PBF能源公司
US ˙ NYSE ˙ US69318G1067

簡介

本頁面提供了有關 Spencer Abraham 已知的內部交易歷史的全面分析。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。盡管存在這些限制,學術研究表明,內部人士 - 整體而言 - 在自己公司中的投資表現往往優於市場。

平均交易盈利能力

「平均交易盈利能力」衡量了內部人士在過去三年中所有非計劃性的公開市場購買交易的平均回報率。計算過程包括檢查每筆交易,排除了作為10b5-1交易計劃的一部分的交易。然後,對每筆交易在3、6和12個月的表現進行平均,以生成該筆交易最終的表現指標。最終,將所有交易的表現指標進行平均,計算出內部人士的總體平均表現指標。列表僅包含在過去兩年中進行過至少三筆交易的內部人士。

如果內部人士的交易盈利能力顯示為"N/A",則可能是因為該內部人士在過去三年內沒有進行任何公開市場購買交易,或者他們進行的交易距離現在太近,無法計算出可靠的表現指標。

更新頻率:每日

查看收益最高的的內幕交易者列表。

報告內部持倉的公司

SEC文件顯示Spencer Abraham已報告在以下公司擁有持倉或進行了交易:

證券 職位 最新報告的持倉
US:TWO / Two Harbors Investment Corp. Director 35,039
US:PBF / PBF Energy Inc. Director 63,364
US:NRG / NRG Energy, Inc. Director 84,912
US:UEC / Uranium Energy Corp. Director 705,859
US:OXY / Occidental Petroleum Corporation Director 49,342
US:US37244DAF69 / GenOn Energy Inc Director 0
如何解讀這些圖表

以下圖表顯示了在Spencer Abraham進行的每筆公開市場非計劃交易後證券的股價表現。非計劃交易是指沒有作為10b5-1交易計劃的一部分而進行的交易。股價表現以累積百分比變化的方式繪製。例如,如果一筆內部人士交易是在2019年1月1日進行的,該圖表將顯示該證券的每日百分比變化直至當前日期。如果在此期間股價從10美元漲至15美元,則股價的累積百分比變化將為50%。從10美元漲至20美元的價格變化將為100%,而從10美元跌至5美元的價格變化將為-50%。

最終,我們將評估內部人士的交易與股價的超額回報(正向或負向)之間的相關性,以判斷內部人士是否在交易中利用內部信息獲利。如果內部人士有這樣的行為,我們預期看到(a)購買後的正回報,或者(b)賣出後的負回報。對於情況(a),購買圖表將顯示一系列向上傾斜的曲線,表示每次購買後都有正回報。對於情況(b),賣出圖表將顯示一系列向下傾斜的曲線,表示每次賣出後都有負回報。

然而,僅憑這一點還不足以得出結論。例如,如果公司的股價在多年內呈現非周期性上升,我們會預期所有購買後的圖表都呈現向上傾斜。同樣地,多年來呈現非周期性下降的股價會導致賣出後的圖表也呈現向下傾斜。這兩種情況的圖表都不能表示內部人士在進行內幕交易。

最有力的指標是在公司股價呈極度循環波動的情況下,「購買」圖表顯示正向信號,而「賣出」圖表顯示負向趨勢。這種情況強烈暗示內部人士可能根據內幕信息精確地計時進行交易,以獲得財務優勢。

PBF / PBF Energy Inc.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 PBF / PBF Energy Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PBF / PBF Energy Inc. Insider Trades
PBF / PBF Energy Inc.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 PBF / PBF Energy Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

PBF / PBF Energy Inc. Insider Trades
TWOD / Two Harbors Investment Corp. - Preferred Stock內部人士買入 - 短期收益分析

在這一部分,我們分析了在 PBF / PBF Energy Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
當前未知該內部人士及證券組合進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TWOD / Two Harbors Investment Corp. - Preferred Stock Insider Trades
TWOD / Two Harbors Investment Corp. - Preferred Stock內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 PBF / PBF Energy Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2022-05-19 TWO Abraham Spencer 6,153 4.9974 1,538 19.9896 30,749 350 11.7400 -12,693 -41.28

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

TWOD / Two Harbors Investment Corp. - Preferred Stock Insider Trades
UEC / Uranium Energy Corp.內部人士買入 - 短期收益分析

在這一部分,我們分析了在 PBF / PBF Energy Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況,結果僅為理論值

