237 845,750 -0.03 16.94 -4,015 14,327,005
2021-11-19 2021-11-17 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 534 845,987 0.06 16.94 9,046 14,331,020
2021-11-19 2021-11-17 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -534 162,214 -0.33 16.94 -9,046 2,747,905
2021-11-19 2021-11-17 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 3,755 162,748 2.36 16.94 63,610 2,756,951
2021-11-16 2021-11-15 4 HTGC Hercules Capital, Inc.
Common Stock
S - Sale X -80,000 845,453 -8.64 17.11 -1,368,800 14,465,701
2021-11-02 2021-10-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,924 925,453 -1.17 17.67 -193,027 16,352,755
2021-11-02 2021-10-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 24,630 936,377 2.70 17.67 435,212 16,545,782
2021-11-02 2021-10-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -24,630 155,353 -13.68 17.67 -435,212 2,745,088
2021-10-18 2021-10-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,843 911,747 -0.31 17.40 -49,468 15,864,398
2021-10-15 2021-10-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 914,590 -1.13 17.27 -179,971 15,794,969
2021-08-20 2021-08-18 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -417 925,199 -0.05 16.98 -7,081 15,709,879
2021-08-20 2021-08-18 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 1,127 925,616 0.12 16.98 19,136 15,716,960
2021-08-20 2021-08-18 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -1,127 179,983 -0.62 16.98 -19,136 3,056,111
2021-08-20 2021-08-18 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 3,017 181,110 1.69 16.98 51,229 3,075,248
2021-08-03 2021-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,884 924,489 -1.16 17.27 -187,967 15,965,925
2021-08-03 2021-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 24,539 935,373 2.69 17.27 423,789 16,153,892
2021-08-03 2021-07-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -24,539 178,093 -12.11 17.27 -423,789 3,075,666
2021-07-19 2021-07-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,844 910,834 -0.31 17.11 -48,661 15,584,370
2021-07-15 2021-07-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 913,678 -1.13 17.25 -179,762 15,760,946
2021-05-21 2021-05-19 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -561 924,100 -0.06 16.95 -9,509 15,663,495
2021-05-21 2021-05-19 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 1,264 924,661 0.14 16.95 21,425 15,673,004
2021-05-21 2021-05-19 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -1,264 202,632 -0.62 16.95 -21,425 3,434,612
2021-05-21 2021-05-19 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -70 203,896 -0.03 16.95 -1,186 3,456,037
2021-05-21 2021-05-19 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 4,638 203,966 2.33 16.95 78,614 3,457,224
2021-05-04 2021-04-30 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,820 923,397 -1.16 17.41 -188,376 16,076,342
2021-05-04 2021-04-30 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 24,396 934,217 2.68 17.41 424,734 16,264,718
2021-05-04 2021-04-30 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -24,396 199,328 -10.90 17.41 -424,734 3,470,300
2021-04-20 2021-04-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,843 909,822 -0.31 17.00 -48,331 15,466,974
2021-04-15 2021-04-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,421 912,665 -1.13 16.90 -176,115 15,424,038
2021-03-19 2021-03-18 4 HTGC Hercules Capital, Inc.
Common Stock
S - Sale X -80,000 923,086 -7.98 15.80 -1,264,000 14,584,759
2021-03-17 2021-03-15 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -639 1,003,086 -0.06 16.60 -10,607 16,651,228
2021-03-17 2021-03-15 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 1,440 1,003,725 0.14 16.60 23,904 16,661,835
2021-03-17 2021-03-15 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -1,440 223,724 -0.64 16.60 -23,904 3,713,818
2021-03-17 2021-03-15 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -66 225,164 -0.03 16.60 -1,096 3,737,722
2021-03-17 2021-03-15 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 4,958 225,230 2.25 16.60 82,303 3,738,818
2021-02-02 2021-01-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,740 1,002,285 -1.06 14.67 -157,556 14,703,521
2021-02-02 2021-01-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 24,215 1,013,025 2.45 14.67 355,234 14,861,077
2021-02-02 2021-01-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -24,215 220,272 -9.90 14.67 -355,234 3,231,390
2021-02-02 2021-01-24 4/A HTGC Hercules Capital, Inc.
