美國各州自來水公司
US ˙ NYSE ˙ US0298991011

簡介

本頁面提供了有關 James L Anderson 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示James L Anderson已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:AWR / American States Water Company 17,583
如何解讀這些圖表

以下圖表顯示了在James L Anderson進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

AWR / American States Water Company內部人士買入 - 短期收益分析

在這一部分，我們分析了在 AWR / American States Water Company 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AWR / American States Water Company Insider Trades
AWR / American States Water Company內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 AWR / American States Water Company 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2021-11-12 AWR ANDERSON JAMES L 7,400 92.7600 7,400 92.7600 686,424 216 71.4300 -157,842 -22.99
2021-08-13 AWR ANDERSON JAMES L 5 88.8300 5 88.8300 444
2021-08-13 AWR ANDERSON JAMES L 17 88.8400 17 88.8400 1,510
2021-08-13 AWR ANDERSON JAMES L 292 88.8800 292 88.8800 25,953
2021-08-13 AWR ANDERSON JAMES L 37 88.9000 37 88.9000 3,289
2021-08-13 AWR ANDERSON JAMES L 3,149 88.9100 3,149 88.9100 279,978
2021-08-04 AWR ANDERSON JAMES L 1,500 89.3600 1,500 89.3600 134,040
2021-08-04 AWR ANDERSON JAMES L 3,400 89.2400 3,400 89.2400 303,416
2021-08-04 AWR ANDERSON JAMES L 498 89.2900 498 89.2900 44,466
2021-08-04 AWR ANDERSON JAMES L 800 89.3000 800 89.3000 71,440
2021-08-04 AWR ANDERSON JAMES L 302 89.3100 302 89.3100 26,972
2019-02-28 AWR ANDERSON JAMES L 1,000 71.2000 1,000 71.2000 71,200
2019-02-28 AWR ANDERSON JAMES L 500 71.1800 500 71.1800 35,590
2018-08-21 AWR ANDERSON JAMES L 1,400 61.1995 1,400 61.1995 85,679
2018-08-21 AWR ANDERSON JAMES L 100 61.2398 100 61.2398 6,124
2017-11-28 AWR ANDERSON JAMES L 1,500 56.4000 1,500 56.4000 84,600
2017-11-28 AWR ANDERSON JAMES L 500 56.2300 500 56.2300 28,115
2017-08-18 AWR ANDERSON JAMES L 1,750 49.1000 1,750 49.1000 85,925
2015-11-20 AWR ANDERSON JAMES L 200 41.0800 200 41.0800 8,216
2015-11-20 AWR ANDERSON JAMES L 300 41.0900 300 41.0900 12,327
2015-11-20 AWR ANDERSON JAMES L 100 41.1200 100 41.1200 4,112
2015-11-20 AWR ANDERSON JAMES L 101 41.1500 101 41.1500 4,156
2015-11-20 AWR ANDERSON JAMES L 1,399 41.1700 1,399 41.1700 57,597
2015-11-20 AWR ANDERSON JAMES L 2,900 41.1400 2,900 41.1400 119,306
2015-06-01 AWR ANDERSON JAMES L 600 38.5600 600 38.5600 23,136
2015-06-01 AWR ANDERSON JAMES L 300 38.5700 300 38.5700 11,571
2015-06-01 AWR ANDERSON JAMES L 200 38.5200 200 38.5200 7,704
2015-06-01 AWR ANDERSON JAMES L 900 38.5500 900 38.5500 34,695
2014-11-21 AWR ANDERSON JAMES L 2,584 34.6900 2,584 34.6900 89,639
2014-11-21 AWR ANDERSON JAMES L 100 34.7300 100 34.7300 3,473
2014-11-21 AWR ANDERSON JAMES L 2,408 34.7000 2,408 34.7000 83,558
2014-11-21 AWR ANDERSON JAMES L 100 34.7100 100 34.7100 3,471
2014-09-03 AWR ANDERSON JAMES L 2,300 32.3900 2,300 32.3900 74,497
2014-09-03 AWR ANDERSON JAMES L 1,200 32.4000 1,200 32.4000 38,880
2012-11-29 AWR ANDERSON JAMES L 3,000 45.0900 3,000 45.0900 135,270

