胡利漢·洛基公司
US ˙ NYSE ˙ US4415931009

簡介

本頁面提供了有關 Scott Joseph Adelson 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。盡管存在這些限制，學術研究表明，內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易，排除了作為10b5-1交易計劃的一部分的交易。然後，對每筆交易在3、6和12個月的表現進行平均，以生成該筆交易最終的表現指標。最終，將所有交易的表現指標進行平均，計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A"，則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易，或者他們進行的交易距離現在太近，無法計算出可靠的表現指標。

更新頻率：每日

查看收益最高的的內幕交易者列表。

查看排名最高的內部人士。
報告內部持倉的公司

SEC文件顯示Scott Joseph Adelson已報告在以下公司擁有持倉或進行了交易：

證券 職位 最新報告的持倉
US:HLI / Houlihan Lokey, Inc. CO-PRESIDENT, Director 890,690
Director 0
US:MPAA / Motorcar Parts of America, Inc. Director 4,975
如何解讀這些圖表

以下圖表顯示了在Scott Joseph Adelson進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如，如果一筆內部人士交易是在2019年1月1日進行的，該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元，則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%，而從10美元跌至5美元的價格變化將為-50%。

最終，我們將評估內部人士的交易與股價的超額回報（正向或負向）之間的相關性，以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為，我們預期看到（a）購買後的正回報，或者（b）賣出後的負回報。對於情況（a），購買圖表將顯示一系列向上傾斜的曲線，表示每次購買後都有正回報。對於情況（b），賣出圖表將顯示一系列向下傾斜的曲線，表示每次賣出後都有負回報。

然而，僅憑這一點還不足以得出結論。例如，如果公司的股價在多年內呈現非周期性上升，我們會預期所有購買後的圖表都呈現向上傾斜。同樣地，多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下，「購買」圖表顯示正向信號，而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易，以獲得財務優勢。

HLI / Houlihan Lokey, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 HLI / Houlihan Lokey, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HLI / Houlihan Lokey, Inc. Insider Trades
HLI / Houlihan Lokey, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 HLI / Houlihan Lokey, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2021-06-01 HLI Adelson Scott Joseph 12,383 75.0000 12,383 75.0000 928,725 1 74.55 -5,572 -0.60
2021-05-21 HLI Adelson Scott Joseph 540 75.0000 540 75.0000 40,500
2020-03-31 HLI Adelson Scott Joseph 17,545 48.0400 17,545 48.0400 842,862
2020-03-30 HLI Adelson Scott Joseph 26,635 48.0100 26,635 48.0100 1,278,746
2020-03-27 HLI Adelson Scott Joseph 1,009 48.3100 1,009 48.3100 48,745
2020-03-26 HLI Adelson Scott Joseph 463 48.0300 463 48.0300 22,238
2020-03-25 HLI Adelson Scott Joseph 1,483 48.0700 1,483 48.0700 71,288
2020-03-24 HLI Adelson Scott Joseph 13,861 49.2600 13,861 49.2600 682,793
2020-03-23 HLI Adelson Scott Joseph 19,004 48.4200 19,004 48.4200 920,174
2019-11-05 HLI Adelson Scott Joseph 57,873 48.0900 57,873 48.0900 2,783,113
2018-03-15 HLI Adelson Scott Joseph 13,732 46.7500 13,732 46.7500 641,971
2017-11-03 HLI Adelson Scott Joseph 4,329 41.6250 4,329 41.6250 180,195
2017-10-30 HLI Adelson Scott Joseph 60,589 41.6250 60,589 41.6250 2,522,017
2017-03-15 HLI Adelson Scott Joseph 10,348 29.0500 10,348 29.0500 300,609
2017-02-14 HLI Adelson Scott Joseph 68,992 29.2500 68,992 29.2500 2,018,016
2015-08-18 HLI Adelson Scott Joseph 67,848 21.0000 67,848 21.0000 1,424,808

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

HLI / Houlihan Lokey, Inc. Insider Trades
MPAA / Motorcar Parts of America, Inc.內部人士買入 - 短期收益分析

