簡介

本頁面提供了有關 Ajay Banga 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Ajay Banga已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:MA / Mastercard Incorporated Executive Chairman, Director 38,341
US:DOW / Dow Inc. Director 14,272
US:DWDP / DowDuPont Inc. Director 34,992
US:US26055BHH06 / DOW CHEMICAL COMPANY Director 0
US:KFT / Director 21,766
如何解讀這些圖表

以下圖表顯示了在Ajay Banga進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

歷史內部人交易

該表格顯示了由 Ajay Banga 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2021-09-03 2021-09-01 4 MA Mastercard Inc
Class A Common Stock
G - Gift 2,854 38,341 8.04
2021-09-03 2021-09-01 4 MA Mastercard Inc
Class A Common Stock
G - Gift -2,854 79,667 -3.46
2021-07-15 2021-07-14 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -60,000 107,412 -35.84
2021-07-15 2021-07-14 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -100 257,776 -0.04 391.07 -39,107 100,808,460
2021-07-15 2021-07-14 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -59,900 257,876 -18.85 390.34 -23,381,126 100,658,286
2021-07-15 2021-07-14 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 60,000 317,776 23.28 77.72 4,663,200 24,697,551
2021-05-18 2021-05-18 4 MA Mastercard Inc
Class A Common Stock
G - Gift -2,743 257,776 -1.05
2021-05-18 2021-05-13 4 MA Mastercard Inc
Class A Common Stock
G - Gift 18,142 33,142 120.95
2021-05-18 2021-05-13 4 MA Mastercard Inc
Class A Common Stock
G - Gift -18,142 35,487 -33.83
2021-05-04 2021-04-30 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -130,000 167,412 -43.71
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -100 276,848 -0.04 383.84 -38,384 106,265,336
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -21,835 276,948 -7.31 383.16 -8,366,382 106,116,448
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -21,446 298,783 -6.70 382.47 -8,202,409 114,274,936
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -4,693 320,229 -1.44 381.28 -1,789,338 122,096,305
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -21,944 324,922 -6.33 380.17 -8,342,470 123,525,889
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -35,517 346,866 -9.29 379.31 -13,472,035 131,570,540
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -2,947 382,383 -0.76 378.41 -1,115,175 144,697,666
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -10,350 385,330 -2.62 377.24 -3,904,416 145,361,234
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -11,168 395,680 -2.75 376.17 -4,201,118 148,844,766
2021-05-04 2021-04-30 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 130,000 406,848 46.96 77.72 10,103,600 31,620,227
2021-03-02 2021-03-01 4 MA Mastercard Inc
Employee Stock Option (right to buy)
A - Award 33,261 33,261
2021-03-02 2021-03-01 4 MA Mastercard Inc
Class A Common Stock
A - Award 8,507 276,848 3.17
2021-03-02 2021-03-01 4 MA Mastercard Inc
Class A Common Stock
F - Taxes -1,566 268,341 -0.58 362.81 -568,160 97,356,798
2021-03-02 2021-02-28 4 MA Mastercard Inc
Class A Common Stock
A - Award 13,954 269,907 5.45
2020-12-14 2020-12-11 4 MA Mastercard Inc
Class A Common Stock
G - Gift -14,700 255,953 -5.43
2020-12-04 2020-12-02 4 MA Mastercard Inc
Class A Common Stock
G - Gift 15,000 15,000
2020-12-04 2020-12-02 4 MA Mastercard Inc
Class A Common Stock
G - Gift -15,000 0 -100.00
2020-09-03 2020-09-01 4 MA Mastercard Inc
Class A Common Stock
G - Gift 15,000 15,000
2020-09-03 2020-09-01 4 MA Mastercard Inc
Class A Common Stock
G - Gift 18,300 53,629 51.80
2020-09-03 2020-09-01 4 MA Mastercard Inc
Class A Common Stock
G - Gift -15,000 270,653 -5.25
2020-09-03 2020-09-01 4 MA Mastercard Inc
Class A Common Stock
G - Gift -18,300 285,653 -6.02
2020-07-24 2020-07-23 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -61,067 0 -100.00
2020-07-24 2020-07-23 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -1,500 323,304 -0.46 317.08 -475,620 102,513,135
