ELOX / Eloxx Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Eloxx 製藥公司
US ˙ OTCPK ˙ US29014R2022
該符號不再有效

已發行股份 688,540 shares
內部人士股份41,979,647 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Eloxx Pharmaceuticals, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 ELOX / Eloxx Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2021-11-29 Geffken Daniel E. 50,000 0.7200 1,961 18.3600 36,000 9 31.2 25,152 69.87
2021-05-13 PAREKH RAJESH B 84,776 1.3500 3,325 34.4250 114,448
2021-05-13 PAREKH RAJESH B 2,381,890 1.3500 93,407 34.4250 3,215,552
2021-05-13 Pontifax Management 4 G.P. (2015) Ltd. 1,280,624 1.3500 50,221 34.4250 1,728,842
2021-05-13 Pontifax Management 4 G.P. (2015) Ltd. 2,630,487 1.3500 103,156 34.4250 3,551,157
2021-05-13 Pontifax Management 4 G.P. (2015) Ltd. 1,422,222 1.3500 55,773 34.4250 1,920,000
2021-05-13 Pontifax Management 4 G.P. (2015) Ltd. 592,592 1.3500 23,239 34.4250 799,999
2019-06-24 Pontifax Management 4 G.P. (2015) Ltd. 24,000 9.0000 941 229.5000 216,000
2019-06-24 Pontifax Management 4 G.P. (2015) Ltd. 46,933 9.0000 1,841 229.5000 422,397

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ELOX / Eloxx Pharmaceuticals, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 ELOX / Eloxx Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

ELOX / Eloxx Pharmaceuticals, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-05-29 2026-05-27 4 Coastlands Capital LP By Coastlands Capital LP ELOX Common Stock J - Other I -1,250,000 0
2026-05-08 2026-01-24 4 Rubin Steven D ELOX Common Stock M - Exercise D 1,875 14,625
2026-05-08 2026-02-28 4 Aggarwal Sumit ELOX Common Stock M - Exercise D 0.1500 260,946 39 1,672,756
2026-05-08 2026-01-24 4 Aggarwal Sumit ELOX Common Stock M - Exercise D 15,000 1,411,810
2026-05-08 2025-09-19 4 Aggarwal Sumit ELOX Common Stock A - Award D 1,000,000 1,396,810
2026-05-08 2025-08-14 4 Aggarwal Sumit ELOX Common Stock M - Exercise D 0.0001 196,880 0 396,810
2026-05-08 2026-01-24 4 Walts Alan Edmund ELOX Common Stock M - Exercise D 1,875 15,567
2026-05-04 3 Domicilium Real Estate Fund III LP ELOX Common Stock, $0.01 par value I 1,250,000
2026-05-04 3 Domicilium Real Estate Fund III LP ELOX Common Stock, $0.01 par value I 157,138
2026-05-01 3 Coastlands Capital LP By Coastlands Capital LP ELOX Common Stock I 1,250,000
2025-01-28 2025-01-24 4 Aggarwal Sumit ELOX Common Stock M - Exercise D 30,000 199,930
2025-01-28 2025-01-24 4 Androski Lindsay ELOX Common Stock M - Exercise D 3,750 15,750
2025-01-28 2025-01-24 4 Rubin Steven D ELOX Common Stock M - Exercise D 3,750 15,750
2025-01-28 2025-01-24 4 Walts Alan Edmund ELOX Common Stock M - Exercise D 3,750 16,692
2024-10-17 2024-10-16 4 Rubin Steven D ELOX Common Stock A - Award D 12,000 12,000
2024-10-17 2024-10-16 4 Walts Alan Edmund ELOX Common Stock A - Award D 12,000 12,942
2024-10-17 2024-10-16 4 Androski Lindsay ELOX Common Stock A - Award D 12,000 12,000
2024-10-17 2024-10-16 4 Aggarwal Sumit ELOX Common Stock A - Award D 165,000 169,930
2021-12-03 2021-12-01 4 Walts Alan Edmund ELOX Restricted Stock Units M - Exercise D -37,695 0
2021-12-03 2021-12-01 4 Walts Alan Edmund ELOX Common Stock M - Exercise D 37,695 37,695
2021-12-03 2021-12-01 4 Aggarwal Sumit ELOX Restricted Stock Units M - Exercise D -279,158 0
2021-12-03 2021-12-01 4 Aggarwal Sumit ELOX Common Stock F - Taxes D 0.7200 -81,933 -59 197,225
2021-12-03 2021-12-01 4 Aggarwal Sumit ELOX Common Stock M - Exercise D 279,158 279,158
2021-12-03 2021-12-01 4 MODUR VIJAY ELOX Restricted Stock Units M - Exercise D -219,326 0
2021-12-03 2021-12-01 4 MODUR VIJAY ELOX Common Stock F - Taxes D 0.7200 -64,373 -46 154,953
2021-12-03 2021-12-01 4 MODUR VIJAY ELOX Common Stock M - Exercise D 219,326 219,326
2021-12-01 2021-11-29 4 Geffken Daniel E. ELOX Common Stock P - Purchase D 0.7200 50,000 36 50,000
2021-07-30 2021-07-30 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -1,563 9,375
2021-07-30 2021-07-30 4 Belloff Neil S. ELOX Common Stock F - Taxes D 1.3200 -459 -1 32,699
2021-07-30 2021-07-30 4 Belloff Neil S. ELOX Common Stock M - Exercise D 1,563 33,158
2021-05-26 2021-05-25 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -6,250 68,750
2021-05-26 2021-05-25 4 Belloff Neil S. ELOX Common Stock F - Taxes D 1.3900 -1,835 -3 31,595
2021-05-26 2021-05-25 4 Belloff Neil S. ELOX Common Stock M - Exercise D 6,250 33,430
2021-05-20 2021-05-19 4 Walts Alan Edmund ELOX Stock Option (Right to Buy) A - Award D 1.48 3,334 3,334
2021-05-20 2021-05-19 4 Kariv Tomer ELOX Stock Option (Right to Buy) A - Award D 1.48 20,000 20,000
2021-05-20 2021-05-19 4 Veinrib Gadi ELOX Stock Option (Right to Buy) A - Award D 1.48 20,000 20,000
2021-05-20 2021-05-19 4 Seehra Jasbir ELOX Stock Option (Right to Buy) A - Award D 1.48 20,000 20,000
2021-05-20 2021-05-19 4 Nussbaum Ran ELOX Stock Option (Right to Buy) A - Award D 1.48 20,000 20,000
2021-05-20 2021-05-19 4 Rubin Steven D ELOX Stock Option (Right to Buy) A - Award D 1.48 20,000 20,000
2021-05-20 2021-05-19 4 Avnur Zafrira ELOX Stock Option (Right to Buy) A - Award D 1.48 20,000 20,000
2021-05-20 2021-05-19 4 PAREKH RAJESH B ELOX Stock Option (Right to Buy) A - Award D 1.48 3,334 3,334
2021-05-18 2021-05-18 4 MODUR VIJAY ELOX Stock Options (Right to Buy) A - Award D 1.41 496,204 496,204
2021-05-18 2021-05-18 4 Aggarwal Sumit ELOX Stock Options (Right to Buy) A - Award D 1.41 992,409 992,409
