安泰利克斯公司
US ˙ NasdaqCM ˙ US03676C1009

簡介

本頁面提供了有關 Jeffrey A Altman 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Jeffrey A Altman已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:ATEX / Anterix Inc. Director, 10% Owner 15,416
US:PYYX / Pyxus International, Inc. 10% Owner 3,865,355
US:OCAX / OCA Acquisition Corp. 10% Owner 104,691
US:CSTA / Constellation Acquisition Corp I 10% Owner 250,000
US:UPTD / TradeUP Acquisition Corp 10% Owner 0
US:CHAA / Catcha Investment Corp 10% Owner 0
US:KACL / Kairous Acquisition Corp. Limited 10% Owner 0
US:LHC / Leo Holdings Corp II - Class A 10% Owner 0
US:WINV / WinVest Acquisition Corp. 10% Owner 0
US:ADER / 26 Capital Acquisition Corp - Class A 10% Owner 302,300
US:DKDCA / Data Knights Acquisition Corp - Class A 10% Owner 0
US:PCCT / Perception Capital Corp II - Class A 10% Owner 79,323
US:KWAC / Kingswood Acquisition Corp. 10% Owner 0
US:MEOA / Minority Equality Opportunities Acquisition Inc - Class A 10% Owner 0
US:KRNL / Kernel Group Holdings, Inc. 10% Owner 762,500
US:PRBM / Parabellum Acquisition Corp - Class A 10% Owner 0
US:OTEC / OceanTech Acquisitions I Corp. 10% Owner 0
US:PGRW / Progress Acquisition Corp - Class A 10% Owner 0
US:GBRG / SunCar Technology Group Inc 10% Owner 0
US:BSGA / Bitdeer Technologies Holding Co - Class A 10% Owner 0
US:JATT / JATT II Acquisition Corp. 10% Owner 0
US:MCAE / Mountain Crest Acquisition Corp III 10% Owner 0
US:NRAC / Northern Revival Acquisition Corporation 10% Owner 601,000
US:SPK / SPK Acquisition Corp 10% Owner 0
US:OLIT / OmniLit Acquisition Corp - Class A 10% Owner 200,000
US:OXAC / Oxbridge Acquisition Corp - Class A 10% Owner 166,000
US:CFFE / CF Acquisition Corp VIII - Class A 10% Owner 500,000
US:CLOE / Clover Leaf Capital Corp. 10% Owner 323,924
US:VLDR / Velodyne Lidar Inc 10% Owner 1,947,000
US:BBCP / Concrete Pumping Holdings, Inc. 10% Owner 4,376,100
US:YRCW / Yellow Corporation 10% Owner
如何解讀這些圖表

以下圖表顯示了在Jeffrey A Altman進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

ATEX / Anterix Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2023-12-01 ATEX ALTMAN JEFFREY A 6,407 33.4100 6,407 33.4100 214,058 228 42.1800 56,190 26.25
2023-12-01 ATEX ALTMAN JEFFREY A 38,058 33.9900 38,058 33.9900 1,293,591
2023-11-30 ATEX ALTMAN JEFFREY A 29,727 32.1100 29,727 32.1100 954,534
2023-11-29 ATEX ALTMAN JEFFREY A 50,000 32.1500 50,000 32.1500 1,607,500
2021-02-24 ATEX Owl Creek Asset Management, L.P. 1,713 42.4985 1,713 42.4985 72,800
2021-02-24 ATEX Owl Creek Asset Management, L.P. 162 42.8475 162 42.8475 6,941
2021-02-23 ATEX Owl Creek Asset Management, L.P. 3,901 42.4601 3,901 42.4601 165,637
2021-02-23 ATEX Owl Creek Asset Management, L.P. 3,830 42.4573 3,830 42.4573 162,611
2021-02-17 ATEX Owl Creek Asset Management, L.P. 28,300 41.8518 28,300 41.8518 1,184,406
2021-02-17 ATEX Owl Creek Asset Management, L.P. 84,199 43.4027 84,199 43.4027 3,654,464
2021-02-17 ATEX Owl Creek Asset Management, L.P. 38,618 42.6754 38,618 42.6754 1,648,039
2020-05-14 ATEX Owl Creek Asset Management, L.P. 26,991 54.9362 26,991 54.9362 1,482,783
2020-05-14 ATEX Owl Creek Asset Management, L.P. 6,362 54.8484 6,362 54.8484 348,946
2020-05-13 ATEX Owl Creek Asset Management, L.P. 50,000 54.1585 50,000 54.1585 2,707,925
2020-05-13 ATEX Owl Creek Asset Management, L.P. 150,000 54.0564 150,000 54.0564 8,108,460
2020-03-19 NASDAQ Owl Creek Asset Management, L.P. 300 34.0533 300 34.0533 10,216
2020-03-13 ATEX Owl Creek Asset Management, L.P. 75,200 38.8201 75,200 38.8201 2,919,272
2020-03-11 ATEX Owl Creek Asset Management, L.P. 21,700 43.8758 21,700 43.8758 952,105
2020-03-10 ATEX Owl Creek Asset Management, L.P. 9,734 46.3638 9,734 46.3638 451,305
2020-03-10 ATEX Owl Creek Asset Management, L.P. 33,800 46.9516 33,800 46.9516 1,586,964
2020-03-09 ATEX Owl Creek Asset Management, L.P. 25,687 46.0130 25,687 46.0130 1,181,936
2019-10-28 ATEX Owl Creek Asset Management, L.P. 2,200 40.0041 2,200 40.0041 88,009
2019-10-28 ATEX Owl Creek Asset Management, L.P. 71,500 40.5000 71,500 40.5000 2,895,750
2019-10-28 ATEX Owl Creek Asset Management, L.P. 200 40.4500 200 40.4500 8,090
2019-10-24 ATEX Owl Creek Asset Management, L.P. 4,600 38.6457 4,600 38.6457 177,770
2019-10-23 ATEX Owl Creek Asset Management, L.P. 11,381 38.9603 11,381 38.9603 443,407
2019-10-22 ATEX Owl Creek Asset Management, L.P. 300 38.9950 300 38.9950 11,698
2019-10-18 ATEX Owl Creek Asset Management, L.P. 7,200 38.7021 7,200 38.7021 278,655
2019-10-17 ATEX Owl Creek Asset Management, L.P. 14,129 38.9445 14,129 38.9445 550,247
2019-10-16 ATEX Owl Creek Asset Management, L.P. 9,274 38.3491 9,274 38.3491 355,650
2019-10-15 ATEX Owl Creek Asset Management, L.P. 7,606 38.0697 7,606 38.0697 289,558
2019-10-15 ATEX Owl Creek Asset Management, L.P. 3,321 38.8723 3,321 38.8723 129,095
2019-10-15 ATEX Owl Creek Asset Management, L.P. 3,689 38.8753 3,689 38.8753 143,411
2019-10-15 ATEX Owl Creek Asset Management, L.P. 1,500 38.9820 1,500 38.9820 58,473
2019-10-11 ATEX Owl Creek Asset Management, L.P. 3,192 39.6256 3,192 39.6256 126,485
2019-10-11 ATEX Owl Creek Asset Management, L.P. 115,000 40.5000 115,000 40.5000 4,657,500
2019-10-10 ATEX Owl Creek Asset Management, L.P. 6,519 37.8865 6,519 37.8865 246,982
2019-10-10 ATEX Owl Creek Asset Management, L.P. 2,268 38.1174 2,268 38.1174 86,450
2019-10-09 ATEX Owl Creek Asset Management, L.P. 8,652 37.2739 8,652 37.2739 322,494
2019-10-08 ATEX Owl Creek Asset Management, L.P. 6,300 36.9385 6,300 36.9385 232,713
2019-10-08 ATEX Owl Creek Asset Management, L.P. 2,600 37.2251 2,600 37.2251 96,785
2019-10-08 ATEX Owl Creek Asset Management, L.P. 100 36.9695 100 36.9695 3,697
2019-10-07 ATEX Owl Creek Asset Management, L.P. 12,951 37.8349 12,951 37.8349 490,000
2019-10-03 ATEX Owl Creek Asset Management, L.P. 3,316 37.9823 3,316 37.9823 125,949
2019-09-30 ATEX Owl Creek Asset Management, L.P. 2,300 35.5315 2,300 35.5315 81,722
2019-09-27 ATEX Owl Creek Asset Management, L.P. 10,924 35.5778 10,924 35.5778 388,652
