美洲獅生物技術有限公司
US ˙ NasdaqGS ˙ US74587V1070

簡介

本頁面提供了有關 Alan H Auerbach 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Alan H Auerbach已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:PBYI / Puma Biotechnology, Inc. President and CEO, Director, 10% Owner 7,305,729
US:RDUS / Radius Recycling, Inc. Director 27,500
如何解讀這些圖表

以下圖表顯示了在Alan H Auerbach進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

PBYI / Puma Biotechnology, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 PBYI / Puma Biotechnology, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PBYI / Puma Biotechnology, Inc. Insider Trades
PBYI / Puma Biotechnology, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 PBYI / Puma Biotechnology, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2023-01-03 PBYI AUERBACH ALAN H 27,241 4.1779 27,241 4.1779 113,810 79 2.2100 -53,607 -47.10
2022-12-02 PBYI AUERBACH ALAN H 1,251 4.4978 1,251 4.4978 5,627
2022-11-02 PBYI AUERBACH ALAN H 1,242 2.2500 1,242 2.2500 2,794
2022-10-03 PBYI AUERBACH ALAN H 1,260 2.3354 1,260 2.3354 2,943
2022-09-02 PBYI AUERBACH ALAN H 1,254 2.5896 1,254 2.5896 3,247
2022-08-02 PBYI AUERBACH ALAN H 1,247 2.8900 1,247 2.8900 3,604
2022-07-05 PBYI AUERBACH ALAN H 26,140 2.6315 26,140 2.6315 68,787
2022-06-02 PBYI AUERBACH ALAN H 1,200 1.9441 1,200 1.9441 2,333
2022-05-03 PBYI AUERBACH ALAN H 1,263 2.3201 1,263 2.3201 2,930
2022-04-04 PBYI AUERBACH ALAN H 1,198 3.0780 1,198 3.0780 3,687
2022-03-02 PBYI AUERBACH ALAN H 1,294 2.2561 1,294 2.2561 2,919
2022-02-02 PBYI AUERBACH ALAN H 1,316 2.4610 1,316 2.4610 3,239
2022-01-03 PBYI AUERBACH ALAN H 22,875 3.1879 22,875 3.1879 72,923
2021-12-02 PBYI AUERBACH ALAN H 1,837 2.9000 1,837 2.9000 5,327
2021-11-02 PBYI AUERBACH ALAN H 1,795 5.6334 1,795 5.6334 10,112
2021-10-04 PBYI AUERBACH ALAN H 1,858 6.1535 1,858 6.1535 11,433
2021-09-02 PBYI AUERBACH ALAN H 1,764 7.5980 1,764 7.5980 13,403
2021-08-02 PBYI AUERBACH ALAN H 1,764 7.5316 1,764 7.5316 13,286
2021-07-02 PBYI AUERBACH ALAN H 5,332 8.8374 5,332 8.8374 47,121
2021-06-02 PBYI AUERBACH ALAN H 1,757 10.7441 1,757 10.7441 18,877
2021-05-03 PBYI AUERBACH ALAN H 1,758 9.0140 1,758 9.0140 15,847
2021-04-05 PBYI AUERBACH ALAN H 1,584 9.8029 1,584 9.8029 15,528
2021-03-02 PBYI AUERBACH ALAN H 1,238 10.1418 1,238 10.1418 12,556
2021-02-02 PBYI AUERBACH ALAN H 1,222 12.2183 1,222 12.2183 14,931
2021-01-04 PBYI AUERBACH ALAN H 18,235 10.2210 18,235 10.2210 186,380
2020-12-02 PBYI AUERBACH ALAN H 355 11.6560 355 11.6560 4,138
2020-11-02 PBYI AUERBACH ALAN H 371 7.8151 371 7.8151 2,899
2020-10-02 PBYI AUERBACH ALAN H 350 10.1280 350 10.1280 3,545
2020-09-02 PBYI AUERBACH ALAN H 347 9.7791 347 9.7791 3,393
2020-08-03 PBYI AUERBACH ALAN H 330 10.7900 330 10.7900 3,561
2020-07-02 PBYI AUERBACH ALAN H 2,607 10.6646 2,607 10.6646 27,803
2020-06-02 PBYI AUERBACH ALAN H 100 10.7010 100 10.7010 1,070
2020-06-02 PBYI AUERBACH ALAN H 242 10.7100 242 10.7100 2,592
2020-05-04 PBYI AUERBACH ALAN H 339 9.7012 339 9.7012 3,289
2020-04-02 PBYI AUERBACH ALAN H 347 7.3850 347 7.3850 2,563
2020-03-02 PBYI AUERBACH ALAN H 372 10.0151 372 10.0151 3,726
2020-02-03 PBYI AUERBACH ALAN H 331 8.0145 331 8.0145 2,653
2020-01-02 PBYI AUERBACH ALAN H 43 8.3201 43 8.3201 358
2020-01-02 PBYI AUERBACH ALAN H 5,973 8.3900 5,973 8.3900 50,113
2019-12-02 PBYI AUERBACH ALAN H 455 10.3289 455 10.3289 4,700
2019-11-04 PBYI AUERBACH ALAN H 378 7.4000 378 7.4000 2,797
2019-11-04 PBYI AUERBACH ALAN H 100 7.4001 100 7.4001 740
2019-10-02 PBYI AUERBACH ALAN H 504 9.9745 504 9.9745 5,027
2019-09-04 PBYI AUERBACH ALAN H 524 10.1400 524 10.1400 5,313
2019-08-02 PBYI AUERBACH ALAN H 516 9.0300 516 9.0300 4,659
2019-08-02 PBYI AUERBACH ALAN H 1 9.0100 1 9.0100 9
2019-07-02 PBYI AUERBACH ALAN H 495 12.7800 495 12.7800 6,326
2019-06-03 PBYI AUERBACH ALAN H 483 15.1800 483 15.1800 7,332
2019-05-02 PBYI AUERBACH ALAN H 477 32.3801 477 32.3801 15,445
2019-04-02 PBYI AUERBACH ALAN H 491 35.7904 491 35.7904 17,573
2019-03-04 PBYI AUERBACH ALAN H 496 38.6200 496 38.6200 19,156
2019-02-04 PBYI AUERBACH ALAN H 345 27.8000 345 27.8000 9,591
2019-01-03 PBYI AUERBACH ALAN H 4,424 20.6700 4,424 20.6700 91,444

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PBYI / Puma Biotechnology, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Alan H Auerbach 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2026-02-20 2026-02-18 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 159,778 7,305,729 2.24