在這一部分，我們分析了在 HLI / Houlihan Lokey, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最高利潤的
天數		 達到最高利潤時的
價格		 最高
淨利 ($)		 最高回報率（%）
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MPAA / Motorcar Parts of America, Inc. Insider Trades
MPAA / Motorcar Parts of America, Inc.內部人士賣出 - 短期虧損分析

在這一部分，我們分析了在 HLI / Houlihan Lokey, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數		 Reported
價格		 經調整
股數		 經調整
價格		 成本基礎 達到最低利潤的
天數		 達到最低利潤時的
價格		 避免的
最高損失金額($)		 避免的
最高損失率($)
2019-03-04 MPAA Adelson Scott Joseph 623 21.2300 623 21.2300 13,226 183 13.8600 -4,591 -34.71

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

MPAA / Motorcar Parts of America, Inc. Insider Trades
歷史內部人交易

該表格顯示了由 Scott Joseph Adelson 進行的所有內幕交易的完整列表，這些交易已向美國證券交易委員會（SEC）披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化		 每股
股價		 交易
金額		 剩餘
金額
2022-05-31 2022-05-27 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		Z - Other -50,502 890,690 -5.37
2022-05-31 2022-05-27 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 50,502 50,502
2022-05-17 2022-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		F - Taxes -13,104 840,188 -1.54 84.66 -1,109,385 71,130,316
2021-11-05 2021-11-05 4 QADA, QADB QAD INC
Class B Common Stock 		D - Sale to Issuer -6,267 0 -100.00
2021-11-05 2021-11-05 4 QADA, QADB QAD INC
Class A Common Stock 		D - Sale to Issuer -59,672 0 -100.00
2021-10-13 2021-10-11 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 4,975 4,975
2021-10-13 2021-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -1,375 2,751 -33.33
2021-10-13 2021-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -975 0 -100.00
2021-10-13 2021-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -1,402 1,401 -50.02
2021-10-13 2021-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 1,402 57,278 2.51
2021-10-13 2021-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 1,375 55,876 2.52
2021-10-13 2021-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 975 54,501 1.82
2021-06-23 2021-06-21 4 QADA_QADB QAD INC
Class A Common Stock 		A - Award 3,414 59,672 6.07
2021-06-02 2021-06-01 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -12,383 0 -100.00
2021-06-02 2021-06-01 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -12,383 0 -100.00 75.00 -928,725
2021-06-02 2021-06-01 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 12,383 12,383
2021-05-28 2021-05-26 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		Z - Other -38,777 865,675 -4.29
2021-05-28 2021-05-26 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 38,777 38,777
2021-05-25 2021-05-21 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -540 0 -100.00
2021-05-25 2021-05-21 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -540 0 -100.00 75.00 -40,500
2021-05-25 2021-05-21 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 540 540
2021-05-18 2021-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		F - Taxes -12,713 827,438 -1.51 74.00 -940,762 61,230,412
2021-03-29 2021-03-25 4 MPAA MOTORCAR PARTS AMERICA INC
Stock Option 		M - Exercise -3,000 6,000 -33.33
2021-03-29 2021-03-25 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 3,000 53,526 5.94 13.53 40,590 724,207
2020-10-13 2020-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 4,126 4,126
2020-10-13 2020-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -975 975 -50.00
2020-10-13 2020-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -1,401 2,803 -33.33
2020-10-13 2020-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -569 0 -100.00
2020-10-13 2020-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 1,401 50,526 2.85
2020-10-13 2020-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 569 49,125 1.17
2020-10-13 2020-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 975 48,556 2.05
2020-06-15 2020-06-11 4 QADA_QADB QAD INC
Class A Common Stock 		A - Award 4,000 56,258 7.65
2020-05-29 2020-05-28 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		Z - Other -18,412 840,151 -2.14
2020-05-29 2020-05-28 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 18,412 18,412
2020-05-04 2020-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		F - Taxes -16,212 821,739 -1.93 59.38 -962,669 48,794,862
2020-04-14 2020-04-10 4 MPAA MOTORCAR PARTS AMERICA INC
Stock Options 		M - Exercise -3,000 0 -100.00
2020-04-14 2020-04-10 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 3,000 47,581 6.73 6.62 19,860 314,986
2020-03-31 2020-03-31 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -17,545 0 -100.00