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2023-03-24 UEC Abraham Spencer 38,500 2.6140 38,500 2.6140 100,639 314 8.2000 215,061 213.70

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UEC / Uranium Energy Corp. Insider Trades
UEC / Uranium Energy Corp.內部人士賣出 - 短期虧損分析

在這一部分,我們分析了在 PBF / PBF Energy Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況,

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 證券代碼 內部人士 報告
股數
Reported
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2021-05-17 UEC Abraham Spencer 20,000 3.1008 20,000 3.1008 62,016 63 1.9500 -23,016 -37.11
2021-05-17 UEC Abraham Spencer 47,046 3.2000 47,046 3.2000 150,547
2021-05-17 UEC Abraham Spencer 4,600 3.2050 4,600 3.2050 14,743

經調整價格 已按拆股調整。經調整股數 已按拆股調整。

UEC / Uranium Energy Corp. Insider Trades
歷史內部人交易

該表格顯示了由 Spencer Abraham 進行的所有內幕交易的完整列表,這些交易已向美國證券交易委員會(SEC)披露。

呈報日期 交易日期 表格 證券代碼 證券 代碼 10b5-1 股份 剩餘股份 %
變化
每股
股價
交易
金額
剩餘
金額
2026-05-15 2026-05-15 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
S - Sale X -4,522 35,039 -11.43 12.58 -56,864 440,615
2026-04-30 2026-04-28 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -1,174 63,364 -1.82 41.37 -48,568 2,621,369
2026-04-30 2026-04-28 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 4,231 64,538 7.02
2026-02-04 2026-02-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 248 84,912 0.29
2025-11-05 2025-11-03 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 196 84,664 0.23
2025-08-05 2025-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 203 84,465 0.24
2025-07-31 2025-07-31 4 UEC URANIUM ENERGY CORP
Common Shares
M - Exercise 12,820 705,859 1.85
2025-07-31 2025-07-29 4 UEC URANIUM ENERGY CORP
Common Shares
M - Exercise 8,348 693,039 1.22
2025-07-31 2025-07-29 4 UEC URANIUM ENERGY CORP
Common Shares
M - Exercise 8,167 684,691 1.21
2025-06-03 2025-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 1,149 84,262 1.38
2025-05-16 2025-05-16 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
S - Sale X -3,641 39,561 -8.43 11.98 -43,619 473,941
2025-05-16 2025-05-14 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 11,306 43,202 35.45
2025-05-05 2025-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 293 83,113 0.35
2025-05-01 2025-04-29 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -2,820 60,307 -4.47 17.22 -48,560 1,038,487
2025-05-01 2025-04-29 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 10,163 63,127 19.19
2025-02-05 2025-02-03 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 324 82,820 0.39
2024-11-05 2024-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 354 82,496 0.43
2024-08-05 2024-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 416 82,141 0.51
2024-08-02 2024-07-31 4 UEC URANIUM ENERGY CORP
Common Stock
M - Exercise 12,820 676,524 1.93
2024-08-02 2024-07-31 4 UEC URANIUM ENERGY CORP
Common Stock
M - Exercise 8,165 663,704 1.25
2024-08-02 2024-07-31 4 UEC URANIUM ENERGY CORP
Common Stock
M - Exercise 12,636 655,539 1.97
2024-06-04 2024-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 2,334 81,725 2.94
2024-05-20 2024-05-17 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
S - Sale X -3,840 31,896 -10.75 13.02 -49,981 415,155
2024-05-16 2024-05-15 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 9,104 35,736 34.18
2024-05-03 2024-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 400 79,391 0.51
2024-05-02 2024-04-30 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -912 52,964 -1.69 53.27 -48,582 2,821,392
2024-05-02 2024-04-30 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 3,286 53,876 6.50
2024-02-05 2024-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 539 78,991 0.69
2023-11-03 2023-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 612 78,452 0.79
2023-08-03 2023-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 703 77,839 0.91
2023-08-02 2023-07-31 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 8,165 642,903 1.29
2023-08-02 2023-07-31 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 12,635 634,738 2.03
2023-08-02 2023-07-31 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 16,666 622,103 2.75
2023-06-05 2023-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 5,834 77,136 8.18
2023-05-19 2023-05-18 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
S - Sale X -2,355 26,632 -8.12 12.28 -28,919 327,041
2023-05-18 2023-05-17 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 9,601 28,987 49.53
2023-05-05 2023-05-03 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -1,497 50,590 -2.87 32.45 -48,578 1,641,646
2023-05-05 2023-05-03 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 5,393 52,087 11.55
2023-05-03 2023-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 709 71,302 1.00
2023-03-24 2023-03-24 4 UEC URANIUM ENERGY CORP