2020-07-24 2020-07-23 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -22,250 324,804 -6.41 316.61 -7,044,481 102,834,863
2020-07-24 2020-07-23 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -37,317 347,054 -9.71 315.41 -11,770,177 109,464,510
2020-07-24 2020-07-23 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 61,067 384,371 18.89 51.83 3,165,103 19,921,949
2020-06-12 2020-06-10 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -102,000 61,067 -62.55
2020-06-12 2020-06-10 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -700 323,304 -0.22 316.02 -221,214 102,170,756
2020-06-12 2020-06-10 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -101,300 324,004 -23.82 315.28 -31,937,803 102,151,787
2020-06-12 2020-06-10 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 102,000 425,304 31.55 51.83 5,286,660 22,043,506
2020-05-19 2020-05-18 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -81,533 163,067 -33.33
2020-05-19 2020-05-18 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -19,723 323,304 -5.75 289.60 -5,711,787 93,628,935
2020-05-19 2020-05-18 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -8,320 343,027 -2.37 288.74 -2,402,275 99,043,901
2020-05-19 2020-05-18 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -13,362 351,347 -3.66 287.39 -3,840,092 100,973,263
2020-05-19 2020-05-18 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -25,858 364,709 -6.62 286.46 -7,407,350 104,475,488
2020-05-19 2020-05-18 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -14,270 390,567 -3.52 285.50 -4,074,129 111,508,089
2020-05-19 2020-05-18 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 81,533 404,837 25.22 51.83 4,225,855 20,982,702
2020-04-13 2020-04-09 4 DOW DOW INC.
Common Stock
A - Award 5,061 14,272 54.95
2020-03-03 2020-03-01 4 MA Mastercard Inc
Employee Stock Options (right to buy)
A - Award 63,709 63,709
2020-03-03 2020-03-01 4 MA Mastercard Inc
Class A Common Stock
A - Award 12,311 333,665 3.83
2020-03-03 2020-02-28 4 MA Mastercard Inc
Class A Common Stock
A - Award 46,316 321,354 16.84
2019-09-03 2019-08-27 4 MA Mastercard Inc
Class A Common Stock
G - Gift -271 275,038 -0.10
2019-09-03 2019-08-26 4 MA Mastercard Inc
Class A Common Stock
G - Gift 11,842 35,329 50.42
2019-09-03 2019-08-26 4 MA Mastercard Inc
Class A Common Stock
G - Gift -11,842 30,010 -28.29
2019-05-02 2019-05-01 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -100,000 244,600 -29.02 51.83 -5,183,000 12,677,618
2019-05-02 2019-05-01 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -152,600 0 -100.00 42.04 -6,415,762
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -1,200 275,038 -0.43 255.14 -306,169 70,173,415
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -2,300 276,238 -0.83 253.98 -584,161 70,159,756
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -16,489 278,538 -5.59 252.99 -4,171,527 70,466,911
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -25,821 295,027 -8.05 252.23 -6,512,888 74,415,309
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -87,345 320,848 -21.40 251.32 -21,951,379 80,634,910
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -79,990 408,193 -16.39 250.31 -20,022,609 102,176,382
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -39,455 488,183 -7.48 249.24 -9,833,662 121,673,462
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 100,000 527,638 23.38 51.83 5,183,000 27,347,478
2019-05-02 2019-05-01 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 152,600 427,638 55.48 42.04 6,415,762 17,979,184
2019-04-15 2019-04-11 4 DOW Dow Inc.
Common Stock
A - Award 3,380 9,211 57.97
2019-04-03 2019-04-01 4 DOW Dow Inc.
Common Stock
J - Other 5,831 5,831
2019-03-04 2019-03-01 4 MA Mastercard Inc
Employee Stock Options (right to buy)
A - Award 140,488 140,488
2019-03-04 2019-02-28 4 MA Mastercard Inc
Class A Common Stock
A - Award 58,647 275,038 27.10
2019-01-07 3 DWDP DowDuPont Inc.
