Tidal Trust II - 尼古拉斯加密收入 ETF
US ˙ ARCA

簡介

本頁面提供了有關 Richard Belluzzo 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Richard Belluzzo已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:VIAV / Viavi Solutions Inc. Director 160,740
US:BLOX / Tidal Trust II - Nicholas Crypto Income ETF Director 0
US:PMCS / PMC - Sierra, Inc. Director 0
US:QTM / Quantum Corp. Director 484,072
如何解讀這些圖表

以下圖表顯示了在Richard Belluzzo進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

BLOX / Tidal Trust II - Nicholas Crypto Income ETF內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BLOX / Tidal Trust II - Nicholas Crypto Income ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BLOX / Tidal Trust II - Nicholas Crypto Income ETF Insider Trades
BLOX / Tidal Trust II - Nicholas Crypto Income ETF內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BLOX / Tidal Trust II - Nicholas Crypto Income ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BLOX / Tidal Trust II - Nicholas Crypto Income ETF Insider Trades
VIAV / Viavi Solutions Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 BLOX / Tidal Trust II - Nicholas Crypto Income ETF 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2015-08-14 VIAV BELLUZZO RICHARD 20,000 5.7273 20,000 5.7273 114,546 361 7.3300 32,054 27.98

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VIAV / Viavi Solutions Inc. Insider Trades
VIAV / Viavi Solutions Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 BLOX / Tidal Trust II - Nicholas Crypto Income ETF 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2026-05-04 VIAV BELLUZZO RICHARD 51,110 53.3000 51,110 53.3000 2,724,163 28 47.4900 -296,949 -10.90
2026-02-18 VIAV BELLUZZO RICHARD 15,775 26.8500 15,775 26.8500 423,559
2026-02-17 VIAV BELLUZZO RICHARD 13,058 26.4500 13,058 26.4500 345,384

