| 已發行股份 | 68,088,055 shares |
| 內部人士股份 | 73,252,889 shares |
| 所有內部人士 | 29 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內幕交易圖表
以下圖表顯示了EnSync, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Richard A Abdoo Director - [D] | 855,013 | 855,013 | |
|
Ardsley Advisory Partners
10% Owner -
|
2,857,831 | 2,857,831 | |
| Eric C Apfelbach Chief Executive Officer, Director - [D] [O] | 153,364 | 153,364 | |
| Manfred E Birnbaum Director - [D] | 407,960 | 407,960 | |
| Hoong Khoeng Cheong | 145,455 | ||
| William Dallapiazza | 120,000 | ||
| Kevin Dennis VP System Eng and Dev - [O] | 7,262 | 7,262 | |
|
GLG Partners LP
10% Owner -
|
1,177,955 | 1,177,955 | |
| William C Hogoboom Chief Financial Officer - [O] | 39,146 | 39,146 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Bradley Hansen President and CEO, Director - [D] [O] | 433,700 | 433,700 | |
|
Jilun He
10% Owner -
|
8,000,000 | 8,000,000 | |
| Paul F Koeppe Director - [D] | 2,387,593 | 2,387,593 | |
|
Capital Management Marathon
10% Owner -
|
8,328,651 | 8,328,651 | |
|
Melodious International Investments Group Ltd
10% Owner -
|
16,000,000 | 16,000,000 | |
|
Melodious Investments Co Ltd
10% Owner -
|
16,000,000 | 16,000,000 | |
| William Mundell Director - [D] | 12,048 | 12,048 | |
| Daniel Nordloh VP Sales & Marketing - [O] | 16,000 | 16,000 | |
| James Ozanne Director - [D] | 80,362 | 80,362 | |
| Richard A Payne | 364,462 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Jeffrey A Reichard Chief Technology Officer, Director - [D] [O] | 80,000 | 80,000 | |
| Charles W Stankiewicz Executive VP - Operations, Director - [D] [O] | 103,102 | 103,102 | |
| Theodore Stern Director - [D] | 0 | 0 | |
| Scampini Scott W. Executive Vice President - [O] | 85,095 | 85,095 | |
| Schott James F. Chief Financial Officer - [O] | 100,000 | 100,000 | |
| Tony Siebert | 0 | ||
|
Solar Power, Inc.
10% Owner -
|
16,000,000 | 16,000,000 | |
| Frederick Vaske Chief Administrative Officer - [O] | 103,872 | 103,872 | |
| Dilek Wagner | 25,000 | ||
| Frederick Whisman VP - Sales - [O] | 23,935 | 23,935 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 ESNC / EnSync, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 ESNC / EnSync, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2019-01-24 | 2019-01-22 | 4 | Hansen Bradley | ESNC | Restricted Stock Units | D | -166,667 | 333,333 | ||||||
| 2019-01-24 | 2019-01-22 | 4 | Hansen Bradley | ESNC | Common Stock | D | 0.2000 | -64,867 | -13 | 433,700 | ||||
| 2019-01-24 | 2019-01-22 | 4 | Hansen Bradley | ESNC | Common Stock | D | 166,667 | 498,567 | ||||||
| 2019-01-17 | 2019-01-15 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 37,500 | 37,500 | |||||
| 2019-01-17 | 2019-01-15 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 37,500 | 37,500 | |||||
| 2019-01-17 | 2019-01-15 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 85,000 | 85,000 | |||||
| 2019-01-17 | 2019-01-15 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 32,500 | 32,500 | |||||
| 2019-01-08 | 2018-12-31 | 4 | STERN THEODORE By Bomoseen Associates LP | ESNC | Series B Convertible Preferred Stock Units | I | 0.95 | -1,000 | 0 | |||||
| 2019-01-08 | 2018-12-31 | 4 | STERN THEODORE By Bomoseen Associates LP | ESNC | Common Stock | I | -617,187 | 0 | ||||||
| 2018-12-12 | 2018-12-10 | 4 | Hansen Bradley | ESNC | Restricted Stock Units | D | -250,000 | 250,000 | ||||||
| 2018-12-12 | 2018-12-10 | 4 | Hansen Bradley | ESNC | Common Stock | D | 0.2000 | -84,050 | -17 | 331,900 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Hansen Bradley | ESNC | Common Stock | D | 250,000 | 415,950 | ||||||
| 2018-11-15 | 2018-11-13 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 327,273 | 327,273 | |||||
| 2018-11-15 | 2018-11-13 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 77,273 | 77,273 | |||||
| 2018-11-15 | 2018-11-13 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 327,273 | 327,273 | |||||
| 2018-11-15 | 2018-11-13 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 29,546 | 29,546 | |||||
| 2018-11-15 | 2018-11-13 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 327,273 | 327,273 | |||||
| 2018-11-15 | 2018-11-13 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-11-15 | 2018-11-13 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 327,273 | 327,273 | |||||
| 2018-11-15 | 2018-11-13 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 34,091 | 34,091 | |||||
| 2018-10-02 | 2018-10-01 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -58,153 | 0 | |||||
| 2018-10-02 | 2018-10-01 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -15,517 | 0 | |||||
| 2018-10-02 | 2018-07-03 | 4 | STERN THEODORE | ESNC | Common Stock | D | 73,670 | 858,249 | ||||||
| 2018-09-26 | 2018-09-24 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 22,414 | 22,414 | |||||
| 2018-09-26 | 2018-09-24 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | 25,862 | 25,862 | |||||
| 2018-09-26 | 2018-09-24 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 58,621 | 58,621 | |||||
| 2018-09-26 | 2018-09-24 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 25,862 | 25,862 | |||||
| 2018-09-26 | 2018-09-24 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 15,517 | 15,517 | |||||
| 2018-09-06 | 2018-09-05 | 4 | ABDOO RICHARD A By Richard A. & Joan F. Abdoo Trust Dtd 9/8/2006 | ESNC | Common Stock | I | 0.2600 | 769,231 | 200 | 855,013 | ||||
| 2018-09-06 | 2018-09-05 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.2600 | 1,346,154 | 350 | 2,387,593 | ||||
| 2018-09-06 | 2018-09-05 | 4 | STERN THEODORE By Theodore Stern Revocable Trust | ESNC | Common Stock | I | 0.2600 | 192,308 | 50 | 192,308 | ||||
| 2018-07-03 | 2018-07-03 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -58,154 | 58,154 | |||||
| 2018-07-03 | 2018-07-03 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -12,500 | 0 | |||||
| 2018-07-03 | 2018-07-03 | 4 | STERN THEODORE | ESNC | Common Stock | D | 70,654 | 784,579 | ||||||
