INVA / Innoviva, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

創新公司
US ˙ NasdaqGS ˙ US45781M1018

已發行股份 73,808,749 shares
內部人士股份13,184,438 shares
內部持股17.86 %
所有內部人士47
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

0 ( )
5345 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

0.000% ( )
5288 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Innoviva, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
George B Abercrombie Sr. VP & Chief Comm. Officer - [O] 285,479 285,479
Michael W Aguiar President & Chief Exec Officer, Director - [D] [O] 980,907 980,907
Leonard M Blum Sr VP, Chief Comm. Officer - [O] 401,538 401,538
Stephen Basso Chief Financial Officer - [O] 88,571 88,571
George Bickerstaff Director - [D] 137,207 137,207
Deborah Birx Director - [D] 58,984 58,984
David L Brinkley Head of Business Dev. - [O] 48,749 48,749
Arthur L Campbell Sr. VP, Technical Operations - [O] 5,376 5,376
Alexander J Denner 10% Owner - [10%] 5,658,705 5,658,705
Jeffrey M Drazan Director - [D] 33,465 33,465
Mark DiPaolo Director - [D] 140,492 140,492
Barbara Gayle Duncan Director - [D] 52,318 52,318
Cathy Friedman Director - [D] 73,805 73,805
Faerm Michael E. Sr VP & Chief Business Officer - [O] 279,422 279,422
Henrietta Fore Director - [D] 33,000 33,000
內部人士 平均收益(%) 持股
數量
分拆
調整
Plc Glaxosmithkline 10% Owner - [10%] 0 0
Robert V JR Gunderson Director - [D] 115,970 115,970
Geoffrey Hulme Interim Principal Exec Officer - [O] 46,251 46,251
Jules Haimovitz Director - [D] 152,692 152,692
Jeffrey David Jonker Senior VP, Corp. & Bus. Dev. - [O] 15,000 15,000
Terrence C Kearney Director - [D] 37,083 37,083
Michael Kitt Sr. Vice President Development - [O] 1,000 1,000
Odysseas D Kostas Director - [D] 122,625 122,625
Junning Lee Sr. VP, Technical Operations - [O] 262,198 262,198
Patrick G Lepore Director - [D] 58,278 58,278
Arnold J Levine Director - [D] 111,794 111,794
Josephine Linden Director - [D] 0 0
Burton G Malkiel Director - [D] 40,000 40,000
Mathai Mammen SVP, Research & Early Clin Dev - [O] 334,040 334,040
Frank Pasqualone Sr. Vice President, Operations - [O] 20,000 20,000
Paul Pepe Director - [D] 73,805 73,805
內部人士 平均收益(%) 持股
數量
分拆
調整
Peter S Ringrose Director - [D] 36,000 36,000
Pavel Raifeld Chief Executive Officer, Director - [D] [O] 285,929 285,929
Matthew Ronsheim See Remarks - [O] 40,510 40,510
Schlesinger Sarah J. Director - [D] 140,492 140,492
Bradford J Shafer Sr VP, Gen. Counsel, Secretary - [O] 443,013 443,013
Derek A Small Director - [D] 45,035 45,035
Sapna Srivastava Director - [D] 44,096 44,096
James L Tyree Director - [D] 70,554 70,554
P Roy Vagelos Director - [D] 54,199 54,199
William H Waltrip Director - [D] 161,789 161,789
George M Whitesides Director - [D] 606,377 606,377
Theodore L Jr Witek Sr. VP & Chief Scientific Off. - [O] 247,767 247,767
Rick E Winningham Director - [D] 825,391 825,391
William D Young Director - [D] 83,935 83,935
Marianne Zhen Chief Accounting Officer - [O] 57,516 57,516
Eric dEsparbes SVP and CFO - [O] 373,081 373,081

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 INVA / Innoviva, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2023-06-15 DENNER ALEXANDER J 62,000 13.1322 62,000 13.1322 814,196 203 16.7800 226,164 27.78
2023-06-06 DENNER ALEXANDER J 8,000 13.0480 8,000 13.0480 104,384
2023-06-05 DENNER ALEXANDER J 7,000 13.0424 7,000 13.0424 91,297
2023-05-30 DENNER ALEXANDER J 120,000 13.0054 120,000 13.0054 1,560,648
2023-05-26 DENNER ALEXANDER J 30,000 13.1243 30,000 13.1243 393,729
2023-05-25 DENNER ALEXANDER J 50,000 13.0866 50,000 13.0866 654,330
2023-05-19 DENNER ALEXANDER J 36,000 13.4763 36,000 13.4763 485,147
2023-05-18 DENNER ALEXANDER J 10,000 13.0538 10,000 13.0538 130,538
2023-05-17 DENNER ALEXANDER J 50,000 13.0738 50,000 13.0738 653,690

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

INVA / Innoviva, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 INVA / Innoviva, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2025-03-06 DENNER ALEXANDER J 1,196,746 17.5177 1,196,746 17.5177 20,964,237 222 16.6700 -1,014,481 -4.84
2025-03-05 DENNER ALEXANDER J 270,374 17.6279 270,374 17.6279 4,766,126
2025-03-04 DENNER ALEXANDER J 151,175 17.6291 151,175 17.6291 2,665,079
2023-11-15 Zhen Marianne 5,589 14.0100 5,589 14.0100 78,302
2023-11-15 Zhen Marianne 5,405 13.9700 5,405 13.9700 75,508
2021-08-20 Zhen Marianne 1,129 15.8900 1,129 15.8900 17,940
2021-08-20 Zhen Marianne 1,129 15.8900 1,129 15.8900 17,940
2021-08-19 Zhen Marianne 2,802 16.0200 2,802 16.0200 44,888
2021-05-20 GLAXOSMITHKLINE PLC 32,005,260 12.2500 32,005,260 12.2500 392,064,435

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

INVA / Innoviva, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-05-22 2026-05-20 4 Zhen Marianne INVA Common Stock F - Taxes D 22.2400 -1,127 -25 57,516
2026-05-22 2026-05-20 4 Raifeld Pavel INVA Common Stock F - Taxes D 22.2400 -1,130 -25 285,929
2026-05-22 2026-05-15 4 Raifeld Pavel INVA Common Stock A - Award D 1,123 287,059
2026-05-22 2026-05-20 4 Basso Stephen INVA Common Stock F - Taxes D 22.2400 -559 -12 88,571
2026-05-22 2026-05-15 4 Basso Stephen INVA Common Stock A - Award D 1,123 89,130
2026-05-20 3 Linden Josephine INVA No securities beneficially owned D 0
2026-05-20 2026-05-18 4 Linden Josephine INVA Common Stock A - Award D 9,461 15,194
2026-05-20 2026-05-18 4 Linden Josephine INVA Common Stock A - Award D 5,733 5,733
2026-05-06 2026-05-04 4 Haimovitz Jules INVA Common Stock A - Award D 9,786 152,692
2026-05-06 2026-05-04 4 Small Derek A INVA Common Stock A - Award D 9,786 45,035
2026-05-06 2026-05-04 4 Basso Stephen INVA Common Stock A - Award D 37,994 88,007
2026-05-06 2026-05-04 4 Schlesinger Sarah J. INVA Common Stock A - Award D 9,786 140,492
2026-05-06 2026-05-04 4 Zhen Marianne INVA Common Stock A - Award D 12,766 58,643
2026-05-06 2026-05-04 4 DiPaolo Mark INVA Common Stock A - Award D 9,786 140,492
2026-05-06 2026-05-04 4 Raifeld Pavel INVA Common Stock A - Award D 126,646 285,936
2026-02-24 2026-02-20 4 Zhen Marianne INVA Common Stock F - Taxes D 23.3900 -2,460 -58 45,877
2026-02-24 2026-02-20 4 Raifeld Pavel INVA Common Stock F - Taxes D 23.3900 -2,986 -70 159,290
2026-02-24 2026-02-20 4 Basso Stephen INVA Common Stock F - Taxes D 23.3900 -1,244 -29 50,013
2025-11-24 2025-11-20 4 Basso Stephen INVA Common Stock F - Taxes D 21.1600 -237 -5 51,257
2025-11-24 2025-11-15 4 Basso Stephen INVA Common Stock A - Award D 604 51,494
2025-11-24 2025-11-20 4 Zhen Marianne INVA Common Stock F - Taxes D 21.1600 -992 -21 48,337
2025-11-05 2025-11-03 4 Raifeld Pavel INVA Common Stock A - Award D 18.1100 110,436 2,000 162,276
2025-11-05 2025-05-15 4 Raifeld Pavel INVA Common Stock A - Award D 1,860 51,840
2025-11-05 2025-11-03 4 Basso Stephen INVA Common Stock A - Award D 18.1100 27,609 500 50,890
2025-08-22 2025-08-20 4 Basso Stephen INVA Common Stock F - Taxes D 19.9500 -237 -5 23,281
2025-08-22 2025-08-20 4 Zhen Marianne INVA Common Stock F - Taxes D 19.9500 -991 -20 49,329
2025-05-22 2025-05-20 4 Zhen Marianne INVA Common Stock F - Taxes D 18.7800 -992 -19 50,320
2025-05-22 2025-05-20 4 Basso Stephen INVA Common Stock F - Taxes D 18.7800 -237 -4 23,518
2025-05-22 2025-05-15 4 Basso Stephen INVA Common Stock A - Award D 1,353 23,755
2025-05-21 2025-05-19 4 Small Derek A INVA Common Stock A - Award D 12,077 35,249
2025-05-21 2025-05-19 4 DiPaolo Mark INVA Common Stock A - Award D 12,077 130,706
2025-05-21 2025-05-19 4 Schlesinger Sarah J. INVA Common Stock A - Award D 12,077 130,706
2025-05-21 2025-05-19 4 Haimovitz Jules INVA Common Stock A - Award D 12,077 142,906
2025-03-26 2025-02-24 4 Zhen Marianne INVA Common Stock A - Award D 18.0800 8,938 162 51,312
2025-03-26 2025-02-24 4 Basso Stephen INVA Common Stock A - Award D 18.0800 10,569 191 22,402
2025-03-26 2025-03-14 4 Raifeld Pavel INVA Common Stock A - Award D 17.3900 37,377 650 49,980
2025-03-06 2025-03-06 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share S - Sale I 17.5177 -1,196,746 -20,964 5,658,705
2025-03-06 2025-03-05 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share S - Sale I 17.6279 -270,374 -4,766 6,855,451
2025-03-06 2025-03-04 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share S - Sale I 17.6291 -151,175 -2,665 7,125,825
2025-02-24 2025-02-20 4 Zhen Marianne INVA Common Stock F - Taxes D 18.0700 -2,565 -46 42,374