Common Stock
A - Award 105,844 988,810 11.99 15.28 1,617,296 15,109,017
2021-02-02 2021-01-24 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -105,844 244,487 -30.21 15.28 -1,617,296 3,735,761
2021-02-02 2021-01-24 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -78,093 350,331 -18.23 15.28 -1,193,261 5,353,058
2021-01-26 2021-01-24 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 105,712 988,678 11.97 15.28 1,615,279 15,107,000
2021-01-26 2021-01-24 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -105,712 245,458 -30.10 15.28 -1,615,279 3,750,598
2021-01-26 2021-01-24 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -77,254 351,170 -18.03 15.28 -1,180,441 5,365,878
2021-01-20 2021-01-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,843 882,966 -0.32 14.91 -42,389 13,165,023
2021-01-14 2021-01-13 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -34,238 885,809 -3.72 14.65 -501,587 12,977,102
2021-01-14 2021-01-12 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 236,463 920,047 34.59 14.59 3,449,995 13,423,486
2021-01-12 2021-01-09 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -327 428,424 -0.08 14.80 -4,840 6,340,675
2021-01-12 2021-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,687 683,584 -0.39 14.80 -39,768 10,117,043
2020-11-18 2020-11-16 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -817 686,271 -0.12 12.89 -10,531 8,846,033
2020-11-18 2020-11-16 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 1,842 687,088 0.27 12.89 23,743 8,856,564
2020-11-18 2020-11-16 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -1,842 428,751 -0.43 12.89 -23,743 5,526,600
2020-11-18 2020-11-16 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -181 430,593 -0.04 12.89 -2,333 5,550,344
2020-11-18 2020-11-16 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 11,113 430,774 2.65 12.89 143,247 5,552,677
2020-11-03 2020-10-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,625 685,246 -1.53 11.20 -119,000 7,674,755
2020-11-03 2020-10-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 23,956 695,871 3.57 11.20 268,307 7,793,755
2020-11-03 2020-10-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -23,956 419,661 -5.40 11.20 -268,307 4,700,203
2020-10-20 2020-10-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,844 671,915 -0.42 11.63 -33,076 7,814,371
2020-10-14 2020-10-09 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -243 443,617 -0.05 12.04 -2,926 5,341,149
2020-10-14 2020-10-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -3,402 674,759 -0.50 12.04 -40,960 8,124,098
2020-08-25 2020-08-17 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -876 678,161 -0.13 11.48 -10,056 7,785,288
2020-08-25 2020-08-17 4/A HTGC Hercules Capital, Inc.
Common Stock
A - Award 1,975 679,037 0.29 11.48 22,673 7,795,345
2020-08-25 2020-08-17 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -1,975 439,740 -0.45 11.48 -22,673 5,048,215
2020-08-19 2020-08-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -171 677,276 -0.03 11.48 -1,963 7,775,128
2020-08-19 2020-08-17 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 385 677,447 0.06 11.48 4,420 7,777,092
2020-08-19 2020-08-17 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -385 441,330 -0.09 11.48 -4,420 5,066,468
2020-08-19 2020-08-17 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -180 441,715 -0.04 11.48 -2,066 5,070,888
2020-08-19 2020-08-17 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 8,008 441,895 1.85 11.48 91,932 5,072,955
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -11,340 677,062 -1.65 11.04 -125,194 7,474,764
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 25,568 688,402 3.86 11.04 282,271 7,599,958
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -25,568 433,887 -5.56 11.04 -282,271 4,790,112
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -11,340 677,062 -1.65 11.04 -125,194 7,474,764
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 25,568 688,402 3.86 11.04 282,271 7,599,958
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -25,568 433,887 -5.56 11.04 -282,271 4,790,112
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -11,340 677,062 -1.65 11.04 -125,194 7,474,764
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 25,568 688,402 3.86 11.04 282,271 7,599,958
2020-08-04 2020-07-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -25,568 433,887 -5.56 11.04 -282,271 4,790,112
2020-07-20 2020-07-17 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -11,372 662,834 -1.69 10.73 -122,022 7,112,209
2020-07-13 2020-07-09 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -44 459,455 -0.01 10.02 -441 4,603,739
2020-07-13 2020-07-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -3,402 674,206 -0.50 10.02 -34,088 6,755,544
2020-06-16 2020-03-09 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -858 668,081 -0.13 12.54 -10,759 8,377,736
2020-06-16 2020-03-09 4/A HTGC Hercules Capital, Inc.