2026-01-08 2026-01-07 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -18,012 7,145,951 -0.25 5.88 -105,893 42,011,046
2026-01-08 2026-01-06 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -16,938 7,163,963 -0.24 5.84 -98,986 41,866,200
2025-07-10 2025-07-09 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -21,580 7,180,901 -0.30 3.54 -76,285 25,384,485
2025-07-10 2025-07-08 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -25,592 7,202,481 -0.35 3.53 -90,417 25,446,365
2025-02-11 2025-02-07 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 198,399 7,228,073 2.82
2025-01-03 2025-01-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -33,841 7,029,674 -0.48 3.15 -106,657 22,155,424
2024-07-18 2024-07-17 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -21,920 7,063,515 -0.31 3.70 -81,128 26,142,775
2024-07-02 2024-07-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -18,885 7,085,435 -0.27 3.27 -61,726 23,158,744
2024-03-19 2024-03-15 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 6,577 7,104,320 0.09
2024-02-14 2024-02-12 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 160,796 7,097,743 2.32
2024-01-05 2024-01-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -41,396 6,936,947 -0.59 4.49 -185,698 31,118,451
2023-07-06 2023-07-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale X -60,698 6,978,343 -0.86 3.31 -200,983 23,106,689
2023-02-14 2023-02-10 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 186,403 7,039,041 2.72
2023-01-05 2023-01-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -27,241 6,852,638 -0.40 4.18 -113,810 28,629,636
2022-12-12 2022-12-12 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 568,181 6,879,879 9.00 4.40 2,499,996 30,271,468
2022-12-06 2022-12-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,251 6,311,698 -0.02 4.50 -5,627 28,388,755
2022-11-04 2022-11-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,242 6,312,949 -0.02 2.25 -2,794 14,204,135
2022-10-05 2022-10-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,260 6,314,191 -0.02 2.34 -2,943 14,746,162
2022-09-07 2022-09-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,254 6,315,451 -0.02 2.59 -3,247 16,354,492
2022-08-04 2022-08-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,247 6,316,705 -0.02 2.89 -3,604 18,255,277
2022-07-07 2022-07-05 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -26,140 6,317,952 -0.41 2.63 -68,787 16,625,691
2022-06-06 2022-06-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,200 6,344,092 -0.02 1.94 -2,333 12,333,549
2022-05-04 2022-05-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,263 6,345,292 -0.02 2.32 -2,930 14,721,712
2022-04-05 2022-04-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,198 6,346,555 -0.02 3.08 -3,687 19,534,696
2022-03-14 2022-03-10 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 1,792,114 6,347,753 39.34 2.79 4,999,998 17,710,231
2022-03-14 2022-03-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Stock Option (Right to Buy) 		A - Award 241,176 241,176
2022-03-14 2022-03-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		A - Award 168,824 4,555,639 3.85
2022-03-04 2022-03-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,294 4,386,815 -0.03 2.26 -2,919 9,897,093
2022-02-03 2022-02-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,316 4,388,109 -0.03 2.46 -3,239 10,799,136
2022-01-05 2022-01-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -22,875 4,389,425 -0.52 3.19 -72,923 13,993,048
2021-12-06 2021-12-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,837 4,412,300 -0.04 2.90 -5,327 12,795,670
2021-11-03 2021-11-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,795 4,414,137 -0.04 5.63 -10,112 24,866,599
2021-10-06 2021-10-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
Common Stock 		S - Sale -1,858 4,415,932 -0.04 6.15 -11,433 27,173,438
2021-09-03 2021-09-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1,764 4,417,790 -0.04 7.60 -13,403 33,566,368
2021-08-03 2021-08-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1,764 4,419,554 -0.04 7.53 -13,286 33,286,313
2021-07-06 2021-07-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -5,332 4,421,318 -0.12 8.84 -47,121 39,072,956