2021-05-17 2021-05-13 4 PAREKH RAJESH B ELOX Common Stock P - Purchase I 1.3500 2,381,890 3,216 4,827,129
2021-05-17 2021-05-13 4 PAREKH RAJESH B ELOX Common Stock P - Purchase I 1.3500 84,776 114 171,807
2021-05-17 2021-05-13 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 592,592 800 616,592
2021-05-17 2021-05-13 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 1,422,222 1,920 1,989,551
2021-05-17 2021-05-13 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 2,630,487 3,551 3,679,797
2021-05-17 2021-05-13 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 1,280,624 1,729 1,791,470
2021-05-17 2021-05-13 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 592,592 800 616,592
2021-05-17 2021-05-13 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 1,422,222 1,920 1,989,551
2021-05-17 2021-05-13 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 2,630,487 3,551 3,679,797
2021-05-17 2021-05-13 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 1,280,624 1,729 1,791,470
2021-05-17 2021-05-13 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 592,592 800 616,592
2021-05-17 2021-05-13 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 1,422,222 1,920 1,989,551
2021-05-17 2021-05-13 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 2,630,487 3,551 3,679,797
2021-05-17 2021-05-13 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 1.3500 1,280,624 1,729 1,791,470
2021-05-03 2021-04-30 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -1,562 10,938
2021-05-03 2021-04-30 4 Belloff Neil S. ELOX Common Stock F - Taxes D 2.1800 -459 -1 27,180
2021-05-03 2021-04-30 4 Belloff Neil S. ELOX Common Stock M - Exercise D 1,562 27,639
2021-04-22 2021-04-20 4 Geffken Daniel E. ELOX Non-Qualified Stock Option (right to buy) A - Award D 2.38 100,000 100,000
2021-04-05 2021-04-01 4 PAREKH RAJESH B ELOX Stock Option (Right to Buy) A - Award D 3.36 40,000 40,000
2021-04-05 2021-04-01 4 PAREKH RAJESH B ELOX Common Stock A - Award I 2,445,239 2,445,239
2021-04-05 2021-04-01 4 PAREKH RAJESH B ELOX Common Stock A - Award I 87,031 87,031
2021-04-02 2021-04-01 4 Walts Alan Edmund ELOX Stock Options (Right to Buy) A - Award D 3.36 40,000 40,000
2021-04-02 2021-04-01 4 Walts Alan Edmund ELOX Restricted Stock Units A - Award D 37,695 37,695
2021-04-02 2021-04-01 4 MODUR VIJAY ELOX Stock Options (Right to Buy) A - Award D 3.36 711,619 711,619
2021-04-02 2021-04-01 4 MODUR VIJAY ELOX Restricted Stock Units A - Award D 44,683 219,326
2021-04-02 2021-04-01 4 MODUR VIJAY ELOX Restricted Stock Units A - Award D 174,643 174,643
2021-04-02 2021-04-01 4 Aggarwal Sumit ELOX Stock Options (Right to Buy) A - Award D 3.36 1,423,238 1,423,238
2021-04-02 2021-04-01 4 Aggarwal Sumit ELOX Restricted Stock Units A - Award D 55,854 279,158
2021-04-02 2021-04-01 4 Aggarwal Sumit ELOX Restricted Stock Units A - Award D 223,304 223,304
2021-02-26 2021-02-25 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -25,000 75,000
2021-02-26 2021-02-25 4 Belloff Neil S. ELOX Common Stock F - Taxes D 3.9500 -7,338 -29 26,077
2021-02-26 2021-02-25 4 Belloff Neil S. ELOX Common Stock M - Exercise D 25,000 33,415
2021-02-26 2021-02-25 4 Williams Gregory C. ELOX Restricted Stock Units M - Exercise D -50,000 150,000
2021-02-26 2021-02-25 4 Williams Gregory C. ELOX Common Stock F - Taxes D 3.9500 -15,360 -61 44,629
2021-02-26 2021-02-25 4 Williams Gregory C. ELOX Common Stock M - Exercise D 50,000 59,989
2021-02-17 2021-02-12 4 MacDonald Stephen G. ELOX Stock Options A - Award D 4.04 18,849 18,849
2021-02-17 2021-02-12 4 Belloff Neil S. ELOX Stock Options A - Award D 4.04 120,000 120,000
2021-02-17 2021-02-12 4 Williams Gregory C. ELOX Stock Options A - Award D 4.04 300,000 300,000
2021-02-02 2021-01-30 4 Williams Gregory C. ELOX Restricted Stock Units M - Exercise D -1,875 15,000
2021-02-02 2021-01-30 4 Williams Gregory C. ELOX Common Stock F - Taxes D 3.4400 -643 -2 9,989
2021-02-02 2021-01-30 4 Williams Gregory C. ELOX Common Stock M - Exercise D 1,875 10,632
2021-02-02 2021-01-30 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -1,563 12,500
2021-02-02 2021-01-30 4 Belloff Neil S. ELOX Common Stock F - Taxes D 3.4400 -542 -2 8,415
2021-02-02 2021-01-30 4 Belloff Neil S. ELOX Common Stock M - Exercise D 1,563 8,957
2020-11-02 2020-10-30 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -1,562 14,063
2020-11-02 2020-10-30 4 Belloff Neil S. ELOX Common Stock F - Taxes D 2.5300 -459 -1 7,394
2020-11-02 2020-10-30 4 Belloff Neil S. ELOX Common Stock M - Exercise D 1,562 7,853
2020-11-02 2020-10-30 4 Williams Gregory C. ELOX Restricted Stock Units M - Exercise D -1,875 16,875
2020-11-02 2020-10-30 4 Williams Gregory C. ELOX Common Stock F - Taxes D 2.5300 -625 -2 8,757
2020-11-02 2020-10-30 4 Williams Gregory C. ELOX Common Stock M - Exercise D 1,875 9,382
2020-07-31 2020-07-30 4 Williams Gregory C. ELOX Restricted Stock Units M - Exercise D -1,875 18,750
2020-07-31 2020-07-30 4 Williams Gregory C. ELOX Common Stock F - Taxes D 2.8400 -576 -2 7,507
2020-07-31 2020-07-30 4 Williams Gregory C. ELOX Common Stock M - Exercise D 1,875 8,083
2020-07-31 2020-07-30 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -1,563 15,625
2020-07-31 2020-07-30 4 Belloff Neil S. ELOX Common Stock F - Taxes D 2.8400 -459 -1 6,291
2020-07-31 2020-07-30 4 Belloff Neil S. ELOX Common Stock M - Exercise D 1,563 6,750