Common Stock
A - Award 1,934 668,939 0.29 12.54 24,252 8,388,495
2020-06-16 2020-03-09 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 1,934 474,109 0.41 12.54 24,252 5,945,327
2020-05-26 2020-05-21 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -115 459,499 -0.03 11.14 -1,281 5,118,819
2020-05-26 2020-05-21 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 12,864 459,614 2.88 11.14 143,305 5,120,100
2020-05-04 2020-04-30 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -10,305 677,608 -1.50 10.26 -105,729 6,952,258
2020-05-04 2020-04-30 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 23,234 687,913 3.50 10.26 238,381 7,057,987
2020-05-04 2020-04-30 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -23,234 446,750 -4.94 10.26 -238,381 4,583,655
2020-04-13 2020-04-09 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -257 471,918 -0.05 9.09 -2,336 4,289,735
2020-04-13 2020-04-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -3,402 663,603 -0.51 9.09 -30,924 6,032,151
2020-04-02 2020-03-09 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
F - Taxes -124 472,175 -0.03 12.54 -1,555 5,921,074
2020-04-02 2020-03-09 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 14,621 472,299 3.19 12.54 183,347 5,922,629
2020-03-11 2020-03-09 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 13,021 470,699 2.85 14.08 183,336 6,627,442
2020-02-04 2020-01-31 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -40,359 667,005 -5.71 14.41 -581,573 9,611,542
2020-02-04 2020-01-31 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 91,001 707,364 14.76 14.41 1,311,324 10,193,115
2020-02-04 2020-01-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -91,001 457,678 -16.59 14.41 -1,311,324 6,595,140
2020-01-28 2020-01-24 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -505 548,679 -0.09 14.38 -7,262 7,890,004
2020-01-13 2020-01-13 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 281,943 616,363 84.31 14.15 3,989,493 8,721,536
2020-01-13 2020-01-08 4 HTGC Hercules Capital, Inc.
Common Stock
D - Sale to Issuer -2,690 334,420 -0.80 14.01 -37,687 4,685,224
2020-01-13 2020-01-01 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
D - Sale to Issuer -211 549,184 -0.04 14.01 -2,956 7,694,068
2019-11-19 2019-11-18 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 13,483 549,395 2.52 13.91 187,549 7,642,084
2019-10-11 2019-10-09 4 HTGC Hercules Capital, Inc.
Common Stock
D - Sale to Issuer -3,435 337,110 -1.01 13.14 -45,136 4,429,625
2019-08-20 2019-08-19 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 13,929 535,912 2.67 12.74 177,455 6,827,519
2019-07-18 2019-07-17 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 76,923 340,545 29.18 13.00 999,999 4,427,085
2019-07-11 2019-07-09 4 HTGC Hercules Capital, Inc.
Common Stock
D - Sale to Issuer -3,406 263,622 -1.28 12.91 -43,971 3,403,360
2019-05-22 2019-05-20 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 12,796 521,983 2.51 13.13 168,011 6,853,637
2019-04-11 2019-04-09 4 HTGC Hercules Capital, Inc.
Common Stock
D - Sale to Issuer -3,410 267,028 -1.26 12.64 -43,102 3,375,234
2019-03-13 2019-03-11 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 11,454 509,187 2.30 13.47 154,285 6,858,749
2019-02-04 2019-01-31 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 247,336 497,733 98.78 13.14 3,249,995 6,540,212
2019-01-11 2019-01-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -3,013 270,438 -1.10 12.14 -36,578 3,283,117
2019-01-11 2019-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -9,014 273,451 -3.19 12.03 -108,438 3,289,616
2018-11-21 2018-11-19 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 6,552 250,397 2.69 12.28 80,459 3,074,875
2018-11-21 2018-08-20 4/A HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 5,504 243,845 2.31 13.42 73,864 3,272,400
2018-10-15 2018-10-10 4 HTGC Hercules Capital, Inc.