2025-02-24 2025-02-20 4 Basso Stephen INVA Common Stock F - Taxes D 18.0700 -1,106 -20 11,833
2025-02-24 2024-11-15 4 Basso Stephen INVA Common Stock A - Award D 843 12,939
2024-11-22 2024-11-20 4 Zhen Marianne INVA Common Stock F - Taxes D 19.1500 -976 -19 44,939
2024-11-22 2024-11-15 4 Zhen Marianne INVA Common Stock A - Award D 300 45,915
2024-08-22 2024-08-20 4 Zhen Marianne INVA Common Stock F - Taxes D 18.4900 -975 -18 45,615
2024-06-20 2024-06-17 4 Srivastava Sapna INVA Common Stock A - Award D 13,923 44,096
2024-06-20 2024-06-17 4 Small Derek A INVA Common Stock A - Award D 13,923 23,172
2024-06-20 2024-06-17 4 Schlesinger Sarah J. INVA Common Stock A - Award D 13,923 118,629
2024-06-20 2024-06-17 4 Kostas Odysseas D INVA Common Stock A - Award D 13,923 122,625
2024-06-20 2024-06-17 4 Haimovitz Jules INVA Common Stock A - Award D 13,923 130,829
2024-06-20 2024-06-17 4 DiPaolo Mark INVA Common Stock A - Award D 13,923 118,629
2024-05-21 2024-05-20 4 Ronsheim Matthew INVA Common Stock F - Taxes D 16.1300 -268 -4 40,510
2024-05-21 2024-05-20 4 Zhen Marianne INVA Common Stock F - Taxes D 16.1300 -976 -16 46,590
2024-03-07 2024-03-05 4 Basso Stephen INVA Common Stock A - Award D 14.8800 12,096 180 12,096
2024-03-07 2024-03-05 4 Ronsheim Matthew INVA Common Stock A - Award D 14.8800 12,768 190 40,778
2024-03-07 2024-03-05 4 Zhen Marianne INVA Common Stock A - Award D 14.8800 10,752 160 47,566
2024-02-22 2024-02-20 4 Ronsheim Matthew INVA Common Stock F - Taxes D 15.8000 -807 -13 28,010
2024-02-22 2024-02-20 4 Zhen Marianne INVA Common Stock F - Taxes D 15.8000 -2,862 -45 36,814
2024-01-22 2024-01-18 4 Ronsheim Matthew INVA Common Stock F - Taxes D 16.0500 -1,600 -26 28,817
2024-01-10 3 Ronsheim Matthew INVA Common Stock D 12,945
2023-11-22 2023-11-20 4 Zhen Marianne INVA Common Stock F - Taxes D 13.6200 -784 -11 39,676
2023-11-22 2023-11-15 4 Zhen Marianne INVA Common Stock A - Award D 302 40,460
2023-11-17 2023-11-15 4 Zhen Marianne INVA Common Stock S - Sale D 13.9700 -5,405 -76 40,158
2023-11-17 2023-11-15 4 Zhen Marianne INVA Common Stock S - Sale D 14.0100 -5,589 -78 45,563
2023-08-31 2023-08-18 4 Zhen Marianne INVA Common Stock F - Taxes D 13.6400 -785 -11 51,152
2023-06-20 2023-06-15 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.1322 62,000 814 7,277,000
2023-06-07 2023-06-06 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0480 8,000 104 7,215,000
2023-06-07 2023-06-05 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0424 7,000 91 7,207,000
2023-05-30 2023-05-30 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0054 120,000 1,561 7,200,000
2023-05-30 2023-05-26 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.1243 30,000 394 7,080,000
2023-05-30 2023-05-25 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0866 50,000 654 7,050,000
2023-05-24 2023-05-22 4 Srivastava Sapna INVA Common Stock A - Award D 16,495 30,173
2023-05-24 2023-05-22 4 Birx Deborah INVA Common Stock A - Award D 16,495 58,984
2023-05-24 2023-05-22 4 Schlesinger Sarah J. INVA Common Stock A - Award D 16,495 104,706
2023-05-24 2023-05-22 4 Haimovitz Jules INVA Common Stock A - Award D 16,495 116,906
2023-05-24 2023-05-22 4 DiPaolo Mark INVA Common Stock A - Award D 16,495 104,706
2023-05-24 2023-05-22 4 Kostas Odysseas D INVA Common Stock A - Award D 16,495 108,702
2023-05-23 2023-05-19 4 Zhen Marianne INVA Common Stock F - Taxes D 13.4700 -784 -11 51,937
2023-05-23 2023-05-15 4 Zhen Marianne INVA Common Stock A - Award D 1,576 52,721
2023-05-19 2023-05-19 4/A DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.4763 36,000 485 7,000,000
2023-05-19 2023-05-18 4/A DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0538 10,000 131 6,964,000
2023-05-19 2023-05-17 4/A DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0738 50,000 654 6,954,000
2023-05-19 2023-05-18 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0538 10,000 131 6,964,000
2023-05-19 2023-05-17 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 13.0738 50,000 654 6,954,000
2023-05-15 2023-05-11 4 DENNER ALEXANDER J See footnotes INVA Common Stock, par value $0.01 per share P - Purchase I 12.3359 290,000 3,577 6,904,000
2023-05-15 3 Sarissa Capital Management LP See footnotes INVA Common Stock, par value $0.01 per share I 6,614,000
2023-04-17 2023-04-13 4 Zhen Marianne INVA Common Stock A - Award D 14,344 51,145
2023-03-14 2023-03-10 4 Raifeld Pavel INVA Common Stock P - Purchase D 10.8677 3,000 33 9,799
2023-02-22 2023-02-17 4 Zhen Marianne INVA Common Stock F - Taxes D 12.4200 -1,852 -23 36,801
2022-11-22 2022-11-18 4 Zhen Marianne INVA Common Stock F - Taxes D 13.5500 -828 -11 38,653
2022-11-22 2022-11-15 4 Zhen Marianne INVA Common Stock A - Award D 433 39,481
2022-08-22 2022-08-19 4 Zhen Marianne INVA Common Stock F - Taxes D 14.1200 -830 -12 39,048
2022-05-23 2022-05-20 4 Zhen Marianne INVA Common Stock F - Taxes D 16.2900 -828 -13 39,878
2022-05-23 2022-05-13 4 Zhen Marianne INVA Common Stock A - Award D 1,834 40,706
2022-05-04 2022-05-02 4 Raifeld Pavel INVA Nonstatutory Stock Option A - Award D 16.31 150,000 500,000
2022-04-27 2022-04-25 4 Birx Deborah INVA Non-statutory Stock Option A - Award D 17.79 10,000 10,000
2022-04-27 2022-04-25 4 Birx Deborah INVA Common Stock A - Award D 12,647 42,489
2022-04-27 2022-04-25 4 Bickerstaff George INVA Non-statutory Stock Option A - Award D 17.79 10,000 10,000
2022-04-27 2022-04-25 4 Bickerstaff George INVA Common Stock A - Award D 12,647 137,207
2022-04-27 2022-04-25 4 Haimovitz Jules INVA Non-statutory Stock Option A - Award D 17.79 10,000 10,000
2022-04-27 2022-04-25 4 Haimovitz Jules INVA Common Stock A - Award D 12,647 100,411
2022-04-27 2022-04-25 4 DiPaolo Mark INVA Non-statutory Stock Option A - Award D 17.79 10,000 10,000
2022-04-27 2022-04-25 4 DiPaolo Mark INVA Common Stock A - Award D 12,647 88,211
2022-04-27 2022-04-25 4 Kostas Odysseas D INVA Non-statutory Stock Option A - Award D 17.79 10,000.0000 10,000 100,000 0
2022-04-27 2022-04-25 4 Kostas Odysseas D INVA Common Stock A - Award D 12,647 92,207
2022-04-27 2022-04-25 4 Schlesinger Sarah J. INVA Non-statutory Stock Option A - Award D 17.79 10,000 10,000
2022-04-27 2022-04-25 4 Schlesinger Sarah J. INVA Common Stock A - Award D 12,647 88,211
2022-03-02 2022-03-01 4 Zhen Marianne INVA Non-statutory Stock Option A - Award D 18.68 15,000 20,000
2022-03-02 2022-03-01 4 Zhen Marianne INVA Common Stock A - Award D 6,691 38,872
2022-02-22 2022-02-18 4 Zhen Marianne INVA Common Stock F - Taxes D 19.9900 -2,277 -46 32,181
2021-11-22 2021-11-19 4 Zhen Marianne INVA Common Stock F - Taxes D 17.0500 -758 -13 34,458
2021-08-24 2021-08-20 4/A Zhen Marianne INVA Common Stock S - Sale D 15.8900 -1,129 -18 35,364
2021-08-23 2021-08-20 4 Zhen Marianne INVA Common Stock F - Taxes D 15.9400 -760 -12 34,604
2021-08-23 2021-08-20 4 Zhen Marianne INVA Common Stock S - Sale D 15.8900 1,129 18 35,364
2021-08-23 2021-08-19 4 Zhen Marianne INVA Common Stock S - Sale D 16.0200 -2,802 -45 36,493
2021-05-25 2021-05-24 4 Bickerstaff George INVA Common Stock P - Purchase D 13.4619 10,000 135 124,560
2021-05-25 2021-05-21 4 Bickerstaff George INVA Common Stock P - Purchase D 12.9670 10,000 130 114,560
2021-05-25 2021-05-21 4 Raifeld Pavel INVA Nonstatutory Stock Option A - Award D 13.17 100,000 350,000
2021-05-24 2021-05-20 4 GLAXOSMITHKLINE PLC INVA Common Stock S - Sale I 12.2500 -32,005,260 -392,064 0
2021-05-24 2021-05-20 4 Zhen Marianne INVA Common Stock F - Taxes D 13.3200 -759 -10 39,295
2021-05-20 2021-05-14 4 Haimovitz Jules INVA Common Stock A - Award D 17,482 87,764
2021-05-20 2021-05-14 4 Kostas Odysseas D INVA Common Stock A - Award D 17,482 79,560
2021-05-20 2021-05-14 4 Bickerstaff George INVA Common Stock A - Award D 17,482 104,560
2021-05-20 2021-05-14 4 DiPaolo Mark INVA Common Stock A - Award D 17,482 75,564
2021-05-20 2021-05-14 4 Birx Deborah INVA Common Stock A - Award D 17,482 29,842
2021-05-20 2021-05-14 4 Schlesinger Sarah J. INVA Common Stock A - Award D 17,482 75,564
2021-03-30 2021-03-29 4 Birx Deborah INVA Common Stock A - Award D 1,612 12,360
2021-03-30 2021-03-29 4 Zhen Marianne INVA Non-statutory Stock Option A - Award D 12.13 5,000 5,000
2021-03-30 2021-03-29 4 Zhen Marianne INVA Common Stock A - Award D 10,305 38,399
2021-03-24 2021-03-22 4 Birx Deborah INVA Restricted Stock Units A - Award D 10,748 10,748
2021-03-16 3 Birx Deborah INVA No securities beneficially owned D 0
