BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC

城市一號公司

US ˙ NasdaqCM ˙ US91705J2042

簡介

本頁面提供了有關 BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。

報告內部持倉的公司

SEC文件顯示BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC已報告在以下公司擁有持倉或進行了交易：

證券	職位	最新報告的持倉
	10% Owner	0
US:KODK / Eastman Kodak Company	10% Owner	255,679
	10% Owner	0
US:ROIAK / Radio One, Inc.	10% Owner	4,854,999

如何解讀這些圖表

以下圖表顯示了在BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

UONEK / Urban One, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 UONEK / Urban One, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數
2012-11-12	ROIAK	BlueMountain GP Holdings, LLC	18,445	0.8300	18,445	0.8300	15,309	730
2012-11-12	ROIAK	BlueMountain GP Holdings, LLC	6,577	0.8300	6,577	0.8300	5,459
2012-11-12	ROIAK	BlueMountain GP Holdings, LLC	834	0.8300	834	0.8300	692
2012-11-12	ROIAK	BlueMountain GP Holdings, LLC	738	0.8300	738	0.8300	613
2012-11-12	ROIAK	BlueMountain GP Holdings, LLC	26,594	0.8300	26,594	0.8300	22,073

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UONEK / Urban One, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 UONEK / Urban One, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	證券代碼	內部人士	報告股數	Reported 價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	80,254	2.3000	80,254	2.3000	184,584	730
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	8,679	2.3000	8,679	2.3000	19,962
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	28,612	2.3000	28,612	2.3000	65,808
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	8,673	2.3000	8,673	2.3000	19,948
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	3,629	2.3000	3,629	2.3000	8,347
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	6,943	2.3000	6,943	2.3000	15,969
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	3,210	2.3000	3,210	2.3000	7,383
2013-06-24	ROIAK	BlueMountain GP Holdings, LLC	140,000	2.3000	140,000	2.3000	322,000
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	1,146	2.3575	1,146	2.3575	2,702
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	124	2.3575	124	2.3575	292
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	409	2.3575	409	2.3575	964
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	124	2.3575	124	2.3575	292
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	52	2.3575	52	2.3575	123
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	99	2.3575	99	2.3575	233
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	46	2.3575	46	2.3575	108
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	2,000	2.3575	2,000	2.3575	4,715
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	229	2.3600	229	2.3600	540
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	25	2.3600	25	2.3600	59
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	82	2.3600	82	2.3600	194
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	25	2.3600	25	2.3600	59
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	10	2.3600	10	2.3600	24
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	20	2.3600	20	2.3600	47
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	9	2.3600	9	2.3600	21
2013-06-21	ROIAK	BlueMountain GP Holdings, LLC	400	2.3600	400	2.3600	944