Common Stock
D - Sale to Issuer -3,853 282,465 -1.35 12.80 -49,318 3,615,552
2018-08-21 2018-08-20 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 5,497 243,838 2.31 13.44 73,880 3,277,183
2018-07-12 2018-07-10 4 HTGC Hercules Capital, Inc.
Common Stock
D - Sale to Issuer -3,853 286,318 -1.33 12.93 -49,819 3,702,092
2018-05-21 2018-05-21 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 5,813 238,341 2.50 12.40 72,081 2,955,428
2018-04-12 2018-04-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -3,834 290,171 -1.30 12.09 -46,353 3,508,167
2018-03-14 2018-03-12 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 5,729 232,528 2.53 12.27 70,295 2,853,119
2018-03-13 2018-03-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,656 294,005 -0.56 12.25 -20,286 3,601,561
2018-01-12 2018-01-09 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 92,024 226,799 68.28 13.04 1,199,993 2,957,459
2018-01-12 2018-01-09 4 HTGC Hercules Capital, Inc.
Common Stock
A - Award 92,025 299,800 44.29 13.04 1,200,006 3,909,392
2018-01-12 2018-01-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -4,139 295,661 -1.38 12.93 -53,517 3,822,897
2017-12-11 2017-12-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,564 207,775 -0.75 13.34 -20,864 2,771,718
2017-11-21 2017-11-20 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 3,038 134,775 2.31 13.44 40,831 1,811,376
2017-10-11 2017-10-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,822 209,339 -1.33 12.74 -35,952 2,666,979
2017-09-11 2017-09-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,297 212,161 -0.61 12.04 -15,616 2,554,418
2017-08-22 2017-08-21 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 3,086 131,737 2.40 12.92 39,871 1,702,042
2017-07-11 2017-07-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,805 213,458 -1.30 13.43 -37,671 2,866,741
2017-06-13 2017-06-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,261 216,263 -0.58 13.05 -16,456 2,822,232
2017-05-23 2017-05-22 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 2,928 128,651 2.33 13.31 38,972 1,712,345
2017-04-11 2017-04-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,822 217,524 -1.28 15.08 -42,556 3,280,262
2017-03-14 2017-03-13 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 2,570 125,723 2.09 14.85 38,164 1,866,987
2017-03-13 2017-03-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,297 220,346 -0.59 14.69 -19,053 3,236,883
2017-03-07 2017-03-04 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -800 221,643 -0.36 14.82 -11,856 3,284,749
2017-01-26 2017-01-24 4 HTGC Hercules Capital, Inc.
Restricted Stock Units
A - Award 123,153 123,153
2017-01-13 2016-02-09 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -276 249,420 -0.11 10.32 -2,848 2,574,014
2017-01-12 2017-01-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -11,680 221,443 -5.01 14.21 -165,973 3,146,705
2016-12-12 2016-12-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,297 233,123 -0.55 13.67 -17,730 3,186,791
2016-12-06 2016-12-04 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -800 234,420 -0.34 13.55 -10,840 3,176,391
2016-09-13 2016-09-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,297 235,220 -0.55 13.53 -17,548 3,182,527
2016-09-06 2016-09-04 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -800 236,517 -0.34 13.76 -11,008 3,254,474
2016-06-13 2016-06-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,297 237,317 -0.54 12.20 -15,823 2,895,267
2016-06-07 2016-06-04 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -800 238,614 -0.33 12.33 -9,864 2,942,111
2016-04-18 2016-04-14 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,831 239,414 -0.76 12.13 -22,210 2,904,092
2016-04-11 2016-04-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -1,018 241,245 -0.42 12.23 -12,450 2,950,426
2016-04-11 2016-01-14 4/A HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -2,130 249,696 -0.85 13.83 -29,458 3,453,296
2016-03-11 2016-03-10 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -5,147 242,263 -2.08 11.38 -58,573 2,756,953
2016-03-11 2016-03-09 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -232 247,410 -0.09 11.11 -2,578 2,748,725
2016-03-07 2016-03-04 4 HTGC Hercules Capital, Inc.