| 2018-06-28 | 2018-06-26 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 18,056 | 18,056 | |||||
| 2018-06-28 | 2018-06-26 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 20,833 | 20,833 | |||||
| 2018-06-28 | 2018-06-26 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 12,500 | 12,500 | |||||
| 2018-06-28 | 2018-06-26 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 47,222 | 47,222 | |||||
| 2018-06-28 | 2018-06-26 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | 20,833 | 20,833 | |||||
| 2018-04-03 | 2018-03-31 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -58,154 | 116,307 | |||||
| 2018-04-03 | 2018-03-31 | 4 | STERN THEODORE | ESNC | Common Stock | D | 58,154 | 713,925 | ||||||
| 2018-02-13 | 2018-02-09 | 4 | Dallapiazza William | ESNC | Stock Option (right to buy) | D | 0.37 | 120,000 | 120,000 | |||||
| 2017-12-26 | 2017-12-21 | 4 | Hansen Bradley | ESNC | Restricted Stock Units | D | 500,000 | 500,000 | ||||||
| 2017-12-26 | 2017-12-21 | 4 | Hansen Bradley | ESNC | Restricted Stock Unitsi | D | -250,000 | 500,000 | ||||||
| 2017-12-26 | 2017-12-21 | 4 | Hansen Bradley | ESNC | Common Stock | D | 0.4600 | -84,050 | -39 | 165,950 | ||||
| 2017-12-26 | 2017-12-21 | 4 | Hansen Bradley | ESNC | Common Stock | D | 250,000 | 250,000 | ||||||
| 2017-12-20 | 2017-12-19 | 4 | Vaske Frederick | ESNC | Stock Option (right to buy) | D | 0.41 | 120,000 | 120,000 | |||||
| 2017-12-20 | 2017-12-19 | 4 | Whisman Frederick | ESNC | Stock Option (right to buy) | D | 0.41 | 90,000 | 90,000 | |||||
| 2017-12-20 | 2017-12-19 | 4 | Dennis Kevin | ESNC | Stock Option (right to buy) | D | 0.41 | 120,000 | 120,000 | |||||
| 2017-12-20 | 2017-12-19 | 4 | Nordloh Daniel | ESNC | Stock Option (right to buy) | D | 0.41 | 120,000 | 120,000 | |||||
| 2017-11-24 | 2017-11-22 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.4000 | 3,802 | 2 | 868,180 | ||||
| 2017-11-24 | 2017-11-21 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.4000 | 2,080 | 1 | 864,378 | ||||
| 2017-11-20 | 2017-11-16 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.4000 | 29,392 | 12 | 862,298 | ||||
| 2017-11-16 | 2017-11-14 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 232,615 | 232,615 | |||||
| 2017-11-16 | 2017-11-14 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 232,615 | 232,615 | |||||
| 2017-11-16 | 2017-11-14 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -58,154 | 174,461 | |||||
| 2017-11-16 | 2017-11-14 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 232,615 | 232,615 | |||||
| 2017-11-16 | 2017-11-14 | 4 | STERN THEODORE | ESNC | Common Stock | D | 58,154 | 655,771 | ||||||
| 2017-11-16 | 2017-11-15 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.4000 | 8,479 | 3 | 832,906 | ||||
| 2017-11-16 | 2017-11-14 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 232,615 | 232,615 | |||||
| 2017-11-16 | 2017-11-14 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.4000 | 17,900 | 7 | 824,427 | ||||
| 2017-11-16 | 2017-11-14 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | 232,615 | 232,615 | |||||
| 2017-10-03 | 2017-09-30 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | -18,181 | 0 | |||||
| 2017-10-03 | 2017-09-30 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 18,181 | 407,960 | ||||||
| 2017-10-03 | 2017-09-30 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -18,181 | 0 | |||||
| 2017-10-03 | 2017-09-30 | 4 | STERN THEODORE | ESNC | Common Stock | D | 18,181 | 597,617 | ||||||
| 2017-08-16 | 2016-06-28 | 4/A | Nordloh Daniel | ESNC | Stock Option (right to buy) | D | 1.02 | 48,000 | 48,000 | |||||
| 2017-08-16 | 2016-06-28 | 4/A | Nordloh Daniel | ESNC | Stock Option (right to buy) | D | 0.37 | 360,000 | 360,000 | |||||
| 2017-08-09 | 2017-05-05 | 4 | Dennis Kevin | ESNC | Stock Option (right to buy) | D | 0.48 | -252 | 59,748 | |||||
| 2017-08-09 | 2017-05-05 | 4 | Dennis Kevin | ESNC | Common Stock | D | 0.8000 | -252 | -0 | 7,262 | ||||
| 2017-08-09 | 2017-05-05 | 4 | Dennis Kevin | ESNC | Common Stock | D | 0.4800 | 252 | 0 | 7,514 | ||||
| 2017-07-12 | 2017-07-10 | 4 | Melodious Investments Co Ltd | ESNC | Series C-2 Convertible Preferred Stock | D | 0.67 | 1,033.6300 | -4,341 | -4,487 | 0 | |||
| 2017-07-12 | 2017-07-10 | 4 | Melodious Investments Co Ltd | ESNC | Series C-1 Convertible Preferred Stock | D | 0.67 | 1,033.6300 | -7,012 | -7,248 | 0 | |||
| 2017-07-12 | 2017-07-10 | 4 | He Jilun By Melodious Investments Company Limited | ESNC | Series C-2 Convertible Preferred Stock | I | 0.67 | 1,033.6300 | -4,341 | -4,487 | 0 | |||
| 2017-07-12 | 2017-07-10 | 4 | He Jilun By Melodious Investments Company Limited | ESNC | Series C-1 Convertible Preferred Stock | I | 0.67 | 1,033.6300 | -7,012 | -7,248 | 0 | |||
| 2017-07-12 | 2017-07-10 | 4 | Melodious International Investments Group Ltd By Melodious Investments Company Limited | ESNC | Series C-2 Convertible Preferred Stock | I | 0.67 | 1,033.6300 | -4,341 | -4,487 | 0 | |||
| 2017-07-12 | 2017-07-10 | 4 | Melodious International Investments Group Ltd By Melodious Investments Company Limited | ESNC | Series C-1 Convertible Preferred Stock | I | 0.67 | 1,033.6300 | -7,012 | -7,248 | 0 | |||
| 2017-07-05 | 2017-06-30 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -18,182 | 18,181 | |||||
| 2017-07-05 | 2017-06-30 | 4 | STERN THEODORE | ESNC | Common Stock | D | 18,182 | 579,436 | ||||||
| 2017-07-05 | 2017-06-30 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | -18,182 | 18,181 | |||||
| 2017-07-05 | 2017-06-30 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 18,182 | 389,779 | ||||||
| 2017-06-26 | 2017-06-22 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.3500 | 142,857 | 50 | 806,527 | ||||
| 2017-06-26 | 2017-06-22 | 4 | OZANNE JAMES | ESNC | Common Stock | D | 0.3500 | 28,500 | 10 | 80,362 | ||||
| 2017-06-26 | 2017-06-22 | 4 | STERN THEODORE | ESNC | Common Stock | D | 0.3500 | 214,285 | 75 | 561,254 | ||||
