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簡介

本頁面提供了有關 Steven Richard Bailey 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Steven Richard Bailey已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:PFSI / PennyMac Financial Services, Inc. Chief Servicing Officer 16,389
US:PMT / PennyMac Mortgage Investment Trust Chief Mortgage Ops Officer 0
US:US70932MAC10 / PennyMac Financial Services Inc Chief Mtge Ops Ofcr 9,002
如何解讀這些圖表

以下圖表顯示了在Steven Richard Bailey進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

PFSI / PennyMac Financial Services, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFSI / PennyMac Financial Services, Inc. Insider Trades
PFSI / PennyMac Financial Services, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2024-09-16 PFSI Bailey Steven Richard 10,265 116.7005 10,265 116.7005 1,197,931 206 89.2800 -281,471 -23.50
2024-09-16 PFSI Bailey Steven Richard 3,865 117.3722 3,865 117.3722 453,644
2023-12-11 PFSI Bailey Steven Richard 300 80.0000 300 80.0000 24,000
2023-12-08 PFSI Bailey Steven Richard 7,702 80.1557 7,702 80.1557 617,359
2023-12-08 PFSI Bailey Steven Richard 8,623 80.1557 8,623 80.1557 691,183
2023-12-08 PFSI Bailey Steven Richard 7,289 80.1557 7,289 80.1557 584,255
2023-03-01 PFSI Bailey Steven Richard 12,989 60.6757 12,989 60.6757 788,117
2023-03-01 PFSI Bailey Steven Richard 615 61.2007 615 61.2007 37,638
2023-02-08 PFSI Bailey Steven Richard 3,520 66.3349 3,520 66.3349 233,499
2023-02-08 PFSI Bailey Steven Richard 15,403 66.3349 15,403 66.3349 1,021,756
2023-02-07 PFSI Bailey Steven Richard 4,317 66.2684 4,317 66.2684 286,081
2023-02-07 PFSI Bailey Steven Richard 25,226 66.2684 25,226 66.2684 1,671,687

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PFSI / PennyMac Financial Services, Inc. Insider Trades
PMTW / PennyMac Mortgage Investment Trust - Preferred Stock內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PMTW / PennyMac Mortgage Investment Trust - Preferred Stock Insider Trades
PMTW / PennyMac Mortgage Investment Trust - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PFSI / PennyMac Financial Services, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2013-05-15 PMT Bailey Steven Richard 600 23.8800 600 23.8800 14,328 40 19.1700 -2,826 -19.72
2013-05-15 PMT Bailey Steven Richard 39 23.9400 39 23.9400 934
2013-05-15 PMT Bailey Steven Richard 61 23.9100 61 23.9100 1,459
2013-05-15 PMT Bailey Steven Richard 200 23.8300 200 23.8300 4,766
2013-05-15 PMT Bailey Steven Richard 200 23.8200 200 23.8200 4,764
2013-05-15 PMT Bailey Steven Richard 100 23.8500 100 23.8500 2,385
2013-05-15 PMT Bailey Steven Richard 100 23.7900 100 23.7900 2,379
2013-05-15 PMT Bailey Steven Richard 100 23.7800 100 23.7800 2,378
2013-05-15 PMT Bailey Steven Richard 200 23.7700 200 23.7700 4,754
2013-05-15 PMT Bailey Steven Richard 300 23.7533 300 23.7533 7,126
2013-05-15 PMT Bailey Steven Richard 100 23.7120 100 23.7120 2,371
2013-05-15 PMT Bailey Steven Richard 200 23.7500 200 23.7500 4,750
2013-05-15 PMT Bailey Steven Richard 600 23.7150 600 23.7150 14,229
2013-05-15 PMT Bailey Steven Richard 500 23.4460 500 23.4460 11,723
2013-05-15 PMT Bailey Steven Richard 100 23.4700 100 23.4700 2,347
2013-05-15 PMT Bailey Steven Richard 100 23.4400 100 23.4400 2,344
2013-05-15 PMT Bailey Steven Richard 100 23.4200 100 23.4200 2,342
2013-05-15 PMT Bailey Steven Richard 100 23.4100 100 23.4100 2,341
2013-05-15 PMT Bailey Steven Richard 400 23.5300 400 23.5300 9,412
2013-05-15 PMT Bailey Steven Richard 100 23.5400 100 23.5400 2,354
2013-05-15 PMT Bailey Steven Richard 800 23.5600 800 23.5600 18,848
2013-05-15 PMT Bailey Steven Richard 500 23.5900 500 23.5900 11,795
2013-05-15 PMT Bailey Steven Richard 300 23.5800 300 23.5800 7,074
2013-05-15 PMT Bailey Steven Richard 300 23.5700 300 23.5700 7,071
2013-05-15 PMT Bailey Steven Richard 150 23.5567 150 23.5567 3,534
2013-05-15 PMT Bailey Steven Richard 350 23.5500 350 23.5500 8,242
2013-05-15 PMT Bailey Steven Richard 400 23.5525 400 23.5525 9,421
2013-05-15 PMT Bailey Steven Richard 700 23.5514 700 23.5514 16,486
2013-05-15 PMT Bailey Steven Richard 234 23.6000 234 23.6000 5,522
2013-05-15 PMT Bailey Steven Richard 300 23.6400 300 23.6400 7,092
2013-05-15 PMT Bailey Steven Richard 100 23.6200 100 23.6200 2,362
2013-05-15 PMT Bailey Steven Richard 300 23.6100 300 23.6100 7,083
2013-05-15 PMT Bailey Steven Richard 400 23.6150 400 23.6150 9,446
2013-05-15 PMT Bailey Steven Richard 166 23.5780 166 23.5780 3,914