COMMON STOCK
P - Purchase 38,500 605,437 6.79 2.61 100,639 1,582,612
2023-02-03 2023-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 689 70,593 0.99
2022-11-03 2022-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 498 69,904 0.72
2022-08-03 2022-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 578 69,398 0.84
2022-08-02 2022-07-30 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 6,666 566,937 1.19
2022-07-22 2022-07-21 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -19,763 560,271 -3.41 3.49 -68,973 1,955,346
2022-07-22 2022-07-21 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 32,079 580,034 5.85 2.15 68,970 1,247,073
2022-07-22 2022-07-21 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -26,075 547,955 -4.54 3.49 -91,002 1,912,363
2022-07-22 2022-07-21 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 100,000 574,030 21.10 0.91 91,000 522,367
2022-07-22 2022-07-21 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 12,635 474,030 2.74
2022-07-19 2022-07-16 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 16,666 461,395 3.75
2022-06-03 2022-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 4,155 68,820 6.43
2022-05-31 2022-05-26 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -1,460 46,694 -3.03 31.37 -45,800 1,464,791
2022-05-31 2022-05-26 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 5,260 48,154 12.26
2022-05-20 2022-05-19 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
S - Sale -6,153 77,547 -7.35 5.00 -30,749 387,533
2022-05-19 2022-05-18 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 23,552 83,700 39.16
2022-05-04 2022-05-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 545 64,665 0.85
2022-02-03 2022-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 514 64,120 0.81
2021-11-03 2021-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 453 63,606 0.72
2021-08-05 2021-08-03 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -50,000 164,158 -23.35
2021-08-05 2021-08-03 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -25,000 214,158 -10.45
2021-08-05 2021-08-03 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -20,133 438,062 -4.39 2.26 -45,501 990,020
2021-08-05 2021-08-03 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 50,000 458,195 12.25 0.91 45,500 416,957
2021-08-05 2021-08-03 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -10,422 408,195 -2.49 2.26 -23,554 922,521
2021-08-05 2021-08-03 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 25,000 418,617 6.35 0.94 23,552 394,379
2021-08-04 2021-08-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 443 63,153 0.71
2021-08-03 2021-07-30 4 UEC URANIUM ENERGY CORP
Restricted Stock Units
M - Exercise -6,667 77,904 -7.88
2021-08-03 2021-07-30 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 6,667 400,284 1.69
2021-07-23 2021-07-21 4 UEC URANIUM ENERGY CORP
Restricted Stock Units
A - Award 37,906 84,571 81.23
2021-07-23 2021-07-21 4 UEC URANIUM ENERGY CORP
Options
A - Award 64,158 64,158
2021-07-20 2021-07-16 4 UEC URANIUM ENERGY CORP
Restricted Stock Units
M - Exercise -66,668 46,665 -58.82
2021-07-20 2021-07-16 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 66,668 393,617 20.39
2021-06-03 2021-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 5,485 62,710 9.58
2021-06-01 2021-05-27 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -2,839 42,894 -6.21 16.13 -45,793 691,880
2021-06-01 2021-05-27 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 10,230 45,733 28.81
2021-05-24 2021-05-21 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -9,262 60,148 -13.34
2021-05-20 2021-05-19 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -2,097 69,410 -2.93
2021-05-20 2021-05-19 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 6,993 71,507 10.84
2021-05-20 2021-05-19 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 15,384 64,514 31.31
2021-05-19 2021-05-17 4 UEC URANIUM ENERGY CORP
COMMON STOCK
S - Sale -4,600 326,949 -1.39 3.20 -14,743 1,047,872
2021-05-19 2021-05-17 4 UEC URANIUM ENERGY CORP
COMMON STOCK
S - Sale -47,046 331,549 -12.43 3.20 -150,547 1,060,957
2021-05-19 2021-05-17 4 UEC URANIUM ENERGY CORP
COMMON STOCK
S - Sale -20,000 378,595 -5.02 3.10 -62,016 1,173,947
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -50,000 175,000 -22.22
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -75,000 225,000 -25.00
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -45,000 300,000 -13.04
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -45,000 300,000 -13.04
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -80,000 390,000 -17.02
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
Options
M - Exercise -50,000 470,000 -9.62
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -13,623 398,595 -3.30 3.34 -45,501 1,331,307