2021-06-04 2021-06-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1,757 4,426,650 -0.04 10.74 -18,877 47,560,370
2021-05-05 2021-05-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1,758 4,428,407 -0.04 9.01 -15,847 39,917,661
2021-04-06 2021-04-05 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1,584 4,430,165 -0.04 9.80 -15,528 43,428,464
2021-03-04 2021-03-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1,238 4,431,749 -0.03 10.14 -12,556 44,945,912
2021-02-19 2021-02-17 4 PBYI PUMA BIOTECHNOLOGY, INC.
STOCK OPTION (RIGHT TO BUY) 		A - Award 210,944 210,944
2021-02-19 2021-02-17 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		A - Award 149,951 4,432,987 3.50
2021-02-04 2021-02-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1,222 4,283,036 -0.03 12.22 -14,931 52,331,419
2021-01-06 2021-01-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -18,235 4,284,258 -0.42 10.22 -186,380 43,789,401
2020-12-04 2020-12-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -355 4,302,493 -0.01 11.66 -4,138 50,149,858
2020-11-03 2020-11-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -371 4,302,848 -0.01 7.82 -2,899 33,627,187
2020-10-05 2020-10-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -350 4,303,219 -0.01 10.13 -3,545 43,583,002
2020-09-03 2020-09-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -347 4,303,569 -0.01 9.78 -3,393 42,085,032
2020-08-05 2020-08-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -330 4,303,916 -0.01 10.79 -3,561 46,439,254
2020-07-06 2020-07-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -2,607 4,304,246 -0.06 10.66 -27,803 45,903,062
2020-06-04 2020-06-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -242 4,306,853 -0.01 10.71 -2,592 46,126,396
2020-06-04 2020-06-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -100 4,307,095 0.00 10.70 -1,070 46,090,224
2020-05-06 2020-05-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -339 4,307,195 -0.01 9.70 -3,289 41,784,960
2020-04-03 2020-04-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -347 4,307,534 -0.01 7.38 -2,563 31,811,139
2020-03-03 2020-03-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -372 4,307,881 -0.01 10.02 -3,726 43,143,859
2020-02-13 2020-02-11 4 PBYI PUMA BIOTECHNOLOGY, INC.
STOCK OPTION (RIGHT TO BUY) 		A - Award 161,649 161,649
2020-02-13 2020-02-11 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		A - Award 127,553 4,308,253 3.05
2020-02-04 2020-02-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -331 4,180,700 -0.01 8.01 -2,653 33,506,220
2020-01-03 2020-01-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -5,973 4,181,031 -0.14 8.39 -50,113 35,078,850
2020-01-03 2020-01-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -43 4,187,004 0.00 8.32 -358 34,836,292
2019-12-03 2019-12-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -455 4,187,047 -0.01 10.33 -4,700 43,247,590
2019-11-05 2019-11-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -100 4,187,502 0.00 7.40 -740 30,987,934
2019-11-05 2019-11-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -378 4,187,602 -0.01 7.40 -2,797 30,988,255
2019-10-03 2019-10-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -504 4,187,980 -0.01 9.97 -5,027 41,773,007
2019-09-06 2019-09-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -524 4,188,484 -0.01 10.14 -5,313 42,471,228
2019-08-05 2019-08-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -1 4,189,008 0.00 9.01 -9 37,742,962
2019-08-05 2019-08-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -516 4,189,009 -0.01 9.03 -4,659 37,826,751
2019-07-24 2019-07-22 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale X -12,715 4,189,525 -0.30 9.98 -126,846 41,795,120
2019-07-03 2019-07-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -495 4,202,240 -0.01 12.78 -6,326 53,704,627
2019-06-05 2019-06-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -483 4,202,735 -0.01 15.18 -7,332 63,797,517
2019-05-06 2019-05-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -477 4,203,218 -0.01 32.38 -15,445 136,100,619
2019-04-03 2019-04-02 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -491 4,203,695 -0.01 35.79 -17,573 150,451,926
2019-03-22 2019-03-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -496 4,204,186 -0.01 38.62 -19,156 162,365,663
2019-02-08 2019-02-06 4 PBYI PUMA BIOTECHNOLOGY, INC.