2020-05-26 2020-05-20 4 Rubin Steven D ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Kleijwegt Martijn ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Nussbaum Ran ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Noiman Silvia ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Avnur Zafrira ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Kariv Tomer ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Veinrib Gadi ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Seehra Jasbir ELOX Stock Option (Right to Buy) A - Award D 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Pontifax Management 4 G.P. (2015) Ltd. ELOX Stock Option (Right to Buy) A - Award I 3.39 20,000 20,000
2020-05-22 2020-05-20 4 Pontifax Management 4 G.P. (2015) Ltd. ELOX Stock Option (Right to Buy) A - Award I 3.39 20,000 20,000
2020-05-01 2020-04-30 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -1,562 17,188
2020-05-01 2020-04-30 4 Belloff Neil S. ELOX Common Stock F - Taxes D 2.9200 -459 -1 5,187
2020-05-01 2020-04-30 4 Belloff Neil S. ELOX Common Stock M - Exercise D 1,562 5,646
2020-05-01 2020-04-30 4 Williams Gregory C. ELOX Restricted Stock Units M - Exercise D -1,875 20,625
2020-05-01 2020-04-30 4 Williams Gregory C. ELOX Common Stock F - Taxes D 2.9200 -577 -2 6,208
2020-05-01 2020-04-30 4 Williams Gregory C. ELOX Common Stock M - Exercise D 1,875 6,785
2020-03-16 2020-03-15 4 WEAVER GREGORY L ELOX Restricted Stock Units M - Exercise D -3,750 0
2020-03-16 2020-03-15 4 WEAVER GREGORY L ELOX Common Stock F - Taxes D 2.8500 -1,086 -3 10,431
2020-03-16 2020-03-15 4 WEAVER GREGORY L ELOX Common Stock M - Exercise D 3,750 11,517
2020-03-04 2020-01-30 4/A WEAVER GREGORY L ELOX Restricted Stock Units M - Exercise D -5,000 15,000
2020-03-04 2020-01-30 4/A WEAVER GREGORY L ELOX Common Stock F - Taxes D 3.9100 -1,733 -7 7,767
2020-03-04 2020-01-30 4/A WEAVER GREGORY L ELOX Common Stock M - Exercise D 5,000 9,500
2020-03-04 2020-01-30 4/A Williams Gregory C. ELOX Restricted Stock Units M - Exercise D -7,500 22,500
2020-03-04 2020-01-30 4/A Williams Gregory C. ELOX Common Stock F - Taxes D 3.9100 -2,590 -10 4,910
2020-03-04 2020-01-30 4/A Williams Gregory C. ELOX Common Stock M - Exercise D 7,500 7,500
2020-03-04 2020-01-30 4/A Snow David P. ELOX Restricted Stock Units M - Exercise D -6,250 18,750
2020-03-04 2020-01-30 4/A Snow David P. ELOX Common Stock F - Taxes D 3.9100 -2,045 -8 4,205
2020-03-04 2020-01-30 4/A Snow David P. ELOX Common Stock M - Exercise D 6,250 6,250
2020-03-04 2020-01-30 4/A Belloff Neil S. ELOX Restricted Stock Units M - Exercise D -6,250 18,750
2020-03-04 2020-01-30 4/A Belloff Neil S. ELOX Common Stock F - Taxes D 3.9100 -2,166 -8 4,084
2020-03-04 2020-01-30 4/A Belloff Neil S. ELOX Common Stock M - Exercise D 6,250 6,250
2020-03-03 2020-02-29 4 Ward Robert ELOX Restricted Stock Units M - Exercise D -5,607 0
2020-03-03 2020-02-29 4 Ward Robert ELOX Restricted Stock Units M - Exercise D -71,199 0
2020-03-03 2020-02-29 4 Ward Robert ELOX Common Stock F - Taxes D 3.1300 -23,285 -73 244,267
2020-03-03 2020-02-29 4 Ward Robert ELOX Common Stock M - Exercise D 76,806 267,552
2020-03-03 2020-02-29 4 Snow David P. ELOX Restricted Stock Units M - Exercise D -4,688 0
2020-03-03 2020-02-29 4 Snow David P. ELOX Common Stock F - Taxes D 3.1300 -1,534 -5 7,359
2020-03-03 2020-02-29 4 Snow David P. ELOX Common Stock M - Exercise D 4,688 8,893
2020-02-26 2020-02-25 4 Williams Gregory C. ELOX Restricted Stock Units A - Award D 200,000 200,000
2020-02-26 2020-02-25 4 Williams Gregory C. ELOX Stock Options A - Award D 3.59 400,000 400,000
2020-02-26 2020-02-25 4 Belloff Neil S. ELOX Restricted Stock Units A - Award D 100,000 100,000
2020-02-26 2020-02-25 4 Belloff Neil S. ELOX Stock Options A - Award D 3.59 200,000 200,000
2020-01-31 2020-01-30 4 Belloff Neil S. ELOX Restricted Stock Units M - Exercise D 6,250 18,750
2020-01-31 2020-01-30 4 Belloff Neil S. ELOX Common Stock F - Taxes D 3.9100 -2,166 -8 4,084
2020-01-31 2020-01-30 4 Belloff Neil S. ELOX Common Stock M - Exercise D 6,250 6,250
2020-01-31 2020-01-30 4 Snow David P. ELOX Restricted Stock Units M - Exercise D 6,250 18,750
2020-01-31 2020-01-30 4 Snow David P. ELOX Common Stock F - Taxes D 3.9100 -2,045 -8 4,205
2020-01-31 2020-01-30 4 Snow David P. ELOX Common Stock M - Exercise D 6,250 6,250
2020-01-31 2020-01-30 4 Williams Gregory C. ELOX Restricted Stock Units M - Exercise D 7,500 22,500
2020-01-31 2020-01-30 4 Williams Gregory C. ELOX Common Stock F - Taxes D 3.9100 -2,590 -10 4,910
2020-01-31 2020-01-30 4 Williams Gregory C. ELOX Common Stock M - Exercise D 7,500 7,500
2020-01-31 2020-01-30 4 WEAVER GREGORY L ELOX Restricted Stock Units M - Exercise D 5,000 15,000
2020-01-31 2020-01-30 4 WEAVER GREGORY L ELOX Common Stock F - Taxes D 3.9100 -1,733 -7 7,767
2020-01-31 2020-01-30 4 WEAVER GREGORY L ELOX Common Stock M - Exercise D 5,000 9,500
2019-12-27 2019-12-26 4 Ward Robert ELOX Restricted Stock Units M - Exercise D -35,599 284,794
2019-12-27 2019-12-26 4 Ward Robert ELOX Common Stock F - Taxes D 7.2600 -15,806 -115 190,746
2019-12-27 2019-12-26 4 Ward Robert ELOX Common Stock M - Exercise D 35,599 206,552
2019-09-27 2019-09-26 4 Ward Robert ELOX Restricted Stock Units M - Exercise D -35,599 320,393
2019-09-27 2019-09-26 4 Ward Robert ELOX Common Stock F - Taxes D 4.3700 -10,467 -46 170,953
2019-09-27 2019-09-26 4 Ward Robert ELOX Common Stock M - Exercise D 35,599 181,420
2019-09-13 2019-09-12 4 Williams Gregory C. ELOX Employee Stock Option (Right to Buy) A - Award D 6.47 225,000 225,000