| 2017-06-26 | 2017-06-22 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.3500 | 214,285 | 75 | 1,041,439 | ||||
| 2017-04-03 | 2017-03-31 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | -18,182 | 36,963 | |||||
| 2017-04-03 | 2017-03-31 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 18,182 | 371,597 | ||||||
| 2017-04-03 | 2017-03-31 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -18,182 | 36,363 | |||||
| 2017-04-03 | 2017-03-31 | 4 | STERN THEODORE | ESNC | Common Stock | D | 18,182 | 346,969 | ||||||
| 2017-03-20 | 2017-03-17 | 4/A | Birnbaum Manfred E | ESNC | Common Stock | D | 0.5506 | -16,502 | -9 | 353,415 | ||||
| 2017-03-20 | 2017-03-16 | 4/A | Birnbaum Manfred E | ESNC | Common Stock | D | 0.5673 | -4,236 | -2 | 369,917 | ||||
| 2017-03-20 | 2017-03-15 | 4/A | Birnbaum Manfred E | ESNC | Common Stock | D | 0.5841 | -3,434 | -2 | 374,153 | ||||
| 2017-03-17 | 2017-03-17 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 0.5506 | -16,502 | -9 | 353,415 | ||||
| 2017-03-17 | 2017-03-16 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 0.5673 | -4,236 | -2 | 369,917 | ||||
| 2017-03-17 | 2017-03-15 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 0.5841 | -3,434 | -2 | 374,153 | ||||
| 2016-11-23 | 2016-11-23 | 4 | He Jilun | ESNC | Common Stock | D | 1.0420 | 425,097 | 443 | 8,550,993 | ||||
| 2016-11-23 | 2016-11-22 | 4 | He Jilun | ESNC | Common Stock | D | 0.9960 | 511,150 | 509 | 8,125,896 | ||||
| 2016-11-23 | 2016-11-21 | 4 | He Jilun | ESNC | Common Stock | D | 0.9360 | 70,563 | 66 | 7,614,746 | ||||
| 2016-11-23 | 2016-10-25 | 4 | He Jilun By Melodious Investments Company Limited | ESNC | Common Stock | I | 0.6800 | 8,000,000 | 5,440 | 8,000,000 | ||||
| 2016-11-16 | 2016-11-14 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 72,727 | 72,727 | |||||
| 2016-11-16 | 2016-11-14 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 72,727 | 72,727 | |||||
| 2016-11-16 | 2016-11-14 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 72,727 | 72,727 | |||||
| 2016-11-16 | 2016-11-14 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | -18,182 | 54,545 | |||||
| 2016-11-16 | 2016-11-14 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | 72,727 | 72,727 | |||||
| 2016-11-16 | 2016-11-14 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 18,182 | 377,587 | ||||||
| 2016-11-16 | 2016-11-14 | 4 | Apfelbach Eric C | ESNC | Restricted Stock Units | D | 0.00 | 72,727 | 72,727 | |||||
| 2016-11-16 | 2016-11-14 | 4 | Hansen Bradley | ESNC | Restricted Stock Units | D | 0.00 | 750,000 | 750,000 | |||||
| 2016-11-16 | 2016-11-14 | 4 | Cheong Hoong Khoeng | ESNC | Restricted Stock Units | D | 0.00 | 145,455 | 145,455 | |||||
| 2016-11-16 | 2016-11-14 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -18,182 | 54,545 | |||||
| 2016-11-16 | 2016-11-14 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 72,727 | 72,727 | |||||
| 2016-11-16 | 2016-11-14 | 4 | STERN THEODORE | ESNC | Common Stock | D | 18,182 | 328,787 | ||||||
| 2016-11-14 | 2016-11-12 | 4 | He Jilun | ESNC | Common Stock | D | 0.9000 | 361,384 | 325 | 7,544,183 | ||||
| 2016-11-14 | 2016-11-11 | 4 | He Jilun | ESNC | Common Stock | D | 0.8000 | 44,033 | 35 | 7,182,799 | ||||
| 2016-11-14 | 2016-10-25 | 4 | He Jilun By Melodious Investments Company Limited | ESNC | Common Stock | I | 0.6800 | 8,000,000 | 5,440 | 8,000,000 | ||||
| 2016-11-09 | 2016-11-08 | 4 | He Jilun | ESNC | Common Stock | D | 0.7440 | 141,200 | 105 | 7,138,766 | ||||
| 2016-11-09 | 2016-11-07 | 4 | He Jilun | ESNC | Common Stock | D | 0.7300 | 560,900 | 409 | 6,997,566 | ||||
| 2016-11-09 | 2016-10-25 | 4 | He Jilun By Melodious Investments Company Limited | ESNC | Common Stock | I | 0.6800 | 8,000,000 | 5,440 | 8,000,000 | ||||
| 2016-10-18 | 2016-10-17 | 4 | He Jilun | ESNC | Common Stock | D | 1.2740 | 600,837 | 765 | 6,436,666 | ||||
| 2016-10-11 | 2016-10-08 | 4 | He Jilun | ESNC | Common Stock | D | 1.0950 | 279,540 | 306 | 5,835,829 | ||||
| 2016-10-11 | 2016-10-07 | 4 | He Jilun | ESNC | Common Stock | D | 1.0514 | 364,746 | 383 | 5,556,289 | ||||
| 2016-10-11 | 2016-10-06 | 4 | He Jilun | ESNC | Common Stock | D | 0.9980 | 23,030 | 23 | 5,191,543 | ||||
| 2016-10-03 | 2016-09-30 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | -36,000 | 0 | ||||||
| 2016-10-03 | 2016-09-30 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 36,000 | 359,405 | ||||||
| 2016-10-03 | 2016-09-30 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | -36,000 | 0 | ||||||
| 2016-10-03 | 2016-09-30 | 4 | STERN THEODORE | ESNC | Common Stock | D | 36,000 | 310,605 | ||||||
| 2016-09-29 | 2016-09-29 | 4 | He Jilun | ESNC | Common Stock | D | 0.9852 | 460,500 | 454 | 5,168,513 | ||||
| 2016-09-29 | 2016-09-28 | 4 | He Jilun | ESNC | Common Stock | D | 0.9444 | 196,610 | 186 | 4,708,013 | ||||
| 2016-09-29 | 2016-09-27 | 4 | He Jilun | ESNC | Common Stock | D | 0.9117 | 649,627 | 592 | 4,511,403 | ||||
| 2016-09-23 | 3 | Vaske Frederick | ESNC | Common Stock | D | 103,872 | ||||||||
| 2016-09-23 | 3 | Vaske Frederick | ESNC | Common Stock | D | 103,872 | ||||||||
| 2016-09-23 | 2016-09-21 | 4 | Vaske Frederick | ESNC | Stock Option (right to buy) | D | 0.88 | 120,000 | 120,000 | |||||
| 2016-09-16 | 3 | Melodious Investments Co Ltd | ESNC | Common Stock | D | 16,000,000 | ||||||||
| 2016-09-16 | 3 | Melodious Investments Co Ltd | ESNC | Common Stock | D | 16,000,000 | ||||||||
| 2016-09-16 | 3 | He Jilun By Melodious Investments Company Limited | ESNC | Common Stock | I | 19,861,776 | ||||||||
| 2016-09-16 | 3 | He Jilun | ESNC | Common Stock | D | 15,723,552 | ||||||||
| 2016-09-16 | 3 | He Jilun By Melodious Investments Company Limited | ESNC | Common Stock | I | 19,861,776 | ||||||||
| 2016-09-16 | 3 | He Jilun | ESNC | Common Stock | D | 15,723,552 | ||||||||