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

歷史內部人交易

該表格顯示了由 BlueMountain Long/Short Credit & Distressed Reflection Fund, a sub fund of AAI BlueMountain Fund PLC 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期	交易日期	表格	證券代碼	證券	代碼	股份	剩餘股份	% 變化	每股股價	交易金額	剩餘金額
2015-04-24	2015-04-22	4	DUNR	DUNE ENERGY INC Common Stock	S - Sale	-243,510	0	-100.00
2015-04-14	2015-04-14	4	KODK	EASTMAN KODAK CO 135% Warrants	S - Sale	-5,884	255,679	-2.25	5.59	-32,892	1,429,246
2015-04-14	2015-04-14	4	KODK	EASTMAN KODAK CO 135% Warrants	S - Sale	-5,884	255,679	-2.25	5.59	-32,892	1,429,246
2015-04-14	2015-04-14	4	KODK	EASTMAN KODAK CO 125% Warrants	S - Sale	-5,884	255,679	-2.25	6.29	-37,010	1,608,221
2015-04-14	2015-04-14	4	KODK	EASTMAN KODAK CO 125% Warrants	S - Sale	-5,884	255,679	-2.25	6.29	-37,010	1,608,221
2015-04-14	2015-04-14	4	KODK	EASTMAN KODAK CO Common Stock	S - Sale	-171,471	7,449,406	-2.25	20.56	-3,525,444	153,159,787
2015-04-14	2015-04-14	4	KODK	EASTMAN KODAK CO Common Stock	S - Sale	-171,471	7,449,406	-2.25	20.56	-3,525,444	153,159,787
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	26,309	261,563	11.18
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	26,309	261,563	11.18
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	582	5,884	10.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	582	5,884	10.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	899	9,090	10.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	899	9,090	10.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	623	6,304	10.97
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	623	6,304	10.97
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	1,242	12,133	11.40
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	1,242	12,133	11.40
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	6,477	65,478	10.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	6,477	65,478	10.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	856	8,648	10.99
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	856	8,648	10.99
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	1,140	11,159	11.38
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	1,140	11,159	11.38
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	666	6,570	11.28
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	666	6,570	11.28
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	3,407	33,628	11.27
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	3,407	33,628	11.27
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	10,417	102,669	11.29
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	10,417	102,669	11.29
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	75,375	7,620,877	1.00
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	1,668	171,471	0.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	2,576	264,865	0.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	1,786	183,709	0.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	3,560	353,537	1.02
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	18,554	1,907,698	0.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	2,450	251,971	0.98
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	3,268	325,159	1.02
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	1,908	191,428	1.01
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	9,761	979,773	1.01
2015-02-17	2015-01-29	4	KODK	EASTMAN KODAK CO Common Stock	J - Other	29,844	2,991,266	1.01
2014-12-01	2014-11-26	4	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Warrants	S - Sale	-524,294	0	-100.00	2.98	-1,562,396
2014-12-01	2014-11-26	4	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Warrants	S - Sale	-524,294	0	-100.00	2.98	-1,562,396
2014-12-01	2014-11-26	4	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock	S - Sale	-175,054	56,775,644	-0.31	2.98	-521,661	169,191,419
2014-12-01	2014-11-26	4	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock	S - Sale	-175,054	56,775,644	-0.31	2.98	-521,661	169,191,419
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	26,879	235,254	12.90
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	26,879	235,254	12.90
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	614	5,302	13.10
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	614	5,302	13.10
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	949	8,191	13.10
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	949	8,191	13.10
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	658	5,681	13.10
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	658	5,681	13.10
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	1,226	10,891	12.68
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	1,226	10,891	12.68
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	6,838	59,001	13.11
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	6,838	59,001	13.11
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	903	7,792	13.11
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	903	7,792	13.11
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	1,129	10,019	12.70
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	1,129	10,019	12.70
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	670	5,904	12.80
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	670	5,904	12.80
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	3,431	30,221	12.81
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	3,431	30,221	12.81
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 135% Warrants	J - Other	10,461	92,252	12.79
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO 125% Warrants	J - Other	10,461	92,252	12.79
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	77,347	7,545,502	1.04
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	1,768	169,803	1.05
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	2,732	262,289	1.05
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	1,895	181,923	1.05
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	3,525	349,977	1.02
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	19,676	1,889,144	1.05
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	2,599	249,521	1.05
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	3,248	321,891	1.02
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	1,928	189,520	1.03
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	9,874	970,012	1.03
2014-12-01	2014-07-15	4/A	KODK	EASTMAN KODAK CO Common Stock	J - Other	30,102	2,961,422	1.03