2019-09-13 2019-09-12 4 Belloff Neil S. ELOX Employee Stock Option (Right to Buy) A - Award D 6.47 100,000 100,000
2019-09-13 2019-09-12 4 Snow David P. ELOX Employee Stock Option (Right to Buy) A - Award D 6.47 150,000 150,000
2019-06-27 2019-06-26 4 Ward Robert ELOX Restricted Stock Units M - Exercise D -35,599 355,992
2019-06-27 2019-06-26 4 Ward Robert ELOX Common Stock F - Taxes D 9.0300 -10,467 -95 145,821
2019-06-27 2019-06-26 4 Ward Robert ELOX Common Stock M - Exercise D 35,599 156,288
2019-06-26 2019-06-24 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 24,000 216 24,000
2019-06-26 2019-06-24 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 46,933 422 567,329
2019-06-26 2019-06-24 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 86,806 781 1,049,310
2019-06-26 2019-06-24 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 42,261 380 510,846
2019-06-26 2019-06-24 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 24,000 216 24,000
2019-06-26 2019-06-24 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 46,933 422 567,329
2019-06-26 2019-06-24 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 86,806 781 1,049,310
2019-06-26 2019-06-24 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 42,261 380 510,846
2019-06-26 2019-06-24 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 24,000 216 24,000
2019-06-26 2019-06-24 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 46,933 422 567,329
2019-06-26 2019-06-24 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 86,806 781 1,049,310
2019-06-26 2019-06-24 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.0000 42,261 380 510,846
2019-05-30 2019-05-29 4/A Nussbaum Ran ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-30 2019-05-29 4 Kleijwegt Martijn ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Veinrib Gadi ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Seehra Jasbir ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Rubin Steven D ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Kariv Tomer ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Pontifax Management 4 G.P. (2015) Ltd. ELOX Stock Option (Right to Buy) A - Award I 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Pontifax Management 4 G.P. (2015) Ltd. ELOX Stock Option (Right to Buy) A - Award I 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Avnur Zafrira ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Nussbaum Ran ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-05-29 2019-05-29 4 Noiman Silvia ELOX Stock Option (Right to Buy) A - Award D 9.02 20,000 20,000
2019-03-28 2019-03-26 4 Ward Robert ELOX Restricted Stock Units M - Exercise D -35,599 391,591
2019-03-28 2019-03-26 4 Ward Robert ELOX Common Stock F - Taxes D 11.5000 -10,467 -120 120,689
2019-03-28 2019-03-26 4 Ward Robert ELOX Common Stock M - Exercise D 35,599 131,156
2019-01-31 2019-01-30 4 Williams Gregory C. ELOX Restricted Stock Units A - Award D 30,000 30,000
2019-01-31 2019-01-30 4 Williams Gregory C. ELOX Stock Options A - Award D 11.53 100,000 100,000
2019-01-31 2019-01-30 4 WEAVER GREGORY L ELOX Restricted Stock Units A - Award D 20,000 20,000
2019-01-31 2019-01-30 4 WEAVER GREGORY L ELOX Stock Options A - Award D 11.53 60,000 60,000
2019-01-31 2019-01-30 4 Belloff Neil S. ELOX Restricted Stock Units A - Award D 25,000 25,000
2019-01-31 2019-01-30 4 Belloff Neil S. ELOX Stock Options A - Award D 11.53 50,000 50,000
2019-01-31 2019-01-30 4 Snow David P. ELOX Restricted Stock Units A - Award D 25,000 25,000
2019-01-31 2019-01-30 4 Snow David P. ELOX Stock Options A - Award D 11.53 55,000 55,000
2019-01-31 2019-01-30 4 Ward Robert ELOX Stock Options A - Award D 11.53 226,000 226,000
2018-12-28 2018-12-28 4 Ward Robert ELOX Common Stock G - Gift D -50,000 95,557
2018-12-28 2018-12-26 4 Ward Robert ELOX Restricted Stock Units M - Exercise D -213,595 427,190
2018-12-28 2018-12-26 4 Ward Robert ELOX Common Stock F - Taxes D 12.6000 -83,038 -1,046 145,557
2018-12-28 2018-12-26 4 Ward Robert ELOX Common Stock M - Exercise D 213,595 228,595
2018-06-29 2018-06-06 4 Noiman Silvia ELOX Stock Option (Right to Buy) M - Exercise D 0.00 -349,400 0
2018-06-29 2018-06-06 4 Noiman Silvia ELOX Common Stock M - Exercise D 0.0006 349,400 0 490,789
2018-06-26 2018-06-25 4 Snow David P. ELOX Employee Stock Option (Right to Buy) A - Award D 18.85 200,000 200,000
2018-06-26 2018-06-25 4 Williams Gregory C. ELOX Employee Stock Option (Right to Buy) A - Award D 18.84 300,000 300,000
2018-06-20 2018-06-18 4 Belloff Neil S. ELOX Employee Stock Option (Right to Buy) A - Award D 20.85 125,000 125,000
2018-06-19 2018-06-15 4 Avnur Zafrira ELOX Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Veinrib Gadi ELOX Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Noiman Silvia ELOX Employee Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Noiman Silvia ELOX Employee Stock Option (Right to Buy) A - Award D 23.27 141,389 141,389
2018-06-19 2018-06-15 4 Noiman Silvia ELOX Common Stock A - Award D 141,389 141,389