2019-09-26 ATEX Owl Creek Asset Management, L.P. 700 35.1850 700 35.1850 24,630
2019-09-26 ATEX Owl Creek Asset Management, L.P. 14,909 35.3606 14,909 35.3606 527,191
2019-09-20 ATEX Owl Creek Asset Management, L.P. 2,901 38.9213 2,901 38.9213 112,911
2019-09-19 ATEX Owl Creek Asset Management, L.P. 1,700 39.4688 1,700 39.4688 67,097
2019-09-18 ATEX Owl Creek Asset Management, L.P. 2,099 39.3995 2,099 39.3995 82,700
2019-09-17 ATEX Owl Creek Asset Management, L.P. 800 39.1983 800 39.1983 31,359
2019-09-16 ATEX Owl Creek Asset Management, L.P. 38,918 39.4003 38,918 39.4003 1,533,381
2019-09-13 ATEX Owl Creek Asset Management, L.P. 9,997 39.4430 9,997 39.4430 394,312
2019-09-12 ATEX Owl Creek Asset Management, L.P. 5,400 39.8544 5,400 39.8544 215,214
2019-09-12 ATEX Owl Creek Asset Management, L.P. 8,362 39.8927 8,362 39.8927 333,583
2019-09-11 ATEX Owl Creek Asset Management, L.P. 24,983 39.5031 24,983 39.5031 986,906
2019-09-11 ATEX Owl Creek Asset Management, L.P. 15,600 40.3691 15,600 40.3691 629,758
2019-09-10 ATEX Owl Creek Asset Management, L.P. 14,286 37.7753 14,286 37.7753 539,658
2019-09-10 ATEX Owl Creek Asset Management, L.P. 5,000 37.9524 5,000 37.9524 189,762
2019-09-10 ATEX Owl Creek Asset Management, L.P. 2,052 37.6532 2,052 37.6532 77,264
2019-09-10 ATEX Owl Creek Asset Management, L.P. 1,200 37.7421 1,200 37.7421 45,291
2019-08-30 ATEX Owl Creek Asset Management, L.P. 1,000,000 43.5000 1,000,000 43.5000 43,500,000
2019-08-20 ATEX Owl Creek Asset Management, L.P. 17,000 41.9900 17,000 41.9900 713,830
2019-08-06 ATEX Owl Creek Asset Management, L.P. 8,285 43.7162 8,285 43.7162 362,189
2019-08-06 ATEX Owl Creek Asset Management, L.P. 1,715 43.1360 1,715 43.1360 73,978
2019-08-05 ATEX Owl Creek Asset Management, L.P. 14,442 43.4321 14,442 43.4321 627,246
2019-08-02 ATEX Owl Creek Asset Management, L.P. 52,239 43.7121 52,239 43.7121 2,283,476
2019-08-01 ATEX Owl Creek Asset Management, L.P. 47,761 44.0902 47,761 44.0902 2,105,792
2019-07-31 ATEX Owl Creek Asset Management, L.P. 23,108 44.9052 23,108 44.9052 1,037,669
2019-07-30 ATEX Owl Creek Asset Management, L.P. 25,992 44.7737 25,992 44.7737 1,163,758
2019-07-29 ATEX Owl Creek Asset Management, L.P. 16,000 44.8764 16,000 44.8764 718,022
2019-07-26 ATEX Owl Creek Asset Management, L.P. 8,200 45.0000 8,200 45.0000 369,000
2019-07-25 ATEX Owl Creek Asset Management, L.P. 17,100 44.8725 17,100 44.8725 767,320
2019-07-24 ATEX Owl Creek Asset Management, L.P. 37,230 44.9963 37,230 44.9963 1,675,212
2019-07-23 ATEX Owl Creek Asset Management, L.P. 6,000 44.0923 6,000 44.0923 264,554
2019-07-23 ATEX Owl Creek Asset Management, L.P. 10,000 44.5000 10,000 44.5000 445,000
2019-07-23 ATEX Owl Creek Asset Management, L.P. 1,400 44.9011 1,400 44.9011 62,862
2019-07-22 ATEX Owl Creek Asset Management, L.P. 23,005 43.0679 23,005 43.0679 990,777
2019-07-22 ATEX Owl Creek Asset Management, L.P. 5,536 42.9406 5,536 42.9406 237,719
2019-07-17 ATEX Owl Creek Asset Management, L.P. 396,667 45.0000 396,667 45.0000 17,850,015
2019-07-17 ATEX Owl Creek Asset Management, L.P. 5,163 43.9463 5,163 43.9463 226,895
2018-08-08 PDVW Owl Creek Asset Management, L.P. 7,175 28.3168 7,175 28.3168 203,173
2018-08-08 PDVW Owl Creek Asset Management, L.P. 5,000 28.1172 5,000 28.1172 140,586
2018-08-08 PDVW Owl Creek Asset Management, L.P. 7,500 28.3500 7,500 28.3500 212,625
2018-08-01 PDVW Owl Creek Asset Management, L.P. 6,583 28.6910 6,583 28.6910 188,873
2018-07-27 PDVW Owl Creek Asset Management, L.P. 33,000 27.9417 33,000 27.9417 922,076
2018-07-26 PDVW Owl Creek Asset Management, L.P. 1,500 26.8550 1,500 26.8550 40,282
2018-07-25 PDVW Owl Creek Asset Management, L.P. 8,000 25.4370 8,000 25.4370 203,496
2018-07-24 PDVW Owl Creek Asset Management, L.P. 9,541 26.8562 9,541 26.8562 256,235
2018-07-23 PDVW Owl Creek Asset Management, L.P. 10,000 26.0000 10,000 26.0000 260,000
2018-07-23 PDVW Owl Creek Asset Management, L.P. 20 25.9250 20 25.9250 518
2018-07-23 PDVW Owl Creek Asset Management, L.P. 700 25.7250 700 25.7250 18,008
2018-07-23 PDVW Owl Creek Asset Management, L.P. 2,512 25.7932 2,512 25.7932 64,793
2018-07-20 PDVW Owl Creek Asset Management, L.P. 300 26.3000 300 26.3000 7,890
2018-07-18 PDVW Owl Creek Asset Management, L.P. 3,300 25.0216 3,300 25.0216 82,571
2018-07-17 PDVW Owl Creek Asset Management, L.P. 600 25.8495 600 25.8495 15,510
2018-07-13 PDVW Owl Creek Asset Management, L.P. 1,208 26.3250 1,208 26.3250 31,801
2018-07-13 PDVW Owl Creek Asset Management, L.P. 2,178 26.2878 2,178 26.2878 57,255
2018-07-11 PDVW Owl Creek Asset Management, L.P. 1,700 25.9941 1,700 25.9941 44,190
2018-07-10 PDVW Owl Creek Asset Management, L.P. 1,000 25.8950 1,000 25.8950 25,895
2018-07-10 PDVW Owl Creek Asset Management, L.P. 2,200 25.8693 2,200 25.8693 56,912
2018-07-09 PDVW Owl Creek Asset Management, L.P. 564 26.1840 564 26.1840 14,768
2018-07-09 PDVW Owl Creek Asset Management, L.P. 1,000 26.1850 1,000 26.1850 26,185
2018-06-06 PDVW Owl Creek Asset Management, L.P. 1,800 22.8389 1,800 22.8389 41,110
2018-06-06 PDVW Owl Creek Asset Management, L.P. 1,600 23.0078 1,600 23.0078 36,812
2018-06-06 PDVW Owl Creek Asset Management, L.P. 47,495 23.8416 47,495 23.8416 1,132,357
2018-04-20 PDVW Owl Creek Asset Management, L.P. 12,806 31.9250 12,806 31.9250 408,832
2018-04-19 PDVW Owl Creek Asset Management, L.P. 2,500 31.1340 2,500 31.1340 77,835
2018-04-18 PDVW Owl Creek Asset Management, L.P. 4,694 31.5000 4,694 31.5000 147,861
2018-04-18 PDVW Owl Creek Asset Management, L.P. 4,052 31.9907 4,052 31.9907 129,626
2018-04-17 PDVW Owl Creek Asset Management, L.P. 6,020 30.9746 6,020 30.9746 186,467
2018-04-16 PDVW Owl Creek Asset Management, L.P. 56,327 29.9317 56,327 29.9317 1,685,963
2018-04-13 PDVW Owl Creek Asset Management, L.P. 2,408 29.7032 2,408 29.7032 71,525
2018-04-13 PDVW Owl Creek Asset Management, L.P. 9,293 29.8969 9,293 29.8969 277,832
2018-01-10 PDVW Owl Creek Asset Management, L.P. 7,132 31.9673 7,132 31.9673 227,991