2013-05-15 PMT Bailey Steven Richard 300 23.6300 300 23.6300 7,089
2013-05-15 PMT Bailey Steven Richard 100 23.6500 100 23.6500 2,365
2013-05-15 PMT Bailey Steven Richard 900 23.7000 900 23.7000 21,330
2013-05-15 PMT Bailey Steven Richard 600 23.7033 600 23.7033 14,222
2013-05-15 PMT Bailey Steven Richard 1,000 23.7100 1,000 23.7100 23,710
2013-05-15 PMT Bailey Steven Richard 100 23.7300 100 23.7300 2,373
2013-05-15 PMT Bailey Steven Richard 200 23.7225 200 23.7225 4,744
2013-05-15 PMT Bailey Steven Richard 750 23.7400 750 23.7400 17,805
2013-05-15 PMT Bailey Steven Richard 600 23.7200 600 23.7200 14,232

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PMTW / PennyMac Mortgage Investment Trust - Preferred Stock Insider Trades
歷史內部人交易

該表格顯示了由 Steven Richard Bailey 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2025-02-19 2025-02-14 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		A - Award 1,719 16,389 11.72
2024-09-18 2024-09-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -3,865 14,670 -20.85 117.37 -453,644 1,721,850
2024-09-18 2024-09-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -10,265 18,535 -35.64 116.70 -1,197,931 2,163,044
2024-09-18 2024-09-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 2,229 28,800 8.39 60.74 135,389 1,749,312
2024-09-18 2024-09-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 4,627 26,571 21.09 57.10 264,202 1,517,204
2024-09-18 2024-09-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 2,962 21,944 15.60 57.10 169,130 1,253,002
2024-09-18 2024-09-16 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 4,312 18,982 29.39 58.85 253,761 1,117,091
2024-03-04 2024-02-29 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		F - Taxes -3,283 14,670 -18.29 83.87 -275,345 1,230,373
2024-03-04 2024-02-29 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 8,494 15,893 114.80
2024-03-04 2024-02-29 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		A - Award 2,060 17,953 12.96
2024-02-28 2024-02-27 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		F - Taxes -331 7,399 -4.28 87.06 -28,817 644,157
2024-02-28 2024-02-27 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		F - Taxes -297 7,730 -3.70 87.06 -25,857 672,974
2024-02-27 2024-02-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		F - Taxes -873 8,027 -9.81 86.77 -75,750 696,503
2023-12-12 2023-12-11 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -300 8,900 -3.26 80.00 -24,000 712,000
2023-12-12 2023-12-11 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 300 9,200 3.37 57.10 17,130 525,320
2023-12-12 2023-12-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -7,289 8,900 -45.02 80.16 -584,255 713,386
2023-12-12 2023-12-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -8,623 16,189 -34.75 80.16 -691,183 1,297,641
2023-12-12 2023-12-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -7,702 24,812 -23.69 80.16 -617,359 1,988,823
2023-12-12 2023-12-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 7,289 32,514 28.90 57.10 416,202 1,856,549
2023-12-12 2023-12-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 8,623 25,225 51.94 58.85 507,464 1,484,491
2023-12-12 2023-12-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 7,702 16,602 86.54 35.03 269,801 581,568
2023-03-01 2023-03-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -615 8,900 -6.46 61.20 -37,638 544,686
2023-03-01 2023-03-01 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -12,989 9,515 -57.72 60.68 -788,117 577,329
2023-03-01 2023-02-27 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		F - Taxes -1,407 22,504 -5.88 60.74 -85,461 1,366,893
2023-02-28 2023-02-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		F - Taxes -9,999 23,911 -29.49 61.81 -618,038 1,477,939
2023-02-28 2023-02-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 20,166 33,910 146.73
2023-02-28 2023-02-24 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		A - Award 2,675 13,744 24.17
2023-02-27 2023-02-23 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		F - Taxes -845 11,069 -7.09 60.97 -51,520 674,877
2023-02-08 2023-02-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -15,403 11,914 -56.39 66.33 -1,021,756 790,314
2023-02-08 2023-02-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 15,403 27,317 129.28 35.03 539,567 956,915
2023-02-08 2023-02-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -3,520 11,914 -22.81 66.33 -233,499 790,314
2023-02-08 2023-02-08 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 3,520 15,434 29.55 22.92 80,678 353,747