Common Stock
34,992
2019-01-07 3 DWDP DowDuPont Inc.
Common Stock
34,992
2019-01-07 3 DWDP DowDuPont Inc.
Common Stock
34,992
2018-08-21 2018-08-20 4 MA Mastercard Inc
Class A Common Stock
G - Gift 20,913 23,487 812.47
2018-08-21 2018-08-20 4 MA Mastercard Inc
Class A Common Stock
G - Gift -20,913 42,123 -33.18
2018-05-04 2018-05-03 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise -100,000 152,600 -39.59
2018-05-04 2018-05-03 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise -139,020 0 -100.00
2018-05-04 2018-05-03 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -38,099 216,391 -14.97 187.35 -7,137,943 40,541,395
2018-05-04 2018-05-03 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -80,444 254,490 -24.02 186.51 -15,003,892 47,465,821
2018-05-04 2018-05-03 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -88,365 334,934 -20.88 185.38 -16,381,042 62,089,830
2018-05-04 2018-05-03 4 MA Mastercard Inc
Class A Common Stock
S - Sale X -32,112 423,299 -7.05 184.56 -5,926,629 78,124,571
2018-05-04 2018-05-03 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 100,000 455,411 28.14 42.04 4,204,300 19,146,845
2018-05-04 2018-05-03 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 139,020 355,411 64.24 24.04 3,341,485 8,542,659
2018-03-02 2018-03-01 4 MA Mastercard Inc
Employee Stock Option (right to buy)
A - Award 165,036 165,036
2018-03-02 2018-02-28 4 MA Mastercard Inc
Class A Common Stock
A - Award 44,638 216,391 25.99
2017-09-05 2017-08-31 4 DOW DOW CHEMICAL CO /DE/
Common
D - Sale to Issuer -14,816 0 -100.00
2017-08-21 2017-08-17 4 MA Mastercard Inc
Class A Common Stock
G - Gift 2,574 2,574
2017-08-21 2017-08-17 4 MA Mastercard Inc
Class A Common Stock
G - Gift -2,574 63,036 -3.92
2017-05-16 2017-05-12 4 DOW DOW CHEMICAL CO /DE/
Common
A - Award 2,750 14,816 22.79
2017-05-04 2017-05-03 4 MA Mastercard Inc
Employee Stock Option (right to buy)
M - Exercise X -139,020 139,020 -50.00 24.04 -3,341,485 3,341,485
2017-05-04 2017-05-03 4 MA Mastercard Inc
Class A Common Stock
S - Sale -29,380 171,753 -14.61 117.90 -3,463,952 20,249,971
2017-05-04 2017-05-03 4 MA Mastercard Inc
Class A Common Stock
S - Sale -132,362 201,133 -39.69 117.13 -15,504,170 23,559,634
2017-05-04 2017-05-03 4 MA Mastercard Inc
Class A Common Stock
M - Exercise X 139,020 333,495 71.48 24.04 3,341,485 8,015,886
2017-03-02 2017-03-01 4 MA Mastercard Inc
Employee Stock Option (right to buy)
A - Award 294,396 294,396
2017-03-02 2017-02-28 4 MA Mastercard Inc
Class A Common Stock
A - Award 22,722 194,475 13.23
2016-12-02 2016-12-01 4 MA Mastercard Inc
Class A Common Stock
G - Gift -4,855 171,753 -2.75
2016-05-17 2016-05-13 4 DOW DOW CHEMICAL CO /DE/
Common
A - Award 2,680 12,066 28.55
2016-05-05 2016-05-03 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
M - Exercise X -129,740 0 -100.00
2016-05-05 2016-05-03 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -9,502 176,608 -5.11 97.24 -924,020 17,174,210
2016-05-05 2016-05-03 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -166,738 186,110 -47.25 96.36 -16,066,323 17,932,945
2016-05-05 2016-05-03 4 MA MASTERCARD INC
Class A Common Stock
M - Exercise X 129,740 352,848 58.15 23.27 3,019,569 8,212,184
2016-03-02 2016-03-01 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
A - Award 309,472 309,472
2016-03-02 2016-02-29 4 MA MASTERCARD INC
Class A Common Stock
A - Award 52,211 223,108 30.55
2015-05-19 2015-05-15 4 DOW DOW CHEMICAL CO /DE/
Common
A - Award 2,630 9,386 38.93