2018-01-03 PDVW Owl Creek Asset Management, L.P. 5,600 31.9197 5,600 31.9197 178,750
2018-01-02 PDVW Owl Creek Asset Management, L.P. 603 31.9585 603 31.9585 19,271
2017-12-29 PDVW Owl Creek Asset Management, L.P. 200 32.0000 200 32.0000 6,400
2017-12-08 PDVW Owl Creek Asset Management, L.P. 510 31.8137 510 31.8137 16,225
2017-12-07 PDVW Owl Creek Asset Management, L.P. 2,750 31.4673 2,750 31.4673 86,535
2017-12-07 PDVW Owl Creek Asset Management, L.P. 34,820 31.8200 34,820 31.8200 1,107,972
2017-12-06 PDVW Owl Creek Asset Management, L.P. 5,329 31.9000 5,329 31.9000 169,995
2017-12-06 PDVW Owl Creek Asset Management, L.P. 56,000 31.9891 56,000 31.9891 1,791,390
2017-11-30 PDVW Owl Creek Asset Management, L.P. 50,000 31.8000 50,000 31.8000 1,590,000
2017-11-30 PDVW Owl Creek Asset Management, L.P. 26,417 31.9089 26,417 31.9089 842,937
2017-11-15 PDVW Owl Creek Asset Management, L.P. 400 31.9125 400 31.9125 12,765
2017-11-14 PDVW Owl Creek Asset Management, L.P. 26,463 30.5190 26,463 30.5190 807,624
2017-11-13 PDVW Owl Creek Asset Management, L.P. 5,046 28.9960 5,046 28.9960 146,314
2017-11-10 PDVW Owl Creek Asset Management, L.P. 2,100 29.3981 2,100 29.3981 61,736
2017-11-09 PDVW Owl Creek Asset Management, L.P. 9,309 29.9460 9,309 29.9460 278,767
2017-11-08 PDVW Owl Creek Asset Management, L.P. 3,123 29.7604 3,123 29.7604 92,942
2017-11-07 PDVW Owl Creek Asset Management, L.P. 4,165 29.9448 4,165 29.9448 124,720
2017-11-06 PDVW Owl Creek Asset Management, L.P. 6,343 29.9984 6,343 29.9984 190,280
2017-11-03 PDVW Owl Creek Asset Management, L.P. 14,749 29.2565 14,749 29.2565 431,504
2016-07-12 PDVW Owl Creek Asset Management, L.P. 4,000 24.4271 4,000 24.4271 97,708
2016-07-11 PDVW Owl Creek Asset Management, L.P. 11,376 23.9269 11,376 23.9269 272,192
2016-07-08 PDVW Owl Creek Asset Management, L.P. 8,228 23.4357 8,228 23.4357 192,829
2016-07-07 PDVW Owl Creek Asset Management, L.P. 11,272 22.0281 11,272 22.0281 248,301
2016-07-06 PDVW Owl Creek Asset Management, L.P. 8,596 21.5745 8,596 21.5745 185,454
2016-07-05 PDVW Owl Creek Asset Management, L.P. 8,749 21.2390 8,749 21.2390 185,820
2016-07-01 PDVW Owl Creek Asset Management, L.P. 2,743 21.6130 2,743 21.6130 59,284
2016-07-01 PDVW Owl Creek Asset Management, L.P. 4,727 21.8108 4,727 21.8108 103,100
2016-06-30 PDVW Owl Creek Asset Management, L.P. 1,200 20.9067 1,200 20.9067 25,088
2016-06-30 PDVW Owl Creek Asset Management, L.P. 4,419 21.0919 4,419 21.0919 93,205
2016-06-29 PDVW Owl Creek Asset Management, L.P. 6,700 20.7306 6,700 20.7306 138,895
2016-06-28 PDVW Owl Creek Asset Management, L.P. 13,036 19.7946 13,036 19.7946 258,042
2016-06-28 PDVW Owl Creek Asset Management, L.P. 1,800 19.5439 1,800 19.5439 35,179
2016-06-28 PDVW Owl Creek Asset Management, L.P. 400 19.7325 400 19.7325 7,893
2016-06-27 PDVW Owl Creek Asset Management, L.P. 18,875 19.9317 18,875 19.9317 376,211
2016-06-27 PDVW Owl Creek Asset Management, L.P. 19,500 19.9850 19,500 19.9850 389,708
2016-06-27 PDVW Owl Creek Asset Management, L.P. 17,000 19.8831 17,000 19.8831 338,013
2016-06-24 PDVW Owl Creek Asset Management, L.P. 29,352 21.2700 29,352 21.2700 624,317
2016-06-23 PDVW Owl Creek Asset Management, L.P. 4,200 21.9199 4,200 21.9199 92,064
2016-06-23 PDVW Owl Creek Asset Management, L.P. 6,549 22.0357 6,549 22.0357 144,312
2016-06-22 PDVW Owl Creek Asset Management, L.P. 8,399 22.0386 8,399 22.0386 185,102
2016-06-22 PDVW Owl Creek Asset Management, L.P. 10,000 22.1097 10,000 22.1097 221,097
2016-06-21 PDVW Owl Creek Asset Management, L.P. 8,500 22.0139 8,500 22.0139 187,118
2016-06-20 PDVW Owl Creek Asset Management, L.P. 18,264 21.8253 18,264 21.8253 398,617
2016-06-17 PDVW Owl Creek Asset Management, L.P. 39,736 21.5897 39,736 21.5897 857,888
2016-06-16 PDVW Owl Creek Asset Management, L.P. 25,000 20.9912 25,000 20.9912 524,780
2016-06-15 PDVW Owl Creek Asset Management, L.P. 20,732 19.5035 20,732 19.5035 404,347
2016-06-14 PDVW Owl Creek Asset Management, L.P. 1,500 19.0847 1,500 19.0847 28,627
2016-02-24 PDVW Owl Creek Asset Management, L.P. 473 23.8657 473 23.8657 11,288
2016-02-19 PDVW Owl Creek Asset Management, L.P. 19,558 23.9782 19,558 23.9782 468,966
2016-02-18 PDVW Owl Creek Asset Management, L.P. 1,400 23.8664 1,400 23.8664 33,413
2016-02-17 PDVW Owl Creek Asset Management, L.P. 3,353 22.9684 3,353 22.9684 77,013
2016-02-17 PDVW Owl Creek Asset Management, L.P. 2,700 23.3796 2,700 23.3796 63,125
2015-12-10 PDVW Owl Creek Asset Management, L.P. 50,000 25.0000 50,000 25.0000 1,250,000
2015-11-03 PDVW Owl Creek Asset Management, L.P. 12,500 28.5654 12,500 28.5654 357,068
2015-11-02 PDVW Owl Creek Asset Management, L.P. 12,500 28.3928 12,500 28.3928 354,910
2015-09-03 PDVW Owl Creek Asset Management, L.P. 8,247 32.3685 8,247 32.3685 266,943
2015-09-02 PDVW Owl Creek Asset Management, L.P. 3,207 32.1718 3,207 32.1718 103,175
2015-09-01 PDVW Owl Creek Asset Management, L.P. 15,000 32.2108 15,000 32.2108 483,162
2015-08-18 PDVW Owl Creek Asset Management, L.P. 10,000 34.6000 10,000 34.6000 346,000
2015-08-18 PDVW Owl Creek Asset Management, L.P. 31,330 33.8736 31,330 33.8736 1,061,260
2015-08-18 PDVW Owl Creek Asset Management, L.P. 125,000 32.5000 125,000 32.5000 4,062,500
2015-08-17 PDVW Owl Creek Asset Management, L.P. 20,000 34.2617 20,000 34.2617 685,234
2015-08-17 PDVW Owl Creek Asset Management, L.P. 13,700 34.4997 13,700 34.4997 472,646

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATEX / Anterix Inc. Insider Trades
ATEX / Anterix Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ATEX / Anterix Inc. Insider Trades
BBCP / Concrete Pumping Holdings, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BBCP / Concrete Pumping Holdings, Inc. Insider Trades
BBCP / Concrete Pumping Holdings, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

BBCP / Concrete Pumping Holdings, Inc. Insider Trades
CSTUF / Constellation Acquisition Corp I - Debt/Equity Composite Units內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CSTUF / Constellation Acquisition Corp I - Debt/Equity Composite Units Insider Trades