2020-03-31 2020-03-31 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -17,545 0 -100.00 48.04 -842,862
2020-03-31 2020-03-31 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 17,545 17,545
2020-03-30 2020-03-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -26,635 0 -100.00
2020-03-30 2020-03-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -26,635 0 -100.00 48.01 -1,278,746
2020-03-30 2020-03-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 26,635 26,635
2020-03-30 2020-03-27 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -1,009 0 -100.00
2020-03-30 2020-03-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -1,009 0 -100.00 48.31 -48,745
2020-03-30 2020-03-27 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 1,009 1,009
2020-03-27 2020-03-26 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -463 0 -100.00
2020-03-27 2020-03-26 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -463 0 -100.00 48.03 -22,238
2020-03-27 2020-03-26 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 463 463
2020-03-27 2020-03-25 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -1,483 0 -100.00
2020-03-27 2020-03-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -1,483 0 -100.00 48.07 -71,288
2020-03-27 2020-03-25 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 1,483 1,483
2020-03-24 2020-03-24 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -13,861 0 -100.00
2020-03-24 2020-03-24 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -13,861 0 -100.00 49.26 -682,793
2020-03-24 2020-03-24 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 13,861 13,861
2020-03-24 2020-03-23 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -19,004 0 -100.00
2020-03-24 2020-03-23 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -19,004 0 -100.00 48.42 -920,174
2020-03-24 2020-03-23 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 19,004 19,004
2019-11-07 2019-11-05 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -57,873 0 -100.00
2019-11-07 2019-11-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -57,873 0 -100.00 48.09 -2,783,113
2019-11-07 2019-11-05 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 57,873 57,873
2019-10-10 2019-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 4,204 4,204
2019-10-10 2019-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -975 1,950 -33.33
2019-10-10 2019-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -568 569 -49.96
2019-10-10 2019-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -600 0 -100.00
2019-10-10 2019-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 975 44,581 2.24
2019-10-10 2019-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 568 43,606 1.32
2019-10-10 2019-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 600 43,038 1.41
2019-06-24 2019-06-24 4 QADA_QADB QAD INC
Class A Common Stock (par value $0.001) 		A - Award 4,000 52,258 8.29
2019-05-17 2019-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		Z - Other -40,327 975,824 -3.97
2019-05-17 2019-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		F - Taxes -9,508 40,327 -19.08 47.22 -448,968 1,904,241
2019-05-17 2019-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 1,323 49,835 2.73
2019-05-17 2019-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 48,512 48,512
2019-05-02 2019-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		F - Taxes -17,512 935,497 -1.84 49.32 -863,692 46,138,712
2019-03-05 2019-03-04 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		S - Sale -623 42,438 -1.45 21.23 -13,226 900,959
2019-03-05 2019-03-01 4 MPAA MOTORCAR PARTS AMERICA INC
Stock Option 		M - Exercise -3,000 0 -100.00
2019-03-05 2019-03-01 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 3,000 43,061 7.49 4.17 12,510 179,564
2018-12-12 2018-12-11 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -8,000 0 -100.00
2018-12-12 2018-12-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		G - Gift -8,000 0 -100.00
2018-12-12 2018-12-11 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 8,000 8,000
2018-10-11 2018-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 2,925 2,925
2018-10-11 2018-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -569 1,137 -33.35
2018-10-11 2018-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -506 0 -100.00
2018-10-11 2018-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -599 600 -49.96
2018-10-11 2018-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 569 40,061 1.44