2018-06-19 2018-06-15 4 Nussbaum Ran ELOX Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Pontifax Management 4 G.P. (2015) Ltd. ELOX Stock Option (Right to Buy) A - Award I 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Pontifax Management 4 G.P. (2015) Ltd. ELOX Stock Option (Right to Buy) A - Award I 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Pontifax Management III G.P. (2011) Ltd. ELOX Stock Option (Right to Buy) A - Award I 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Pontifax Management III G.P. (2011) Ltd. ELOX Stock Option (Right to Buy) A - Award I 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Rubin Steven D ELOX Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Seehra Jasbir ELOX Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Kariv Tomer ELOX Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-06-19 2018-06-15 4 Kleijwegt Martijn ELOX Stock Option (Right to Buy) A - Award D 23.27 40,000 40,000
2018-05-23 2018-05-22 4 Ward Robert ELOX Common Stock P - Purchase D 14.3400 5,000 72 15,000
2018-05-18 2018-05-16 4 Huertas Pedro ELOX Common Stock A - Award D 33,000 137,725
2018-05-11 2018-05-11 4 Huertas Pedro ELOX Common Stock A - Award D 104,725 104,725
2018-05-11 2018-05-10 4 Huertas Pedro ELOX Employee Stock Option (Right to Buy) A - Award D 14.88 104,725 104,725
2018-05-01 2018-04-30 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 93,333 910 520,396
2018-05-01 2018-04-30 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 172,626 1,683 962,504
2018-05-01 2018-04-30 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 84,041 819 468,585
2018-05-01 2018-04-30 4 Shabtai Gilad ELOX Common Stock P - Purchase D 9.7500 75,000 731 3,351,770
2018-05-01 2018-04-30 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 93,333 910 520,396
2018-05-01 2018-04-30 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 172,626 1,683 962,504
2018-05-01 2018-04-30 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 84,041 819 468,585
2018-05-01 2018-04-30 4 Kleijwegt Martijn By LSP investment fund ELOX Common Stock P - Purchase I 9.7500 300,000 2,925 2,953,673
2018-05-01 2018-04-30 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 93,333 910 520,396
2018-05-01 2018-04-30 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 172,626 1,683 962,504
2018-05-01 2018-04-30 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 9.7500 84,041 819 468,585
2018-04-05 2018-04-04 4 Shabtai Gilad ELOX Common Stock P - Purchase D 9.5800 2,600 25 3,276,770
2018-04-05 2018-04-03 4 Shabtai Gilad ELOX Common Stock P - Purchase D 9.4100 5,700 54 3,274,170
2018-04-02 2018-03-29 4 Shabtai Gilad ELOX Common Stock P - Purchase D 9.6400 4,500 43 3,268,470
2018-03-28 2018-03-26 4 Avnur Zafrira By: Spouse's IRA ELOX Common Stock P - Purchase I 9.4900 2,000 19 2,263
2018-03-26 2018-03-23 4 Ward Robert ELOX Common Stock P - Purchase D 8.9900 10,000 90 10,000
2018-03-26 2018-03-23 4 WEAVER GREGORY L ELOX Common Stock P - Purchase D 8.5600 4,500 39 4,500
2018-03-23 2018-03-22 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 1,600 13 427,063
2018-03-23 2018-03-22 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 2,959 24 789,878
2018-03-23 2018-03-22 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 1,441 12 384,544
2018-03-23 2018-03-21 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 1,760 13 425,463
2018-03-23 2018-03-21 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 3,255 25 786,919
2018-03-23 2018-03-21 4 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 1,585 12 383,103
2018-03-23 2018-03-22 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 1,600 13 427,063
2018-03-23 2018-03-22 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 2,959 24 789,878
2018-03-23 2018-03-22 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 1,441 12 384,544
2018-03-23 2018-03-21 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 1,760 13 425,463
2018-03-23 2018-03-21 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 3,255 25 786,919
2018-03-23 2018-03-21 4 Kariv Tomer By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 1,585 12 383,103
2018-03-23 2018-03-22 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 1,600 13 427,063
2018-03-23 2018-03-22 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 2,959 24 789,878
2018-03-23 2018-03-22 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 8.0000 1,441 12 384,544
2018-03-23 2018-03-21 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 1,760 13 425,463
2018-03-23 2018-03-21 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 3,255 25 786,919
2018-03-23 2018-03-21 4 Nussbaum Ran By Pontifax Investment Fund ELOX Common Stock P - Purchase I 7.5500 1,585 12 383,103
2018-03-22 2018-03-21 4 Avnur Zafrira By: Spouse's IRA ELOX Common Stock P - Purchase I 7.6000 263 2 263
2018-02-23 2017-12-20 4/A WEAVER GREGORY L ELOX Employee Stock Option (Right to Buy) A - Award D 6.00 399,266 399,266
2018-01-22 2018-01-15 4 Huertas Pedro ELOX Stock Option (Right to Buy) A - Award D 6.65 50,000 50,000
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 11,065,008
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 9,200,774
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 13,677,320
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 9,158,589
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 9,560,735
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 11,065,008
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 9,200,774
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 9,560,735
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 9,158,589
2017-12-29 3 Kariv Tomer By Pontifax Investment Fund SVOND Common Stock I 13,677,320
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 11,065,008