2023-02-08 2023-02-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -25,226 11,914 -67.92 66.27 -1,671,687 789,522
2023-02-08 2023-02-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		S - Sale -4,317 37,140 -10.41 66.27 -286,081 2,461,208
2023-02-08 2023-02-07 4 PFSI PennyMac Financial Services, Inc.
Common Stock 		M - Exercise 4,317 41,457 11.62 22.92 98,946 950,194
2022-04-11 3 PFSI PennyMac Financial Services, Inc.
Common Stock 		37,140
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units 		M - Exercise -1,462 0 -100.00
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Performance-Based Restricted Share Units 		A - Award 1,462 1,462
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		M - Exercise 1,462 20,543 7.66
2018-03-14 2018-03-12 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		A - Award 5,104 19,081 36.52
2018-02-28 2018-02-27 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,077 13,977 -18.04 17.40 -53,525 243,131
2018-02-28 2018-02-26 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,653 17,054 -17.64 17.30 -63,210 295,097
2018-02-28 2018-02-26 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -1,760 20,707 -7.83 17.29 -30,433 358,055
2017-06-07 2017-06-05 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,725 22,467 -14.22 17.63 -65,671 396,086
2017-05-17 2017-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,250 26,192 -11.04 17.61 -57,218 461,123
2017-04-07 2017-04-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock 		S - Sale X -4,562 9,002 -33.63 15.86 -72,345 142,756
2017-04-07 2017-04-05 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock 		S - Sale X -5,600 13,564 -29.22 16.12 -90,275 218,658
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units 		M - Exercise -10,162 0 -100.00
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Performance-Based Restricted Stock Units 		A - Award 10,162 10,162
2017-04-05 2017-04-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock 		M - Exercise 10,162 19,164 112.89
2017-03-29 2017-03-27 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,076 29,442 -9.46 16.90 -51,984 497,570
2017-03-08 2017-03-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy) 		A - Award 22,506 22,506
2017-03-08 2017-03-06 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class A Common Stock 		A - Award 9,002 9,002
2017-02-27 2017-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,653 32,518 -10.10 16.86 -61,597 548,315
2017-02-27 2017-02-23 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		A - Award 5,281 36,171 17.10
2016-06-06 2016-06-03 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,725 30,890 -10.76 15.82 -58,942 488,785
2016-05-17 2016-05-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,250 34,615 -8.58 14.85 -48,265 514,064
2016-05-17 2016-05-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,750 37,865 -9.01 14.86 -55,713 562,549
2016-03-09 2016-03-07 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy) 		A - Award 27,771 27,771
2016-02-26 2016-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,653 41,615 -8.07 12.00 -43,839 499,417
2016-02-26 2016-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		A - Award 9,230 45,268 25.61
2015-06-05 2015-06-03 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,725 36,038 -9.37 18.47 -68,799 665,600
2015-05-18 2015-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,750 39,763 -8.62 18.11 -67,926 720,247
2015-05-18 2015-05-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,250 43,513 -6.95 18.11 -58,854 787,973
2015-03-09 2015-03-09 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -5,000 46,763 -9.66 20.66 -103,317 966,283
2015-03-05 2015-03-03 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy) 		A - Award 27,547 27,547
2015-02-25 2015-02-24 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		A - Award 14,613 51,763 39.34
2014-06-05 2014-06-03 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		A - Award 14,900 37,150 66.97
2014-05-20 2014-05-16 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,750 22,250 -14.42 20.87 -78,254 464,304
2014-05-14 2014-05-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -3,250 26,000 -11.11 21.22 -68,965 551,720
2014-03-12 2014-03-10 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale X -5,000 29,250 -14.60 23.73 -118,672 694,231
2014-02-28 2014-02-26 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy) 		A - Award 28,216 28,216
