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簡介

本頁面提供了有關 Bernard D Berman 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Bernard D Berman已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
President and Chairman, Director 25,000
President and CCO, 10% Owner 0
US:FSFR / Fifth Street Senior Floating Rate Corp. Chief Executive Officer, Director 92,027
US:FSC / Fifth Street Finance Corp. Chief Executive Officer, Director 35,968
如何解讀這些圖表

以下圖表顯示了在Bernard D Berman進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

OCSL / Oaktree Specialty Lending Corporation內部人士買入 - 短期收益分析

在這一部分，我們分析了在 OCSL / Oaktree Specialty Lending Corporation 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2017-03-17 FSC Berman Bernard D 5,000 4.5500 5,000 4.5500 22,750 175
2017-03-06 FSC Berman Bernard D 5,000 4.3499 5,000 4.3499 21,750
2017-03-03 FSC Berman Bernard D 5,000 4.3799 5,000 4.3799 21,900
2017-03-03 FSC Berman Bernard D 5,000 4.3896 5,000 4.3896 21,948
2017-02-10 FSC Berman Bernard D 5,000 4.6478 5,000 4.6478 23,239
2017-02-10 FSC Berman Bernard D 5,000 4.5599 5,000 4.5599 22,800
2015-02-10 FSC Berman Bernard D 2,000 6.9899 2,000 6.9899 13,980
2014-12-11 FSC Berman Bernard D 1,600 8.1899 1,600 8.1899 13,104
2014-12-11 FSC Berman Bernard D 400 8.1800 400 8.1800 3,272
2013-12-03 FSC Berman Bernard D 1,000 9.3897 1,000 9.3897 9,390
2013-06-20 FSC Berman Bernard D 1,000 9.9490 1,000 9.9490 9,949
2013-05-23 FSC Berman Bernard D 1,000 10.4690 1,000 10.4690 10,469
2012-12-28 FSC Berman Bernard D 1,000 10.1799 1,000 10.1799 10,180
2012-05-23 FSC Berman Bernard D 1,000 9.1000 1,000 9.1000 9,100
2012-03-06 FSC Berman Bernard D 1,000 9.6299 1,000 9.6299 9,630
2011-08-08 FSC Berman Bernard D 1,000 8.8198 1,000 8.8198 8,820

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OCSL / Oaktree Specialty Lending Corporation Insider Trades
OCSL / Oaktree Specialty Lending Corporation內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 OCSL / Oaktree Specialty Lending Corporation 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2017-09-29 FSC Berman Bernard D 20,000 5.4300 20,000 5.4300 108,600 730