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 50,000 412,218 13.80 0.91 45,500 375,118
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -21,155 362,218 -5.52 3.34 -70,658 1,209,808
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 75,000 383,373 24.32 0.94 70,658 361,176
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -20,614 308,373 -6.27 3.34 -68,851 1,029,966
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 45,000 328,987 15.85 1.53 68,850 503,350
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -17,246 283,987 -5.73 3.34 -57,602 948,517
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 45,000 301,233 17.56 1.28 57,600 385,578
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -22,276 256,233 -8.00 3.34 -74,402 855,818
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 80,000 278,509 40.30 0.93 74,400 259,013
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
F - Taxes -36,078 198,509 -15.38 3.34 -120,501 663,020
2021-05-10 2021-05-07 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 50,000 234,587 27.09 2.41 120,500 565,355
2021-05-05 2021-05-03 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 458 57,225 0.81
2021-02-03 2021-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 382 56,767 0.68
2020-11-04 2020-11-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 459 56,385 0.82
2020-08-05 2020-08-03 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 437 55,926 0.79
2020-08-04 2020-07-31 4 UEC URANIUM ENERGY CORP
Restricted Stock Units
M - Exercise -6,667 113,333 -5.56
2020-08-04 2020-07-31 4 UEC URANIUM ENERGY CORP
COMMON STOCK
M - Exercise 6,667 184,587 3.75
2020-07-20 2020-07-16 4 UEC URANIUM ENERGY CORP
Restricted Stock Units
A - Award 100,000 120,000 500.00
2020-07-20 2020-07-16 4 UEC URANIUM ENERGY CORP
Options
A - Award 200,000 200,000
2020-07-02 2020-07-01 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -4,780 35,503 -11.87 9.58 -45,792 340,119
2020-07-02 2020-07-01 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 17,224 40,283 74.70
2020-06-03 2020-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 4,905 55,489 9.70
2020-05-22 2020-05-21 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 23,157 49,130 89.16
2020-05-19 2020-05-16 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -2,471 25,973 -8.69
2020-05-05 2020-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 395 50,584 0.79
2020-05-04 2020-05-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 909 177,920 0.51 1.10 1,000 195,712
2020-03-04 2020-03-02 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 5,416 177,011 3.16 0.60 3,250 106,224
2020-02-05 2020-02-03 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 350 50,189 0.70
2020-02-03 2020-02-03 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 1,807 171,595 1.06 0.83 1,500 142,407
2020-02-03 2020-02-03 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 3,916 169,788 2.36 0.83 3,250 140,907
2020-01-02 2020-01-02 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 3,536 165,872 2.18 0.92 3,250 152,470
2019-12-02 2019-12-02 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 3,681 162,336 2.32 0.88 3,250 143,343
2019-11-05 2019-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 31 49,839 0.06
2019-11-04 2019-11-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 1,584 158,655 1.01 0.95 1,500 150,262
2019-11-04 2019-11-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 3,432 157,071 2.23 0.95 3,250 148,762
2019-10-01 2019-10-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 3,334 153,639 2.22 0.97 3,250 149,783
2019-09-03 2019-09-03 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 3,469 150,305 2.36 0.94 3,250 140,821
2019-08-05 2019-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 37 49,808 0.07
2019-08-02 2019-08-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 1,515 146,836 1.04 0.99 1,500 145,426
2019-08-02 2019-08-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 3,282 145,321 2.31 0.99 3,250 143,926
2019-08-01 2019-07-30 4 UEC URANIUM ENERGY CORP
Restricted Stock Units
A - Award 20,000 20,000
2019-08-01 2019-07-30 4 UEC URANIUM ENERGY CORP
Options
A - Award 100,000 100,000
2019-07-03 2019-07-02 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,372 142,039 1.70 1.37 3,250 194,593
2019-06-04 2019-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 5,200 49,771 11.67
2019-06-03 2019-06-03 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,407 139,667 1.75 1.35 3,249 188,550
2019-05-28 2019-05-23 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -1,589 23,059 -6.45 28.81 -45,779 664,330
2019-05-28 2019-05-23 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 5,728 24,648 30.27
2019-05-17 2019-05-16 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 8,239 28,444 40.78 13.35 109,991 379,727