2021-02-22 2021-02-19 4 Zhen Marianne INVA Common Stock F - Taxes D 11.7400 -2,108 -25 28,094
2020-11-23 2020-11-20 4 Zhen Marianne INVA Common Stock F - Taxes D 10.9500 -798 -9 30,202
2020-08-24 2020-08-20 4 Zhen Marianne INVA Common Stock F - Taxes D 13.1900 -797 -11 30,243
2020-05-22 2020-05-20 4 Zhen Marianne INVA Common Stock F - Taxes D 14.1000 -866 -12 31,040
2020-05-22 2020-05-20 4 HULME GEOFFREY INVA Common Stock F - Taxes D 14.1000 -339 -5 46,251
2020-04-28 2020-04-24 4 Kostas Odysseas D INVA Common Stock A - Award D 16,917 62,078
2020-04-28 2020-04-24 4 Schlesinger Sarah J. INVA Common Stock A - Award D 16,917 58,082
2020-04-28 2020-04-24 4 DiPaolo Mark INVA Common Stock A - Award D 16,917 58,082
2020-04-28 2020-04-24 4 Haimovitz Jules INVA Common Stock A - Award D 16,917 70,282
2020-04-28 2020-04-24 4 Bickerstaff George INVA Common Stock A - Award D 16,917 87,078
2020-02-25 2020-02-03 4/A Zhen Marianne INVA Common Stock A - Award D 8,741 30,654
2020-02-25 2020-02-03 4/A HULME GEOFFREY INVA Common Stock A - Award D 15,734 45,469
2020-02-24 2020-02-24 4 Zhen Marianne INVA Common Stock S - Sale D 14.7800 -2,954 -44 21,913
2020-02-24 2020-02-20 4 Zhen Marianne INVA Common Stock F - Taxes D 15.1000 -2,073 -31 24,867
2020-02-24 2020-02-20 4 HULME GEOFFREY INVA Common Stock F - Taxes D 15.1000 -1,549 -23 29,735
2019-11-21 2019-11-20 4 Zhen Marianne INVA Common Stock F - Taxes D 12.5900 -602 -8 26,940
2019-09-06 2019-09-04 4 HULME GEOFFREY INVA Common Stock A - Award D 10.8948 3,000 33 31,000
2019-08-21 2019-08-20 4 Zhen Marianne INVA Common Stock F - Taxes D 11.5000 -600 -7 27,542
2019-05-24 2019-04-24 4 Bickerstaff George INVA Common Stock A - Award D 16,399 70,161
2019-05-24 2019-04-24 4 Schlesinger Sarah J. INVA Common Stock A - Award D 16,399 41,165
2019-05-24 2019-04-24 4 Kostas Odysseas D INVA Common Stock A - Award D 16,399 45,161
2019-05-24 2019-04-24 4 DiPaolo Mark INVA Common Stock A - Award D 16,399 41,165
2019-05-24 2019-04-24 4 Haimovitz Jules INVA Common Stock A - Award D 16,399 53,365
2019-05-23 2019-05-20 4 Zhen Marianne INVA Common Stock F - Taxes D 14.2100 -601 -9 28,142
2019-03-05 2019-03-01 4 HULME GEOFFREY INVA Common Stock A - Award D 14,677 27,584
2019-03-05 2019-03-01 4 Zhen Marianne INVA Common Stock A - Award D 8,154 26,818
2019-02-28 2019-02-27 4 Bickerstaff George INVA Common Stock P - Purchase D 15.9000 15,000 238 53,762
2019-02-28 2019-02-26 4 Zhen Marianne INVA Common Stock S - Sale D 16.0000 -5,617 -90 18,664
2019-02-22 2019-02-19 4/A HULME GEOFFREY INVA Common Stock F - Taxes D 14.5300 -3,093 -45 12,907
2019-02-22 2019-02-21 4 Bickerstaff George INVA Common Stock P - Purchase D 14.8958 10,000 149 38,762
2019-02-22 2019-02-20 4 Zhen Marianne INVA Common Stock F - Taxes D 14.6700 -1,353 -20 24,281
2019-02-20 2019-02-19 4 HULME GEOFFREY INVA Common Stock A - Award D 9,000 16,000
2019-02-20 2019-02-15 4 HULME GEOFFREY INVA Common Stock P - Purchase D 14.8000 7,000 104 7,000
2018-11-21 2018-11-20 4 Zhen Marianne INVA Common Stock F - Taxes D 16.4300 -540 -9 25,634
2018-09-11 2018-09-07 4 Zhen Marianne INVA Common Stock A - Award D 1,779 23,347
2018-08-22 2018-08-21 4 ABERCROMBIE GEORGE B INVA Common Stock S - Sale D 14.1050 -8,000 -113 285,479
2018-08-22 2018-08-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 14.0800 -5,680 -80 293,479
2018-08-22 2018-08-20 4 Zhen Marianne INVA Common Stock F - Taxes D 14.0800 -536 -8 23,568
2018-08-22 2018-08-21 4 WITEK THEODORE L JR INVA Common Stock S - Sale D 14.1204 -8,504 -120 247,767
2018-08-22 2018-08-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 14.0800 -3,089 -43 256,271
2018-08-13 3 Zhen Marianne INVA Common Stock D 48,208
2018-08-13 3 Zhen Marianne INVA Common Stock D 48,208
2018-08-13 3 Zhen Marianne INVA Common Stock D 48,208
2018-05-22 3 HULME GEOFFREY INVA Common Stock I 7,000
2018-05-22 3 HULME GEOFFREY INVA Common Stock I 7,000
2018-05-22 3 HULME GEOFFREY INVA Common Stock I 7,000
2018-05-22 2018-05-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 14.5900 -3,089 -45 259,360
2018-05-22 2018-05-21 4 ABERCROMBIE GEORGE B INVA Common Stock S - Sale D 14.4003 -8,000 -115 299,159
2018-05-22 2018-05-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 14.5900 -4,682 -68 305,235
2018-05-22 2018-05-21 4 dEsparbes Eric INVA Common Stock S - Sale D 14.3979 -5,808 -84 373,081
2018-05-22 2018-05-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 14.5900 -7,901 -115 376,965
2018-04-26 2018-04-24 4 Bickerstaff George INVA Common Stock A - Award D 14,249 28,762
2018-04-26 2018-04-24 4 DiPaolo Mark INVA Common Stock A - Award D 14,249 24,766
2018-04-26 2018-04-24 4 Schlesinger Sarah J. INVA Common Stock A - Award D 14,249 24,766
2018-04-26 2018-04-24 4 Haimovitz Jules INVA Common Stock A - Award D 14,249 36,966
2018-04-26 2018-04-24 4 Kostas Odysseas D INVA Common Stock A - Award D 14,249 28,762
2018-03-06 2018-03-02 4 WITEK THEODORE L JR INVA Common Stock A - Award D 74,444 262,017
2018-03-06 2018-03-02 4 ABERCROMBIE GEORGE B INVA Common Stock A - Award D 74,444 309,917
2018-03-06 2018-03-02 4 dEsparbes Eric INVA Common Stock A - Award D 93,056 384,866
2018-02-22 2018-02-21 4 ABERCROMBIE GEORGE B INVA Common Stock S - Sale D 16.5125 -8,000 -132 235,473
2018-02-22 2018-02-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 16.4400 -15,500 -255 243,473
2018-02-22 2018-02-21 4 WITEK THEODORE L JR INVA Common Stock S - Sale D 16.5974 -9,890 -164 187,573
2018-02-22 2018-02-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 16.4400 -16,700 -275 197,463
2018-02-22 2018-02-21 4 dEsparbes Eric INVA Common Stock S - Sale D 16.5164 -5,378 -89 291,810
2018-02-22 2018-02-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 16.4400 -24,876 -409 297,188
2018-02-14 3 Haimovitz Jules INVA Common Stock D 24,400
2018-02-14 3 Haimovitz Jules INVA Common Stock D 24,400
2018-02-14 2018-02-12 4 Schlesinger Sarah J. INVA Common Stock A - Award D 10,517 10,517
2018-02-14 2018-02-12 4 Haimovitz Jules INVA Common Stock A - Award D 10,517 22,717
2018-02-14 2018-02-12 4 DiPaolo Mark INVA Common Stock A - Award D 10,517 10,517
2017-12-21 3 Bickerstaff George INVA No securities are beneficially owned. D 0
2017-12-21 3 Kostas Odysseas D INVA No securities are beneficially owned. D 0
2017-12-21 2017-12-19 4 Bickerstaff George INVA Common Stock A - Award D 14,513 14,513
2017-12-21 2017-12-19 4 Kostas Odysseas D INVA Common Stock A - Award D 14,513 14,513
2017-12-05 2017-12-04 4 Aguiar Michael W INVA Common Stock S - Sale D 13.1252 -12,022 -158 980,907
2017-11-22 2017-11-20 4 Aguiar Michael W INVA Common Stock F - Taxes D 13.1700 -43,038 -567 992,929
2017-11-22 2017-11-21 4 dEsparbes Eric INVA Common Stock S - Sale D 13.3114 -13,460 -179 321,742
2017-11-22 2017-11-20 4 dEsparbes Eric INVA Common Stock S - Sale D 13.0400 -1,825 -24 335,202
2017-11-22 2017-11-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 13.1700 -6,141 -81 337,027
2017-11-22 2017-11-21 4 ABERCROMBIE GEORGE B INVA Common Stock S - Sale D 13.2589 -5,215 -69 258,651
2017-11-22 2017-11-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 13.1700 -3,358 -44 263,866
2017-11-22 2017-11-21 4 WITEK THEODORE L JR INVA Common Stock S - Sale D 13.2919 -13,000 -173 213,800
2017-11-22 2017-11-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 13.1700 -14,757 -194 226,800
2017-11-22 2017-11-20 4 Faerm Michael E. INVA Common Stock F - Taxes D 13.1700 -4,470 -59 279,422
2017-08-22 2017-08-21 4 dEsparbes Eric INVA Common Stock S - Sale D 12.2000 -1,825 -22 343,168
2017-08-22 2017-08-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 12.2800 -5,770 -71 344,993
2017-08-22 2017-08-20 4 Aguiar Michael W INVA Common Stock F - Taxes D 12.2800 -12,917 -159 1,035,967
2017-08-22 2017-08-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 12.2800 -2,886 -35 267,224
2017-08-22 2017-08-20 4 Faerm Michael E. INVA Common Stock F - Taxes D 12.2800 -3,179 -39 283,892
2017-08-22 2017-08-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 12.2800 -2,596 -32 241,557
2017-05-23 2017-05-20 4 Aguiar Michael W INVA Common Stock F - Taxes D 11.8600 -12,897 -153 1,048,884
2017-05-23 2017-05-22 4 dEsparbes Eric INVA Common Stock S - Sale D 11.8500 -1,825 -22 350,763
2017-05-23 2017-05-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 11.8600 -4,208 -50 352,588