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

VIAV / Viavi Solutions Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Richard Belluzzo 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-04 2026-05-04 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale -51,110 160,740 -24.13 53.30 -2,724,163 8,567,442
2026-02-18 2026-02-18 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale -15,775 211,850 -6.93 26.85 -423,559 5,688,172
2026-02-17 2026-02-17 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale -13,058 227,625 -5.43 26.45 -345,384 6,020,681
2025-11-10 2025-11-07 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 23,529 240,683 10.84
2025-10-01 2025-10-01 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -8,387 217,154 -3.72 12.63 -105,928 2,742,655
2025-09-03 2025-09-02 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -8,385 225,541 -3.58 11.34 -95,086 2,557,635
2025-08-01 2025-08-01 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -8,385 233,926 -3.46 9.72 -81,502 2,273,761
2025-07-01 2025-07-01 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -8,385 242,311 -3.34 10.02 -84,018 2,427,956
2025-06-02 2025-06-02 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -8,385 250,696 -3.24 9.03 -75,717 2,263,785
2025-05-08 2025-05-07 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -8,385 259,081 -3.13 8.92 -74,794 2,311,003
2024-11-07 2024-11-06 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 26,819 267,466 11.14
2023-11-13 2023-11-08 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 15,418 240,647 6.85
2022-11-14 2022-11-11 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 13,544 225,229 6.40
2022-02-08 2022-02-07 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 211,685 -1.14 17.07 -41,822 3,613,463
2022-01-05 2022-01-05 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -1,045 214,135 -0.49 17.92 -18,726 3,837,299
2021-12-06 2021-12-06 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 215,180 -1.13 15.66 -38,367 3,369,719
2021-11-15 2021-11-12 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Units
M - Exercise -15,775 0 -100.00
2021-11-15 2021-11-12 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 15,775 217,630 7.82
2021-11-15 2021-11-11 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Units
A - Award 13,544 13,544
2021-11-08 2021-11-05 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 201,855 -1.20 15.37 -37,656 3,102,511
2021-10-07 2021-10-05 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 204,305 -1.18 15.34 -37,583 3,134,039
2021-09-07 2021-09-07 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 206,755 -1.17 17.17 -42,066 3,549,983
2021-08-05 2021-08-05 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 209,205 -1.16 16.33 -40,005 3,415,983
2021-07-09 2021-07-07 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 211,655 -1.14 17.24 -42,228 3,648,086
2021-06-08 2021-06-07 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 214,105 -1.13 17.34 -42,483 3,712,581
2021-05-07 2021-05-05 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 216,555 -1.12 15.46 -37,877 3,347,940
2021-04-06 2021-04-05 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -2,450 219,005 -1.11 16.23 -39,764 3,554,451
2020-11-16 2020-11-14 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Units
M - Exercise -13,058 0 -100.00
2020-11-16 2020-11-14 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 13,058 221,455 6.27
2020-11-16 2020-11-12 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Units
A - Award 15,775 15,775
2019-11-18 2019-11-15 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Units
M - Exercise -17,743 0 -100.00
2019-11-18 2019-11-15 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 17,743 208,397 9.31
2019-11-18 2019-11-14 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Units
A - Award 13,058 13,058
2018-11-19 2018-11-15 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
A - Award 17,743 17,743
2018-01-16 2018-01-12 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -4,997 190,654 -2.55 9.00 -44,973 1,715,886
2017-12-19 2017-12-13 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -10,000 195,651 -4.86 9.00 -90,000 1,760,859
2017-12-12 2017-12-08 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -6,741 0 -100.00
2017-12-12 2017-12-08 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 6,741 205,651 3.39
2017-11-27 2017-11-21 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -10,000 198,910 -4.79 9.00 -90,000 1,790,190
2017-11-20 2017-11-16 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
A - Award 22,148 208,910 11.86
2017-10-13 2017-10-13 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -10,000 186,762 -5.08 9.54 -95,403 1,781,766
2017-09-18 2017-09-13 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
S - Sale X -10,000 196,762 -4.84 10.23 -102,257 2,012,029
2017-02-24 2017-02-22 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -26,481 0 -100.00
2017-02-24 2017-02-22 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 26,481 206,762 14.69