2019-05-14 2019-05-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -1,153 49,342 -2.28 54.17 -62,458 2,672,856
2019-05-14 2019-05-13 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 4,154 50,495 8.96
2019-05-03 2019-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 28 44,571 0.06
2019-05-01 2019-05-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 1,064 137,260 0.78 1.41 1,500 193,537
2019-05-01 2019-05-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,305 136,196 1.72 1.41 3,250 192,036
2019-04-01 2019-04-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,321 133,891 1.76 1.40 3,249 187,447
2019-03-04 2019-03-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,579 131,570 2.00 1.26 3,250 165,778
2019-02-05 2019-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 27 44,543 0.06
2019-02-01 2019-02-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 1,154 128,991 0.90 1.30 1,500 167,688
2019-02-01 2019-02-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,500 127,837 1.99 1.30 3,250 166,188
2019-01-03 2019-01-02 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,600 125,337 2.12 1.25 3,250 156,671
2018-12-04 2018-12-03 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,462 121,609 2.07 1.32 3,250 160,524
2018-11-05 2018-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 30 44,516 0.07
2018-11-01 2018-11-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 1,128 120,275 0.95 1.33 1,500 159,966
2018-11-01 2018-11-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 2,444 119,147 2.09 1.33 3,251 158,466
2018-10-01 2018-10-01 4 UEC URANIUM ENERGY CORP
Common Stock
A - Award 1,890 116,703 1.65 1.72 3,251 200,729
2018-09-04 2018-09-04 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 1,901 114,813 1.68 1.71 3,251 196,330
2018-08-03 2018-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 35 44,486 0.08
2018-08-03 2018-08-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 909 112,912 0.81 1.65 1,500 186,305
2018-08-03 2018-08-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 1,970 112,003 1.79 1.65 3,250 184,805
2018-07-27 2018-07-25 4 UEC URANIUM ENERGY CORP
OPTIONS
A - Award 45,000 1,270,000 3.67
2018-07-27 2018-07-25 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 12,000 110,033 12.24 1.53 18,360 168,350
2018-07-05 2018-07-02 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,019 98,033 2.10 1.61 3,251 157,833
2018-06-05 2018-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 5,220 44,449 13.31
2018-06-04 2018-05-31 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -882 18,920 -4.45 47.18 -41,613 892,646
2018-06-04 2018-05-31 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 3,180 19,802 19.13
2018-06-04 2018-06-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,167 96,014 2.31 1.50 3,250 144,021
2018-05-21 2018-05-17 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -2,132 20,205 -9.54 15.48 -33,003 312,773
2018-05-21 2018-05-17 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 7,105 22,337 46.65 15.48 109,985 345,777
2018-05-09 2018-05-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -808 46,341 -1.71 77.28 -62,442 3,581,232
2018-05-09 2018-05-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 2,912 47,149 6.58
2018-05-03 2018-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 31 39,229 0.08
2018-05-01 2018-05-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 993 93,847 1.07 1.51 1,499 141,709
2018-05-01 2018-05-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,152 92,854 2.37 1.51 3,250 140,210
2018-04-04 2018-04-02 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,481 90,702 2.81 1.31 3,250 118,820
2018-03-02 2018-03-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,500 88,221 2.92 1.30 3,250 114,687
2018-02-05 2018-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 36 39,198 0.09
2018-02-02 2018-02-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,070 85,721 2.47 1.57 3,250 134,582
2018-02-02 2018-02-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 955 83,651 1.15 1.57 1,499 131,332
2018-01-04 2018-01-02 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 1,836 82,696 2.27 1.77 3,250 146,372
2017-12-04 2017-12-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,444 80,860 3.12 1.33 3,251 107,544
2017-11-03 2017-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 39 39,162 0.10
2017-11-02 2017-11-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 3,066 78,416 4.07 1.06 3,250 83,121
2017-11-02 2017-11-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 1,415 75,350 1.91 1.06 1,500 79,871
2017-10-02 2017-10-02 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,355 73,935 3.29 1.38 3,250 102,030