CSTUF / Constellation Acquisition Corp I - Debt/Equity Composite Units內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2023-10-06 CSTA Owl Creek Asset Management, L.P. 250,000 10.8800 250,000 10.8800 2,720,000 4 0.0000 -2,720,000 -100.00

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

CSTUF / Constellation Acquisition Corp I - Debt/Equity Composite Units Insider Trades
ESLA / Estrella Immunopharma, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ESLA / Estrella Immunopharma, Inc. Insider Trades
ESLA / Estrella Immunopharma, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ESLA / Estrella Immunopharma, Inc. Insider Trades
PYYX / Pyxus International, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
2024-08-21 PYYX Owl Creek Asset Management, L.P. 811,150 2.5000 811,150 2.5000 2,027,875 730
2024-06-18 PYYX Owl Creek Asset Management, L.P. 325,374 2.8000 325,374 2.8000 911,047
2024-06-11 PYYX Owl Creek Asset Management, L.P. 123,544 2.8000 123,544 2.8000 345,923

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PYYX / Pyxus International, Inc. Insider Trades
PYYX / Pyxus International, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PYYX / Pyxus International, Inc. Insider Trades
YELLQ / Yellow Corporation內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

YELLQ / Yellow Corporation Insider Trades
YELLQ / Yellow Corporation內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2013-05-09 YRCW Owl Creek Asset Management, L.P. 43,762 14.4490 43,762 14.4490 632,317 194
2013-05-08 YRCW Owl Creek Asset Management, L.P. 25,452 14.3710 25,452 14.3710 365,771
2013-05-07 YRCW Owl Creek Asset Management, L.P. 54,527 14.4997 54,527 14.4997 790,625
2012-07-20 YRCW Owl Creek Asset Management, L.P. 5,300 6.3900 5,300 6.3900 33,867
2012-07-20 YRCW Owl Creek Asset Management, L.P. 35,426 6.0100 35,426 6.0100 212,910
2011-11-03 YRCW Owl Creek Asset Management, L.P. 2,060,039 0.0592 2,060,039 0.0592 121,954
2011-10-18 YRCW Owl Creek Asset Management, L.P. 637,935 0.0590 637,935 0.0590 37,638
2011-10-17 YRCW Owl Creek Asset Management, L.P. 4,151,936 0.0598 4,151,936 0.0598 248,286
2011-10-14 YRCW Owl Creek Asset Management, L.P. 591,837 0.0591 591,837 0.0591 34,978
2011-10-14 YRCW Owl Creek Asset Management, L.P. 299,600 0.0592 299,600 0.0592 17,736
2011-10-13 YRCW Owl Creek Asset Management, L.P. 179,200 0.0590 179,200 0.0590 10,573
2011-10-12 YRCW Owl Creek Asset Management, L.P. 6,206,035 0.0602 6,206,035 0.0602 373,603
2011-10-11 YRCW Owl Creek Asset Management, L.P. 5,220,586 0.0596 5,220,586 0.0596 311,147
2011-10-10 YRCW Owl Creek Asset Management, L.P. 791,200 0.0594 791,200 0.0594 46,997
2011-10-07 YRCW Owl Creek Asset Management, L.P. 3,899,684 0.0597 3,899,684 0.0597 232,811

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

YELLQ / Yellow Corporation Insider Trades
ZURA / Zura Bio Limited內部人士買入 - 短期收益分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ZURA / Zura Bio Limited Insider Trades
ZURA / Zura Bio Limited內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 ATEX / Anterix Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

ZURA / Zura Bio Limited Insider Trades
歷史內部人交易

該表格顯示了由 Jeffrey A Altman 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2025-08-07 2025-08-05 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		A - Award 7,767 15,416 101.54
2024-12-09 2024-12-05 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		A - Award 5,002 7,649 188.97
2024-08-22 2024-08-21 4 PYYX PYXUS INTERNATIONAL, INC.
Common Stock, no par value 		P - Purchase 811,150 3,865,355 26.56 2.50 2,027,875 9,663,388
2024-06-20 2024-06-18 4 PYYX PYXUS INTERNATIONAL, INC.
Common Stock, no par value 		P - Purchase 325,374 3,054,205 11.92 2.80 911,047 8,551,774
2024-06-13 2024-06-11 4 PYYX PYXUS INTERNATIONAL, INC.
Common Stock, no par value 		P - Purchase 123,544 2,728,831 4.74 2.80 345,923 7,640,727
2024-05-02 3 PYYX PYXUS INTERNATIONAL, INC.
Common Stock, no par value 		2,605,287
2024-02-12 2024-02-08 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		A - Award 2,647 2,647
2023-12-22 2023-12-21 4 OCAX OCA Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -270,309 104,691 -72.08 10.79 -2,916,634 1,129,616
2023-12-22 2023-12-21 4 OCAX OCA Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -75,000 375,000 -16.67 10.80 -810,000 4,050,000
2023-12-22 2023-12-20 4 OCAX OCA Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -150,000 450,000 -25.00 10.80 -1,620,000 4,860,000
2023-12-01 2023-12-01 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 38,058 124,192 44.18 33.99 1,293,591 4,221,286
2023-12-01 2023-12-01 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 6,407 86,134 8.04 33.41 214,058 2,877,737
2023-12-01 2023-11-30 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 29,727 79,727 59.45 32.11 954,534 2,560,034
2023-12-01 2023-11-29 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 50,000 50,000 32.15 1,607,500 1,607,500
2023-10-10 2023-10-06 4 CSTA Constellation Acquisition Corp I
Class A Ordinary Shares, par value $0.0001 per share 		S - Sale -250,000 250,000 -50.00 10.88 -2,720,000 2,720,000
2023-10-05 2023-09-29 4 UPTD Estrella Immunopharma, Inc.
Common Stock, par value $0.0001 per share 		J - Other -255,000 0 -100.00 10.86 -2,769,300
2023-09-26 2023-09-22 4 CHAA Catcha Investment Corp
Class A Ordinary Shares, par value $0.0001 per share 		S - Sale -400,000 0 -100.00 10.94 -4,376,000
2023-09-26 2023-09-22 4 KACL Kairous Acquisition Corp. Ltd
Ordinary Shares, par value $0.0001 per share 		S - Sale -375,000 0 -100.00 11.25 -4,218,750
2023-09-26 2023-09-22 4 KACL Kairous Acquisition Corp. Ltd
Ordinary Shares, par value $0.0001 per share 		S - Sale -100,000 375,000 -21.05 11.22 -1,122,000 4,207,500
2023-09-18 2023-09-15 4 LHC Leo Holdings Corp. II
Class A Ordinary Shares, par value $0.0001 per share 		S - Sale -613,358 0 -100.00 10.88 -6,673,335
2023-09-18 2023-09-15 4 WINV WinVest Acquisition Corp.