2016-12-12 2016-12-08 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -6,741 6,741 -50.00
2016-12-12 2016-12-08 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 6,741 180,281 3.88
2016-11-18 2016-11-16 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
A - Award 27,100 173,540 18.51
2016-11-16 2016-11-14 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -6,312 0 -100.00
2016-11-16 2016-11-14 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 6,312 146,440 4.50
2016-11-09 2016-11-07 4 BLOX INFOBLOX INC
Employee Stock Option (right to buy)(NQ)
D - Sale to Issuer -28,500 0 -100.00
2016-11-09 2016-11-07 4 BLOX INFOBLOX INC
Common Stock
D - Sale to Issuer -11,000 0 -100.00
2016-11-09 2016-11-07 4 BLOX INFOBLOX INC
Common Stock
D - Sale to Issuer -11,500 11,000 -51.11
2016-02-22 2016-02-22 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
A - Award 26,481 26,481
2016-02-22 2016-02-19 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -72,333 0 -100.00
2016-02-22 2016-02-19 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
F - Taxes -27,336 140,128 -16.32 6.29 -171,943 881,405
2016-02-22 2016-02-19 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 72,333 167,464 76.04
2016-01-19 2016-01-15 4 PMCS PMC SIERRA INC
Common Stock
D - Sale to Issuer -80,186 0 -100.00
2015-12-18 2015-12-18 4 BLOX INFOBLOX INC
Common Stock
A - Award 11,000 22,500 95.65
2015-12-10 2015-12-08 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -6,740 13,482 -33.33
2015-12-10 2015-12-08 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
F - Taxes -3,598 95,131 -3.64 6.14 -22,092 584,104
2015-12-10 2015-12-08 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 6,740 98,729 7.33
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -24,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy
M - Exercise -24,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy
M - Exercise -24,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -24,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -24,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -24,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -24,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
M - Exercise -10,000 0 -100.00
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
S - Sale -208,000 80,186 -72.18 11.91 -2,476,760 954,815
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 24,000 288,186 9.08 7.68 184,320 2,213,268
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 24,000 264,186 9.99 7.50 180,000 1,981,395
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 24,000 240,186 11.10 6.08 145,920 1,460,331
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 24,000 216,186 12.49 6.26 150,120 1,352,243
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 24,000 192,186 14.27 7.72 185,280 1,483,676
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 24,000 168,186 16.65 7.85 188,400 1,320,260
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 144,186 7.45 10.33 103,300 1,489,441
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 134,186 8.05 10.15 101,500 1,361,988
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 124,186 8.76 7.31 73,100 907,800
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 24,000 114,186 26.61 8.06 193,440 920,339
2015-12-07 2015-12-03 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 90,186 12.47 7.44 74,400 670,984
2015-11-16 2015-11-15 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -8,460 0 -100.00
2015-11-16 2015-11-15 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
F - Taxes -3,703 91,989 -3.87 6.12 -22,662 562,973
2015-11-16 2015-11-15 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 8,460 98,064 9.44
2015-11-16 2015-11-14 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
M - Exercise -6,312 6,312 -50.00
2015-11-16 2015-11-14 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
F - Taxes -2,372 95,692 -2.42 6.12 -14,517 585,635
2015-11-16 2015-11-14 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
M - Exercise 6,312 89,604 7.58
2015-08-21 2015-08-19 4 VIAV VIAVI SOLUTIONS INC.
Restricted Stock Unit
A - Award 72,333 72,333
2015-08-18 2015-08-14 4 VIAV VIAVI SOLUTIONS INC.
Common Stock
P - Purchase 20,000 83,292 31.60 5.73 114,546 477,038
2015-05-28 2015-05-26 4 PMCS PMC SIERRA INC
Common Stock
A - Award 16,015 80,186 24.96
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise -10,000 0 -100.00
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise -10,000 0 -100.00
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise -10,000 0 -100.00
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise -10,000 0 -100.00
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
S - Sale -40,000 64,171 -38.40 9.41 -376,240 603,592
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 104,171 10.62 6.68 66,800 695,862
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 94,171 11.88 7.75 77,500 729,825
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 84,171 13.48 8.67 86,700 729,763
2015-03-02 2015-02-26 4 PMCS PMC SIERRA INC
Common Stock
M - Exercise 10,000 74,171 15.58 8.21 82,100 608,944