2017-09-05 2017-09-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,462 71,580 3.56 1.32 3,250 94,486
2017-08-24 2017-08-22 4 UEC URANIUM ENERGY CORP
OPTIONS TO PURCHASE
A - Award 45,000 1,225,000 3.81
2017-08-24 2017-08-22 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 15,000 69,118 27.72 1.28 19,200 88,471
2017-08-03 2017-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -342 16,622 -2.02 23.30 -7,969 387,293
2017-08-03 2017-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 39 39,123 0.10
2017-08-02 2017-08-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 938 54,118 1.76 1.60 1,501 86,589
2017-08-02 2017-08-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,031 53,180 3.97 1.60 3,250 85,088
2017-07-05 2017-07-03 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,044 51,149 4.16 1.59 3,250 81,327
2017-06-05 2017-06-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,338 49,105 5.00 1.39 3,250 68,256
2017-06-05 2017-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 7,459 39,081 23.59
2017-05-22 2017-05-18 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -2,169 16,964 -11.34 21.27 -46,135 360,824
2017-05-22 2017-05-18 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 7,053 19,133 58.39
2017-05-18 2017-05-17 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -3,330 30,465 -9.85 9.91 -33,000 301,908
2017-05-18 2017-05-17 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 11,099 33,795 48.90 9.91 109,991 334,908
2017-05-17 2017-05-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -1,129 44,237 -2.49 61.31 -69,219 2,712,170
2017-05-17 2017-05-15 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 3,670 45,366 8.80
2017-05-03 2017-05-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 1,210 46,767 2.66 1.24 1,500 57,991
2017-05-03 2017-05-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,621 45,557 6.10 1.24 3,250 56,491
2017-05-03 2017-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 44 31,622 0.14
2017-04-05 2017-04-03 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,289 42,936 5.63 1.42 3,250 60,969
2017-03-02 2017-03-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,181 40,647 5.67 1.49 3,250 60,564
2017-02-03 2017-02-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 932 38,466 2.48 1.61 1,501 61,930
2017-02-03 2017-02-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,019 37,534 5.68 1.61 3,251 60,430
2017-02-03 2017-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 45 31,578 0.14
2017-01-03 2017-01-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 2,902 35,515 8.90 1.12 3,250 39,777
2016-12-05 2016-12-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 3,693 32,613 12.77 0.88 3,250 28,699
2016-11-03 2016-11-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 1,667 28,920 6.12 0.90 1,500 26,028
2016-11-03 2016-11-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 3,611 27,253 15.27 0.90 3,250 24,528
2016-11-03 2016-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 69 31,533 0.22
2016-10-05 2016-10-03 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 3,283 23,642 16.13 0.99 3,250 23,406
2016-09-06 2016-02-09 4 UEC URANIUM ENERGY CORP
COMMON
A - Award 3,218 20,359 18.77 1.01 3,250 20,563
2016-08-04 2016-08-02 4 UEC URANIUM ENERGY CORP
OPTIONS TO PURCHASE
A - Award 80,000 1,180,000 7.27
2016-08-03 2016-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -342 12,080 -2.75 22.37 -7,651 270,230
2016-08-03 2016-08-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 3,385 17,141 24.61 0.96 3,250 16,455
2016-08-03 2016-08-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 1,563 13,756 12.82 0.96 1,500 13,206
2016-08-03 2016-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 54 31,464 0.17
2016-07-05 2016-07-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 3,693 12,193 43.45 0.88 3,250 10,730
2016-06-03 2016-06-01 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 4,167 8,500 96.17 0.78 3,250 6,630
2016-06-03 2016-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 7,419 31,398 30.94
2016-05-23 2016-05-19 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -3,938 22,696 -14.79 8.38 -33,000 190,192
2016-05-23 2016-05-19 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 13,126 26,634 97.17 8.38 109,996 223,193
2016-05-20 2016-05-18 4 UEC URANIUM ENERGY CORP
COMMON STOCK
A - Award 4,333 4,333 0.75 3,250 3,250
2016-05-05 2016-05-03 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -1,473 12,422 -10.60 31.32 -46,134 389,057
2016-05-05 2016-05-03 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 4,790 13,895 52.61
2016-05-04 2016-05-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -907 41,696 -2.13 76.33 -69,231 3,182,656
2016-05-04 2016-05-02 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 2,948 42,603 7.43