| 2016-09-16 | 3 | Melodious International Investments Group Ltd By Melodious Investments Company Limited | ESNC | Common Stock | I | 16,000,000 | ||||||||
| 2016-09-16 | 3 | Melodious International Investments Group Ltd By Melodious Investments Company Limited | ESNC | Common Stock | I | 16,000,000 | ||||||||
| 2016-09-09 | 2015-11-17 | 4 | Apfelbach Eric C | ESNC | Restricted Stock Units | D | 0.00 | 144,000 | 144,000 | |||||
| 2016-07-01 | 2016-06-30 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | -36,000 | 36,000 | ||||||
| 2016-07-01 | 2016-06-30 | 4 | STERN THEODORE | ESNC | Common Stock | D | 36,000 | 274,605 | ||||||
| 2016-06-30 | 2016-06-30 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | -36,000 | 36,000 | ||||||
| 2016-06-30 | 2016-06-30 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 36,000 | 323,405 | ||||||
| 2016-06-30 | 2016-06-28 | 4 | Schott James F. | ESNC | Stock Option (right to buy) | D | 0.37 | 360,000 | 360,000 | |||||
| 2016-06-30 | 2016-06-28 | 4 | Dennis Kevin | ESNC | Stock Option (right to buy) | D | 0.37 | 360,000 | 360,000 | |||||
| 2016-06-30 | 2016-06-28 | 4 | Nordloh Daniel | ESNC | Stock Option (right to buy) | D | 0.37 | 360,000 | 360,000 | |||||
| 2016-06-30 | 2016-06-29 | 4 | Whisman Frederick | ESNC | Common Stock | D | 0.3600 | 3,827 | 1 | 23,935 | ||||
| 2016-06-30 | 2016-06-28 | 4 | Whisman Frederick | ESNC | Stock Option (right to buy) | D | 0.37 | 360,000 | 360,000 | |||||
| 2016-06-30 | 2016-06-28 | 4 | Whisman Frederick | ESNC | Common Stock | D | 0.3100 | 108 | 0 | 20,108 | ||||
| 2016-05-23 | 2016-05-20 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.3650 | 10,000 | 4 | 827,154 | ||||
| 2016-05-23 | 2016-05-19 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.3726 | 20,000 | 7 | 817,154 | ||||
| 2016-05-18 | 2016-05-17 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.3327 | 13,866 | 5 | 797,154 | ||||
| 2016-05-18 | 2016-05-16 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.2953 | 11,134 | 3 | 783,288 | ||||
| 2016-05-16 | 2016-05-13 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.2999 | 100,000 | 30 | 663,670 | ||||
| 2016-05-16 | 2016-05-13 | 4 | Whisman Frederick | ESNC | Common Stock | D | 0.2900 | 20,000 | 6 | 20,000 | ||||
| 2016-04-06 | 2016-03-31 | 4/A | STERN THEODORE | ESNC | Restricted Stock Units | D | -36,000 | 72,000 | ||||||
| 2016-04-06 | 2016-03-31 | 4/A | STERN THEODORE | ESNC | Common Stock | D | 36,000 | 238,605 | ||||||
| 2016-04-04 | 2016-03-31 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | -36,000 | 72,000 | ||||||
| 2016-04-04 | 2016-03-31 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 36,000 | 287,405 | ||||||
| 2016-04-04 | 2016-03-31 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | -36,000 | 72,000 | ||||||
| 2016-04-04 | 2016-03-31 | 4 | STERN THEODORE | ESNC | Common Stock | D | 36,000 | 855,792 | ||||||
| 2016-02-24 | 2016-02-24 | 4 | Schott James F. | ESNC | Common Stock | D | 0.2700 | 37,582 | 10 | 100,000 | ||||
| 2016-02-24 | 2016-02-23 | 4 | Schott James F. | ESNC | Common Stock | D | 0.2896 | 12,418 | 4 | 62,418 | ||||
| 2016-02-23 | 2016-02-22 | 4 | Schott James F. | ESNC | Common Stock | D | 0.3000 | 25,000 | 8 | 50,000 | ||||
| 2016-02-22 | 2016-02-19 | 4 | Schott James F. | ESNC | Common Stock | D | 0.3174 | 25,000 | 8 | 25,000 | ||||
| 2015-12-16 | 2015-12-16 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.3650 | 30,269 | 11 | 772,154 | ||||
| 2015-12-16 | 2015-12-16 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.3800 | 50,000 | 19 | 741,885 | ||||
| 2015-12-16 | 2015-12-16 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.4000 | 50,000 | 20 | 691,885 | ||||
| 2015-12-16 | 2015-12-14 | 4 | KOEPPE PAUL F | ESNC | Common Stock | D | 0.3900 | 50,000 | 20 | 641,885 | ||||
| 2015-12-14 | 2015-12-11 | 4 | ABDOO RICHARD A | ESNC | Common Stock | D | 0.3997 | 100,000 | 40 | 563,670 | ||||
| 2015-11-24 | 2015-11-23 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 0.4800 | -23,896 | -11 | 251,405 | ||||
| 2015-11-24 | 2015-11-20 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 0.4800 | -12,104 | -6 | 275,301 | ||||
| 2015-11-19 | 2015-11-17 | 4 | Whisman Frederick | ESNC | Stock Option (right to buy) | D | 0.50 | 360,000 | 360,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | -36,000 | 108,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | STERN THEODORE | ESNC | Restricted Stock Units | D | 0.00 | 144,000 | 144,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | STERN THEODORE | ESNC | Common Stock | D | 36,000 | 202,605 | ||||||
| 2015-11-19 | 2015-11-17 | 4 | OZANNE JAMES | ESNC | Restricted Stock Units | D | 0.00 | 144,000 | 144,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | Nordloh Daniel | ESNC | Stock Option (right to buy) | D | 0.78 | 6,000 | 6,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | KOEPPE PAUL F | ESNC | Restricted Stock Units | D | 0.00 | 144,000 | 144,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | Dennis Kevin | ESNC | Stock Option (right to buy) | D | 0.48 | 60,000 | 60,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | -36,000 | 108,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | 144,000 | 144,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 36,000 | 287,405 | ||||||
| 2015-11-19 | 2015-11-17 | 4 | Hansen Bradley | ESNC | Restricted Stock Units | D | 0.00 | 750,000 | 750,000 | |||||
| 2015-11-19 | 2015-11-17 | 4 | ABDOO RICHARD A | ESNC | Restricted Stock Units | D | 0.00 | 144,000 | 144,000 | |||||
| 2015-10-22 | 2015-10-20 | 4 | Schott James F. | ESNC | Stock Option (right to buy) | D | 0.57 | 360,000 | 360,000 | |||||
| 2015-10-01 | 2015-09-30 | 4 | Birnbaum Manfred E | ESNC | Restricted Stock Units | D | 0.00 | -28,125 | 0 | |||||
| 2015-10-01 | 2015-09-30 | 4 | Birnbaum Manfred E | ESNC | Common Stock | D | 28,125 | 251,405 | ||||||
| 2015-09-21 | 2015-09-17 | 4 | Hansen Bradley | ESNC | Restricted Stock Units | D | 270,000 | 270,000 | ||||||