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 9,560,735
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 9,200,774
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 9,158,589
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 11,065,008
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 9,158,589
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 9,560,735
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 13,677,320
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 9,200,774
2017-12-29 3 Nussbaum Ran By Pontifax Investment Fund SVOND Common Stock I 13,677,320
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,012,588
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 1,970,403
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 1,970,403
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,012,588
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,012,588
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 1,970,403
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,372,549
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,012,588
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 1,970,403
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,372,549
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 1,970,403
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,372,549
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,372,549
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,012,588
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 1,970,403
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,372,549
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,012,588
2017-12-29 3 Pontifax Management 4 G.P. (2015) Ltd. By Pontifax Investment Fund SVOND Common Stock I 2,372,549
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 12,088,435
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 9,476,123
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 9,476,123
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 12,088,435
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 9,476,123
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 9,476,123
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 12,088,435
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 12,088,435
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 9,476,123
2017-12-29 3 Pontifax Management III G.P. (2011) Ltd. By Pontifax Investment Fund SVOND Common Stock I 12,088,435
2017-12-29 3 Shabtai Gilad SVOND Common Stock D 6,527,940
2017-12-29 3 Shabtai Gilad SVOND Common Stock D 6,527,940
2017-12-29 3 Kleijwegt Martijn By LSP investment fund SVOND Common Stock I 5,307,346
2017-12-29 3 Kleijwegt Martijn By LSP investment fund SVOND Common Stock I 5,307,346
2017-12-28 2017-12-26 4 Ward Robert SVOND Restricted Stock Units A - Award D -640,785 640,785
2017-12-28 2017-12-26 4 Ward Robert SVOND Stock Options (Right to Buy) A - Award D 8.00 -640,785 640,785
2017-12-28 2017-12-26 4 Ward Robert SVOND Stock Options (Right to Buy) A - Award D 8.00 -22,427 22,427
2017-12-28 2017-12-26 4 Ward Robert SVOND Restricted Stock Units A - Award D -22,427 22,427
2017-12-22 2017-12-20 4 WEAVER GREGORY L SVON Stock Option (Right to Buy) A - Award D 7.00 399,266 399,266
2017-12-21 2017-12-19 4 Rubin Steven D SVOND Common Stock Option (Right to Buy) A - Award D 6.00 43,189 43,189
2017-12-21 2017-12-19 4 FROST PHILLIP MD ET AL SVOND Company Stock Option A - Award D 6.00 3,621 3,621
2017-12-21 2017-12-19 4 BRACA JOHN N SVOND Company Stock Option A - Award D 6.00 18,190 18,190
2017-12-21 2017-12-19 4 RECTOR DAVID SVOND Common Stock Option (Right to Buy) A - Award D 6.00 27,500 27,500
2017-12-21 2017-12-19 4 Opko Health, Inc. SVOND Common Stock A - Award D 495,126 1,289,818
2017-11-07 2017-09-19 4 Opko Health, Inc. SVON 0% Series C Convertible Perferred C - Conversion D 0.40 -66,667 0
2017-11-07 2017-09-19 4 Opko Health, Inc. SVON Common Stock C - Conversion D 1,250,006 15,893,844
2017-08-14 2017-08-10 4 Opko Health, Inc. SVON Convertible Promissory Note C - Conversion D 0.10 0
2017-08-14 2017-08-10 4 Opko Health, Inc. SVON Convertible Promissory Note C - Conversion D 0.10 0
2017-08-14 2017-08-10 4 Opko Health, Inc. SVON Common Stock C - Conversion D 0.1000 2,563,699 256 14,643,838
2017-08-14 2017-08-10 4 Opko Health, Inc. SVON Common Stock C - Conversion D 0.1000 1,563,123 156 12,080,139
2017-08-04 3 Opko Health, Inc. SVON Common Stock D 21,034,032
2017-08-04 3 Opko Health, Inc. SVON Common Stock D 21,034,032
2017-02-16 2017-02-14 4 FROST PHILLIP MD ET AL SVON Company Stock Option A - Award D 0.22 0.1100 109,091 12 109,091
2017-02-16 2017-02-14 4 Rubin Steven D SVON Company Stock Option A - Award D 0.22 0.1100 160,227 18 160,227
2017-02-16 2017-02-14 4 BRACA JOHN N SVON Company Stock Option A - Award D 0.22 0.1100 167,045 18 167,045
2016-06-15 2016-06-13 4 BRACA JOHN N SVON Company Stock Option A - Award D 0.22 0.1100 89,773 10 89,773
2016-06-15 2016-06-13 4 Rubin Steven D SVON Company Stock Option A - Award D 0.22 0.1100 89,773 10 89,773
2016-06-15 2016-06-13 4 FROST PHILLIP MD ET AL SVON Company Stock Option A - Award D 0.22 0.1100 78,409 9 78,409
2015-11-23 2015-11-19 4 Rubin Steven D SVON Company Stock Option A - Award D 0.50 0.2500 40,000 10 40,000
2015-11-23 2015-11-19 4 FROST PHILLIP MD ET AL SVON Company Stock Option A - Award D 0.50 0.2500 32,500 8 32,500