2016-05-04 2016-05-02 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 34 23,979 0.14
2016-02-03 2016-02-01 4 NRG NRG ENERGY, INC.
Common Stock, par value, $.01 per share
A - Award 231 23,945 0.97
2015-11-04 2015-11-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 182 23,714 0.77
2015-08-24 2015-08-20 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -608 13,508 -4.31 9.88 -6,007 133,459
2015-08-24 2015-08-20 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 2,024 14,116 16.74 9.88 19,997 139,466
2015-08-05 2015-08-03 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 108 23,532 0.46
2015-08-04 2015-08-01 4 PBF PBF Energy Inc.
Series A Units of PBF Energy Company LLC
F - Taxes -816 5,518 -12.88
2015-08-04 2015-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -1,560 9,105 -14.63 31.57 -49,249 287,445
2015-08-04 2015-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 3,960 10,665 59.06
2015-06-03 2015-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 4,973 23,424 26.95
2015-05-18 2015-05-14 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -2,565 12,092 -17.50 10.53 -27,009 127,329
2015-05-18 2015-05-14 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 8,547 14,657 139.89 10.53 90,000 154,338
2015-05-06 2015-05-04 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -961 39,655 -2.37 80.03 -76,909 3,173,590
2015-05-06 2015-05-04 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 3,124 40,616 8.33
2015-05-05 2015-05-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 66 18,451 0.36
2015-02-04 2015-02-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 65 18,385 0.35
2014-11-07 2014-11-05 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -975 37,492 -2.53 86.47 -84,308 3,241,933
2014-11-05 2014-11-03 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 52 18,320 0.28
2014-08-05 2014-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 51 18,268 0.28
2014-08-04 2014-08-01 4 PBF PBF Energy Inc.
Series A Units of PBF Energy Company LLC
F - Taxes -817 6,334 -11.42
2014-08-04 2014-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -342 6,705 -4.85 26.61 -9,101 178,420
2014-08-04 2014-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
F - Taxes -1,156 7,047 -14.09 26.61 -30,761 187,521
2014-08-04 2014-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 3,758 8,203 84.54
2014-08-04 2013-08-01 4/A PBF PBF Energy Inc.
Series A Units of PBF Energy Company LLC
F - Taxes -817 7,151 -10.25
2014-06-10 2014-06-02 4/A NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 3,509 18,217 23.86
2014-06-04 2014-06-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 2,807 17,515 19.08
2014-05-22 2014-05-20 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
F - Taxes -2,619 6,110 -30.00 10.31 -27,002 62,994
2014-05-22 2014-05-20 4 TWO TWO HARBORS INVESTMENT CORP.
Common stock, par value $0.01 per share
A - Award 8,729 8,729 10.31 89,996 89,996
2014-05-06 2014-05-05 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 3,168 38,467 8.97
2014-05-05 2014-05-02 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 33 14,708 0.22
2014-02-05 2014-02-03 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 34 14,675 0.23
2013-11-07 2013-11-06 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -1,569 35,299 -4.26 97.01 -152,209 3,424,356
2013-11-05 2013-11-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 33 14,641 0.23
2013-08-05 2013-08-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 34 14,608 0.23
2013-08-02 2013-08-01 4 PBF PBF Energy Inc.
Class A Common Stock
A - Award 4,444 4,444
2013-06-04 2013-06-01 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 3,723 14,573 34.31
2013-05-07 2013-05-06 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 5,100 36,868 16.05
2013-02-05 2013-02-01 4 NRG NRG ENERGY, INC.
Dividend Equivalent Rights
A - Award 15 15
2012-12-18 2012-12-14 4 GEN GenOn Energy, Inc.
Common Stock
D - Sale to Issuer -54,994 0 -100.00
2012-12-18 2012-12-14 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 4,131 10,817 61.79
2012-12-18 2012-12-14 4 NRG NRG ENERGY, INC.
Common Stock, par value $.01 per share
A - Award 6,686 6,686
2012-12-13 3 PBF PBF Energy Inc.
Class B Common Stock
1
2012-11-08 2012-11-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
F - Taxes -2,091 31,768 -6.18 77.45 -161,948 2,460,432
2012-05-14 2012-05-10 4 GEN GenOn Energy, Inc.
Common Stock
A - Award 43,379 54,994 373.47
2012-05-08 2012-05-07 4 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
A - Award 6,800 33,859 25.13
2012-01-12 2012-01-11 4 GEN GenOn Energy, Inc.
Common Stock
A - Award 11,615 11,615
2012-01-12 3 GEN GenOn Energy, Inc.
No securities are beneficially owned
0
2005-05-10 3 OXY OCCIDENTAL PETROLEUM CORP /DE/
Common Stock
0
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)