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,677,040
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			114,076,450
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,852,094
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,677,040
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			114,076,450
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,852,094
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,677,040
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			114,076,450
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,852,094
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,677,040
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			114,076,450
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,852,094
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,677,040
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			114,076,450
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,852,094
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,677,040
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			114,076,450
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,852,094
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,677,040
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			114,076,450
2014-08-15		3	OV6:GR	OVERSEAS SHIPHOLDING GROUP INC Class A Common Stock			170,852,094
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	208,375	208,375
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	208,375	208,375
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	9,665	9,665
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	9,665	9,665
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	5,023	5,023
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	5,023	5,023
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	52,163	52,163
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	52,163	52,163
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	7,242	7,242
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	7,242	7,242
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	4,688	4,688
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	4,688	4,688
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	8,890	8,890
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	8,890	8,890
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	6,889	6,889
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	6,889	6,889
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	32,024	32,024
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	32,024	32,024
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 125% Warrants	J - Other	81,791	81,791
2013-10-09	2013-10-01	4	EKOD	EASTMAN KODAK CO 135% Warrants	J - Other	81,791	81,791
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	599,655	7,468,155	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	27,817	346,452	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	14,455	180,028	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	150,110	1,869,468	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	20,841	259,557	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	13,492	168,035	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	25,584	318,643	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	19,826	246,922	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	92,158	1,147,730	8.73
2013-10-09	2013-09-30	4	EKOD	EASTMAN KODAK CO Common Stock	J - Other	235,372	2,931,320	8.73
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			2,695,948
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			1,055,572
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			318,635
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			238,716
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			293,059
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			1,719,358
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			227,096
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			154,543
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			165,573
2013-09-13		3	KODK	EASTMAN KODAK CO Common Stock			6,868,500
2013-07-01	2013-06-28	4	DUNR	DUNE ENERGY INC Call Option (right to buy)	E - Other	-1,375,684	0	-100.00
2013-07-01	2013-06-28	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	127,748	1,401,134	10.03	1.60	204,397	2,241,814
2013-07-01	2013-06-28	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	793	8,695	10.04	1.60	1,269	13,912
2013-07-01	2013-06-28	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	22,202	243,510	10.03	1.60	35,523	389,616
2013-07-01	2013-06-28	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	1,375,684	15,088,416	10.03	1.60	2,201,094	24,141,466
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-140,000	4,854,999	-2.80	2.30	-322,000	11,166,498
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-3,210	111,323	-2.80	2.30	-7,383	256,043
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-6,943	240,783	-2.80	2.30	-15,969	553,801
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-3,629	125,843	-2.80	2.30	-8,347	289,439
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-8,673	300,779	-2.80	2.30	-19,948	691,792
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-28,612	992,225	-2.80	2.30	-65,808	2,282,118
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-8,679	300,973	-2.80	2.30	-19,962	692,238
2013-06-26	2013-06-24	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-80,254	2,783,073	-2.80	2.30	-184,584	6,401,068
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-400	4,994,999	-0.01	2.36	-944	11,788,198
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-9	114,533	-0.01	2.36	-21	270,298
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-20	247,726	-0.01	2.36	-47	584,633
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-10	129,472	-0.01	2.36	-24	305,554
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-25	309,652	-0.01	2.36	-59	730,779
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-25	309,652	-0.01	2.36	-59	730,779
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-82	1,020,837	-0.01	2.36	-194	2,409,175
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-229	2,863,327	-0.01	2.36	-540	6,757,452
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-2,000	4,995,399	-0.04	2.36	-4,715	11,776,653
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-46	114,542	-0.04	2.36	-108	270,033