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

AWR / American States Water Company Insider Trades
歷史內部人交易

該表格顯示了由 James L Anderson 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2021-11-15 2021-11-12 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -7,400 17,583 -29.62 92.76 -686,424 1,630,978
2021-08-16 2021-08-13 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -3,149 24,983 -11.19 88.91 -279,978 2,221,218
2021-08-16 2021-08-13 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -37 28,132 -0.13 88.90 -3,289 2,500,915
2021-08-16 2021-08-13 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -292 28,169 -1.03 88.88 -25,953 2,503,641
2021-08-16 2021-08-13 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -17 28,461 -0.06 88.84 -1,510 2,528,455
2021-08-16 2021-08-13 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -5 28,478 -0.02 88.83 -444 2,529,681
2021-08-05 2021-08-04 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -302 28,483 -1.05 89.31 -26,972 2,543,797
2021-08-05 2021-08-04 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -800 28,785 -2.70 89.30 -71,440 2,570,480
2021-08-05 2021-08-04 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -498 29,585 -1.66 89.29 -44,466 2,641,624
2021-08-05 2021-08-04 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -3,400 30,083 -10.15 89.24 -303,416 2,684,587
2021-08-05 2021-08-04 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,500 33,483 -4.29 89.36 -134,040 2,992,021
2021-05-19 2021-05-17 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 80 34,983 0.23 77.48 6,234 2,710,465
2021-05-19 2021-02-16 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 79 34,902 0.23 78.49 6,208 2,739,482
2021-05-19 2021-02-08 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 398 34,823 1.16
2021-05-19 2021-01-06 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -0 34,425 0.00
2021-05-19 2020-11-16 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 78 34,425 0.23 79.13 6,182 2,724,085
2021-05-19 2020-08-17 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 78 34,347 0.23 78.67 6,156 2,702,103
2020-05-21 2020-05-19 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 508 34,269 1.51 78.71 40,000 2,697,318
2020-05-21 2020-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 74 33,761 0.22 74.96 5,582 2,530,715
2020-05-21 2020-02-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 59 33,686 0.18 93.85 5,564 3,161,470
2020-05-21 2020-01-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 82 33,627 0.24
2020-05-21 2020-01-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -0 33,545 0.00
2020-05-21 2019-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 66 33,546 0.20 84.04 5,543 2,819,174
2020-05-21 2019-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 63 33,480 0.19 87.20 5,524 2,919,426
2019-05-22 2019-05-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 545 33,416 1.66 73.39 40,000 2,452,423
2019-05-22 2019-05-16 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 68 32,871 0.21 72.59 4,962 2,386,126
2019-03-01 2019-02-28 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -500 32,803 -1.50 71.18 -35,590 2,334,912
2019-03-01 2019-02-28 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,000 33,303 -2.92 71.20 -71,200 2,371,168
2019-03-01 2019-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 72 34,303 0.21 69.64 5,044 2,388,855
2019-03-01 2019-01-17 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 290 34,230 0.85
2019-03-01 2019-01-09 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -1 33,940 0.00
2019-03-01 2018-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 75 33,941 0.22 65.46 4,922 2,221,786
2019-03-01 2018-08-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 6 33,866 0.02 60.43 375 2,046,518
2019-03-01 2018-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 82 33,860 0.24 59.42 4,899 2,011,945
2018-08-22 2018-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 33,777 -0.30 61.24 -6,124 2,068,514
2018-08-22 2018-08-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,400 33,877 -3.97 61.20 -85,679 2,073,273
2018-05-24 2018-05-22 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,362 35,277 4.02 55.05 75,000 1,942,015
2018-05-24 2018-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 83 33,915 0.24 54.57 4,522 1,850,735
2018-05-24 2018-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 85 33,832 0.25 53.13 4,500 1,797,496
2018-05-24 2018-01-12 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -1 33,747 0.00
2018-05-24 2017-12-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 362 33,749 1.08
2017-11-30 2017-11-28 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -500 33,387 -1.48 56.23 -28,115 1,877,335
2017-11-30 2017-11-28 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,500 33,887 -4.24 56.40 -84,600 1,911,211
2017-11-30 2017-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 82 35,387 0.23 54.51 4,479 1,928,930
2017-11-30 2017-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 9 35,305 0.02 48.98 425 1,729,216
2017-08-22 2017-08-18 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,750 35,296 -4.72 49.10 -85,925 1,733,027
2017-08-22 2017-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 89 37,046 0.24 50.14 4,456 1,857,480
2017-05-24 2017-05-23 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,667 36,957 4.72 44.99 75,000 1,662,695
2017-05-24 2017-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 94 35,290 0.27 44.59 4,206 1,573,579
2017-05-24 2017-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 95 35,196 0.27 43.91 4,183 1,545,439
2017-05-24 2016-12-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 819 35,100 2.39
2017-05-24 2016-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 100 34,281 0.29 41.45 4,159 1,420,961
2017-05-24 2016-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 8 34,181 0.02 38.85 311 1,327,932