Common Stock, par value $0.0001 per share 		S - Sale -450,000 0 -100.00 10.80 -4,860,000
2023-08-22 2023-08-18 4 ADER 26 Capital Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -152,060 302,300 -33.47 11.15 -1,695,469 3,370,645
2023-08-21 2023-08-11 4 DKDCA Data Knights Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		J - Other -465,000 0 -100.00 11.13 -5,175,450
2023-08-21 2023-08-17 4 PCCT Perception Capital Corp. II
Class A Ordinary Shares, par value $0.0001 per share 		S - Sale -160,000 79,323 -66.86 11.05 -1,768,000 876,519
2023-08-21 2023-08-14 4 KWAC Kingswood Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -60,600 0 -100.00 12.02 -728,412
2023-08-17 2023-08-16 4 ADER 26 Capital Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -9,544 454,360 -2.06 11.22 -107,082 5,097,828
2023-08-17 2023-08-15 4 ADER 26 Capital Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		S - Sale -36,096 463,904 -7.22 11.22 -404,871 5,203,379
2023-07-05 2023-07-03 4 MEOA Minority Equality Opportunities Acquisition Inc.
Class A Common Stock, par value $0.0001 per share 		J - Other -310,000 0 -100.00 10.91 -3,382,100
2023-06-12 2023-06-09 4 KRNL Kernel Group Holdings, Inc.
Class A Ordinary Shares, par value $0.0001 per share 		S - Sale -111,500 762,500 -12.76 10.45 -1,165,175 7,968,125
2023-06-02 2023-05-01 4 PRBM Parabellum Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		J - Other -462,333 0 -100.00 10.26 -4,745,432
2023-06-02 3 KWAC Kingswood Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		60,600
2023-06-01 2023-05-30 4 OTEC OceanTech Acquisitions I Corp.
Class A Common Stock, par value $0.0001 per share 		J - Other -300,925 0 -100.00 10.84 -3,262,027
2023-05-23 2023-05-22 4 PGRW Progress Acquisition Corp.
Ordinary Shares, no par value per share 		J - Other -257,300 0 -100.00 10.40 -2,676,538
2023-05-19 3 OCAX OCA Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		600,000
2023-05-19 2023-05-17 4 GBRG Goldenbridge Acquisition Ltd
Ordinary Shares, no par value per share 		J - Other -485,000 0 -100.00 10.84 -5,258,079
2023-05-02 3 PCCT Perception Capital Corp. II
Class A Ordinary Shares, par value $0.0001 per share 		239,323
2023-04-20 2023-04-13 4 BSGA Blue Safari Group Acquisition Corp
Class A Ordinary Shares, no par value per share 		J - Other -306,648 0 -100.00 10.89 -3,338,875
2023-04-11 3 DKDCA Data Knights Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		465,000
2023-04-05 3 PGRW] Progress Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		257,300
2023-03-23 2023-03-20 4 JATT Zura Bio Ltd
Class A Ordinary Shares, par value $0.0001 per share 		J - Other -550,000 0 -100.00 10.40 -5,722,640
2023-02-22 2023-02-17 4 MCAE Mountain Crest Acquisition Corp. III
Common Stock, par value $0.0001 per share 		J - Other -522,165 0 -100.00 10.31 -5,383,521
2023-02-22 3 CHAA Catcha Investment Corp
Class A Ordinary Shares, par value $0.0001 per share 		400,000
2023-02-13 3 KRNL Kernel Group Holdings, Inc.
Class A Ordinary Shares, par value $0.0001 per share 		874,000
2023-02-06 3 CSTA Constellation Acquisition Corp I
Class A Ordinary Shares, par value $0.0001 per share 		500,000
2023-02-06 2023-02-02 4 MCAE Mountain Crest Acquisition Corp. III
Common Stock, par value $0.0001 per share 		S - Sale -2,835 522,165 -0.54 10.40 -29,484 5,430,516
2023-02-06 3 NRAC Noble Rock Acquisition Corp
Class A Ordinary Shares, par value $0.0001 per share 		601,000
2023-01-25 3 JATT JATT Acquisition Corp
Class A Ordinary Shares, par value $0.0001 per share 		550,000
2023-01-19 3 LHC Leo Holdings Corp. II
Class A Ordinary Shares, par value $0.0001 per share 		613,358
2023-01-05 2022-12-29 4 SPK SPK Acquisition Corp.
Common Stock, par value $0.0001 per share ("Common Stock") 		J - Other -476,076 0 -100.00 10.33 -4,917,865
2022-12-27 3 ADER 26 Capital Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		500,000
2022-12-27 3 OLIT OmniLit Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		200,000
2022-12-27 3 PRBM Parabellum Acquisition Corp.
Class A Common Stock, par value $0.0001 per share 		462,333
2022-12-13 3 KACL Kairous Acquisition Corp. Ltd
Ordinary Shares, par value $0.0001 per share 		475,000
2022-12-07 3 WINV WinVest Acquisition Corp.
Common Stock, par value $0.0001 per share 		450,000
2022-12-07 3 BSGA Blue Safari Group Acquisition Corp
Class A Ordinary Shares, no par value per share 		306,648
2022-12-07 3 GBRG Goldenbridge Acquisition Ltd
Ordinary Shares, no par value per share 		485,000
2022-12-07 3 MEOA Minority Equality Opportunities Acquisition Inc.
Class A Common Stock, par value $0.0001 per share 		310,000
2022-12-07 3 OTEC OceanTech Acquisitions I Corp.
Class A Common Stock, par value $0.0001 per share 		300,925
2022-11-23 3 MCAE Mountain Crest Acquisition Corp. III
Common Stock, par value $0.0001 per share 		525,000
2022-11-23 3 OXAC Oxbridge Acquisition Corp.
Class A Ordinary Shares, par value $0.0001 per share 		166,000
2022-11-22 3 CFFE CF Acquisition Corp. VIII
Class A Common Stock, par value $0.0001 per share 		500,000
2022-11-03 3 CLOE Clover Leaf Capital Corp.
Class A Common Stock, par value $0.0001 per share 		323,924
2021-02-25 2021-02-24 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 162 5,411,738 0.00 42.85 6,941 231,879,444
2021-02-25 2021-02-24 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 1,713 5,411,576 0.03 42.50 72,800 229,983,863
2021-02-25 2021-02-23 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 3,830 5,409,863 0.07 42.46 162,611 229,688,176
2021-02-25 2021-02-23 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 3,901 5,406,033 0.07 42.46 165,637 229,540,702
2021-02-19 2021-02-17 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 38,618 5,402,132 0.72 42.68 1,648,039 230,538,144
2021-02-19 2021-02-17 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 84,199 5,363,514 1.59 43.40 3,654,464 232,790,989
2021-02-19 2021-02-17 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 28,300 5,279,315 0.54 41.85 1,184,406 220,948,836
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -50,000 1,947,000 -2.50
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,000 1,997,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,500 1,998,000 -0.08
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,000 1,999,500 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,000 2,000,500 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -500 2,001,500 -0.02
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,000 2,002,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,000 2,003,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,000 2,004,000 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -13,000 2,005,000 -0.64
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,500 2,018,000 -0.07
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,000 2,019,500 -0.05
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -17,000 2,020,500 -0.83
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -1,500 2,037,500 -0.07
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -2,000 2,039,000 -0.10
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -2,000 2,041,000 -0.10
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -14,000 2,043,000 -0.68
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -20,000 2,057,000 -0.96
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -20,000 2,057,000 -0.96
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -10,000 2,097,000 -0.47
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -58,800 2,107,000 -2.71
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -75,200 2,165,800 -3.36
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -266,000 2,241,000 -10.61
2020-10-01 2020-09-29 4 VLDR Velodyne Lidar, Inc.