2017-05-23 2017-05-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 11.8600 -2,228 -26 270,110
2017-05-23 2017-05-22 4 WITEK THEODORE L JR INVA Common Stock S - Sale D 12.0100 -7,815 -94 244,153
2017-05-23 2017-05-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 11.8600 -2,590 -31 251,968
2017-05-23 2017-05-20 4 Faerm Michael E. INVA Common Stock F - Taxes D 11.8600 -3,176 -38 287,071
2017-04-24 2017-04-20 4 FRIEDMAN CATHY INVA Common Stock A - Award D 19,857 73,805
2017-04-24 2017-04-20 4 PEPE PAUL INVA Common Stock A - Award D 19,857 73,805
2017-04-24 2017-04-20 4 WALTRIP WILLIAM H INVA Common Stock A - Award D 19,857 161,789
2017-04-24 2017-04-20 4 Tyree James L INVA Common Stock A - Award D 19,857 70,554
2017-04-24 2017-04-20 4 LEPORE PATRICK G INVA Common Stock A - Award D 19,857 58,278
2017-04-24 2017-04-20 4 Duncan Barbara Gayle INVA Common Stock A - Award D 19,857 52,318
2017-02-22 2017-02-20 4 Faerm Michael E. INVA Common Stock F - Taxes D 12.0400 -5,860 -71 287,747
2017-02-22 2017-02-21 4 dEsparbes Eric INVA Common Stock S - Sale D 12.0700 -1,825 -22 354,296
2017-02-22 2017-02-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 12.0400 -8,604 -104 356,121
2017-02-22 2017-02-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 12.0400 -5,355 -64 269,838
2017-02-22 2017-02-20 4 Aguiar Michael W INVA Common Stock F - Taxes D 12.0400 -19,429 -234 1,059,281
2017-02-22 2017-02-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 12.0400 -6,367 -77 253,782
2017-01-19 2017-01-17 4 Aguiar Michael W INVA Common Stock A - Award D 333,495 1,078,710
2017-01-19 2017-01-17 4 ABERCROMBIE GEORGE B INVA Common Stock A - Award D 106,718 275,193
2017-01-19 2017-01-17 4 WITEK THEODORE L JR INVA Common Stock A - Award D 106,718 260,149
2017-01-19 2017-01-17 4 dEsparbes Eric INVA Common Stock A - Award D 133,398 364,725
2017-01-19 2017-01-17 4 Faerm Michael E. INVA Common Stock A - Award D 133,398 293,607
2016-11-22 2016-11-20 4 Aguiar Michael W INVA Common Stock F - Taxes D 10.9100 -8,417 -92 745,215
2016-11-22 2016-11-18 4 Aguiar Michael W INVA Common Stock A - Award D 63,135 753,347
2016-11-22 2016-11-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 10.9100 -1,273 -14 168,475
2016-11-22 2016-11-22 4 WITEK THEODORE L JR INVA Common Stock S - Sale D 10.8440 -3,700 -40 153,431
2016-11-22 2016-11-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 10.9100 -1,487 -16 157,131
2016-11-22 2016-11-21 4 dEsparbes Eric INVA Common Stock S - Sale D 10.8900 -1,800 -20 231,327
2016-11-22 2016-11-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 10.9100 -3,832 -42 233,127
2016-11-22 2016-11-20 4 Faerm Michael E. INVA Common Stock F - Taxes D 10.9100 -2,893 -32 160,209
2016-11-21 3 Duncan Barbara Gayle INVA No securities are beneficially owned. D 0
2016-11-21 2016-11-18 4 Duncan Barbara Gayle INVA Common Stock A - Award D 32,461 32,461
2016-10-27 3 LEPORE PATRICK G INVA No securities are beneficially owned. D 0
2016-10-27 2016-10-26 4 LEPORE PATRICK G INVA Common Stock A - Award D 38,421 38,421
2016-08-23 2016-08-20 4 Aguiar Michael W INVA Common Stock F - Taxes D 11.7900 -8,467 -100 690,212
2016-08-23 2016-08-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 11.7900 -1,939 -23 169,463
2016-08-23 2016-08-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 11.7900 -1,501 -18 157,917
2016-08-23 2016-08-22 4 dEsparbes Eric INVA Common Stock S - Sale D 11.7700 -3,700 -44 236,193
2016-08-23 2016-08-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 11.7900 -2,845 -34 239,893
2016-08-23 2016-08-20 4 Faerm Michael E. INVA Common Stock F - Taxes D 11.7900 -9,544 -113 162,870
2016-05-20 2016-05-20 4 Aguiar Michael W INVA Common Stock F - Taxes D 11.0900 -8,428 -93 698,679
2016-05-20 2016-05-18 4 Tyree James L INVA Common Stock S - Sale D 10.4700 -813 -9 50,697
2016-05-20 2016-05-20 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 11.0900 -1,276 -14 171,402
2016-05-20 2016-05-20 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 11.0900 -1,490 -17 159,418
2016-05-20 2016-05-20 4 dEsparbes Eric INVA Common Stock F - Taxes D 11.0900 -2,818 -31 242,738
2016-04-27 2016-04-26 4 WALTRIP WILLIAM H INVA Common Stock A - Award D 18,328 141,932
2016-04-27 2016-04-26 4 Tyree James L INVA Common Stock A - Award D 18,328 53,948
2016-04-27 2016-04-26 4 FRIEDMAN CATHY INVA Common Stock A - Award D 18,328 53,948
2016-04-27 2016-04-26 4 PEPE PAUL INVA Common Stock A - Award D 18,328 53,948
2016-02-23 2016-02-19 4 Aguiar Michael W INVA Common Stock F - Taxes D 12.2800 -18,659 -229 704,607
2016-02-23 2016-02-19 4 ABERCROMBIE GEORGE B INVA Common Stock F - Taxes D 12.2800 -5,376 -66 170,178
2016-02-23 2016-02-19 4 WITEK THEODORE L JR INVA Common Stock F - Taxes D 12.2800 -6,486 -80 159,068
2016-02-23 2016-02-19 4 dEsparbes Eric INVA Common Stock F - Taxes D 12.2800 -5,457 -67 243,056
2016-01-19 2016-01-14 4 Faerm Michael E. INVA Common Stock A - Award D 67,126 172,414
2016-01-19 2016-01-14 4 Aguiar Michael W INVA Common Stock A - Award D 289,334 723,266
2016-01-19 2016-01-14 4 ABERCROMBIE GEORGE B INVA Common Stock A - Award D 92,587 175,554
2016-01-19 2016-01-14 4 dEsparbes Eric INVA Common Stock A - Award D 115,734 248,513
2016-01-19 2016-01-14 4 WITEK THEODORE L JR INVA Common Stock A - Award D 92,587 165,554
2015-11-23 2015-11-20 4 dEsparbes Eric THRX Common Stock F - Taxes D 8.9200 -7,940 -71 132,779
2015-08-07 2015-08-07 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 3,485,841.0400 245,828 856,917,331 32,005,260
2015-07-27 2015-07-23 4 Faerm Michael E. THRX Common Stock A - Award D 105,288 105,288
2015-06-04 2015-06-02 4 Aguiar Michael W THRX Common Stock F - Taxes D 16.6800 -24,698 -412 432,653
2015-06-04 2015-06-02 4 Tyree James L THRX Common Stock S - Sale D 16.8500 -2,438 -41 33,182
2015-05-29 2015-04-24 4/A WALTRIP WILLIAM H THRX Common Stock A - Award D 13,950 123,604
2015-05-29 2015-05-27 4 WALTRIP WILLIAM H THRX Stock Option (Right to Buy) M - Exercise D 13.45 -16,313 0
2015-05-29 2015-05-27 4 WALTRIP WILLIAM H THRX Common Stock S - Sale D 16.3200 -16,313 -266 123,604
2015-05-29 2015-05-27 4 WALTRIP WILLIAM H THRX Common Stock M - Exercise D 13.4500 16,313 219 139,917
2015-05-22 2015-02-20 4/A Aguiar Michael W THRX Common Stock F - Taxes D 18.2200 -6,789 -124 458,107
2015-05-22 2015-05-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 16.2400 -3,256 -53 457,351
2015-05-11 2015-05-11 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 1,369,264.0000 85,579 117,180,244 31,759,432
2015-04-27 2015-04-24 4 WALTRIP WILLIAM H THRX Common Stock A - Award D 13,950 117,264
2015-04-27 2015-04-24 4 Kearney Terrence C THRX Common Stock A - Award D 13,950 37,083
2015-04-27 2015-04-24 4 Tyree James L THRX Common Stock A - Award D 13,950 35,620
2015-04-27 2015-04-24 4 FRIEDMAN CATHY THRX Common Stock A - Award D 13,950 35,620
2015-04-27 2015-04-24 4 PEPE PAUL THRX Common Stock A - Award D 13,950 35,620
2015-03-02 2015-03-02 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 1,673,692.4400 92,674 155,107,773 31,673,853
2015-02-24 2015-02-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 18.2200 -6,789 -124 446,148
2015-02-23 2015-01-07 4/A WITEK THEODORE L JR THRX Common Stock A - Award D 71,429 71,429
2015-01-09 2015-01-07 4 ABERCROMBIE GEORGE B THRX Common Stock A - Award D 71,429 81,429
2015-01-09 2015-01-07 4 WITEK THEODORE L JR THRX Common Stock A - Award D 71,429 71,429
2015-01-09 2015-01-07 4 Aguiar Michael W THRX Common Stock A - Award D 176,056 464,896
2015-01-09 2015-01-07 4 dEsparbes Eric THRX Common Stock A - Award D 36,972 139,443
2014-12-23 2014-12-22 4 FRIEDMAN CATHY THRX Common Stock A - Award D 6,500 21,670
2014-12-23 2014-12-22 4 PEPE PAUL THRX Common Stock A - Award D 6,500 21,670
2014-12-23 2014-12-22 4 Tyree James L THRX Common Stock A - Award D 6,500 21,670
2014-12-23 2014-12-22 4 WALTRIP WILLIAM H THRX Common Stock A - Award D 3,250 103,314
2014-11-04 2014-11-04 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 12,786,524.1600 832,456 10,644,218,756 31,581,179
2014-11-03 2014-10-30 4 Kearney Terrence C THRX Common Stock A - Award D 23,133 23,133
2014-10-17 2014-10-16 4 dEsparbes Eric THRX Common Stock A - Award D 102,471 102,471
2014-08-22 2014-08-20 4 BLUM LEONARD M THRX Common Stock F - Taxes D 22.7600 -3,261 -74 401,538
2014-08-22 2014-08-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 22.7600 -3,261 -74 443,013