| 2015-08-13 | 2015-08-11 | 4 | Nordloh Daniel | ZBB | Stock Option (right to buy) | D | 0.76 | 360,000 | 360,000 | |||||
| 2015-08-13 | 2015-08-11 | 4 | Dennis Kevin | ZBB | Stock Option (right to buy) | D | 0.76 | 360,000 | 360,000 | |||||
| 2015-07-16 | 3 | Solar Power, Inc. | ZBB | Common Stock, par value $0.01 per share ("Common Stock") | D | 16,000,000 | ||||||||
| 2015-07-16 | 3 | Solar Power, Inc. | ZBB | Common Stock, par value $0.01 per share ("Common Stock") | D | 16,000,000 | ||||||||
| 2015-07-15 | 2015-07-13 | 4 | Apfelbach Eric C | ZBB | Stock Option (right to buy) | D | 0.85 | 75,000 | 75,000 | |||||
| 2015-07-01 | 2015-06-30 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | -28,125 | 28,125 | |||||
| 2015-07-01 | 2015-06-30 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 28,125 | 223,280 | ||||||
| 2015-06-25 | 2015-06-23 | 4/A | Dennis Kevin | ZBB | Stock Option (right to buy) | D | 0.91 | -360,000 | 0 | |||||
| 2015-06-25 | 2015-06-23 | 4/A | Nordloh Daniel | ZBB | Stock Option (right to buy) | D | 0.91 | -360,000 | 0 | |||||
| 2015-06-25 | 2015-06-23 | 4 | Dennis Kevin | ZBB | Stock Option (right to buy) | D | 0.91 | 360,000 | 360,000 | |||||
| 2015-06-25 | 2015-06-23 | 4 | Nordloh Daniel | ZBB | Stock Option (right to buy) | D | 0.91 | 360,000 | 360,000 | |||||
| 2015-04-02 | 2015-03-31 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | -28,125 | 56,250 | |||||
| 2015-04-02 | 2015-03-31 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 28,125 | 195,155 | ||||||
| 2014-12-19 | 2014-12-18 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.5663 | 10,000 | 6 | 591,885 | ||||
| 2014-12-19 | 2014-12-18 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 0.5680 | 10,000 | 6 | 167,030 | ||||
| 2014-12-12 | 2014-12-11 | 4 | STERN THEODORE | ZBB | Common Stock | D | 0.5100 | 20,000 | 10 | 166,605 | ||||
| 2014-12-12 | 2014-12-10 | 4 | STERN THEODORE | ZBB | Common Stock | D | 0.5100 | 20,000 | 10 | 146,605 | ||||
| 2014-11-20 | 2014-11-18 | 4 | STERN THEODORE | ZBB | Restricted Stock Units | D | 0.00 | 112,500 | 112,500 | |||||
| 2014-11-20 | 2014-11-18 | 4 | ABDOO RICHARD A | ZBB | Restricted Stock Units | D | 0.00 | 112,500 | 112,500 | |||||
| 2014-11-20 | 2014-11-18 | 4 | Wagner Dilek | ZBB | Stock Option (right to buy) | D | 0.61 | 25,000 | 25,000 | |||||
| 2014-11-20 | 2013-11-05 | 4 | Wagner Dilek | ZBB | Stock Option (right to buy) | D | 0.78 | 6,000 | 6,000 | |||||
| 2014-11-20 | 2013-11-05 | 4 | Dennis Kevin | ZBB | Stock Option (right to buy) | D | 0.78 | 50,000 | 50,000 | |||||
| 2014-11-20 | 2014-11-18 | 4 | OZANNE JAMES | ZBB | Restricted Stock Units | D | 0.00 | 112,500 | 112,500 | |||||
| 2014-11-20 | 2014-11-18 | 4 | KOEPPE PAUL F | ZBB | Restricted Stock Units | D | 0.00 | 112,500 | 112,500 | |||||
| 2014-11-20 | 2014-11-18 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | -28,125 | 84,375 | |||||
| 2014-11-20 | 2014-11-18 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | 112,500 | 112,500 | |||||
| 2014-11-20 | 2014-11-18 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 28,125 | 157,030 | ||||||
| 2014-10-15 | 2014-10-14 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.6760 | 20,000 | 14 | 581,885 | ||||
| 2014-10-14 | 2014-10-13 | 4 | ABDOO RICHARD A | ZBB | Common Stock | D | 0.6553 | 120,700 | 79 | 463,670 | ||||
| 2014-10-10 | 2014-10-10 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.6301 | 10,000 | 6 | 561,885 | ||||
| 2014-10-10 | 2014-10-09 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.6377 | 10,000 | 6 | 551,885 | ||||
| 2014-10-08 | 2014-10-03 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 0.6800 | 10,000 | 7 | 128,805 | ||||
| 2014-10-03 | 2014-10-01 | 4 | ABDOO RICHARD A | ZBB | Common Stock | D | 0.6784 | 145,000 | 98 | 342,970 | ||||
| 2014-10-03 | 2014-10-03 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.6494 | 10,100 | 7 | 541,885 | ||||
| 2014-10-03 | 2014-10-02 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.6604 | 10,000 | 7 | 531,785 | ||||
| 2014-10-03 | 2014-10-01 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.7777 | 10,000 | 8 | 521,785 | ||||
| 2014-10-03 | 2014-10-01 | 4 | STERN THEODORE | ZBB | Common Stock | D | 0.6000 | 51,065 | 31 | 126,605 | ||||
| 2014-09-30 | 2014-09-30 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | -22,785 | 0 | |||||
| 2014-09-30 | 2014-09-30 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 22,785 | 118,905 | ||||||
| 2014-07-02 | 2014-06-30 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | -22,785 | 22,785 | |||||
| 2014-07-02 | 2014-06-30 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 22,785 | 96,120 | ||||||
| 2014-07-01 | 2014-06-27 | 4/A | Apfelbach Eric C | ZBB | Common Stock | D | 1.7528 | -4,830 | -8 | 153,364 | ||||
| 2014-07-01 | 2014-06-26 | 4/A | Apfelbach Eric C | ZBB | Common Stock | D | 1.6974 | -23,990 | -41 | 158,194 | ||||
| 2014-07-01 | 2014-06-25 | 4/A | Apfelbach Eric C | ZBB | Common Stock | D | 1.6650 | -23,989 | -40 | 182,184 | ||||
| 2014-07-01 | 2014-06-24 | 4/A | Apfelbach Eric C | ZBB | Restricted Stock Units | D | -200,000 | 0 | ||||||
| 2014-07-01 | 2014-06-24 | 4/A | Apfelbach Eric C | ZBB | Common Stock | D | 1.6985 | -23,989 | -41 | 206,173 | ||||
| 2014-07-01 | 2014-06-24 | 4/A | Apfelbach Eric C | ZBB | Common Stock | D | 200,000 | 230,162 | ||||||
| 2014-06-26 | 2014-06-26 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 1.6974 | -23,990 | -41 | 158,194 | ||||
| 2014-06-26 | 2014-06-25 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 1.6650 | -23,989 | -40 | 182,184 | ||||
| 2014-06-26 | 2014-06-24 | 4 | Apfelbach Eric C | ZBB | Restricted Stock Units | D | -200,000 | 0 | ||||||
| 2014-06-26 | 2014-06-24 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 1.6985 | -23,989 | -41 | 206,173 | ||||
| 2014-06-26 | 2014-06-23 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 200,000 | 230,162 | ||||||