Common Stock 		J - Other -3,519,128 2,507,000 -58.40
2020-05-15 2020-05-14 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 6,362 5,251,015 0.12 54.85 348,946 288,009,771
2020-05-15 2020-05-14 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 26,991 5,244,653 0.52 54.94 1,482,783 288,121,306
2020-05-15 2020-05-13 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 150,000 5,217,662 2.96 54.06 8,108,460 282,048,024
2020-05-15 2020-05-13 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 50,000 5,067,662 1.00 54.16 2,707,925 274,456,972
2020-03-23 2020-03-19 4 NASDAQ Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 300 0 -100.00 34.05 10,216
2020-03-17 2020-03-13 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 75,200 5,017,362 1.52 38.82 2,919,272 194,774,495
2020-03-11 2020-03-11 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 21,700 4,942,162 0.44 43.88 952,105 216,841,311
2020-03-11 2020-03-10 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 33,800 4,920,462 0.69 46.95 1,586,964 231,023,564
2020-03-11 2020-03-10 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 9,734 4,886,662 0.20 46.36 451,305 226,564,220
2020-03-11 2020-03-09 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 25,687 4,876,928 0.53 46.01 1,181,936 224,402,088
2019-10-30 2019-10-28 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 200 4,851,241 0.00 40.45 8,090 196,232,698
2019-10-30 2019-10-28 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 71,500 4,851,041 1.50 40.50 2,895,750 196,467,160
2019-10-30 2019-10-28 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 2,200 4,779,541 0.05 40.00 88,009 191,201,236
2019-10-25 2019-10-23 4 GRAF Graf Industrial Corp.
Common Stock 		J - Other -18,000 6,026,128 -0.30 0.00 -54 18,078
2019-10-24 2019-10-24 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 4,600 4,777,341 0.10 38.65 177,770 184,623,687
2019-10-24 2019-10-23 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 11,381 4,772,741 0.24 38.96 443,407 185,947,421
2019-10-24 2019-10-22 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 300 4,761,360 0.01 39.00 11,698 185,669,233
2019-10-21 2019-10-18 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 7,200 4,761,060 0.15 38.70 278,655 184,263,020
2019-10-21 2019-10-17 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 14,129 4,753,860 0.30 38.94 550,247 185,136,701
2019-10-16 2019-10-16 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 9,274 4,739,731 0.20 38.35 355,650 181,764,418
2019-10-16 2019-10-15 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 1,500 4,730,457 0.03 38.98 58,473 184,402,675
2019-10-16 2019-10-15 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 3,689 4,728,957 0.08 38.88 143,411 183,839,622
2019-10-16 2019-10-15 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 3,321 4,725,268 0.07 38.87 129,095 183,682,035
2019-10-16 2019-10-15 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 7,606 4,721,947 0.16 38.07 289,558 179,763,106
2019-10-16 2019-10-11 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 115,000 4,714,341 2.50 40.50 4,657,500 190,930,810
2019-10-16 2019-10-11 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 3,192 4,599,341 0.07 39.63 126,485 182,251,647
2019-10-10 2019-10-10 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 2,268 4,596,149 0.05 38.12 86,450 175,193,250
2019-10-10 2019-10-10 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 6,519 4,593,881 0.14 37.89 246,982 174,046,073
2019-10-10 2019-10-09 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 8,652 4,587,362 0.19 37.27 322,494 170,988,872
2019-10-10 2019-10-08 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 100 4,578,710 0.00 36.97 3,697 169,272,619
2019-10-10 2019-10-08 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 2,600 4,578,610 0.06 37.23 96,785 170,439,215
2019-10-10 2019-10-08 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 6,300 4,576,010 0.14 36.94 232,713 169,030,945
2019-10-07 2019-10-07 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 12,951 4,569,710 0.28 37.83 490,000 172,894,521
2019-10-07 2019-10-03 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 3,316 4,556,759 0.07 37.98 125,949 173,076,187
2019-09-30 2019-09-30 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 2,300 4,553,443 0.05 35.53 81,722 161,790,660
2019-09-30 2019-09-27 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 10,924 4,551,143 0.24 35.58 388,652 161,919,655
2019-09-30 2019-09-26 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 14,909 4,540,219 0.33 35.36 527,191 160,544,868
2019-09-30 2019-09-26 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 700 4,525,310 0.02 35.18 24,630 159,223,032
2019-09-20 2019-09-20 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 2,901 4,524,610 0.06 38.92 112,911 176,103,703
2019-09-20 2019-09-19 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 1,700 4,521,709 0.04 39.47 67,097 178,466,428
2019-09-20 2019-09-18 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 2,099 4,520,009 0.05 39.40 82,700 178,086,095
2019-09-17 2019-09-17 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 800 4,517,910 0.02 39.20 31,359 177,094,392
2019-09-17 2019-09-16 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 38,918 4,517,110 0.87 39.40 1,533,381 177,975,489
2019-09-17 2019-09-13 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 9,997 4,478,192 0.22 39.44 394,312 176,633,327
2019-09-12 2019-09-12 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 8,362 4,468,195 0.19 39.89 333,583 178,248,363
2019-09-12 2019-09-12 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 5,400 4,459,833 0.12 39.85 215,214 177,743,968
2019-09-12 2019-09-11 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 15,600 4,454,433 0.35 40.37 629,758 179,821,451
2019-09-12 2019-09-11 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 24,983 4,438,833 0.57 39.50 986,906 175,347,664
2019-09-12 2019-09-10 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 1,200 4,413,850 0.03 37.74 45,291 166,587,968
2019-09-12 2019-09-10 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 2,052 4,412,650 0.05 37.65 77,264 166,150,393
2019-09-12 2019-09-10 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 5,000 4,410,598 0.11 37.95 189,762 167,392,780
2019-09-12 2019-09-10 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 14,286 4,405,598 0.33 37.78 539,658 166,422,786
2019-08-30 2019-08-30 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 1,000,000 4,391,312 29.49 43.50 43,500,000 191,022,072
2019-08-21 2019-08-20 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 17,000 3,391,312 0.50 41.99 713,830 142,401,191
2019-08-06 2019-08-06 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 1,715 3,374,312 0.05 43.14 73,978 145,554,322
2019-08-06 2019-08-06 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 8,285 3,372,597 0.25 43.72 362,189 147,437,125
2019-08-06 2019-08-05 4 ATEX Anterix Inc.
Common Stock 		P - Purchase 14,442 3,364,312 0.43 43.43 627,246 146,119,135
2019-08-06 2019-08-02 4 ATEX Anterix Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 52,239 3,349,870 1.58 43.71 2,283,476 146,429,852
2019-08-01 2019-08-01 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 47,761 3,297,631 1.47 44.09 2,105,792 145,393,210
2019-08-01 2019-07-31 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 23,108 3,249,870 0.72 44.91 1,037,669 145,936,062
2019-08-01 2019-07-30 4 ATEX pdvWireless, Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 25,992 3,226,762 0.81 44.77 1,163,758 144,474,074
2019-07-29 2019-07-29 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 16,000 3,200,770 0.50 44.88 718,022 143,639,035
2019-07-29 2019-07-26 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 8,200 3,184,770 0.26 45.00 369,000 143,314,650
2019-07-29 2019-07-25 4 ATEX pdvWireless, Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 17,100 3,176,570 0.54 44.87 767,320 142,540,637
2019-07-24 2019-07-24 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 37,230 3,159,470 1.19 45.00 1,675,212 142,164,460
2019-07-24 2019-07-23 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 1,400 3,122,240 0.04 44.90 62,862 140,192,010
2019-07-24 2019-07-23 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 10,000 3,120,840 0.32 44.50 445,000 138,877,380
2019-07-24 2019-07-23 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 6,000 3,110,840 0.19 44.09 264,554 137,164,091
2019-07-24 2019-07-22 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 5,536 3,104,840 0.18 42.94 237,719 133,323,693
2019-07-24 2019-07-22 4 ATEX pdvWireless, Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 23,005 3,099,304 0.75 43.07 990,777 133,480,515
2019-07-24 2019-07-17 4/A ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 5,163 3,049,503 0.17 43.95 226,895 134,014,374
2019-07-24 2019-07-17 4/A ATEX pdvWireless, Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 396,667 3,044,340 14.98 45.00 17,850,015 136,995,300
2019-07-19 2019-07-19 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 13,786 3,076,159 0.45 43.97 606,106 135,244,253
2019-07-19 2019-07-19 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 12,519 3,062,373 0.41 43.84 548,883 134,266,682
2019-07-19 2019-07-18 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 491 3,049,854 0.02 43.85 21,531 133,741,588
2019-07-19 2019-07-17 4 ATEX pdvWireless, Inc.