2014-08-22 2014-08-20 4 Mammen Mathai THRX Common Stock F - Taxes D 22.7600 -3,261 -74 334,040
2014-08-22 2014-08-20 4 LEE JUNNING THRX Common Stock F - Taxes D 22.7600 -3,261 -74 262,198
2014-08-19 2014-08-15 4 Winningham Rick E THRX Common Stock D - Sale to Issuer D -96,250 825,391
2014-08-19 2014-08-15 4 Aguiar Michael W THRX Common Stock A - Award D 43,905 288,840
2014-08-15 2014-08-13 4 LEE JUNNING THRX Stock Option (Right to Buy) M - Exercise D 12.66 -23,705 0
2014-08-15 2014-08-13 4 LEE JUNNING THRX Stock Option (Right to Buy) M - Exercise D 12.66 -24,338 0
2014-08-15 2014-08-13 4 LEE JUNNING THRX Stock Option (Right to Buy) M - Exercise D 14.53 -12,516 0
2014-08-15 2014-08-13 4 LEE JUNNING THRX Stock Option (Right to Buy) M - Exercise D 9.81 -13,882 0
2014-08-15 2014-08-13 4 LEE JUNNING THRX Common Stock S - Sale D 22.5000 -53,424 -1,202 265,459
2014-08-15 2014-08-13 4 LEE JUNNING THRX Common Stock M - Exercise D 12.6600 23,705 300 318,883
2014-08-15 2014-08-13 4 LEE JUNNING THRX Common Stock M - Exercise D 12.6600 24,338 308 295,178
2014-08-15 2014-08-13 4 LEE JUNNING THRX Common Stock M - Exercise D 14.5300 12,516 182 270,840
2014-08-15 2014-08-13 4 LEE JUNNING THRX Common Stock M - Exercise D 9.8100 13,882 136 258,324
2014-08-13 2014-08-12 4 Shafer Bradford J THRX Common Stock S - Sale D 22.3000 -1,048 -23 446,274
2014-08-13 2014-08-11 4 Shafer Bradford J THRX Stock Option (Right to Buy) M - Exercise D 14.53 14.5300 33,667 489 0
2014-08-13 2014-08-11 4 Shafer Bradford J THRX Common Stock S - Sale D 22.1200 -27,108 -600 447,322
2014-08-13 2014-08-11 4 Shafer Bradford J THRX Common Stock M - Exercise D 14.5300 33,667 489 474,430
2014-08-11 2014-08-11 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 3,912,271.6600 172,651 675,457,614 30,748,723
2014-07-28 2014-07-24 4 WITEK THEODORE L JR THRX Stock Option Grant (Right to Buy) A - Award D 23.88 125,000 125,000
2014-06-23 2014-06-19 4 ABERCROMBIE GEORGE B THRX Stock Option Grant (Right to Buy) A - Award D 29.32 100,000 100,000
2014-06-23 2014-06-19 4 ABERCROMBIE GEORGE B THRX Common Stock A - Award D 10,000 10,000
2014-06-18 2014-06-16 4 BLUM LEONARD M THRX Common Stock A - Award D 28,365 404,799
2014-06-18 2014-06-16 4 Winningham Rick E THRX Common Stock A - Award D 62,403 921,641
2014-06-18 2014-06-16 4 Shafer Bradford J THRX Common Stock A - Award D 28,365 440,763
2014-06-18 2014-06-16 4 Aguiar Michael W THRX Common Stock A - Award D 28,365 244,935
2014-06-18 2014-06-16 4 Mammen Mathai THRX Common Stock A - Award D 28,365 337,301
2014-06-18 2014-06-16 4 LEE JUNNING THRX Common Stock A - Award D 19,855 244,442
2014-06-09 2014-06-02 4/A FRIEDMAN CATHY THRX Stock Option (Right to Buy) A - Award D 23.08 7,585 7,585
2014-06-09 2014-06-02 4/A FRIEDMAN CATHY THRX Stock Option (Right to Buy) A - Award D 23.08 7,585 7,585
2014-06-09 2014-06-02 4/A FRIEDMAN CATHY THRX Common Stock A - Award D 7,585 15,170
2014-06-09 2014-06-02 4/A FRIEDMAN CATHY THRX Common Stock A - Award D 7,585 7,585
2014-06-09 2014-06-02 4/A PEPE PAUL THRX Stock Option (Right to Buy) A - Award D 23.08 7,585 7,585
2014-06-09 2014-06-02 4/A PEPE PAUL THRX Stock Option (Right to Buy) A - Award D 23.08 7,585 7,585
2014-06-09 2014-06-02 4/A PEPE PAUL THRX Common Stock A - Award D 7,585 15,170
2014-06-09 2014-06-02 4/A PEPE PAUL THRX Common Stock A - Award D 7,585 7,585
2014-06-09 2014-06-02 4/A Tyree James L THRX Stock Option (Right to Buy) A - Award D 23.08 7,585 7,585
2014-06-09 2014-06-02 4/A Tyree James L THRX Stock Option (Right to Buy) A - Award D 23.08 7,585 7,585
2014-06-09 2014-06-02 4/A Tyree James L THRX Common Stock A - Award D 7,585 15,170
2014-06-09 2014-06-02 4/A Tyree James L THRX Common Stock A - Award D 7,585 7,585
2014-06-04 2014-06-02 4 BLUM LEONARD M THRX Common Stock A - Award D 21,000 376,434
2014-06-04 2014-06-02 4 BLUM LEONARD M THRX Common Stock A - Award D 50,000 355,434
2014-06-04 2014-06-02 4 Winningham Rick E THRX Common Stock A - Award D 46,200 859,238
2014-06-04 2014-06-02 4 Winningham Rick E THRX Common Stock A - Award D 110,000 813,038
2014-06-04 2014-06-02 4 Shafer Bradford J THRX Common Stock A - Award D 21,000 412,398
2014-06-04 2014-06-02 4 Shafer Bradford J THRX Common Stock A - Award D 50,000 391,398
2014-06-04 2014-06-02 4 Aguiar Michael W THRX Common Stock A - Award D 21,000 216,570
2014-06-04 2014-06-02 4 Aguiar Michael W THRX Common Stock A - Award D 50,000 195,570
2014-06-04 2014-06-02 4 Tyree James L THRX Stock Option (Right to Buy) A - Award D 23.08 6,000 6,000
2014-06-04 2014-06-02 4 Tyree James L THRX Stock Option (Right to Buy) A - Award D 23.08 6,000 6,000
2014-06-04 2014-06-02 4 Tyree James L THRX Common Stock A - Award D 6,000 12,000
2014-06-04 2014-06-02 4 Tyree James L THRX Common Stock A - Award D 6,000 12,000
2014-06-04 2014-06-02 4 FRIEDMAN CATHY THRX Stock Option (Right to Buy) A - Award D 23.08 6,000 6,000
2014-06-04 2014-06-02 4 FRIEDMAN CATHY THRX Stock Option (Right to Buy) A - Award D 23.08 6,000 6,000
2014-06-04 2014-06-02 4 FRIEDMAN CATHY THRX Common Stock A - Award D 6,000 12,000
2014-06-04 2014-06-02 4 FRIEDMAN CATHY THRX Common Stock A - Award D 6,000 12,000
2014-06-04 2014-06-02 4 Mammen Mathai THRX Common Stock A - Award D 21,000 308,936
2014-06-04 2014-06-02 4 Mammen Mathai THRX Common Stock A - Award D 50,000 287,936
2014-06-04 2014-06-02 4 LEE JUNNING THRX Common Stock A - Award D 14,700 224,587
2014-06-04 2014-06-02 4 LEE JUNNING THRX Common Stock A - Award D 50,000 209,887
2014-06-04 2014-06-02 4 PEPE PAUL THRX Stock Option (Right to Buy) A - Award D 23.08 6,000 6,000
2014-06-04 2014-06-02 4 PEPE PAUL THRX Stock Option (Right to Buy) A - Award D 23.08 6,000 6,000
2014-06-04 2014-06-02 4 PEPE PAUL THRX Common Stock A - Award D 6,000 12,000
2014-06-04 2014-06-02 4 PEPE PAUL THRX Common Stock A - Award D 6,000 12,000
2014-05-27 2014-05-22 4 MALKIEL BURTON G THRX Stock Option (Right to Buy) A - Award D 28.54 6,000 6,000
2014-05-27 2014-05-22 4 MALKIEL BURTON G THRX Common Stock A - Award D 6,000 41,000
2014-05-27 2014-02-27 4 MALKIEL BURTON G THRX Common Stock G - Gift D -1,000 40,000
2014-05-27 2014-05-22 4 WALTRIP WILLIAM H THRX Stock Option (Right to Buy) A - Award D 28.54 6,000 6,000
2014-05-27 2014-05-22 4 WALTRIP WILLIAM H THRX Common Stock A - Award D 6,000 100,064
2014-05-27 2014-05-22 4 RINGROSE PETER S THRX Stock Option (Right to Buy) A - Award D 28.54 6,000 6,000
2014-05-27 2014-05-22 4 RINGROSE PETER S THRX Common Stock A - Award D 6,000 36,000
2014-05-27 2014-05-22 4 YOUNG WILLIAM D THRX Stock Option (Right to Buy) A - Award D 28.54 6,000 6,000
2014-05-27 2014-05-22 4 YOUNG WILLIAM D THRX Common Stock A - Award D 6,000 83,935
2014-05-27 2014-05-22 4 WHITESIDES GEORGE M THRX Stock Option (Right to Buy) A - Award D 28.54 6,000 6,000
2014-05-27 2014-05-22 4 WHITESIDES GEORGE M THRX Common Stock A - Award D 6,000 606,377
2014-05-27 2014-05-22 4 Gunderson Robert V JR THRX Stock Option (Right to Buy) A - Award D 28.54 6,000 6,000
2014-05-27 2014-05-22 4 Gunderson Robert V JR THRX Common Stock A - Award D 6,000 115,970
2014-05-27 2014-05-22 4 Fore Henrietta THRX Stock Option (Right to Buy) A - Award D 28.54 6,000 6,000
2014-05-27 2014-05-22 4 Fore Henrietta THRX Common Stock A - Award D 6,000 33,000
2014-05-13 2014-05-09 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 8,544,835.3000 317,770 2,715,292,313 30,576,072
2014-05-12 2014-05-09 4 BLUM LEONARD M THRX Common Stock F - Taxes D 26.8600 -18,849 -506 305,434
2014-05-12 2014-05-09 4 Winningham Rick E THRX Common Stock F - Taxes D 26.8600 -50,225 -1,349 703,038
2014-05-12 2014-05-09 4 Shafer Bradford J THRX Common Stock F - Taxes D 26.8600 -22,833 -613 341,398
2014-05-12 2014-05-09 4 Aguiar Michael W THRX Common Stock F - Taxes D 26.8600 -21,405 -575 145,570
2014-05-12 2014-05-09 4 Mammen Mathai THRX Common Stock F - Taxes D 26.8600 -22,833 -613 239,136
2014-05-12 2014-03-13 4 Mammen Mathai THRX Common Stock G - Gift D -1,200 237,936
2014-05-12 2014-05-09 4 LEE JUNNING THRX Common Stock F - Taxes D 26.8600 -14,650 -393 159,887
2014-04-29 2014-04-27 4 BLUM LEONARD M THRX Common Stock A - Award D 37,500 324,283
2014-04-29 2014-04-27 4 Winningham Rick E THRX Common Stock A - Award D 82,500 753,263
2014-04-29 2014-04-27 4 Shafer Bradford J THRX Common Stock A - Award D 37,500 364,231
2014-04-29 2014-04-27 4 Aguiar Michael W THRX Common Stock A - Award D 37,500 166,975