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

OCSL / Oaktree Specialty Lending Corporation Insider Trades
歷史內部人交易

該表格顯示了由 Bernard D Berman 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2022-05-02 2022-04-28 4 NONE AFC BDC Inc.
Common Stock 		J - Other 25,000 25,000 20.00 500,000 500,000
2017-10-30 2017-10-26 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units 		M - Exercise -70,591 0 -100.00
2017-10-30 2017-10-26 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		F - Taxes -30,263 1,436,625 -2.06 4.00 -121,052 5,746,500
2017-10-30 2017-10-26 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		M - Exercise 70,591 1,466,888 5.06
2017-10-19 2017-10-17 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units 		M - Exercise -97,863 0 -100.00
2017-10-19 2017-10-17 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		F - Taxes -41,954 1,396,297 -2.92 3.95 -165,718 5,515,373
2017-10-19 2017-10-17 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		M - Exercise 97,863 1,438,251 7.30
2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		M - Exercise -502,801 222,973 -69.28
2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		M - Exercise -988,678 438,441 -69.28
2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Class B Common Stock, $0.01 par value per share 		D - Sale to Issuer 1,491,479 641,137 -175.40
2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		M - Exercise 502,801 684,244 277.11
2017-10-18 2017-10-16 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		M - Exercise 988,678 1,340,388 281.11
2017-10-03 2017-09-29 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		S - Sale -7,473 92,027 -7.51 8.80 -65,762 809,838
2017-10-03 2017-09-29 4 FSC Fifth Street Finance Corp.
Common Stock 		S - Sale -20,000 35,968 -35.73 5.43 -108,600 195,306
2017-03-17 2017-03-17 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 5,000 55,968 9.81 4.55 22,750 254,654
2017-03-13 2017-03-10 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 2,500 99,500 2.58 8.84 22,095 879,381
2017-03-13 2017-03-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 2,500 97,000 2.65 8.70 21,750 843,890
2017-03-06 2017-03-06 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 5,000 50,968 10.88 4.35 21,750 221,706
2017-03-06 2017-03-03 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 5,000 45,968 12.20 4.39 21,948 201,781
2017-03-06 2017-03-03 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 5,000 40,968 13.90 4.38 21,900 179,436
2017-03-06 2017-03-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 600 94,500 0.64 9.02 5,411 852,239
2017-03-06 2017-03-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 100 93,900 0.11 8.86 886 831,954
2017-03-06 2017-03-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 100 93,800 0.11 8.85 885 830,130
2017-03-06 2017-03-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 200 93,700 0.21 8.87 1,774 831,119
2017-02-13 2017-02-10 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 5,000 35,968 16.15 4.56 22,800 164,010
2017-02-13 2017-02-10 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 5,000 30,968 19.25 4.65 23,239 143,933
2017-02-13 2017-02-10 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 4,455 93,500 5.00 8.88 39,560 830,280
2017-02-13 2017-02-10 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 245 89,045 0.28 8.87 2,173 789,829
2017-02-13 2017-02-10 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 300 88,800 0.34 8.87 2,661 787,647
2017-02-13 2017-02-10 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 5,000 88,500 5.99 8.88 44,400 785,871
2017-01-17 2017-01-12 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units 		A - Award 97,863 97,863
2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		C - Conversion -181,443 725,774 -20.00
2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		C - Conversion -351,710 1,408,044 -19.99
2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Class B Common Stock, $0.01 par value per share 		D - Sale to Issuer -533,153 2,132,616 -20.00
2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		C - Conversion 181,443 181,443
2017-01-06 2017-01-04 4 FSAM Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share 		C - Conversion 351,710 351,710
2016-02-26 2016-02-25 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 12,500 83,500 17.61 7.36 91,988 614,476
2016-02-26 2016-02-24 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 14,000 71,000 24.56 7.31 102,340 519,010
2016-02-10 2016-02-09 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 10,000 57,000 21.28 7.37 73,680 419,976
2016-02-10 2016-02-08 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 10,000 47,000 27.03 7.47 74,700 351,090
2016-02-05 2016-02-05 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 10,000 37,000 37.04 7.68 76,830 284,271
2016-02-05 2016-02-04 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 10,000 27,000 58.82 7.67 76,740 207,198
2015-08-12 2015-08-12 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 1,700 17,000 11.11 9.01 15,317 153,168
2015-08-12 2015-08-12 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 300 15,300 2.00 9.01 2,703 137,850
2015-05-20 2015-05-20 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 2,000 15,000 15.38 10.00 20,000 149,998
2015-02-11 2015-02-10 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 2,000 25,968 8.34 6.99 13,980 181,514
2015-02-11 2015-02-10 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 1,000 13,000 8.33 10.75 10,750 139,745
2014-12-15 2014-12-11 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 400 23,968 1.70 8.18 3,272 196,058
2014-12-15 2014-12-11 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 1,600 23,568 7.28 8.19 13,104 193,020
2014-12-15 2014-12-12 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 2,000 12,000 20.00 9.75 19,500 116,999
2014-12-15 2014-12-11 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 2,000 10,000 25.00 10.02 20,040 100,199
2014-12-15 2014-12-11 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 3,000 8,000 60.00 10.09 30,270 80,719
2014-11-04 2014-11-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		J - Other -123,711 907,217 -12.00
2014-11-04 2014-11-04 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		J - Other -239,803 1,758,552 -12.00
2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		J - Other 1,030,928 1,030,928
2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Holdings LP Interests 		J - Other 1,998,355 1,998,355
2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Restricted Stock Units 		A - Award 70,591 70,951 19,608.61
2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Option (right to buy) 		A - Award 384,631 384,631
2014-10-31 2014-10-29 4 FSAM Fifth Street Asset Management Inc.
Class B common stock, par value $0.01 per share 		J - Other 2,665,769 2,665,769
2014-09-18 2014-09-16 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 2,000 2,000 11.61 23,220 23,220
2014-02-27 2014-02-26 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 1,100 5,000 28.21 13.97 15,367 69,850
2014-02-27 2014-02-26 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 900 3,900 30.00 13.97 12,573 54,483
2013-12-05 2013-12-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 500 3,000 20.00 13.55 6,775 40,650
2013-12-05 2013-12-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 300 2,500 13.64 13.54 4,062 33,850
2013-12-05 2013-12-03 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 200 2,200 10.00 13.55 2,710 29,810
2013-12-05 2013-12-03 4 FSC Fifth Street Finance Corp.
Common Stock 		P - Purchase 1,000 21,968 4.77 9.39 9,390 206,273
2013-08-12 2013-08-08 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 1,000 2,000 100.00 13.55 13,549 27,098
2013-07-16 2013-07-15 4 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		P - Purchase 1,000 1,000 14.38 14,379 14,379
2013-07-11 3 FSFR Fifth Street Senior Floating Rate Corp.
Common Stock 		0
2013-07-11 3 FSFR Fifth Street Finance Corp
Common Stock 		0
2013-06-20 2013-06-20 4 FSC Fifth Street Finance Corp
Common Stock 		P - Purchase 1,000 20,968 5.01 9.95 9,949 208,611
2013-05-24 2013-05-23 4 FSC Fifth Street Finance Corp
Common Stock 		P - Purchase 1,000 19,968 5.27 10.47 10,469 209,045
2013-01-02 2012-12-28 4 FSC Fifth Street Finance Corp
Common Stock 		P - Purchase 1,000 18,968 5.57 10.18 10,180 193,092
2012-05-24 2012-05-23 4 FSC Fifth Street Finance Corp
Common Stock 		P - Purchase 1,000 17,968 5.89 9.10 9,100 163,509
2012-03-08 2012-03-06 4 FSC Fifth Street Finance Corp
Common Stock 		P - Purchase 1,000 16,968 6.26 9.63 9,630 163,400
2011-08-09 2011-08-08 4 FSC Fifth Street Finance Corp
Common Stock 		P - Purchase 1,000 14,968 7.16 8.82 8,820 132,015
2008-06-11 3 FSC Fifth Street Finance Corp
Common Stock 		368
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）