2014-12-19 2014-12-17 4 BLOX INFOBLOX INC
Common Stock
A - Award 11,500 11,500
2014-12-10 2014-12-08 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
A - Award 11,297 11,297
2014-11-17 2014-11-17 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -4,329 4,329 -50.00
2014-11-17 2014-11-17 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 4,329 63,292 7.34
2014-11-17 2014-11-15 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -4,726 4,726 -50.00
2014-11-17 2014-11-15 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 4,726 58,963 8.71
2014-11-17 2014-11-14 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -3,526 7,052 -33.33
2014-11-17 2014-11-14 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 3,526 54,237 6.95
2014-05-29 2014-05-27 4 PMCS PMC SIERRA INC
Common Stock
A - Award 18,621 64,171 40.88
2013-12-03 2013-12-01 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -2,864 0 -100.00
2013-12-03 2013-12-01 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 2,864 50,711 5.99
2013-11-18 2013-11-17 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -4,329 4,329 -50.00
2013-11-18 2013-11-17 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 4,329 47,847 9.95
2013-11-18 2013-11-15 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -4,725 9,452 -33.33
2013-11-18 2013-11-15 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 4,725 43,518 12.18
2013-11-18 2013-11-14 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
A - Award 10,578 10,578
2013-06-05 2013-06-04 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
A - Award 24,000 24,000
2013-05-30 2013-05-28 4 PMCS PMC SIERRA INC
Common Stock
A - Award 10,187 45,550 28.81
2013-02-28 2013-02-26 4 BLOX INFOBLOX INC
Employee Stock Option (right to buy)(NQ)
A - Award 28,500 28,500
2013-02-05 3 BLOX INFOBLOX INC
No securities are beneficially owned
0
2012-12-04 2012-12-01 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -2,864 2,864 -50.00
2012-12-04 2012-12-01 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 2,864 38,793 7.97
2012-11-19 2012-11-17 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -4,329 8,658 -33.33
2012-11-19 2012-11-17 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 4,329 35,929 13.70
2012-11-19 2012-11-15 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
A - Award 14,177 14,177
2012-11-14 2012-11-12 4 JDSU JDS UNIPHASE CORP /CA/
Restricted Stock Unit
M - Exercise -5,192 0 -100.00
2012-11-14 2012-11-12 4 JDSU JDS UNIPHASE CORP /CA/
Common Stock
M - Exercise 5,192 31,600 19.66
2012-08-16 2012-08-15 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -5,836 484,072 -1.19 1.60 -9,338 774,515
2012-07-03 2012-07-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -91,693 489,908 -15.77 2.03 -186,137 994,513
2012-06-06 2012-06-05 4 PMCS PMC SIERRA INC
Stock Option (Right to Buy)
A - Award 24,000 24,000
2012-06-04 2012-06-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -11,948 581,601 -2.01 1.84 -21,984 1,070,146
2012-05-29 2012-05-25 4 PMCS PMC SIERRA INC
Common Stock
A - Award 9,361 35,363 36.00
2012-05-02 2012-05-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -6,113 593,549 -1.02 2.37 -14,488 1,406,711
2012-04-03 2012-04-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -6,113 599,662 -1.01 2.62 -16,016 1,571,114
2012-03-02 2012-03-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -5,835 605,775 -0.95 2.60 -15,171 1,575,015
2012-03-02 2012-03-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -6,114 611,610 -0.99 2.60 -15,896 1,590,186
2012-02-02 2012-02-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -6,674 617,724 -1.07 2.69 -17,953 1,661,678
2012-01-04 2012-01-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -6,674 624,398 -1.06 2.40 -16,018 1,498,555
2010-06-02 2010-06-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -18,340 729,945 -2.45 2.28 -41,815 1,664,275
2009-07-06 2009-07-01 4 QTM QUANTUM CORP /DE/
Non Qualified Stock Options
A - Award 800,000 800,000
2009-07-06 2009-07-01 4 QTM QUANTUM CORP /DE/
Restricted Stock Units
M - Exercise -80,000 80,000 -50.00
2009-07-06 2009-07-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -28,601 748,285 -3.68 0.98 -28,029 733,319
2009-07-06 2009-07-01 4 QTM QUANTUM CORP /DE/
Common Stock
M - Exercise 80,000 776,886 11.48
2009-06-03 2009-06-01 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -47,667 696,886 -6.40 1.17 -55,770 815,357
2009-06-03 2009-06-01 4 QTM QUANTUM CORP /DE/
Common Stock
A - Award 100,000 744,553 15.51
2008-09-03 2008-09-02 4 QTM QUANTUM CORP /DE/
Common Stock
F - Taxes -44,688 644,553 -6.48 1.77 -79,098 1,140,859
2008-09-03 2008-09-01 4 QTM QUANTUM CORP /DE/
Restricted Stock Units
M - Exercise -125,000 0 -100.00
2008-09-03 2008-09-01 4 QTM QUANTUM CORP /DE/
Common Stock
M - Exercise 125,000 689,241 22.15
2005-03-01 2005-02-28 4 JDSU JDS UNIPHASE CORP /CA/
Non-qualified Stock option (right to buy)
A - Award 40,000 40,000 1.92 76,800 76,800
2004-08-31 2004-08-31 4 DSS QUANTUM CORP /DE/
Common Stock
A - Award 35,000 45,000 350.00 0.01 350 450
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)