2014-04-29 2014-04-27 4 Mammen Mathai THRX Common Stock A - Award D 37,500 261,969
2014-04-29 2014-04-27 4 LEE JUNNING THRX Common Stock A - Award D 26,250 174,537
2014-04-21 2014-04-17 4 Gunderson Robert V JR THRX Stock Option (Right to Buy) M - Exercise D 9.69 -25,806 0
2014-04-21 2014-04-17 4 Gunderson Robert V JR THRX Common Stock M - Exercise D 9.6875 25,806 250 109,970
2014-04-09 2014-04-07 4 YOUNG WILLIAM D THRX Stock Option (Right to Buy) M - Exercise D 9.69 -25,806 0
2014-04-09 2014-04-07 4 YOUNG WILLIAM D THRX Common Stock M - Exercise D 9.6875 25,806 250 77,935
2014-04-02 2014-03-31 4 WALTRIP WILLIAM H THRX Stock Option (Right to Buy) M - Exercise D 9.69 25,806 0
2014-04-02 2014-03-31 4 WALTRIP WILLIAM H THRX Common Stock M - Exercise D 9.6875 25,806 250 94,064
2014-03-25 2014-03-21 4 LEVINE ARNOLD J THRX Stock Option (Right to Buy) M - Exercise D 9.69 -25,806 0
2014-03-25 2014-03-21 4 LEVINE ARNOLD J THRX Common Stock M - Exercise D 9.6875 25,806 250 111,794
2014-03-10 2014-03-06 4 WHITESIDES GEORGE M THRX Stock Option (Right to Buy) M - Exercise D 9.69 -25,806 0
2014-03-10 2014-03-06 4 WHITESIDES GEORGE M THRX Common Stock M - Exercise D 9.6875 25,806 250 600,377
2014-03-10 2014-03-06 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 16.00 -29,250 0
2014-03-10 2014-03-06 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 12.40 -12,903 0
2014-03-10 2014-03-06 4 Mammen Mathai THRX Common Stock M - Exercise D 16.0000 29,250 468 224,469
2014-03-10 2014-03-06 4 Mammen Mathai THRX Common Stock M - Exercise D 12.4000 12,903 160 195,219
2014-03-05 2014-03-03 4 Shafer Bradford J THRX Stock Option (Right to Buy) M - Exercise D 9.69 -65,806 0
2014-03-05 2014-03-03 4 Shafer Bradford J THRX Stock Option (Right to Buy) M - Exercise D 9.69 -30,967 0
2014-03-05 2014-03-03 4 Shafer Bradford J THRX Common Stock S - Sale D 37.2300 -1,800 -67 326,731
2014-03-05 2014-03-03 4 Shafer Bradford J THRX Common Stock S - Sale D 36.7200 -64,006 -2,350 328,531
2014-03-05 2014-03-03 4 Shafer Bradford J THRX Common Stock M - Exercise D 9.6875 65,806 637 392,537
2014-03-05 2014-03-03 4 Shafer Bradford J THRX Common Stock M - Exercise D 9.6875 30,967 300 326,731
2014-02-24 2014-02-20 4 BLUM LEONARD M THRX Common Stock F - Taxes D 39.9800 -4,311 -172 286,783
2014-02-24 2014-02-20 4 Winningham Rick E THRX Common Stock F - Taxes D 39.9800 -9,297 -372 670,763
2014-02-24 2014-02-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 39.9800 -4,310 -172 295,764
2014-02-24 2014-02-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 39.9800 -4,302 -172 129,475
2014-02-24 2014-02-20 4 Mammen Mathai THRX Common Stock F - Taxes D 39.9800 -4,307 -172 182,316
2014-02-24 2014-02-20 4 LEE JUNNING THRX Common Stock F - Taxes D 39.9800 -3,854 -154 148,287
2014-02-19 2014-02-14 4 Mammen Mathai THRX Common Stock S - Sale D 40.0400 -4,600 -184 186,623
2014-02-19 2014-02-14 4 Mammen Mathai THRX Common Stock S - Sale D 39.2600 -30,400 -1,194 191,223
2014-02-14 2013-08-08 5 MALKIEL BURTON G THRX Common Stock G - Gift D -1,000 35,000
2014-02-14 2013-10-03 5 Mammen Mathai THRX Common Stock G - Gift D -450 221,623
2014-02-13 2014-02-11 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 12,850,698.9500 342,229 4,397,881,851 30,258,302
2014-01-27 2014-01-23 4 LEE JUNNING THRX Common Stock A - Award D 11,000 152,141
2014-01-27 2014-01-23 4 PASQUALONE FRANK THRX Stock Option (Right to Buy) A - Award D 38.24 150,000 150,000
2014-01-27 2014-01-23 4 PASQUALONE FRANK THRX Common Stock A - Award D 20,000 20,000
2014-01-16 3 LEE JUNNING THRX Common Stock D 141,141
2013-11-22 2013-11-20 4 Winningham Rick E THRX Common Stock F - Taxes D 36.4000 -10,046 -366 680,060
2013-11-22 2013-11-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 36.4000 -4,569 -166 300,074
2013-11-22 2013-11-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 36.4000 -4,569 -166 133,777
2013-11-22 2013-11-20 4 Mammen Mathai THRX Common Stock F - Taxes D 36.4000 -4,569 -166 222,073
2013-10-29 2013-10-29 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 4,913,613.1800 130,473 641,093,852 29,916,073
2013-10-24 2013-10-22 4 JONKER JEFFREY DAVID THRX Stock Option (Right to Buy) A - Award D 36.30 150,000 150,000
2013-10-24 2013-10-22 4 JONKER JEFFREY DAVID THRX Common Stock A - Award D 15,000 15,000
2013-09-13 2013-09-12 4 Winningham Rick E THRX Common Stock S - Sale D 40.0300 -22,353 -895 690,106
2013-08-22 2013-08-20 4 Winningham Rick E THRX Common Stock F - Taxes D 35.8900 -10,046 -361 712,459
2013-08-22 2013-08-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 35.8900 -3,773 -135 304,643
2013-08-22 2013-08-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 35.8900 -4,570 -164 138,346
2013-08-22 2013-08-21 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 16.00 -18,750 0
2013-08-22 2013-08-21 4 Mammen Mathai THRX Common Stock M - Exercise D 16.0000 18,750 300 226,642
2013-08-22 2013-08-20 4 Mammen Mathai THRX Common Stock F - Taxes D 35.8900 -3,813 -137 207,892
2013-08-01 2013-07-30 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 111,850,855.5000 3,064,407 342,756,544,550 29,785,600
2013-08-01 2013-07-30 4 Mammen Mathai THRX Common Stock S - Sale D 36.5100 -7,000 -256 211,705
2013-07-26 2013-07-24 4 BLUM LEONARD M THRX Common Stock A - Award D 5,000 291,094
2013-07-26 2013-07-24 4 Shafer Bradford J THRX Common Stock A - Award D 5,000 308,416
2013-07-26 2013-07-24 4 Winningham Rick E THRX Common Stock A - Award D 11,000 722,505
2013-07-26 2013-07-24 4 Aguiar Michael W THRX Common Stock A - Award D 5,000 142,916
2013-07-26 2013-07-24 4 Mammen Mathai THRX Common Stock A - Award D 5,000 218,705
2013-06-11 2013-06-07 4 Shafer Bradford J THRX Common Stock S - Sale D 35.0400 -31,038 -1,088 303,416
2013-05-31 2013-05-29 4 Brinkley David L THRX Common Stock S - Sale D 35.0100 -3,808 -133 48,749
2013-05-31 2013-05-29 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 12.40 -6,451 0
2013-05-31 2013-05-29 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 3.10 -4,570 0
2013-05-31 2013-05-29 4 Mammen Mathai THRX Common Stock M - Exercise D 12.4000 6,451 80 213,705
2013-05-31 2013-05-29 4 Mammen Mathai THRX Common Stock M - Exercise D 3.1000 4,570 14 207,254
2013-05-22 2013-05-20 4 BLUM LEONARD M THRX Common Stock F - Taxes D 37.0100 -3,292 -122 286,094
2013-05-22 2013-05-20 4 Brinkley David L THRX Common Stock F - Taxes D 37.0100 -2,443 -90 52,557
2013-05-22 2013-05-20 4 Winningham Rick E THRX Common Stock F - Taxes D 37.0100 -10,046 -372 711,505
2013-05-22 2013-05-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 37.0100 -3,292 -122 334,454
2013-05-22 2013-05-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 37.0100 -4,570 -169 137,916
2013-05-22 2013-05-20 4 Mammen Mathai THRX Common Stock F - Taxes D 37.0100 -3,292 -122 202,684
2013-05-15 2013-05-13 4 Brinkley David L THRX Stock Option (Right to Buy) M - Exercise D 34.00 -16,129 0
2013-05-15 2013-05-13 4 Brinkley David L THRX Common Stock S - Sale D 40.3300 -16,129 -650 55,000
2013-05-15 2013-05-13 4 Brinkley David L THRX Common Stock M - Exercise D 34.0000 16,129 548 71,129
2013-05-07 2013-05-03 4 Brinkley David L THRX Stock Option (Right to Buy) M - Exercise D 29.65 -16,129 0
2013-05-07 2013-05-03 4 Brinkley David L THRX Common Stock S - Sale D 34.7700 -16,129 -561 55,000
2013-05-07 2013-05-03 4 Brinkley David L THRX Common Stock M - Exercise D 29.6500 16,129 478 71,129
2013-05-02 2013-04-30 4 Winningham Rick E THRX Stock Option (Right to Buy) M - Exercise D 9.69 -385,161 0
2013-05-02 2013-04-30 4 Winningham Rick E THRX Common Stock S - Sale D 34.3200 -1,577 -54 721,551
2013-05-02 2013-04-30 4 Winningham Rick E THRX Common Stock S - Sale D 33.6400 -253,955 -8,543 723,128
2013-05-02 2013-04-30 4 Winningham Rick E THRX Common Stock M - Exercise D 9.6875 385,161 3,731 977,083
2013-05-02 2013-04-30 4 Brinkley David L THRX Stock Option (Right to Buy) M - Exercise D 6.15 -8,333 0
2013-05-02 2013-04-30 4 Brinkley David L THRX Common Stock S - Sale D 34.3500 -100 -3 55,000
2013-05-02 2013-04-30 4 Brinkley David L THRX Common Stock S - Sale D 33.7600 -17,004 -574 55,100
2013-05-02 2013-04-30 4 Brinkley David L THRX Common Stock M - Exercise D 6.1500 8,333 51 72,104
2013-05-02 2013-04-30 4 Aguiar Michael W THRX Stock Option (Right to Buy) M - Exercise D 17.91 -170,879 0
2013-05-02 2013-04-30 4 Aguiar Michael W THRX Common Stock S - Sale D 34.3400 -10,100 -347 142,486