Common Stock 		P - Purchase 4,963 3,049,363 0.16 43.95 218,105 134,008,221
2019-07-19 2019-07-17 4 ATEX pdvWireless, Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 396,727 3,044,400 14.98 45.00 17,852,715 136,998,000
2019-01-16 2019-01-14 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 453,501 4,376,100 11.56 0.75 340,126 3,282,075
2019-01-16 2019-01-09 4/A BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 516,524 3,892,624 15.30 0.75 387,393 2,919,468
2019-01-11 2019-01-10 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 29,975 3,922,329 0.77 0.75 22,481 2,941,747
2019-01-11 2019-01-09 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 516,254 3,892,354 15.29 0.75 387,190 2,919,266
2019-01-08 2019-01-07 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 110,000 3,376,100 3.37 0.75 82,500 2,532,075
2019-01-08 2019-01-04 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 390,000 3,266,100 13.56 0.76 296,166 2,480,276
2019-01-02 2018-12-31 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 240,400 2,876,100 9.12 0.75 180,300 2,157,075
2019-01-02 2018-12-28 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 108,500 2,635,700 4.29 0.75 81,115 1,970,449
2018-12-28 2018-12-21 4 BBCP Concrete Pumping Holdings, Inc.
Warrant (right to buy) 		P - Purchase 1,000,000 2,527,200 65.48 0.69 694,400 1,754,888
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-12-28 3 BBCP Concrete Pumping Holdings, Inc.
Common Stock, par value $0.0001 (the "Common Stock") 		3,812,636
2018-10-25 2018-10-25 4 GRAF Graf Industrial Corp.
Common Stock 		J - Other -374,622 6,044,128 -5.84
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-10-15 3 GRAF Graf Industrial Corp.
Common Stock 		12,837,500
2018-08-10 2018-08-08 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 7,500 2,647,673 0.28 28.35 212,625 75,061,530
2018-08-10 2018-08-08 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 5,000 2,640,173 0.19 28.12 140,586 74,234,272
2018-08-10 2018-08-08 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.0001 per share ("Common Stock") 		P - Purchase 7,175 2,635,173 0.27 28.32 203,173 74,619,667
2018-08-03 2018-08-01 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 6,583 2,627,998 0.25 28.69 188,873 75,399,891
2018-07-30 2018-07-27 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 33,000 0 -100.00 27.94 922,076
2018-07-30 2018-07-26 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 1,500 0 -100.00 26.86 40,282
2018-07-25 2018-07-25 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 8,000 2,586,915 0.31 25.44 203,496 65,803,357
2018-07-25 2018-07-24 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 9,541 2,578,915 0.37 26.86 256,235 69,259,857
2018-07-25 2018-07-23 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,512 2,569,374 0.10 25.79 64,793 66,272,377
2018-07-25 2018-07-23 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 700 2,566,862 0.03 25.72 18,008 66,032,525
2018-07-25 2018-07-23 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 20 2,566,162 0.00 25.92 518 66,527,750
2018-07-25 2018-07-23 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 10,000 2,566,142 0.39 26.00 260,000 66,719,692
2018-07-20 2018-07-20 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 300 2,556,142 0.01 26.30 7,890 67,226,535
2018-07-20 2018-07-18 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 3,300 2,555,842 0.13 25.02 82,571 63,951,256
2018-07-17 2018-07-17 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 600 2,552,542 0.02 25.85 15,510 65,981,934
2018-07-17 2018-07-13 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,178 2,551,942 0.09 26.29 57,255 67,084,941
2018-07-17 2018-07-13 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 1,208 2,549,764 0.05 26.32 31,801 67,122,537
2018-07-11 2018-07-11 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 1,700 2,548,556 0.07 25.99 44,190 66,247,420
2018-07-11 2018-07-10 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,200 2,546,856 0.09 25.87 56,912 65,885,382
2018-07-11 2018-07-10 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 1,000 2,544,656 0.04 25.90 25,895 65,893,867
2018-07-11 2018-07-09 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 1,000 2,543,656 0.04 26.18 26,185 66,605,632
2018-07-11 2018-07-09 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 564 2,542,656 0.02 26.18 14,768 66,576,905
2018-06-08 2018-06-06 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 47,495 2,542,092 1.90 23.84 1,132,357 60,607,541
2018-06-08 2018-06-06 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 1,600 2,494,597 0.06 23.01 36,812 57,395,189
2018-06-08 2018-06-06 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 1,800 2,492,997 0.07 22.84 41,110 56,937,309
2018-04-20 2018-04-20 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 12,806 2,491,197 0.52 31.92 408,832 79,531,464
2018-04-20 2018-04-19 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,500 2,478,391 0.10 31.13 77,835 77,162,225
2018-04-20 2018-04-18 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 4,052 2,475,891 0.16 31.99 129,626 79,205,486
2018-04-20 2018-04-18 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 4,694 2,471,839 0.19 31.50 147,861 77,862,928
2018-04-17 2018-04-17 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 6,020 2,467,145 0.24 30.97 186,467 76,418,830
2018-04-17 2018-04-16 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 56,327 2,461,125 2.34 29.93 1,685,963 73,665,655
2018-04-17 2018-04-13 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 9,293 2,404,798 0.39 29.90 277,832 71,896,005
2018-04-17 2018-04-13 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 2,408 2,395,505 0.10 29.70 71,525 71,154,164
2018-01-12 2018-01-10 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 7,132 2,393,097 0.30 31.97 227,991 76,500,850
2018-01-03 2018-01-03 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 5,600 2,385,965 0.24 31.92 178,750 76,159,287
2018-01-03 2018-01-02 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 603 2,380,365 0.03 31.96 19,271 76,072,895
2018-01-03 2017-12-29 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 200 2,379,762 0.01 32.00 6,400 76,152,384
2017-12-08 2017-12-08 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 510 2,379,562 0.02 31.81 16,225 75,702,672
2017-12-08 2017-12-07 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 34,820 2,379,052 1.49 31.82 1,107,972 75,701,435
2017-12-08 2017-12-07 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,750 2,344,232 0.12 31.47 86,535 73,766,652
2017-12-08 2017-12-06 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 56,000 2,341,482 2.45 31.99 1,791,390 74,901,902
2017-12-08 2017-12-06 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 5,329 2,285,482 0.23 31.90 169,995 72,906,876
2017-12-04 2017-11-30 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 26,417 2,280,153 1.17 31.91 842,937 72,757,174
2017-12-04 2017-11-30 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 50,000 2,253,736 2.27 31.80 1,590,000 71,668,805
2017-11-16 2017-11-15 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 400 2,203,736 0.02 31.91 12,765 70,326,725
2017-11-16 2017-11-14 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 26,463 2,203,336 1.22 30.52 807,624 67,243,611
2017-11-13 2017-11-13 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 5,046 2,176,873 0.23 29.00 146,314 63,120,610
2017-11-13 2017-11-10 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,100 2,171,827 0.10 29.40 61,736 63,847,587
2017-11-13 2017-11-09 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 9,309 2,169,727 0.43 29.95 278,767 64,974,645
2017-11-13 2017-11-08 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 3,123 2,160,418 0.14 29.76 92,942 64,294,904
2017-11-07 2017-11-07 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 4,165 2,157,295 0.19 29.94 124,720 64,599,767
2017-11-07 2017-11-06 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 6,343 2,153,130 0.30 30.00 190,280 64,590,455
2017-11-07 2017-11-03 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 14,749 2,146,787 0.69 29.26 431,504 62,807,474