2018-10-11 2018-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 506 39,492 1.30
2018-10-11 2018-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 599 38,986 1.56
2018-06-12 2018-06-11 4 QADA, QADB QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 48,258 9.04
2018-05-21 2018-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		Z - Other -28,583 961,009 -2.89
2018-05-21 2018-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		F - Taxes -627 28,583 -2.15
2018-05-21 2018-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 1,264 29,210 4.52
2018-05-21 2018-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 27,946 27,946
2018-03-23 2018-03-22 4 MPAA MOTORCAR PARTS AMERICA INC
Stock Option 		M - Exercise -25,000 0 -100.00 6.11 -152,750
2018-03-23 2018-03-22 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 25,000 38,387 186.75 6.11 152,750 234,545
2018-03-19 2018-03-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -13,732 0 -100.00
2018-03-19 2018-03-15 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -13,732 0 -100.00 46.75 -641,971
2018-03-19 2018-03-15 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 13,732 13,732
2017-11-16 2017-11-14 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion 7,500 0 -100.00
2017-11-16 2017-11-14 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		G - Gift -7,500 0 -100.00
2017-11-16 2017-11-14 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 7,500 7,500
2017-11-07 2017-11-03 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -4,329 0 -100.00
2017-11-07 2017-11-03 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -4,329 0 -100.00 41.62 -180,195
2017-11-07 2017-11-03 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 4,329 4,329
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -90,683 0 -100.00
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -60,589 0 -100.00 41.62 -2,522,017
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		F - Taxes -30,094 60,589 -33.19 41.28 -1,242,280 2,501,114
2017-11-01 2017-10-30 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 90,683 90,683
2017-10-11 2017-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 1,706 1,706
2017-10-11 2017-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -505 506 -49.95
2017-10-11 2017-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -600 1,199 -33.35
2017-10-11 2017-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 505 13,387 3.92
2017-10-11 2017-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 600 12,882 4.89
2017-06-15 2017-06-13 4 QADA, QADB QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 44,258 9.94
2017-05-17 2017-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 35,620 1,048,670 3.52
2017-05-17 2017-05-15 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 35,620 1,048,670 3.52
2017-05-09 2017-05-05 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -592 0 -100.00
2017-05-09 2017-05-05 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 592 12,282 5.06
2017-03-17 2017-03-15 4 HLI HOULIHAN LOKEY, INC.
Class B Common Stock 		C - Conversion -10,348 0 -100.00
2017-03-17 2017-03-15 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock 		S - Sale -10,348 0 -100.00 29.05 -300,609
2017-03-17 2017-03-15 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock 		C - Conversion 10,348 10,348
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class B Common Stock 		C - Conversion -90,337 0 -100.00
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock 		S - Sale -68,992 0 -100.00 29.25 -2,018,016
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock 		F - Taxes -21,345 68,992 -23.63 32.30 -689,444 2,228,442
2017-02-16 2017-02-14 4 HLI HOULIHAN LOKEY, INC.
Class A Common Stock 		C - Conversion 90,337 90,337
2016-11-21 2016-11-17 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion 12,500 0 -100.00
2016-11-21 2016-11-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		G - Gift -12,500 0 -100.00
2016-11-21 2016-11-17 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 12,500 12,500
2016-10-31 2016-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 1,799 1,799
2016-10-31 2016-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -506 1,011 -33.36
2016-10-31 2016-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 506 11,690 4.52
2016-06-16 2016-06-14 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 40,258 11.03
2016-05-06 2016-05-05 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -592 592 -50.00