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-99	247,746	-0.04	2.36	-233	584,061
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-52	129,482	-0.04	2.36	-123	305,254
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-124	309,477	-0.04	2.36	-292	729,592
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-124	309,477	-0.04	2.36	-292	729,592
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-409	1,020,919	-0.04	2.36	-964	2,406,817
2013-06-26	2013-06-21	4	ROIAK	RADIO ONE, INC. Class D Common Stock	S - Sale	-1,146	2,863,556	-0.04	2.36	-2,702	6,750,833
2013-06-26	2013-03-25	4	ROIAK	RADIO ONE, INC. Equity Total Return Swap	J - Other	823,724	4,997,399	19.74	1.68	1,383,856	8,395,630
2013-06-26	2013-03-25	4	ROIAK	RADIO ONE, INC. Equity Total Return Swap	J - Other	76,166	309,601	32.63	1.68	127,959	520,130
2013-06-26	2013-03-25	4	ROIAK	RADIO ONE, INC. Equity Total Return Swap	J - Other	126,941	309,801	69.42	1.68	213,261	520,466
2013-06-26	2013-03-25	4	ROIAK	RADIO ONE, INC. Equity Total Return Swap	J - Other	197,478	1,021,328	23.97	1.68	331,763	1,715,831
2013-06-26	2013-03-25	4	ROIAK	RADIO ONE, INC. Equity Total Return Swap	J - Other	423,139	2,864,702	17.33	1.68	710,874	4,812,699
2013-06-26	2012-11-12	4	ROIAK	RADIO ONE, INC. Class D Common Stock	P - Purchase	26,594	4,173,675	0.64	0.83	22,073	3,464,150
2013-06-26	2012-11-12	4	ROIAK	RADIO ONE, INC. Class D Common Stock	P - Purchase	738	114,588	0.65	0.83	613	95,108
2013-06-26	2012-11-12	4	ROIAK	RADIO ONE, INC. Class D Common Stock	P - Purchase	834	129,534	0.65	0.83	692	107,513
2013-06-26	2012-11-12	4	ROIAK	RADIO ONE, INC. Class D Common Stock	P - Purchase	6,577	823,850	0.80	0.83	5,459	683,796
2013-06-26	2012-11-12	4	ROIAK	RADIO ONE, INC. Class D Common Stock	P - Purchase	18,445	2,441,563	0.76	0.83	15,309	2,026,497
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			2,423,118
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			817,273
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			233,435
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			247,845
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			182,860
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			128,700
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			113,850
2013-06-26		3	ROIAK	RADIO ONE, INC. Class D Common Stock			4,147,081
2013-05-10	2013-05-08	4	DUNR	DUNE ENERGY INC Call Option (right to buy)	E - Other	-1,375,684	15,088,417	-8.36
2013-05-10	2013-05-08	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	127,748	1,273,386	11.15	1.60	204,397	2,037,418
2013-05-10	2013-05-08	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	793	7,902	11.15	1.60	1,269	12,643
2013-05-10	2013-05-08	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	22,202	221,308	11.15	1.60	35,523	354,093
2013-05-10	2013-05-08	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	1,375,684	13,712,732	11.15	1.60	2,201,094	21,940,371
2012-12-26	2012-12-20	4	DUNR	DUNE ENERGY INC Call Option (right to buy)	P - Purchase	2,751,369	15,088,417	22.30
2012-12-26	2012-12-20	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	383,245	1,145,638	50.27	1.60	613,192	1,833,021
2012-12-26	2012-12-20	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	2,378	7,109	50.26	1.60	3,805	11,374
2012-12-26	2012-12-20	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	66,606	199,106	50.27	1.60	106,570	318,570
2012-12-26	2012-12-20	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	4,127,054	12,337,048	50.27	1.60	6,603,286	19,739,277
2012-12-17	2012-10-16	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	762,393	762,393		1.89	1,440,923	1,440,923
2012-12-17	2012-10-16	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	-762,393	0	-100.00	1.89	-1,440,923
2012-09-12	2012-07-31	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	270	8,209,994	0.00	2.05	554	16,830,488
2012-09-12	2012-07-31	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	270	8,209,994	0.00	2.05	554	16,830,488
2012-09-12	2012-07-16	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	389	8,209,724	0.00	2.00	778	16,419,448
2012-09-12	2012-07-16	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	389	8,209,724	0.00	2.00	778	16,419,448
2012-09-12	2012-07-13	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	72	8,209,335	0.00	2.25	162	18,471,004
2012-09-12	2012-07-13	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	72	4,072	1.80	2.25	162	9,162
2012-09-12	2012-07-12	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	4,000	8,209,263	0.05	2.25	9,000	18,470,842
2012-09-12	2012-07-12	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	4,000	4,000		2.25	9,000	9,000
2012-06-01	2012-05-31	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	1,219	8,205,263	0.01	3.00	3,657	24,615,789
2012-06-01	2012-05-31	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	1,219	8,205,263	0.01	3.00	3,657	24,615,789
2012-06-01	2012-05-17	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	6	8,204,044	0.00	3.00	18	24,612,132
2012-06-01	2012-05-17	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	6	131,281	0.00	3.00	18	393,843
2012-05-16	2012-05-16	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	1,400	8,204,038	0.02	2.95	4,130	24,201,912
2012-05-16	2012-05-16	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	1,400	8,204,038	0.02	2.95	4,130	24,201,912
2012-05-16	2012-05-15	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	5,093	8,202,638	0.06	3.00	15,257	24,572,643
2012-05-16	2012-05-15	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	5,093	8,202,638	0.06	3.00	15,257	24,572,643
2012-05-16	2012-05-15	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	4,907	8,197,545	0.06	2.97	14,576	24,349,988
2012-05-16	2012-05-15	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	4,907	8,197,545	0.06	2.97	14,576	24,349,988
2012-04-09	2012-04-03	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	119,875	8,192,638	1.48	3.43	411,171	28,100,748
2012-04-09	2012-04-02	4	DUNR	DUNE ENERGY INC Common Stock	P - Purchase	4,700	8,072,763	0.06	3.25	15,275	26,236,480
2012-04-09		3	DUNR	DUNE ENERGY INC Common Stock			119,875

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非衍生或衍生證券的公開市場或私下賣出

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內部人士贈送或接收他人贈送公司股票

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行使或轉換從公司獲得的衍生證券（例如期權）

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