2017-05-24 2016-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 93 34,173 0.27 41.37 3,829 1,413,736
2017-05-24 2016-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 8 34,080 0.02 39.83 310 1,357,424
2016-05-19 2016-05-19 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -2 34,073 -0.01
2016-05-19 2016-05-18 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 100 34,075 0.30 37.94 3,807 1,292,798
2016-05-19 2016-05-17 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,382 33,974 4.24 39.80 55,000 1,352,184
2016-05-19 2016-02-16 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 82 32,593 0.25 45.95 3,788 1,497,629
2015-11-23 2015-11-20 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -2,900 42,510 -6.39 41.14 -119,306 1,748,867
2015-11-23 2015-11-20 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -1,399 39,610 -3.41 41.17 -57,597 1,630,749
2015-11-23 2015-11-20 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -101 38,211 -0.26 41.15 -4,156 1,572,388
2015-11-23 2015-11-20 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 38,110 -0.26 41.12 -4,112 1,567,089
2015-11-23 2015-11-20 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -300 38,010 -0.78 41.09 -12,327 1,561,836
2015-11-23 2015-11-20 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 37,710 -0.53 41.08 -8,216 1,549,132
2015-11-23 2015-11-16 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 92 37,510 0.25 40.79 3,767 1,530,038
2015-11-23 2015-09-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 9 37,418 0.02 36.95 318 1,382,587
2015-11-23 2015-08-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 96 37,409 0.26 39.09 3,746 1,462,324
2015-06-02 2015-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -900 37,313 -2.36 38.55 -34,695 1,438,429
2015-06-02 2015-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -200 38,213 -0.52 38.52 -7,704 1,471,978
2015-06-02 2015-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -300 38,413 -0.77 38.57 -11,571 1,481,602
2015-06-02 2015-06-01 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -600 38,713 -1.53 38.56 -23,136 1,492,786
2015-05-20 2015-05-19 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,420 39,313 3.75 38.73 55,000 1,522,605
2015-05-20 2015-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 98 37,893 0.26 38.38 3,751 1,454,343
2015-05-20 2015-02-17 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 97 37,796 0.26 38.65 3,731 1,460,796
2015-05-20 2014-12-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 661 37,699 1.78
2014-11-21 2014-11-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 47,422 -0.21 34.71 -3,471 1,646,017
2014-11-21 2014-11-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -2,408 47,322 -4.84 34.70 -83,558 1,642,073
2014-11-21 2014-11-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -100 44,914 -0.22 34.73 -3,473 1,559,863
2014-11-21 2014-11-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -2,584 44,814 -5.45 34.69 -89,639 1,554,597
2014-11-21 2014-11-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 108 42,230 0.26 34.24 3,706 1,445,955
2014-09-04 2014-09-03 4 AWR AMERICAN STATES WATER CO
Common shares 		S - Sale -1,200 42,122 -2.77 32.40 -38,880 1,364,743
2014-09-04 2014-09-03 4 AWR AMERICAN STATES WATER CO
Common shares 		S - Sale -2,300 43,322 -5.04 32.39 -74,497 1,403,190
2014-09-04 2014-09-02 4 AWR AMERICAN STATES WATER CO
Common shares 		A - Award 12 45,622 0.03 32.26 374 1,471,756
2014-09-04 2014-08-15 4 AWR AMERICAN STATES WATER CO
Common shares 		A - Award 118 45,610 0.26 31.26 3,683 1,425,772
2014-05-21 2014-05-20 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,755 45,492 4.01 28.49 50,000 1,296,076
2014-05-21 2014-05-16 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 135 43,737 0.31 28.53 3,845 1,247,825
2014-05-21 2014-02-17 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 135 43,603 0.31 28.19 3,817 1,229,156
2014-05-21 2013-12-31 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,644 43,467 3.93
2014-05-21 2013-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		D - Sale to Issuer -6 41,823 -0.01
2014-05-21 2013-11-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 133 41,829 0.32 28.55 3,790 1,194,218
2014-05-21 2013-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 20,848 41,696 100.00
2014-05-21 2013-09-03 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 7 20,848 0.03 51.69 372 1,077,640
2014-05-21 2013-08-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 64 20,841 0.31 58.51 3,764 1,219,403
2013-05-23 2013-05-21 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 919 20,777 4.63 54.42 50,000 1,130,662
2013-05-23 2013-05-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 66 19,858 0.33 54.38 3,595 1,079,868
2013-05-23 2013-02-15 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 72 19,792 0.37 51.52 3,718 1,019,668
2012-11-30 2012-11-29 4 AWR AMERICAN STATES WATER CO
Employee Stock Options (Right to Buy) 		M - Exercise -3,000 0 -100.00
2012-11-30 2012-11-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		S - Sale -3,000 19,720 -13.20 45.09 -135,270 889,154
2012-11-30 2012-11-29 4 AWR AMERICAN STATES WATER CO
Common Shares 		M - Exercise 3,000 22,720 15.21 41.94 125,820 952,857
2012-11-30 2012-11-12 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 86 19,720 0.44 43.04 3,688 848,729
2012-11-30 2012-08-13 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 83 19,634 0.42 44.31 3,658 869,976
2012-05-24 2012-05-22 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 1,362 19,551 7.49 36.70 50,000 717,533
2012-05-24 2012-05-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 74 18,189 0.41 36.87 2,730 670,625
2012-05-24 2012-02-14 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 77 18,115 0.43 36.76 2,822 665,902
2012-05-24 2011-11-10 4 AWR AMERICAN STATES WATER CO
Common Shares 		A - Award 80 18,038 0.45 34.99 2,799 631,153
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）