2015-11-23 2015-11-19 4 Waksal Harlan SVON Company Stock Option A - Award D 0.50 0.2500 40,000 10 40,000
2015-11-23 2015-11-19 4 BRACA JOHN N SVON Company Stock Option A - Award D 0.50 0.2500 42,500 11 42,500
2015-10-01 2015-09-29 4 FROST PHILLIP MD ET AL SVON Common Stock P - Purchase I 0.6100 35,000 21 1,598,170
2015-05-20 2015-05-18 4 Waksal Harlan SVON Common Stock Option A - Award D 0.97 0.9700 11,340 11 147,693
2015-02-23 2015-02-19 4 Waksal Harlan SVON Common Stock Option A - Award D 0.54 0.5400 26,552 14 136,353
2014-11-20 2014-11-18 4 GRAZIANO JAMES JOSEPH SVON Common Stock Option (right to buy) A - Award D 0.83 28,140 28,140
2014-11-20 2014-11-18 4 RIOS MIGUEL DE LOS SVON Common Stock Option (right to buy) A - Award D 0.83 34,020 147,102
2014-11-20 2014-11-18 4 FROST PHILLIP MD ET AL SVON Common Stock Option (right to buy) A - Award D 0.83 25,344 25,344
2014-11-20 2014-11-18 4 Waksal Harlan SVON Common Stock Option (right to buy) A - Award D 0.83 0.4200 17,168 7 109,500
2014-11-20 2014-11-18 4 Waksal Harlan SVON Common Stock Option (right to buy) A - Award D 0.83 38,034 92,332
2014-11-20 2014-11-18 4 SMIDER VAUGHN SVON Common Stock Option (right to buy) A - Award D 0.83 42,210 42,210
2014-11-20 2014-11-18 4 FORBES CHRISTOPHER SVON Common Stock Option (right to buy) A - Award D 0.83 0.4200 3,462 1 67,569
2014-11-20 2014-11-18 4 FORBES CHRISTOPHER SVON Common Stock Option (right to buy) A - Award D 0.83 27,882 64,107
2014-11-20 2014-11-18 4 RECTOR DAVID SVON Common Stock Option (right to buy) A - Award D 0.83 0.4200 5,270 2 78,650
2014-11-20 2014-11-18 4 RECTOR DAVID SVON Common Stock Option (right to buy) A - Award D 0.83 31,698 73,380
2014-11-20 2014-11-18 4 MARTELL RON SVON Common Stock Option (right to buy) A - Award D 0.83 56,364 456,364
2014-11-20 2014-11-18 4 BROOKS JOEL SVON Common Stock Option (right to buy) A - Award D 0.83 28,140 47,300
2014-11-20 2014-11-18 4 THOMPSON JOHN PHD SVON Common Stock Option (right to buy) A - Award D 0.83 34,020 53,391
2014-11-20 2014-11-18 4 BRACA JOHN N SVON Common Stock Option (right to buy) A - Award D 0.83 0.4200 5,270 2 77,914
2014-11-20 2014-11-18 4 BRACA JOHN N SVON Common Stock Option (right to buy) A - Award D 0.83 31,698 72,644
2014-11-20 2014-11-18 4 Dondero Richard S SVON Common Stock Option (right to buy) A - Award D 0.83 28,140 49,476
2014-11-20 2014-11-18 4 Browne Leslie J SVON Common Stock Option (right to buy) A - Award D 0.83 42,210 82,065
2014-11-20 2014-11-18 4 Rubin Steven D SVON Common Stock Option (right to buy) A - Award D 0.83 0.4200 3,314 1 28,658
2014-11-20 2014-11-18 4 Rubin Steven D SVON Common Stock Option (right to buy) A - Award D 0.83 25,344 25,344
2014-06-26 2014-06-25 4/A MARTELL RON SNTI Employee Stock Option A - Award D 2.66 400,000 400,000
2014-06-17 2014-06-13 4 FROST PHILLIP MD ET AL SNTI Series FA Warrants A - Award I 3.00 211,626 211,626
2014-06-17 2014-06-13 4 FROST PHILLIP MD ET AL SNTI Series A Warrants A - Award I 3.00 333,333 333,333
2014-06-17 2014-06-13 4 FROST PHILLIP MD ET AL SNTI Series FA Warrants D - Sale to Issuer I 3.00 -211,626 0
2014-06-17 2014-06-13 4 FROST PHILLIP MD ET AL SNTI Series A Warrants D - Sale to Issuer I 3.00 -333,333 0
2014-06-16 2014-06-13 4 SMIDER VAUGHN SNTI Series FA Warrants A - Award I 3.00 7,411 249,974
2014-06-16 2014-06-13 4 SMIDER VAUGHN SNTI Series FA Warrants A - Award D 3.00 242,563 242,563
2014-06-16 2014-06-13 4 SMIDER VAUGHN SNTI Series FA Warrants D - Sale to Issuer I 3.00 -7,411 0
2014-06-16 2014-06-13 4 SMIDER VAUGHN SNTI Series FA Warrants D - Sale to Issuer D 3.00 -242,563 7,411
2014-06-16 2014-06-13 4 GRAZIANO JAMES JOSEPH SNTI Series FA Warrants A - Award D 3.00 24,641 24,641
2014-06-16 2014-06-13 4 GRAZIANO JAMES JOSEPH SNTI Series FA Warrants D - Sale to Issuer D 3.00 -24,641 0
2014-05-20 2014-05-16 4 STALDER RUEDI SNTI Common Stock Option A - Award D 2.65 7,500 52,405
2014-05-20 2014-05-16 4 QUICK THOMAS C SNTI Common Stock A - Award D 5,000 13,149
2014-05-20 2014-05-16 4 Van Hulst Jack SNTI Common Stock Option A - Award D 2.65 7,500 43,056
2014-05-20 2014-05-16 4 Isabelle Warren John SNTI Common Stock A - Award D 5,000 6,038
2014-05-20 2014-05-16 4 SMIDER VAUGHN Such warrants were issued to Smider Biomed, which is controlled by Dr. Smider SNTI Warrants A - Award I 2.00 410 13,804
2014-05-20 2014-05-16 4 SMIDER VAUGHN Such warrants were issued to Smider Biomed, which is controlled by Dr. Smider SNTI Warrants A - Award I 2.00 23 762
2014-05-20 2014-05-16 4 SMIDER VAUGHN Such warrants were issued to Smider Biomed, which is controlled by Dr. Smider SNTI Warrants A - Award I 4.00 8,185 276,047
2014-05-20 2014-05-16 4 SMIDER VAUGHN Such warrants were issued to Smider Biomed, which is controlled by Dr. Smider. SNTI Warrants A - Award I 4.00 244 8,180
2014-05-20 2014-05-16 4 SMIDER VAUGHN Such warrants were issued to Smider Biomed, which is controlled by Dr. Smider SNTI Warrants A - Award I 3.00 7,411 249,974
2014-05-20 2014-05-16 4 SMIDER VAUGHN SNTI Warrants A - Award D 2.00 13,394 13,394
2014-05-20 2014-05-16 4 SMIDER VAUGHN SNTI Warrants A - Award D 2.00 739 739
2014-05-20 2014-05-16 4 SMIDER VAUGHN SNTI Warrants A - Award D 4.00 267,862 267,862
2014-05-20 2014-05-16 4 SMIDER VAUGHN SNTI Warrants A - Award D 4.00 7,936 7,936
2014-05-20 2014-05-16 4 SMIDER VAUGHN SNTI Warrants A - Award D 3.00 242,563 242,563
2014-05-20 2014-05-16 4 SMIDER VAUGHN Such shares are held by Smider Biomed which is controlled by Dr. Smider. SNTI Common Stock A - Award I 31,396 1,058,970