Common Stock
F - Taxes -778 247,642 -0.31 11.22 -8,729 2,778,543
2016-02-10 2016-02-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -276 248,420 -0.11 10.32 -2,848 2,563,694
2016-01-19 2016-01-14 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -2,130 249,696 -0.85 2,130.00 -4,536,900 531,852,480
2016-01-12 2016-01-10 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
A - Award 104,000 251,826 70.35 12.01 1,249,040 3,024,430
2016-01-11 2016-01-10 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,183 147,826 -0.79 12.01 -14,208 1,775,390
2016-01-11 2016-01-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -276 149,009 -0.18 12.01 -3,315 1,789,598
2015-12-10 2015-12-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -325 149,285 -0.22 11.75 -3,819 1,754,099
2015-12-08 2015-12-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,093 149,610 -0.73 11.77 -12,865 1,760,910
2015-11-12 2015-11-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -325 150,703 -0.22 11.36 -3,692 1,711,986
2015-10-16 2015-10-14 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -2,184 151,028 -1.43 10.47 -22,866 1,581,263
2015-10-13 2015-10-10 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,018 153,212 -0.66 10.68 -10,872 1,636,304
2015-10-13 2015-10-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 154,230 -0.15 10.68 -2,542 1,647,176
2015-09-10 2015-09-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 154,468 -0.15 11.31 -2,692 1,747,033
2015-09-08 2015-09-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -800 154,706 -0.51 11.32 -9,056 1,751,272
2015-08-11 2015-08-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 155,506 -0.15 11.90 -2,832 1,850,521
2015-07-16 2015-07-14 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,831 155,744 -1.16 11.76 -21,533 1,831,549
2015-07-13 2015-07-10 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,018 157,575 -0.64 11.59 -11,799 1,826,294
2015-07-13 2015-07-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 158,593 -0.15 11.35 -2,701 1,800,031
2015-06-11 2015-06-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 158,831 -0.15 12.51 -2,977 1,986,976
2015-06-05 2015-06-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -800 159,069 -0.50 12.73 -10,184 2,024,948
2015-05-20 2015-05-19 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 159,869 -3.62 12.65 -75,900 2,022,343
2015-05-11 2015-05-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 165,869 -0.14 12.88 -3,065 2,136,393
2015-04-21 2015-04-20 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 166,107 -3.49 13.90 -83,400 2,308,887
2015-04-16 2015-04-14 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -7,324 172,107 -4.08 13.79 -100,998 2,373,356
2015-04-13 2015-04-10 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -4,424 179,431 -2.41 13.75 -60,830 2,467,176
2015-04-13 2015-04-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -276 183,855 -0.15 13.63 -3,762 2,505,944
2015-03-31 2015-03-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -60 184,131 -0.03 13.64 -818 2,511,547
2015-03-23 2015-03-19 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 184,191 -3.15 13.48 -80,880 2,482,895
2015-03-12 2015-03-10 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
A - Award 47,804 190,191 33.57 14.02 670,212 2,666,478
2015-03-11 2015-03-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -277 142,387 -0.19 14.53 -4,025 2,068,883
2015-03-06 2015-03-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,675 142,664 -1.16 14.46 -24,220 2,062,921
2015-03-02 2015-02-28 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -60 144,339 -0.04 15.55 -933 2,244,471
2015-02-23 2015-02-19 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 144,399 -3.99 15.36 -92,160 2,217,969
2015-02-13 2014-12-31 5 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
A - Award 1,310 150,399 0.88
2015-02-11 2015-02-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -276 149,089 -0.18 15.49 -4,275 2,309,389
2015-02-02 2015-01-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -60 149,365 -0.04 15.02 -901 2,243,462
2015-01-22 2015-01-20 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 149,425 -3.86 13.96 -83,760 2,085,973
2015-01-12 2015-01-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -276 155,425 -0.18 14.58 -4,024 2,266,096
2014-12-31 2014-12-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -51 155,701 -0.03 15.07 -769 2,346,414
2014-12-22 2014-12-19 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 155,752 -3.71 14.81 -88,860 2,306,687