2015-05-06 2015-05-04 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
M - Exercise X -64,870 129,740 -33.33
2015-05-06 2015-05-04 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -98,837 170,897 -36.64 91.45 -9,039,108 15,629,334
2015-05-06 2015-05-04 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -1,033 269,734 -0.38 91.94 -94,970 24,798,292
2015-05-06 2015-05-04 4 MA MASTERCARD INC
Class A Common Stock
M - Exercise X 64,870 270,767 31.51 23.27 1,509,784 6,301,831
2015-03-03 2015-03-02 4 MA MASTERCARD INC
Class A Common Stock
G - Gift -5,700 205,897 -2.69
2015-03-03 2015-03-01 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
A - Award 303,644 303,644
2015-03-03 2015-03-01 4 MA MASTERCARD INC
Class A Common Stock
A - Award 49,930 211,597 30.88
2014-07-02 2014-06-30 4 MA MASTERCARD INC
Class A Common Stock
F - Taxes -66,986 227,277 -22.76 73.47 -4,921,461 16,698,041
2014-05-20 2014-05-16 4 DOW DOW CHEMICAL CO /DE/
Common
A - Award 2,760 6,756 69.07
2014-05-08 2014-05-06 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
M - Exercise X -64,870 194,610 -25.00
2014-05-08 2014-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -64,870 294,263 -18.06 74.12 -4,808,074 21,810,362
2014-05-08 2014-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -40,000 359,133 -10.02 74.12 -2,964,744 26,618,435
2014-05-08 2014-05-06 4 MA MASTERCARD INC
Class A Common Stock
M - Exercise X 64,870 399,133 19.41 23.27 1,509,784 9,289,421
2014-03-04 2014-03-01 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
A - Award 297,412 297,412
2014-03-04 2014-02-28 4 MA MASTERCARD INC
Class A Common Stock
A - Award 62,193 334,263 22.86
2013-05-14 2013-05-10 4 DOW DOW CHEMICAL CO /DE/
Common
A - Award 3,920 3,996 5,157.89
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
M - Exercise X -29,564 0 -100.00
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -6,800 27,207 -20.00 552.36 -3,756,069 15,028,143
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -6,167 34,007 -15.35 550.13 -3,392,625 18,708,121
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -5,239 40,174 -11.54 551.14 -2,887,444 22,141,663
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -4,765 45,413 -9.50 549.07 -2,616,326 24,934,984
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -3,700 50,178 -6.87 553.33 -2,047,313 27,764,882
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -2,247 53,878 -4.00 547.84 -1,231,002 29,516,647
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -1,466 56,125 -2.55 554.87 -813,441 31,142,140
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
S - Sale X -680 57,591 -1.17 555.76 -377,915 32,006,624
2013-05-08 2013-05-06 4 MA MASTERCARD INC
Class A Common Stock
M - Exercise X 29,564 58,271 102.99 222.62 6,581,538 12,972,290
2013-03-04 2013-03-01 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
A - Award 34,460 34,460
2013-03-04 2013-02-28 4 MA MASTERCARD INC
Class A Common Stock
A - Award 5,775 28,707 25.18
2013-02-25 3 DOW DOW CHEMICAL CO /DE/
Common
76
2012-09-25 2012-09-21 4 MA MASTERCARD INC
Class A Common Stock
F - Taxes -6,646 22,932 -22.47 459.32 -3,052,674 10,533,241
2012-03-02 2012-03-01 4 MA MASTERCARD INC
Employee Stock Option (right to buy)
A - Award 25,260 25,260
2011-05-26 2011-05-24 4 KFT KRAFT FOODS INC
Class A Common Stock
A - Award 3,580 21,766 19.69
2008-05-15 2008-05-13 4 KFT KRAFT FOODS INC
Class A Common Stock
A - Award 4,002 7,558 112.53
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)