2013-05-02 2013-04-30 4 Aguiar Michael W THRX Common Stock S - Sale D 33.7700 -160,779 -5,430 152,586
2013-05-02 2013-04-30 4 Aguiar Michael W THRX Common Stock M - Exercise D 17.9100 170,879 3,060 313,365
2013-05-02 2013-04-30 4 Mammen Mathai THRX Common Stock S - Sale D 34.3400 -200 -7 205,976
2013-05-02 2013-04-30 4 Mammen Mathai THRX Common Stock S - Sale D 33.7200 -6,800 -229 206,176
2013-04-30 2013-04-30 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 6,699,215.4300 193,563 1,296,720,236 26,721,193
2013-04-26 2013-04-24 4 LEVINE ARNOLD J THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 LEVINE ARNOLD J THRX Common Stock A - Award D 6,000 85,988
2013-04-26 2013-04-24 4 MALKIEL BURTON G THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 MALKIEL BURTON G THRX Common Stock A - Award D 6,000 36,000
2013-04-26 2013-04-24 4 WALTRIP WILLIAM H THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 WALTRIP WILLIAM H THRX Common Stock A - Award D 6,000 68,258
2013-04-26 2013-04-24 4 RINGROSE PETER S THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 RINGROSE PETER S THRX Common Stock A - Award D 6,000 30,000
2013-04-26 2013-04-24 4 YOUNG WILLIAM D THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 YOUNG WILLIAM D THRX Common Stock A - Award D 6,000 52,129
2013-04-26 2013-04-24 4 WHITESIDES GEORGE M THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 WHITESIDES GEORGE M THRX Common Stock A - Award D 6,000 574,571
2013-04-26 2013-04-24 4 Gunderson Robert V JR THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 Gunderson Robert V JR THRX Common Stock A - Award D 6,000 84,164
2013-04-26 2013-04-24 4 Fore Henrietta THRX Stock Option (Right to Buy) A - Award D 30.54 6,000 6,000
2013-04-26 2013-04-24 4 Fore Henrietta THRX Common Stock A - Award D 6,000 27,000
2013-02-22 2013-02-20 4 Winningham Rick E THRX Common Stock F - Taxes D 22.1000 -10,655 -235 591,922
2013-02-22 2013-02-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 22.1000 -5,004 -111 337,746
2013-02-22 2013-02-20 4 Brinkley David L THRX Common Stock F - Taxes D 22.1000 -3,416 -75 63,771
2013-02-22 2013-02-20 4 Mammen Mathai THRX Common Stock S - Sale D 22.1400 -7,000 -155 212,976
2013-02-22 2013-02-20 4 Mammen Mathai THRX Common Stock F - Taxes D 22.1000 -5,002 -111 219,976
2013-02-20 2013-02-15 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 2,567,089.8100 116,527 299,135,274 26,527,630
2013-02-11 2013-02-07 4 BLUM LEONARD M THRX Common Stock A - Award D 5,000 289,386
2013-02-11 2013-02-07 4 Winningham Rick E THRX Common Stock A - Award D 11,000 602,577
2013-02-11 2013-02-07 4 Brinkley David L THRX Common Stock A - Award D 5,000 67,187
2013-02-11 2013-02-07 4 Shafer Bradford J THRX Common Stock A - Award D 5,000 342,750
2013-02-11 2013-02-07 4 Aguiar Michael W THRX Common Stock A - Award D 5,000 142,486
2013-02-11 2013-02-07 4 Mammen Mathai THRX Common Stock A - Award D 5,000 224,978
2013-01-14 2013-01-11 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 3.10 -2,655 0
2013-01-14 2013-01-11 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 3.10 -11,855 0
2013-01-14 2013-01-11 4 Mammen Mathai THRX Common Stock M - Exercise D 3.1000 2,655 8 220,438
2013-01-14 2013-01-11 4 Mammen Mathai THRX Common Stock M - Exercise D 3.1000 11,855 37 217,783
2013-01-14 2012-12-31 4 Mammen Mathai THRX Common Stock G - Gift D -460 219,978
2012-12-06 2012-12-04 4 Shafer Bradford J THRX 3% Convvertible Subordinated Notes due 2015 S - Sale D 25.87 166,025.0000
2012-11-20 2012-11-20 4 Brinkley David L THRX Common Stock F - Taxes D 21.0800 -3,054 -64 62,187
2012-11-20 2012-11-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 21.0800 -4,874 -103 337,750
2012-11-20 2012-11-20 4 Mammen Mathai THRX Common Stock F - Taxes D 21.0800 -4,874 -103 205,928
2012-11-16 2012-11-14 4 Mammen Mathai THRX Stock Option (Right to Buy) M - Exercise D 3.10 -5,161 0
2012-11-16 2012-11-14 4 Mammen Mathai THRX Common Stock M - Exercise D 3.1000 5,161 16 210,802
2012-11-06 2012-11-02 4 Mammen Mathai THRX Common Stock S - Sale D 22.5300 -200 -5 205,641
2012-11-06 2012-11-02 4 Mammen Mathai THRX Common Stock S - Sale D 21.4200 -6,800 -146 205,841
2012-11-05 2012-11-02 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 6,265,777.8000 280,348 1,756,598,275 26,411,103
2012-10-17 2012-10-15 4 BLUM LEONARD M THRX Common Stock A - Award D 5,000 284,386
2012-10-17 2012-10-15 4 Brinkley David L THRX Common Stock A - Award D 5,000 65,241
2012-10-17 2012-10-15 4 Winningham Rick E THRX Common Stock A - Award D 11,000 591,577
2012-10-17 2012-10-15 4 Shafer Bradford J THRX Common Stock A - Award D 5,000 342,624
2012-10-17 2012-10-15 4 Aguiar Michael W THRX Common Stock A - Award D 5,000 137,486
2012-10-17 2012-10-15 4 Mammen Mathai THRX Common Stock A - Award D 5,000 212,641
2012-08-28 2012-08-24 4 Brinkley David L THRX Common Stock S - Sale D 27.5000 -3,483 -96 60,241
2012-08-28 2012-08-27 4 Aguiar Michael W THRX Common Stock S - Sale D 27.8600 -2,861 -80 132,486
2012-08-28 2012-08-27 4 Aguiar Michael W THRX Common Stock S - Sale D 27.2400 -17,700 -482 135,347
2012-08-28 2012-08-24 4 Aguiar Michael W THRX Stock Option (Right to Buy) M - Exercise D 17.91 -4,121 170,879
2012-08-28 2012-08-24 4 Aguiar Michael W THRX Common Stock S - Sale D 28.0100 -4,121 -115 153,047
2012-08-28 2012-08-24 4 Aguiar Michael W THRX Common Stock M - Exercise D 17.9100 4,121 74 157,168
2012-08-22 2012-08-20 4 Winningham Rick E THRX Common Stock F - Taxes D 27.0100 -10,681 -288 580,577
2012-08-22 2012-08-20 4 Brinkley David L THRX Common Stock F - Taxes D 27.0100 -3,057 -83 63,724
2012-08-22 2012-08-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 27.0100 -4,596 -124 337,624
2012-08-22 2012-08-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 27.0100 -4,877 -132 153,047
2012-08-22 2012-08-20 4 Mammen Mathai THRX Common Stock F - Taxes D 27.0100 -4,644 -125 207,641
2012-08-15 2012-08-13 4 Mammen Mathai THRX Common Stock S - Sale D 26.1500 -3,108 -81 212,285
2012-08-15 2012-08-13 4 Mammen Mathai THRX Common Stock S - Sale D 25.6800 -21,892 -562 215,393
2012-08-09 2012-08-07 4 Aguiar Michael W THRX Stock Option (Right to Buy) M - Exercise D 16.25 -60,000 0
2012-08-09 2012-08-07 4 Aguiar Michael W THRX Common Stock S - Sale D 27.0400 -60,000 -1,622 157,924
2012-08-09 2012-08-07 4 Aguiar Michael W THRX Common Stock M - Exercise D 16.2500 60,000 975 217,924
2012-08-07 2012-08-03 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 28.2100 316,334 8,924 26,130,755
2012-08-07 2012-08-03 4 Winningham Rick E THRX Stock Option (Right to Buy) M - Exercise D 3.10 -64,516 0
2012-08-07 2012-08-03 4 Winningham Rick E THRX Stock Option (Right to Buy) M - Exercise D 3.10 -80,645 0
2012-08-07 2012-08-03 4 Winningham Rick E THRX Common Stock S - Sale D 28.1500 -36,200 -1,019 591,258
2012-08-07 2012-08-03 4 Winningham Rick E THRX Common Stock S - Sale D 27.7700 -39,549 -1,098 627,458
2012-08-07 2012-08-03 4 Winningham Rick E THRX Common Stock M - Exercise D 3.1000 64,516 200 667,007
2012-08-07 2012-08-03 4 Winningham Rick E THRX Common Stock M - Exercise D 3.1000 80,645 250 602,491
2012-08-07 2012-08-03 4 Brinkley David L THRX Common Stock (Right to Buy) M - Exercise D 18.37 -15,090 0
2012-08-07 2012-08-03 4 Brinkley David L THRX Stock Option (Right to Buy) M - Exercise D 6.15 -91,667 8,333
2012-08-07 2012-08-03 4 Brinkley David L THRX Common Stock S - Sale D 27.9200 -123,917 -3,460 66,781
2012-08-07 2012-08-03 4 Brinkley David L THRX Common Stock M - Exercise D 18.3700 15,090 277 190,698
2012-08-07 2012-08-03 4 Brinkley David L THRX Common Stock M - Exercise D 6.1500 91,667 564 175,608
2012-08-01 2012-07-30 4 BLUM LEONARD M THRX CommonStock F - Taxes D 29.6900 -7,546 -224 279,386
2012-05-31 2012-05-29 4 Aguiar Michael W THRX Common Stock S - Sale D 22.2900 -20,000 -446 157,924
2012-05-22 2012-05-20 4 Winningham Rick E THRX Common Stock F - Taxes D 20.3300 -10,681 -217 521,846
2012-05-22 2012-05-20 4 Brinkley David L THRX Common Stock F - Taxes D 20.3300 -2,402 -49 83,941
2012-05-22 2012-05-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 20.3300 -3,832 -78 342,220
2012-05-22 2012-05-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 20.3300 -3,832 -78 177,924
2012-05-22 2012-05-20 4 Mammen Mathai THRX Common Stock F - Taxes D 20.3300 -3,832 -78 237,285