2014-12-11 2014-12-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 161,752 -0.15 15.04 -3,580 2,432,750
2014-12-08 2014-12-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,440 161,990 -0.88 15.53 -22,363 2,515,705
2014-12-01 2014-11-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -61 163,430 -0.04 15.74 -960 2,572,388
2014-11-10 2014-11-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 163,491 -0.15 16.13 -3,839 2,637,110
2014-11-04 2014-11-03 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 163,729 -3.54 15.84 -95,040 2,593,467
2014-11-03 2014-10-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -51 169,729 -0.03 15.65 -798 2,656,259
2014-10-22 2014-10-20 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -74,802 169,780 -30.58 14.58 -1,090,613 2,475,392
2014-10-22 2014-10-20 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
M - Exercise 95,539 244,582 64.10 9.90 945,836 2,421,362
2014-10-21 2014-10-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -283 149,043 -0.19 14.36 -4,064 2,140,257
2014-10-03 2014-10-01 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 149,326 -3.86 14.33 -85,980 2,139,842
2014-09-30 2014-09-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -61 155,326 -0.04 14.46 -882 2,246,014
2014-09-09 2014-09-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -283 155,387 -0.18 15.30 -4,330 2,377,421
2014-09-05 2014-09-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,715 155,670 -1.09 15.42 -26,445 2,400,431
2014-09-03 2014-09-02 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 157,385 -3.67 15.25 -91,500 2,400,121
2014-09-02 2014-08-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -61 163,385 -0.04 15.29 -933 2,498,157
2014-08-11 2014-08-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -283 163,446 -0.17 16.04 -4,539 2,621,674
2014-08-04 2014-08-01 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 163,729 -3.54 16.55 -99,300 2,709,715
2014-07-31 2014-07-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -61 169,729 -0.04 16.88 -1,030 2,865,026
2014-07-10 2014-07-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 169,790 -0.14 16.45 -3,915 2,793,046
2014-07-02 2014-07-01 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 170,028 -3.41 16.21 -97,260 2,756,154
2014-07-01 2014-06-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -51 176,028 -0.03 16.16 -824 2,844,612
2014-06-18 2014-06-16 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale X -6,000 176,079 -3.30 15.50 -93,000 2,729,224
2014-06-10 2014-06-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -238 182,079 -0.13 15.66 -3,727 2,851,357
2014-06-06 2014-06-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -1,440 182,317 -0.78 15.30 -22,032 2,789,450
2014-06-02 2014-05-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -51 183,757 -0.03 15.24 -777 2,800,457
2014-05-12 2014-05-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -232 183,808 -0.13 13.93 -3,232 2,560,445
2014-05-08 2014-05-07 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
S - Sale -17,733 184,040 -8.79 14.24 -252,518 2,620,730
2014-05-01 2014-04-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -50 201,773 -0.02 13.68 -684 2,760,255
2014-04-15 2014-04-14 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
A - Award 45,000 201,823 28.69 13.83 622,350 2,791,212
2014-04-14 2014-04-10 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
A - Award 25,000 156,823 18.96 13.79 344,750 2,162,589
2014-04-10 2014-04-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -232 131,823 -0.18 13.94 -3,234 1,837,613
2014-03-31 2014-03-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -50 132,055 -0.04 14.47 -724 1,910,836
2014-03-10 2014-03-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -232 132,105 -0.18 14.66 -3,401 1,936,659
2014-03-06 2014-03-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -5,779 132,337 -4.18 15.57 -89,979 2,060,487
2014-03-03 2014-02-28 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -60 138,116 -0.04 15.74 -944 2,173,946
2014-02-11 2014-02-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -277 138,176 -0.20 15.89 -4,402 2,195,617
2014-02-07 2013-12-31 5 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
A - Award 2,053 138,453 1.51
2014-02-03 2014-01-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -60 136,400 -0.04 16.11 -967 2,197,404
2014-01-13 2014-01-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -294 136,460 -0.21 16.03 -4,713 2,187,454