2013-06-18 2013-06-13 4 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Nonstatutory Stock Option (Right to Buy) 		A - Award 15,882 15,882
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -600 36,450 -1.62 23.72 -14,229 864,412
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -200 36,250 -0.55 23.75 -4,750 860,938
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 36,150 -0.28 23.71 -2,371 857,189
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -300 35,850 -0.83 23.75 -7,126 851,556
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -200 35,650 -0.56 23.77 -4,754 847,400
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 35,550 -0.28 23.78 -2,378 845,379
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 35,450 -0.28 23.79 -2,379 843,356
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 35,350 -0.28 23.85 -2,385 843,098
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -200 35,150 -0.57 23.82 -4,764 837,273
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -200 34,950 -0.57 23.83 -4,766 832,858
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -61 34,889 -0.17 23.91 -1,459 834,196
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -39 34,850 -0.11 23.94 -934 834,309
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -600 34,250 -1.72 23.88 -14,328 817,890
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -600 37,050 -1.59 23.72 -14,232 878,826
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -750 37,650 -1.95 23.74 -17,805 893,811
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -200 38,400 -0.52 23.72 -4,744 910,944
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 38,600 -0.26 23.73 -2,373 915,978
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -1,000 38,700 -2.52 23.71 -23,710 917,577
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -600 39,700 -1.49 23.70 -14,222 941,021
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -900 40,300 -2.18 23.70 -21,330 955,110
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 41,200 -0.24 23.65 -2,365 974,380
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -300 41,300 -0.72 23.63 -7,089 975,919
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -166 41,600 -0.40 23.58 -3,914 980,845
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -400 41,766 -0.95 23.62 -9,446 986,304
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -300 42,166 -0.71 23.61 -7,083 995,539
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 42,466 -0.23 23.62 -2,362 1,003,047
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -300 42,566 -0.70 23.64 -7,092 1,006,260
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -234 42,866 -0.54 23.60 -5,522 1,011,638
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -700 43,100 -1.60 23.55 -16,486 1,015,065
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -400 43,800 -0.90 23.55 -9,421 1,031,600
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -350 44,200 -0.79 23.55 -8,242 1,040,910
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -150 44,550 -0.34 23.56 -3,534 1,049,451
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -300 44,700 -0.67 23.57 -7,071 1,053,579
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -300 45,000 -0.66 23.58 -7,074 1,061,100
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -500 45,300 -1.09 23.59 -11,795 1,068,627
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -800 45,800 -1.72 23.56 -18,848 1,079,048
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 46,600 -0.21 23.54 -2,354 1,096,964
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -400 46,700 -0.85 23.53 -9,412 1,098,851
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 47,100 -0.21 23.41 -2,341 1,102,611
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 47,200 -0.21 23.42 -2,342 1,105,424
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 47,300 -0.21 23.44 -2,344 1,108,712
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -100 47,400 -0.21 23.47 -2,347 1,112,478
2013-05-17 2013-05-15 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		S - Sale -500 47,500 -1.04 23.45 -11,723 1,113,685
2013-05-16 2013-05-14 4 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		A - Award 13,000 48,000 37.14
2013-05-09 3 PFSI PENNYMAC FINANCIAL SERVICES, INC.
Class B Common Stock 		1
2013-03-14 3 PMT PennyMac Mortgage Investment Trust
Common Shares of Beneficial Interest 		35,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）