2016-07-13 2016-07-12 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 4,000 2,132,038 0.19 24.43 97,708 52,079,505
2016-07-13 2016-07-11 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 11,376 2,128,038 0.54 23.93 272,192 50,917,352
2016-07-08 2016-07-08 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 8,228 2,116,662 0.39 23.44 192,829 49,605,456
2016-07-08 2016-07-07 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 11,272 2,108,434 0.54 22.03 248,301 46,444,795
2016-07-08 2016-07-06 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 8,596 2,097,162 0.41 21.57 185,454 45,245,222
2016-07-05 2016-07-05 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 8,749 2,088,566 0.42 21.24 185,820 44,359,053
2016-07-05 2016-07-01 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 4,727 2,079,817 0.23 21.81 103,100 45,362,473
2016-07-05 2016-07-01 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,743 2,075,090 0.13 21.61 59,284 44,848,920
2016-07-05 2016-06-30 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 4,419 2,072,347 0.21 21.09 93,205 43,709,736
2016-07-05 2016-06-30 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 1,200 2,067,928 0.06 20.91 25,088 43,233,550
2016-06-29 2016-06-29 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 6,700 2,066,728 0.33 20.73 138,895 42,844,511
2016-06-29 2016-06-28 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 400 2,060,028 0.02 19.73 7,893 40,649,503
2016-06-29 2016-06-28 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 1,800 2,059,628 0.09 19.54 35,179 40,253,164
2016-06-29 2016-06-28 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 13,036 2,057,828 0.64 19.79 258,042 40,733,882
2016-06-29 2016-06-27 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 17,000 2,044,792 0.84 19.88 338,013 40,656,804
2016-06-29 2016-06-27 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 19,500 2,027,792 0.97 19.98 389,708 40,525,423
2016-06-29 2016-06-27 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 18,875 2,008,292 0.95 19.93 376,211 40,028,674
2016-06-24 2016-06-24 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 29,352 1,989,417 1.50 21.27 624,317 42,314,900
2016-06-24 2016-06-23 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 6,549 1,960,065 0.34 22.04 144,312 43,191,404
2016-06-24 2016-06-23 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 4,200 1,953,516 0.22 21.92 92,064 42,820,875
2016-06-24 2016-06-22 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 10,000 1,949,316 0.52 22.11 221,097 43,098,792
2016-06-24 2016-06-22 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 8,399 1,939,316 0.43 22.04 185,102 42,739,810
2016-06-21 2016-06-21 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 8,500 1,930,917 0.44 22.01 187,118 42,507,014
2016-06-21 2016-06-20 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 18,264 1,922,417 0.96 21.83 398,617 41,957,328
2016-06-21 2016-06-17 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 39,736 1,904,153 2.13 21.59 857,888 41,110,092
2016-06-16 2016-06-16 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 25,000 1,864,417 1.36 20.99 524,780 39,136,350
2016-06-16 2016-06-15 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 20,732 1,839,417 1.14 19.50 404,347 35,875,069
2016-06-16 2016-06-14 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 1,500 1,818,685 0.08 19.08 28,627 34,709,058
2016-02-26 2016-02-24 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share 		P - Purchase 473 1,817,185 0.03 23.87 11,288 43,368,392
2016-02-19 2016-02-19 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 19,558 1,816,712 1.09 23.98 468,966 43,561,484
2016-02-19 2016-02-18 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 1,400 1,797,154 0.08 23.87 33,413 42,891,596
2016-02-19 2016-02-17 4 PDVW pdvWireless, Inc.
Common Stock 		P - Purchase 2,700 1,795,754 0.15 23.38 63,125 41,984,010
2016-02-19 2016-02-17 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 3,353 1,793,054 0.19 22.97 77,013 41,183,581
2015-12-14 2015-12-10 4 PDVW pdvWireless, Inc.
Common Stock, par value $0.001 per share 		P - Purchase 50,000 1,789,701 2.87 25.00 1,250,000 44,742,525
2015-11-04 2015-11-03 4 PDVW Pacific DataVision, Inc.
Common Stock 		P - Purchase 12,500 1,739,701 0.72 28.57 357,068 49,695,255
2015-11-04 2015-11-02 4 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 per share ("Common Stock") 		P - Purchase 12,500 1,727,201 0.73 28.39 354,910 49,040,073
2015-09-03 2015-09-03 4 PDVW Pacific DataVision, Inc.
Common Stock 		P - Purchase 8,247 1,714,701 0.48 32.37 266,943 55,502,299
2015-09-03 2015-09-02 4 PDVW Pacific DataVision, Inc.
Common Stock 		P - Purchase 3,207 1,706,454 0.19 32.17 103,175 54,899,697
2015-09-03 2015-09-01 4 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 per share (the "Common Stock) 		P - Purchase 15,000 1,703,247 0.89 32.21 483,162 54,862,948
2015-08-19 2015-08-18 4 PDVW Pacific DataVision, Inc.
Common Stock 		P - Purchase 125,000 1,688,247 8.00 32.50 4,062,500 54,868,028
2015-08-19 2015-08-18 4 PDVW Pacific DataVision, Inc.
Common Stock 		P - Purchase 31,330 1,563,247 2.05 33.87 1,061,260 52,952,804
2015-08-19 2015-08-18 4 PDVW Pacific DataVision, Inc.
Common Stock 		P - Purchase 10,000 1,531,917 0.66 34.60 346,000 53,004,328
2015-08-19 2015-08-17 4 PDVW Pacific DataVision, Inc.
Common Stock 		P - Purchase 13,700 1,521,917 0.91 34.50 472,646 52,505,680
2015-08-19 2015-08-17 4 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		P - Purchase 20,000 1,508,217 1.34 34.26 685,234 51,674,078
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2015-08-19 3 PDVW Pacific DataVision, Inc.
Common Stock, par value $0.001 (the "Common Stock") 		2,976,434
2013-05-14 2013-05-10 4 YRCW YRC Worldwide Inc.
10% Series B Convertible Notes (the "Series B Notes") 		S - Sale 2,000,000.00
2013-05-09 2013-05-09 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -43,762 0 -100.00 14.45 -632,317
2013-05-09 2013-05-08 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -25,452 43,762 -36.77 14.37 -365,771 628,904
2013-05-09 2013-05-07 4 YRCW YRC Worldwide Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 		S - Sale -54,527 69,214 -44.07 14.50 -790,625 1,003,582
2012-08-16 2012-07-20 4/A YRCW YRC Worldwide Inc.
10% Series A Convertible Notes (the "Series A Notes") 		S - Sale -4,205,640 14,599,798 -22.36 1,240,663.81 -5,217,785,345,888 18,113,441,011,910
2012-07-24 2012-07-20 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -35,426 123,741 -22.26 6.01 -212,910 743,683
2012-07-24 2012-07-20 4 YRCW YRC Worldwide Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 		S - Sale -5,300 159,167 -3.22 6.39 -33,867 1,017,077
2011-11-07 2011-11-03 4 YRCW YRC Worldwide Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 		S - Sale -2,060,039 49,341,576 -4.01 0.06 -121,954 2,921,021
2011-10-20 2011-10-18 4 YRCW YRC Worldwide Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 		S - Sale -637,935 53,033,279 -1.19 0.06 -37,638 3,128,963
2011-10-17 2011-10-17 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -4,151,936 53,671,214 -7.18 0.06 -248,286 3,209,539
2011-10-17 2011-10-14 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -299,600 57,823,150 -0.52 0.06 -17,736 3,423,130
2011-10-17 2011-10-14 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -591,837 58,122,750 -1.01 0.06 -34,978 3,435,055
2011-10-17 2011-10-13 4 YRCW YRC Worldwide Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 		S - Sale -179,200 58,714,587 -0.30 0.06 -10,573 3,464,161
2011-10-12 2011-10-12 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -6,206,035 58,893,787 -9.53 0.06 -373,603 3,545,406
2011-10-12 2011-10-11 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -5,220,586 65,099,822 -7.42 0.06 -311,147 3,879,949
2011-10-12 2011-10-10 4 YRCW YRC Worldwide Inc.
Common Stock 		S - Sale -791,200 70,320,408 -1.11 0.06 -46,997 4,177,032
2011-10-12 2011-10-07 4 YRCW YRC Worldwide Inc.
Common Stock, par value $0.01 per share (the "Common Stock") 		S - Sale -3,899,684 71,111,608 -5.20 0.06 -232,811 4,245,363
2011-09-26 3 YRCW YRC Worldwide Inc.
Common Stock, , par value $0.01 per share (the "Common Stock 		172,008,740
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）