2013-12-31 2013-12-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -54 136,754 -0.04 16.47 -889 2,252,338
2013-12-10 2013-12-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -249 136,808 -0.18 16.76 -4,173 2,292,902
2013-12-02 2013-11-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -54 137,057 -0.04 17.07 -922 2,339,563
2013-11-12 2013-11-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -249 137,111 -0.18 16.24 -4,044 2,226,683
2013-10-31 2013-10-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -54 137,360 -0.04 15.70 -848 2,156,552
2013-10-28 2013-10-25 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
M - Exercise 5,051 137,414 3.82 9.90 50,005 1,360,399
2013-10-10 2013-10-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -249 132,363 -0.19 14.89 -3,708 1,970,885
2013-10-01 2013-09-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -54 132,612 -0.04 15.25 -824 2,022,333
2013-09-11 2013-09-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -249 132,666 -0.19 14.63 -3,643 1,940,904
2013-09-03 2013-08-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -50 132,915 -0.04 14.49 -724 1,925,938
2013-08-13 2013-08-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock
F - Taxes -232 132,965 -0.17 14.55 -3,376 1,934,641
2013-08-01 2013-07-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 131,854 -0.04 13.87 -694 1,828,815
2013-07-11 2013-07-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -232 131,904 -0.18 13.72 -3,183 1,809,723
2013-07-01 2013-06-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 132,136 -0.04 13.94 -697 1,841,976
2013-06-10 2013-06-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -232 132,186 -0.18 13.51 -3,134 1,785,833
2013-06-03 2013-05-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 132,418 -0.04 13.69 -684 1,812,802
2013-05-10 2013-05-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
M - Exercise 24,410 132,468 22.59 9.90 241,659 1,311,433
2013-05-10 2013-05-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -235 108,058 -0.22 13.35 -3,137 1,442,574
2013-05-02 2013-04-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -60 108,293 -0.06 13.30 -798 1,440,297
2013-04-10 2013-04-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -277 108,353 -0.25 11.71 -3,244 1,268,814
2013-04-01 2013-03-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 108,630 -0.05 12.25 -612 1,330,718
2013-03-12 2013-03-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -2,952 108,680 -2.64 12.34 -36,428 1,341,111
2013-03-06 2013-03-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
A - Award 39,308 111,632 54.35 12.72 499,998 1,419,959
2013-03-06 2013-03-04 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
A - Award 15,723 72,324 27.78 12.72 199,997 919,961
2013-03-01 2013-02-28 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -60 56,601 -0.11 12.53 -752 709,211
2013-02-01 2013-01-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -57 56,661 -0.10 11.92 -679 675,399
2013-01-02 2012-12-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 55,039 -0.09 10.88 -544 598,824
2012-12-03 2012-11-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 55,089 -0.09 10.75 -538 592,207
2012-10-31 2012-10-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 55,139 -0.09 10.87 -544 599,361
2012-10-01 2012-09-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -50 55,189 -0.09 11.01 -550 607,631
2012-08-31 2012-08-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -49 55,239 -0.09 11.22 -550 619,782
2012-08-01 2012-07-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -49 55,288 -0.09 11.26 -552 622,543
2012-07-03 2012-06-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -49 55,337 -0.09 11.34 -556 627,522
2012-06-04 2012-05-30 4/A HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -49 55,386 -0.09 10.59 -519 586,538
2012-06-01 2012-05-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -49 55,386 -0.09 1,059.00 -51,891 58,653,774
2012-05-01 2012-04-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -49 55,435 -0.09 11.41 -559 632,513
2012-04-03 2012-03-30 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
F - Taxes -595 55,484 -1.06 11.08 -6,593 614,763
2012-03-13 2012-03-09 4 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
A - Award 35,000 56,079 166.04
2012-02-14 2011-12-31 5 HTGC HERCULES TECHNOLOGY GROWTH CAPITAL INC
Common Stock $0.001 par value
A - Award 669 21,079 3.28
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)