STOCK OPTION (RIGHT TO BUY) 		A - Award 62,634 62,634
2019-02-08 2019-02-06 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		A - Award 39,215 4,204,682 0.94
2019-02-06 2019-02-04 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -345 4,165,467 -0.01 27.80 -9,591 115,799,983
2019-01-24 2019-01-22 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale X -8,825 4,165,812 -0.21 24.74 -218,334 103,063,855
2019-01-04 2019-01-03 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale -4,424 4,174,637 -0.11 20.67 -91,444 86,289,747
2018-07-24 2018-07-20 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale X -12,520 4,179,061 -0.30 52.00 -651,020 217,304,486
2018-02-13 2018-02-11 4 PBYI PUMA BIOTECHNOLOGY, INC.
STOCK OPTION (RIGHT TO BUY) 		A - Award 56,940 56,940
2018-02-13 2018-02-11 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		A - Award 35,650 4,191,581 0.86
2018-01-24 2018-01-22 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale X -10,692 4,155,931 -0.26 92.75 -991,683 385,462,600
2017-07-24 2017-07-20 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale X -4,000 4,166,623 -0.10 95.60 -382,400 398,329,159
2017-07-24 2017-07-20 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale X -9,175 4,170,623 -0.22 94.34 -865,605 393,472,839
2017-02-22 2017-02-17 4 RDUS Radius Health, Inc.
Stock Option (Right to Buy) 		A - Award 27,500 27,500
2017-02-21 2017-02-16 4 PBYI PUMA BIOTECHNOLOGY, INC.
STOCK OPTION (RIGHT TO BUY) 		A - Award 70,000 70,000
2017-01-24 2017-01-20 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		S - Sale X -10,202 4,179,798 -0.24 33.24 -339,064 138,916,005
2016-10-14 2016-10-14 4 PBYI PUMA BIOTECHNOLOGY, INC.
COMMON STOCK 		A - Award 150,000 4,190,000 3.71
2016-06-02 2016-05-24 4 RDUS Radius Health, Inc.
Stock Option (Right to Buy) 		A - Award 27,500 27,500
2016-05-27 2016-05-25 4 PBYI PUMA BIOTECHNOLOGY, INC.
Stock Option (Right to Buy) 		A - Award 66,667 66,667
2016-02-12 2016-02-10 4 RDUS Radius Health, Inc.
Stock Option (Right to Buy) 		A - Award 27,500 27,500
2015-10-09 2015-10-07 4 PBYI PUMA BIOTECHNOLOGY, INC.
Stock Option (Right to Buy) 		A - Award 150,000 150,000
2015-05-26 2015-05-07 4 RDUS Radius Health, Inc.
Stock Option (Right to Buy) 		A - Award 15,000 15,000
2014-12-19 2014-12-17 4 RDUS Radius Health, Inc.
Stock Option (Right to Buy) 		A - Award 30,000 30,000
2014-12-17 2014-12-15 4 PBYI PUMA BIOTECHNOLOGY, INC.
Stock Option (Right to Buy 		A - Award 150,000 150,000
2013-10-29 2013-10-25 4 PBYI PUMA BIOTECHNOLOGY, INC.
Stock Option (Right to Buy) 		A - Award 150,000 150,000
2012-12-18 2012-12-17 4 PBYI PUMA BIOTECHNOLOGY, INC.
Stock Option (Right to Buy) 		A - Award 150,000 150,000
2012-10-31 2012-10-24 4 PBYI PUMA BIOTECHNOLOGY, INC.
Warrant to Purchase Common Stock 		A - Award 2,116,250 2,116,250
2012-02-14 2012-02-13 4 NONE PUMA BIOTECHNOLOGY, INC.
Stock Option (Right to Buy) 		A - Award 200,000 200,000
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）