| 2014-05-21 | 2014-05-19 | 4 | Hansen Bradley | ZBB | Stock Option (right to buy) | D | 1.72 | 360,000 | 360,000 | |||||
| 2014-04-11 | 2014-04-09 | 4 | Apfelbach Eric C | ZBB | Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2014-04-02 | 2014-03-31 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | -22,785 | 45,570 | |||||
| 2014-04-02 | 2014-03-31 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 22,785 | 73,335 | ||||||
| 2014-03-21 | 2014-03-19 | 4 | STERN THEODORE By Bomoseen Associates LP | ZBB | Common Stock Warrants (right to buy) | I | 0.95 | -1,052,632 | 0 | |||||
| 2014-03-21 | 2014-03-19 | 4 | STERN THEODORE By Bomoseen Associates LP | ZBB | Common Stock | I | 0.9500 | 617,187 | 586 | 692,727 | ||||
| 2014-02-26 | 2014-02-24 | 4 | Wagner Dilek | ZBB | Stock Option (right to buy) | D | 0.84 | 40,000 | 40,000 | |||||
| 2014-01-17 | 2014-01-15 | 4 | STANKIEWICZ CHARLES W | ZBB | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2014-01-17 | 2014-01-15 | 4 | Apfelbach Eric C | ZBB | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2014-01-14 | 2014-01-13 | 4/A | HOGOBOOM WILLIAM C | ZBB | Common Stock | D | 0.9100 | 11,000 | 10 | 39,146 | ||||
| 2014-01-13 | 2014-01-13 | 4 | HOGOBOOM WILLIAM C | ZBB | Common Stock | D | 0.9100 | -11,000 | -10 | 39,146 | ||||
| 2014-01-08 | 2014-01-08 | 4 | HOGOBOOM WILLIAM C | ZBB | Common Stock | D | 0.9183 | 10,000 | 9 | 28,146 | ||||
| 2013-12-27 | 2013-12-27 | 4 | Reichard Jeffrey A | ZBB | Common Stock | D | 0.9917 | -10,000 | -10 | 80,000 | ||||
| 2013-12-26 | 2013-12-26 | 4 | Reichard Jeffrey A | ZBB | Common Stock | D | 0.9523 | -20,000 | -19 | 90,000 | ||||
| 2013-12-26 | 2013-12-24 | 4 | Reichard Jeffrey A | ZBB | Common Stock | D | 0.9500 | -20,000 | -19 | 110,000 | ||||
| 2013-12-26 | 2013-12-23 | 4 | Reichard Jeffrey A | ZBB | Common Stock | D | 0.9634 | -10,000 | -10 | 130,000 | ||||
| 2013-12-26 | 2013-12-23 | 4 | Reichard Jeffrey A | ZBB | Common Stock | D | 0.8591 | -20,000 | -17 | 140,000 | ||||
| 2013-12-23 | 2013-12-20 | 4 | ABDOO RICHARD A | ZBB | Restricted Stock Units | D | 0.00 | 91,140 | 91,140 | |||||
| 2013-12-23 | 2013-12-20 | 4 | OZANNE JAMES | ZBB | Restricted Stock Units | D | 0.00 | 91,140 | 91,140 | |||||
| 2013-12-23 | 2013-12-20 | 4 | KOEPPE PAUL F | ZBB | Restricted Stock Units | D | 0.00 | 91,140 | 91,140 | |||||
| 2013-12-23 | 2013-12-20 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | -22,785 | 68,355 | |||||
| 2013-12-23 | 2013-12-20 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | 91,140 | 91,140 | |||||
| 2013-12-23 | 2013-12-20 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 22,785 | 50,550 | ||||||
| 2013-12-23 | 3 | STERN THEODORE | ZBB | Common Stock | D | 75,540 | ||||||||
| 2013-12-23 | 2013-12-20 | 4 | STERN THEODORE | ZBB | Stock Option (right to buy) | D | 0.88 | 15,000 | 15,000 | |||||
| 2013-12-23 | 2013-12-20 | 4 | STERN THEODORE | ZBB | Restricted Stock Units | D | 0.00 | 91,140 | 91,140 | |||||
| 2013-12-19 | 2013-12-19 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 0.8000 | 10,000 | 8 | 30,162 | ||||
| 2013-10-03 | 2013-09-27 | 4 | ABDOO RICHARD A | ZBB | Common Stock Warrants (right to buy) | D | 0.19 | 1,375,789 | 1,375,789 | |||||
| 2013-10-03 | 2013-09-27 | 4 | ABDOO RICHARD A | ZBB | Series B Convertible Preferred Stock | D | 0.19 | 250 | 1,375,789 | |||||
| 2013-10-03 | 2013-09-27 | 4 | KOEPPE PAUL F | ZBB | Common Stock Warrants (right to buy) | D | 0.19 | 1,315,789 | 1,315,789 | |||||
| 2013-10-03 | 2013-09-27 | 4 | KOEPPE PAUL F | ZBB | Series B Convertible Preferred Stock | D | 0.19 | 250 | 1,315,789 | |||||
| 2013-09-13 | 2013-09-11 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | 25,000 | 25,000 | |||||
| 2013-01-22 | 2013-01-15 | 4 | Reichard Jeffrey A | ZBB | Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2012-11-09 | 2012-11-07 | 4 | ABDOO RICHARD A | ZBB | Restricted Stock Units | D | 0.00 | 210,526 | 210,526 | |||||
| 2012-11-09 | 2012-11-07 | 4 | OZANNE JAMES | ZBB | Restricted Stock Units | D | 0.00 | 221,053 | 221,053 | |||||
| 2012-11-09 | 2012-11-07 | 4 | KOEPPE PAUL F | ZBB | Restricted Stock Units | D | 0.00 | 268,421 | 268,421 | |||||
| 2012-11-09 | 2012-11-07 | 4 | Payne Richard A | ZBB | Restricted Stock Units | D | 0.00 | 189,474 | 189,474 | |||||
| 2012-11-09 | 2012-11-07 | 4 | Birnbaum Manfred E | ZBB | Restricted Stock Units | D | 0.00 | 210,526 | 210,526 | |||||
| 2012-10-02 | 2012-09-30 | 4 | Apfelbach Eric C | ZBB | Restricted Stock Units | D | 450,000 | 450,000 | ||||||
| 2012-09-10 | 2012-09-06 | 4 | Dennis Kevin | ZBB | Stock Option (right to buy) | D | 0.38 | 90,000 | 90,000 | |||||
| 2012-09-10 | 2012-09-06 | 4 | Nordloh Daniel | ZBB | Stock Option (right to buy) | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-09-10 | 2012-09-06 | 4 | HOGOBOOM WILLIAM C | ZBB | Zero Coupon Convertible Notes | D | 0.38 | 20,000 | 20,000 | |||||
| 2012-08-28 | 2012-08-24 | 4 | Siebert Tony | ZBB | Stock Option (right to buy) | D | 0.38 | 50,000 | 50,000 | |||||
| 2012-08-28 | 2012-08-24 | 4 | Siebert Tony | ZBB | Stock Option (right to buy) | D | 0.38 | 150,000 | 150,000 | |||||
| 2012-08-14 | 2012-04-01 | 4 | MARATHON CAPITAL MANAGEMENT | ZBB | ZBB Energy Corp. | D | 0 | 8,328,651 | ||||||
| 2012-07-03 | 2012-07-03 | 4 | STANKIEWICZ CHARLES W | ZBB | Stock Option (right to buy) | D | 0.38 | 100,000 | 100,000 | |||||
| 2012-06-21 | 2012-06-14 | 4/A | MARATHON CAPITAL MANAGEMENT | ZBB | ZBB Energy Corp | D | 0.3800 | 3,465,000 | 1,317 | 8,372,765 | ||||
| 2012-06-21 | 2012-06-19 | 4 | ABDOO RICHARD A | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 55,000.0000 | ||||||
| 2012-06-21 | 2012-06-19 | 4 | STANKIEWICZ CHARLES W | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 55,000.0000 | ||||||
| 2012-06-21 | 2012-06-19 | 4 | KOEPPE PAUL F | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 220,000.0000 | ||||||
| 2012-06-21 | 2012-06-19 | 4 | Apfelbach Eric C | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 22,000.0000 | ||||||