2016-05-06 2016-05-05 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 592 11,184 5.59
2016-05-03 2016-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		Z - Other -35,780 1,126,235 -3.08
2016-05-03 2016-04-30 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 35,780 35,780
2015-10-14 2015-10-09 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 1,517 1,517
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		Z - Other -1,090,455 1,090,455 -50.00
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		C - Conversion -67,848 1,090,455 -5.86
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS B COMMON STOCK 		A - Award 1,158,303 1,158,303
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		S - Sale -67,848 0 -100.00 21.00 -1,424,808
2015-08-20 2015-08-18 4 HLI HOULIHAN LOKEY, INC.
CLASS A COMMON STOCK 		C - Conversion 67,848 67,848
2015-06-10 2015-06-09 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 36,258 12.40
2015-05-07 2015-05-05 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		M - Exercise -592 1,184 -33.33
2015-05-07 2015-05-05 4 MPAA MOTORCAR PARTS AMERICA INC
Common Stock 		M - Exercise 592 10,592 5.92
2014-06-13 2014-06-11 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 32,258 14.16
2014-05-07 2014-05-05 4 MPAA MOTORCAR PARTS AMERICA INC
Restricted Stock Units 		A - Award 1,776 1,776
2014-04-14 2014-04-10 4 QADA, QADB QAD INC
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -3,000 0 -100.00
2014-04-14 2014-04-10 4 QADA, QADB QAD INC
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -2,399 0 -100.00
2014-04-14 2014-04-10 4 QADA, QADB QAD INC
Class B Common Stock ($0.001 par value) 		M - Exercise 3,000 6,267 91.83 15.20 45,600 95,258
2014-04-14 2014-04-10 4 QADA, QADB QAD INC
Class A Common Stock ($0.001 par value) 		S - Sale -1,886 28,258 -6.26 19.63 -37,022 554,705
2014-04-14 2014-04-10 4 QADA, QADB QAD INC
Class A Common Stock ($0.001 par value) 		M - Exercise 2,399 30,144 8.65 15.20 36,465 458,189
2014-04-11 2014-04-09 4 QADA QAD INC
Non-Qualified Stock Option (Right to Buy) 		M - Exercise -6,038 2,399 -71.57
2014-04-11 2014-04-09 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		S - Sale -4,629 27,745 -14.30 19.20 -88,877 532,704
2014-04-11 2014-04-09 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		M - Exercise 6,038 32,374 22.93 15.20 91,778 492,085
2014-04-08 2014-04-04 4 QADA QAD INC
Non-Qualified Stock Option (Right to Buy) 		M - Exercise 3,000 8,437 55.18
2014-04-08 2014-04-04 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		S - Sale -2,648 26,336 -9.14 19.77 -52,351 520,663
2014-04-08 2014-04-04 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		M - Exercise 3,000 28,984 11.55 15.20 45,600 440,557
2014-04-01 2014-03-28 4 QADA QAD INC
Non-Qualified Stock Option (Right to Buy) 		M - Exercise 563 11,437 5.18
2014-04-01 2014-03-28 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		S - Sale -423 25,984 -1.60 21.51 -9,099 558,916
2014-04-01 2014-03-28 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		M - Exercise 563 26,407 2.18 15.20 8,558 401,386
2013-06-13 2013-06-11 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 25,844 18.31
2013-06-13 2013-06-11 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 25,844 18.31
2013-04-15 2013-04-11 4 MPAA MOTORCAR PARTS AMERICA INC
Stock Option 		A - Award 3,000 3,000
2013-01-22 2013-01-18 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 131 21,844 0.60 13.35 1,749 291,617
2012-12-21 2012-12-20 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 127 21,713 0.59 13.68 1,737 297,034
2012-09-21 2012-09-20 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 128 21,586 0.60 13.48 1,725 290,979
2012-06-29 2012-06-28 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 83 21,458 0.39 13.94 1,157 299,125
2012-06-14 2012-06-12 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		A - Award 4,000 21,375 23.02
2012-04-12 2012-04-11 4 MPAA MOTORCAR PARTS AMERICA INC
Stock Option 		A - Award 3,000 3,000
2012-04-09 2012-04-05 4 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 89 17,375 0.51
2012-03-16 2012-11-29 5 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 67 17,286 0.39
2012-03-16 2011-08-30 5 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 57 17,286 0.33
2012-03-16 2011-06-01 5 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 35 17,286 0.20
2012-03-16 2011-03-15 5 QADA QAD INC
Class A Common Stock ($0.001 par value) 		J - Other 25 17,286 0.14
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）