2012-05-17 2012-05-15 4 LEVINE ARNOLD J THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 LEVINE ARNOLD J THRX Common Stock A - Award D 6,000 79,988
2012-05-17 2012-05-15 4 MALKIEL BURTON G THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 MALKIEL BURTON G THRX Common Stock A - Award D 6,000 30,000
2012-05-17 2012-05-15 4 WALTRIP WILLIAM H THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 WALTRIP WILLIAM H THRX Common Stock A - Award D 6,000 62,258
2012-05-17 2012-05-15 4 RINGROSE PETER S THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 RINGROSE PETER S THRX Common Stock A - Award D 6,000 24,000
2012-05-17 2012-05-15 4 YOUNG WILLIAM D THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 YOUNG WILLIAM D THRX Common Stock A - Award D 6,000 46,129
2012-05-17 2012-05-15 4 WHITESIDES GEORGE M THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 WHITESIDES GEORGE M THRX Common Stock A - Award D 6,000 568,571
2012-05-17 2012-05-15 4 Gunderson Robert V JR THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 Gunderson Robert V JR THRX Common Stock A - Award D 6,000 78,164
2012-05-17 2012-05-15 4 Fore Henrietta THRX Stock Option (Right to Buy) A - Award D 21.62 6,000 6,000
2012-05-17 2012-05-15 4 Fore Henrietta THRX Common Stock A - Award D 6,000 21,000
2012-05-16 2012-05-16 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 21.2887 10,000,000 212,887 25,814,421
2012-05-04 2012-05-04 4 Winningham Rick E THRX Stock Option (Right to Buy) M - Exercise D 9.69 -30,967 0
2012-05-04 2012-05-04 4 Winningham Rick E THRX Stock Option (Right to Buy) M - Exercise D 3.10 -32,258 0
2012-05-04 2012-05-04 4 Winningham Rick E THRX Common Stock M - Exercise D 9.6900 30,967 300 532,527
2012-05-04 2012-05-04 4 Winningham Rick E THRX Common Stock M - Exercise D 3.1000 32,258 100 501,560
2012-05-02 2012-05-01 4 DRAZAN JEFFREY M THRX Common Stock S - Sale D 21.7100 -8,586 -186 33,465
2012-02-22 2012-02-20 4 Winningham Rick E THRX Common Stock F - Taxes D 18.5400 -21,386 -396 469,302
2012-02-22 2012-02-20 4 Brinkley David L THRX Common Stock F - Taxes D 18.5400 -5,318 -99 86,343
2012-02-22 2012-02-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 18.5400 -9,621 -178 346,052
2012-02-22 2012-02-20 4 Aguiar Michael W THRX Common Stock F - Taxes D 18.5400 -10,018 -186 181,756
2012-02-22 2012-02-20 4 Mammen Mathai THRX Common Stock F - Taxes D 18.5400 -9,747 -181 241,117
2012-02-17 2012-02-15 4 BLUM LEONARD M THRX Common Stock A - Award D 5,000 286,932
2012-02-17 2012-02-15 4 Brinkley David L THRX Common Stock A - Award D 5,000 91,661
2012-02-17 2012-02-15 4 Winningham Rick E THRX Common Stock A - Award D 11,000 490,688
2012-02-17 2012-02-15 4 Shafer Bradford J THRX Common Stock A - Award D 5,000 355,673
2012-02-17 2012-02-15 4 Aguiar Michael W THRX Common Stock A - Award D 5,000 191,774
2012-02-17 2012-02-15 4 Mammen Mathai THRX Common Stock A - Award D 5,000 250,864
2012-02-14 2012-02-14 4 GLAXOSMITHKLINE PLC By Corporation THRX Common Stock P - Purchase I 18.1200 88,468 1,603 15,814,421
2011-06-16 2011-06-14 4 Aguiar Michael W THRX Common Stock S - Sale D 22.9400 -14,225 -326 201,838
2011-05-24 2011-05-20 4 Brinkley David L THRX Common Stock F - Taxes D 25.4800 -1,883 -48 96,496
2011-05-24 2011-05-20 4 Mammen Mathai THRX Common Stock F - Taxes D 25.4800 -2,245 -57 247,137
2011-05-24 2011-05-20 4 Shafer Bradford J THRX Common Stock F - Taxes D 25.4800 -2,116 -54 344,709
2011-05-12 2011-05-11 4 Winningham Rick E THRX Common Stock S - Sale D 26.2800 -73,100 -1,921 485,906
2011-05-12 2011-05-10 4 Winningham Rick E THRX Common Stock S - Sale D 26.4100 -54,646 -1,443 559,006
2011-04-28 2011-04-27 4 DRAZAN JEFFREY M THRX Stock Option (Right to Buy) A - Award D 28.50 6,000 6,000
2011-04-28 2011-04-27 4 DRAZAN JEFFREY M THRX Common Stock A - Award D 6,000 115,595
2011-04-28 2011-04-27 4 Gunderson Robert V JR THRX Stock Option (Right to Buy) A - Award D 28.50 6,000 6,000
2011-04-28 2011-04-27 4 Gunderson Robert V JR THRX Common Stock A - Award D 6,000 72,164
2011-04-28 2011-04-27 4 LEVINE ARNOLD J THRX Stock Option (Right to Buy) A - Award D 28.50 6,000 6,000
2011-04-28 2011-04-27 4 LEVINE ARNOLD J THRX Common Stock A - Award D 6,000 53,960
2011-04-28 2011-04-27 4 MALKIEL BURTON G THRX Stock Option (Right to Buy) A - Award D 28.50 6,000 6,000
2011-04-28 2011-04-27 4 MALKIEL BURTON G THRX Common Stock A - Award D 6,000 24,000
2011-04-28 2011-04-27 4 WALTRIP WILLIAM H THRX Stock Option (Right to Buy) A - Award D 28.50 6,000 6,000
2011-04-28 2011-04-27 4 WALTRIP WILLIAM H THRX Common Stock A - Award D 6,000 56,258
2011-04-28 2011-04-27 4 WHITESIDES GEORGE M THRX Stock Option (Right to Buy) A - Award D 28.50 6,000 6,000
2011-04-28 2011-04-27 4 WHITESIDES GEORGE M THRX Common Stock A - Award D 6,000 562,571
2011-04-28 2011-04-27 4 YOUNG WILLIAM D THRX Stock Option (Right to Buy) A - Award D 28.50 6,000 6,000
2011-04-28 2011-04-27 4 YOUNG WILLIAM D THRX Common Stock A - Award D 6,000 40,129
2009-06-11 3 Brinkley David L THRX Common Stock D 14,413
2009-04-24 2009-04-24 4 LEVINE ARNOLD J THRX Stock Option (Right to Buy) A - Award D 14.98 6,000 6,000
2009-04-24 2009-04-24 4 LEVINE ARNOLD J THRX Common Stock A - Award D 6,000 75,967
2008-04-24 2008-04-22 4 Gunderson Robert V JR THRX Common Stock A - Award D 6,000 53,396
2008-04-24 2008-04-22 4 LEVINE ARNOLD J THRX Common Stock A - Award D 6,000 69,967
2008-04-24 2008-04-22 4 WALTRIP WILLIAM H THRX Common Stock A - Award D 6,000 6,000
2008-04-24 2008-04-22 4 WHITESIDES GEORGE M THRX Common Stock A - Award D 6,000 543,419
2008-04-24 2008-04-22 4 YOUNG WILLIAM D THRX Common Stock A - Award D 6,000 6,000
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.2200 2,000 20 54,199
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.2100 800 8 52,199
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.2000 1,600 16 51,399
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1950 200 2 49,799
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1900 500 5 49,599
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1850 200 2 49,099
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1800 1,100 11 48,899
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1700 300 3 47,799
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1500 100 1 47,499
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1400 400 4 47,399
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1350 100 1 46,999
2008-03-17 2008-03-14 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.1300 400 4 46,899
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5800 2,800 30 46,499
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5700 2,600 27 43,699
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5600 4,600 49 41,099
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5500 3,800 40 36,499
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5400 1,500 16 32,699
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5300 600 6 31,199
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5200 1,700 18 30,599
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5100 1,000 11 28,899
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.5000 100 1 27,899
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.4900 300 3 27,799
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.4800 2,554 27 27,499
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.4700 1,046 11 24,945
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.4600 1,300 14 23,899
2008-03-17 2008-03-13 4 VAGELOS P ROY THRX Common Stock P - Purchase D 10.4500 100 1 22,599
2008-01-31 2008-01-29 4 Aguiar Michael W THRX Common Stock A - Award D 23,333 64,396
2008-01-31 2008-01-29 4 Campbell Arthur L THRX Common Stock A - Award D 5,376 5,376
2008-01-31 2007-10-29 5 Kitt Michael By wife as UTMA custodian for son THRX Common Stock G - Gift I 1,000 1,000
2008-01-31 2007-10-29 5 Kitt Michael THRX Common Stock G - Gift D -1,000 25,362
2008-01-31 2007-10-25 5 Kitt Michael By wife as UTMA custodian for daughter THRX Common Stock G - Gift I 1,000 1,000
2008-01-31 2007-10-25 5 Kitt Michael THRX Common Stock G - Gift D -1,000 26,362
2008-01-11 3 Mammen Mathai THRX Common Stock D 58,069
2005-07-01 2005-06-30 4 WALTRIP WILLIAM H THRX Stock Option (Right to Buy) A - Award D 17.00 12,903 12,903
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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