| 2012-06-21 | 2012-06-19 | 4 | HOGOBOOM WILLIAM C | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 11,000.0000 | ||||||
| 2012-06-20 | 2012-06-14 | 4 | MARATHON CAPITAL MANAGEMENT | ZBB | ZBB Energy Corp. | D | 0.3800 | 3,242,500 | 1,232 | 8,150,265 | ||||
| 2012-06-15 | 2012-06-14 | 4 | ABDOO RICHARD A | ZBB | Common Stock | D | 0.3800 | 263,157 | 100 | 989,851 | ||||
| 2012-06-15 | 2012-06-14 | 4 | STANKIEWICZ CHARLES W | ZBB | Common Stock | D | 0.3800 | 65,789 | 25 | 103,102 | ||||
| 2012-06-15 | 2012-06-14 | 4 | OZANNE JAMES | ZBB | Common Stock | D | 0.3800 | 197,000 | 75 | 259,313 | ||||
| 2012-06-15 | 2012-06-14 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.3800 | 1,063,157 | 404 | 2,558,927 | ||||
| 2012-06-15 | 2012-06-14 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 0.3800 | 57,894 | 22 | 100,812 | ||||
| 2012-06-15 | 2012-06-14 | 4 | HOGOBOOM WILLIAM C | ZBB | Common Stock | D | 0.3800 | 28,947 | 11 | 90,734 | ||||
| 2012-05-14 | 2012-05-11 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 0.4670 | 5,000 | 2 | 138,828 | ||||
| 2012-05-03 | 2012-05-01 | 4 | ABDOO RICHARD A | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 51,887 | ||||||
| 2012-05-03 | 2012-05-01 | 4 | ABDOO RICHARD A | ZBB | Common Stock Warrants (right to buy) | D | 0.53 | 51,887 | 51,887 | |||||
| 2012-05-03 | 2012-05-01 | 4 | STANKIEWICZ CHARLES W | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 51,887 | ||||||
| 2012-05-03 | 2012-05-01 | 4 | STANKIEWICZ CHARLES W | ZBB | Common Stock Warrants (right to buy) | D | 0.53 | 51,887 | 51,887 | |||||
| 2012-05-03 | 2012-05-01 | 4 | KOEPPE PAUL F | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 207,547 | ||||||
| 2012-05-03 | 2012-05-01 | 4 | KOEPPE PAUL F | ZBB | Common Stock Warrants (right to buy) | D | 0.53 | 207,547 | 207,547 | |||||
| 2012-05-03 | 2012-05-01 | 4 | Apfelbach Eric C | ZBB | Common Stock Warrants (right to buy) | D | 0.53 | 20,755 | 20,755 | |||||
| 2012-05-03 | 2012-05-01 | 4 | Apfelbach Eric C | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 20,755 | ||||||
| 2012-05-03 | 2012-05-01 | 4 | HOGOBOOM WILLIAM C | ZBB | Common Stock Warrants (right to buy) | D | 0.53 | 10,377 | 10,377 | |||||
| 2012-05-03 | 2012-05-01 | 4 | HOGOBOOM WILLIAM C | ZBB | Zero Coupon Convertible Notes | D | 0.53 | 10,377 | ||||||
| 2012-03-19 | 2012-03-16 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 0.6650 | 5,000 | 3 | 42,918 | ||||
| 2012-02-02 | 2012-01-31 | 4 | ABDOO RICHARD A | ZBB | Common Stock | D | 0.8000 | 31,250 | 25 | 726,694 | ||||
| 2012-02-02 | 2012-01-31 | 4 | OZANNE JAMES | ZBB | Common Stock | D | 0.8000 | 25,000 | 20 | 62,313 | ||||
| 2012-02-02 | 2012-01-31 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.8000 | 125,000 | 100 | 1,495,770 | ||||
| 2012-02-02 | 2012-01-31 | 4 | Scampini Scott W. | ZBB | Common Stock | D | 0.8000 | 12,500 | 10 | 85,095 | ||||
| 2012-02-01 | 2012-01-30 | 4 | MARATHON CAPITAL MANAGEMENT | ZBB | ZBB Energy Corp. | D | 0.8200 | -1,500 | -1 | 4,907,765 | ||||
| 2012-01-13 | 2012-01-11 | 4 | Scampini Scott W. | ZBB | Stock Option (right to buy) | D | 0.76 | 40,000 | 40,000 | |||||
| 2012-01-13 | 2012-01-11 | 4 | Dennis Kevin | ZBB | Stock Option (right to buy) | D | 0.76 | 40,000 | 40,000 | |||||
| 2012-01-13 | 2012-01-11 | 4 | Nordloh Daniel | ZBB | Stock Option (right to buy) | D | 0.76 | 40,000 | 40,000 | |||||
| 2012-01-13 | 2012-01-11 | 4 | HOGOBOOM WILLIAM C | ZBB | Stock Option (right to buy) | D | 0.76 | 40,000 | 40,000 | |||||
| 2011-09-23 | 2011-09-22 | 4 | Apfelbach Eric C | ZBB | Common Stock | D | 0.7000 | 5,000 | 4 | 37,918 | ||||
| 2011-09-23 | 2011-09-23 | 4 | Reichard Jeffrey A | ZBB | Common Stock | D | 0.7300 | 7,500 | 5 | 15,652 | ||||
| 2011-09-22 | 2011-09-22 | 4 | Nordloh Daniel | ZBB | Common Stock | D | 0.7300 | 15,000 | 11 | 16,000 | ||||
| 2011-09-21 | 2011-09-20 | 4 | ABDOO RICHARD A | ZBB | Common Stock | D | 0.7500 | 50,000 | 38 | 624,797 | ||||
| 2011-09-21 | 2011-09-21 | 4 | Birnbaum Manfred E | ZBB | Common Stock | D | 0.7500 | 5,000 | 4 | 120,493 | ||||
| 2011-09-19 | 2011-09-16 | 4 | KOEPPE PAUL F | ZBB | Common Stock | D | 0.8200 | 10,000 | 8 | 1,150,123 | ||||
| 2010-10-25 | 3 | HEMPLEMAN PHILIP J See | ZBB | Common Stock, $0.01 par value ("Common Stock") | I | 2,857,831 | ||||||||
| 2010-03-23 | 2010-03-19 | 4 | Mundell William | ZBB | COMMON STOCK | D | 0.8300 | 12,048 | 10 | 12,048 | ||||
| 2010-03-23 | 2010-03-19 | 4 | Apfelbach Eric C | ZBB | COMMON STOCK | D | 0.8300 | 12,048 | 10 | 12,048 | ||||
| 2010-03-23 | 2010-03-19 | 4 | KOEPPE PAUL F | ZBB | COMMON STOCK | D | 0.8300 | 120,481 | 100 | 145,481 | ||||
| 2010-03-23 | 2010-03-19 | 4 | Scampini Scott W. | ZBB | COMMON STOCK | D | 0.8300 | 12,048 | 10 | 12,048 | ||||
| 2010-01-08 | 3 | Apfelbach Eric C | ZBB | Common Stock | D | 0 | ||||||||
| 2009-08-20 | 2009-08-18 | 4 | GLG Partners LP | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.3545 | -10,000 | -14 | 1,177,955 | ||||
| 2009-08-05 | 2009-08-04 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock | I | 1.3503 | -43,000 | -58 | 1,187,955 | ||||
| 2009-08-05 | 2009-08-03 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock | I | 1.3592 | -7,100 | -10 | 1,230,955 | ||||
| 2009-08-05 | 2009-08-03 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.3500 | -2,550 | -3 | 1,238,055 | ||||
| 2009-06-15 | 2009-06-11 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.4924 | -27,000 | -40 | 1,240,605 | ||||
| 2009-06-09 | 2009-06-05 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.6500 | -3,800 | -6 | 1,267,605 | ||||
| 2009-05-29 | 2009-05-29 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.6000 | -16,800 | -27 | 1,289,405 | ||||
| 2009-05-29 | 2009-05-28 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.6176 | -3,065 | -5 | 1,306,205 | ||||
| 2009-05-29 | 2009-05-28 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.6488 | -42,000 | -69 | 1,309,270 | ||||
| 2009-05-29 | 2009-05-27 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.4261 | -13,400 | -19 | 1,351,270 | ||||
| 2009-05-26 | 2009-05-26 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.5006 | -5,000 | -8 | 1,364,670 | ||||
| 2009-05-26 | 2009-05-26 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.5069 | -22,400 | -34 | 1,369,670 | ||||
| 2009-05-26 | 2009-05-26 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.5086 | -11,050 | -17 | 1,392,070 | ||||
| 2009-05-26 | 2009-05-26 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.4115 | -88,000 | -124 | 1,403,120 | ||||
| 2009-05-26 | 2009-05-22 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.2384 | -19,200 | -24 | 1,491,120 | ||||
| 2009-05-26 | 2009-05-22 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.2343 | -50,000 | -62 | 1,510,320 | ||||
| 2009-05-26 | 2009-05-21 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.2453 | -16,190 | -20 | 1,560,320 | ||||
| 2009-05-26 | 2009-05-21 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.2505 | -9,600 | -12 | 1,576,510 | ||||
| 2009-05-06 | 2009-05-06 | 4 | GLG Partners LP | ZBB | Common Stock | I | 1.2762 | -3,900 | -5 | 1,586,110 | ||||
| 2009-05-06 | 2009-05-04 | 4 | GLG Partners LP | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.3400 | -19,951 | -27 | 1,590,010 | ||||
| 2009-04-28 | 2009-04-24 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.5750 | -4,481 | -7 | 1,609,961 | ||||
| 2009-04-28 | 2009-04-24 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.5721 | -2,850 | -4 | 1,614,442 | ||||
| 2009-04-23 | 2009-04-23 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.4782 | -10,800 | -16 | 1,617,292 | ||||
| 2009-04-23 | 2009-04-22 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.3883 | -2,724 | -4 | 1,628,092 | ||||
| 2009-04-23 | 2009-04-21 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 1.3586 | -11,400 | -15 | 1,630,816 | ||||
| 2009-04-23 | 2009-04-21 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.3252 | -40,100 | -53 | 1,642,216 | ||||
| 2009-04-17 | 2009-04-17 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock | I | 1.1280 | -10,500 | -12 | 1,682,316 | ||||
| 2009-04-17 | 2009-04-16 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock | I | 1.0804 | -6,227 | -7 | 1,692,816 | ||||
| 2009-04-17 | 2009-04-15 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock | I | 1.0622 | -7,700 | -8 | 1,699,043 | ||||
| 2009-04-17 | 2009-04-15 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock | I | 1.0500 | -900 | -1 | 1,706,743 | ||||
| 2009-04-17 | 2009-04-15 | 4 | GLG Partners LP (1)(2) | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.0200 | -350 | -0 | 1,707,643 | ||||
| 2009-04-15 | 2009-04-14 | 4 | GLG Partners LP See | ZBB | Common Stock | I | 1.0082 | -3,700 | -4 | 1,707,993 | ||||
| 2009-04-15 | 2009-04-13 | 4 | GLG Partners LP See | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.0000 | -1,250 | -1 | 1,711,693 | ||||
| 2008-10-07 | 2008-10-06 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 1.9000 | -140 | -0 | 1,712,943 | ||||
| 2008-05-05 | 2008-04-29 | 4/A | GLG Partners LP See footnotes | ZBB | Common Stock | I | 3.0000 | 15,853 | 48 | 1,712,943 | ||||
| 2008-05-05 | 2008-04-29 | 4/A | GLG Partners LP See footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 3.0000 | -15,853 | -48 | 1,712,943 | ||||
| 2008-05-01 | 2008-04-29 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 3.0000 | 15,853 | 48 | 1,712,943 | ||||
| 2008-05-01 | 2008-04-29 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 3.0000 | -15,853 | -48 | 1,712,943 | ||||
| 2008-05-01 | 2008-04-29 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 3.0000 | 745,193 | 2,236 | 1,712,943 | ||||
| 2008-05-01 | 2008-04-29 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 3.0000 | -745,193 | -2,236 | 1,712,943 | ||||
| 2008-03-31 | 2008-03-28 | 4 | GLG Partners LP See footnotes | ZBB | Common Stock | I | 3.0000 | 1,003,164 | 3,009 | 1,712,943 | ||||
| 2008-03-31 | 2008-03-28 | 4 | GLG Partners LP See footnotes | ZBB | Common Stock, par value $0.01 ("Common Stock") | I | 3.0000 | -1,003,164 | -3,009 | 1,712,943 | ||||
| 2008-03-11 | 3 | Scampini Scott W. By Living Trust | ZBB | Common Stock | I | 8,566 | ||||||||
| 2008-01-07 | 3 | Birnbaum Manfred E | ZBB | Common Stock | D | 500 | ||||||||
| 2007-11-08 | 3/A | GLG Partners LTD | ZBB | Common Stock, par value $0.01 (the "Common Stock") | I | 1,666,666 | ||||||||
| 2007-11-08 | 2007-06-18 | 4/A | GLG Partners LP | ZBB | Common Stock, par value $0.01 (the "Common Stock") | I | 5.7000 | 2,250 | 13 | 1,668,916 | ||||
| 2007-11-08 | 2007-06-25 | 4/A | GLG Partners LP | ZBB | Common Stock | I | 5.6200 | 872 | 5 | 1,673,093 | ||||
| 2007-11-08 | 2007-06-22 | 4/A | GLG Partners LP | ZBB | Common Stock, par value $0.01 (the "Common Stock") | I | 5.6400 | 3,305 | 19 | 1,672,221 | ||||
| 2007-11-08 | 2007-08-13 | 4/A | GLG Partners LP | ZBB | Common Stock | I | 4.1100 | 32,100 | 132 | 1,715,193 | ||||
| 2007-11-08 | 2007-08-13 | 4/A | GLG Partners LP | ZBB | Common Stock, par value $0.01 (the "Common Stock") | I | 4.4900 | 10,000 | 45 | 1,683,093 | ||||
| 2007-11-08 | 2007-09-07 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 (the "Common Stock") | I | 3.5300 | -2,250 | -8 | 1,712,943 | ||||
| 2007-07-10 | 2007-06-25 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock | I | 5.6400 | 3,305 | 19 | 1,680,093 | ||||
| 2007-07-10 | 2007-06-22 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 (the "Common Stock") | I | 5.6200 | 872 | 5 | 1,676,788 | ||||
| 2007-06-20 | 3 | GLG Partners LP See footnotes | ZBB | Common stock, par value $0.01 (the "Common Stock") | I | 1,666,666 | ||||||||
| 2007-06-20 | 2007-06-18 | 4 | GLG Partners LP See Footnotes | ZBB | Common Stock, par value $0.01 (the "Common Stock") | I | 5.7000 | 9,250 | 53 | 1,675,916 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