2014-05-20 2014-05-16 4 SMIDER VAUGHN SNTI Common Stock A - Award D 1,027,574 1,058,970
2014-05-20 2014-05-16 4 GRAZIANO JAMES JOSEPH SNTI Warrant A - Award D 2.00 1,361 1,361
2014-05-20 2014-05-16 4 GRAZIANO JAMES JOSEPH SNTI Warrant A - Award D 2.00 76 76
2014-05-20 2014-05-16 4 GRAZIANO JAMES JOSEPH SNTI Warrant A - Award D 4.00 27,211 27,211
2014-05-20 2014-05-16 4 GRAZIANO JAMES JOSEPH SNTI Warrant A - Award D 4.00 807 807
2014-05-20 2014-05-16 4 GRAZIANO JAMES JOSEPH SNTI Warrant A - Award D 3.00 24,641 24,641
2014-05-20 2014-05-16 4 GRAZIANO JAMES JOSEPH SNTI Common Stock A - Award D 104,386 104,386
2014-05-20 2014-05-16 4 RIOS MIGUEL DE LOS SNTI Common Stock Option A - Award D 2.65 113,082 113,082
2014-05-20 3 Frost Gamma Investments Trust SNTI Common Stock I 1,333,332
2014-05-20 3 Frost Gamma Investments Trust SNTI Common Stock I 1,333,332
2014-05-20 3 Frost Gamma Investments Trust SNTI Common Stock I 1,333,332
2014-05-20 2014-05-16 4 FROST PHILLIP MD ET AL SNTI Warrant A - Award I 2.00 11,688 11,688
2014-05-20 2014-05-16 4 FROST PHILLIP MD ET AL SNTI Warrant A - Award I 2.00 646 646
2014-05-20 2014-05-16 4 FROST PHILLIP MD ET AL SNTI Warrant A - Award I 4.00 233,696 567,029
2014-05-20 2014-05-16 4 FROST PHILLIP MD ET AL SNTI Warrant A - Award I 4.00 6,927 6,927
2014-05-20 2014-05-16 4 FROST PHILLIP MD ET AL SNTI Warrant A - Award I 3.00 211,626 544,959
2014-05-20 2014-05-16 4 FROST PHILLIP MD ET AL SNTI Common Stock A - Award I 896,504 1,563,170
2014-05-16 2014-05-14 4 FORBES CHRISTOPHER SNTI Common Stock Option A - Award D 2.77 17,464 36,406
2014-05-16 2014-05-14 4 RECTOR DAVID SNTI Common Stock Option A - Award D 2.77 21,074 41,682
2014-05-16 2014-05-14 4 STALDER RUEDI SNTI Common Stock Option A - Award D 2.77 20,306 44,905
2014-05-16 2014-05-14 4 QUICK THOMAS C SNTI Common Stock Options A - Award D 2.77 10,560 26,738
2014-05-16 2014-05-14 4 BRACA JOHN N SNTI Common Stock Option A - Award D 2.77 21,074 40,946
2014-05-16 2014-05-14 4 Van Hulst Jack SNTI Common Stock Options A - Award D 2.77 16,788 35,556
2014-05-16 2014-05-14 4 Waksal Harlan SNTI Common Stock Option A - Award D 2.77 21,932 54,298
2013-12-20 2013-12-19 4 Browne Leslie J SNTI Common Stock P - Purchase D 4.1500 800 3 1,290
2013-09-24 2013-09-13 4/A Waksal Harlan SNTI Common Stock Option A - Award D 0.05 530,000 3,236,572
2013-09-16 2013-09-13 4 FORBES CHRISTOPHER SNTI Common Stock Option A - Award D 0.05 318,000 2,002,193
2013-09-16 2013-09-13 4 RECTOR DAVID SNTI Common Stock Option A - Award D 0.05 371,000 2,080,765
2013-09-16 2013-09-13 4 STALDER RUEDI SNTI Common Stock Option A - Award D 0.05 265,000 2,479,851
2013-09-16 2013-09-13 4 QUICK THOMAS C SNTI Common Stock Option A - Award D 0.05 265,000 1,637,763
2013-09-16 2013-09-13 4 BROOKS JOEL SNTI Common Stock Option A - Award D 0.05 985,000 2,177,200
2013-09-16 2013-09-13 4 THOMPSON JOHN PHD SNTI Common Stock Option A - Award D 0.05 985,000 2,203,276
2013-09-16 2013-09-13 4 BRACA JOHN N SNTI Common Stock Option A - Award D 0.05 371,000 1,992,215
2013-09-16 2013-09-13 4 Dondero Richard S SNTI Common Stock Option A - Award D 0.05 985,000 2,360,124
2013-09-16 2013-09-13 4 Browne Leslie J SNTI Common Stock Option A - Award D 0.05 1,723,000 4,157,800
2013-09-16 2013-09-13 4 Van Hulst Jack SNTI Common Stock Option A - Award D 0.05 265,000 1,876,761
2013-09-16 2013-09-13 4 Waksal Harlan SNTI Common Stock Option A - Award D 0.05 530,000 3,236,572
2013-09-16 2013-09-13 4 Isabelle Warren John SNTI Common Stock Option A - Award D 0.05 265,000 755,000
2013-05-21 2013-05-20 4 Browne Leslie J SNTI Common Stock P - Purchase D 0.0400 30,000 1 49,000
2013-05-20 2013-05-17 4 FORBES CHRISTOPHER SNTI Common Stock Option A - Award D 0.04 238,372 1,684,193
2013-05-20 2013-05-17 4 RECTOR DAVID SNTI Common Stock Option A - Award D 0.04 244,186 1,704,765
2013-05-20 2013-05-17 4 STALDER RUEDI SNTI Common Stock Option A - Award D 0.04 296,512 2,214,851
2013-05-20 2013-05-17 4 QUICK THOMAS C SNTI Common Stock Option A - Award D 0.04 162,790 1,372,763
2013-05-20 2013-05-17 4 BRACA JOHN N SNTI Common Stock Option A - Award D 0.04 139,534 1,621,215
2013-05-20 2013-05-17 4 Van Hulst Jack SNTI Common Stock Option A - Award D 0.04 255,814 1,611,761
2013-05-20 2013-05-17 4 Waksal Harlan SNTI Common Stock Option A - Award D 0.04 273,256 2,716,572
2013-02-20 2013-02-19 4 FORBES CHRISTOPHER SNTI Common Stock Option A - Award D 0.15 89,016 1,495,821
2013-02-20 2013-02-19 4 RECTOR DAVID SNTI Common Stock Options A - Award D 0.13 96,590 1,460,579
2013-02-20 2013-02-19 4 QUICK THOMAS C SNTI Common Stock Option A - Award D 0.13 75,758 1,209,973
2013-02-20 2013-02-19 4 STALDER RUEDI SNTI Common Stock Options A - Award D 0.13 119,318 1,918,339
2013-02-20 2013-02-19 4 BRACA JOHN N SNTI Common Stock Option A - Award D 0.13 56,818 1,481,681
2013-02-20 2013-02-19 4 Van Hulst Jack SNTI Common Stock Option A - Award D 0.13 71,970 1,355,947
2013-02-20 2013-02-19 4 Waksal Harlan SNTI Common Stock Option A - Award D 0.13 145,834 2,433,316
2012-11-26 2012-11-26 4 FORBES CHRISTOPHER SNT Common Stock P - Purchase D 0.1600 2,500 0 12,757,318
2012-11-26 2012-11-21 4 RECTOR DAVID SNT Common Stock P - Purchase D 0.1550 38,000 6 352,785
2012-11-16 2012-11-16 4 FORBES CHRISTOPHER SNT Common Stock Options A - Award D 0.18 124,242 1,426,805
2012-11-16 2012-11-16 4 FORBES CHRISTOPHER SNT Common Stock Options A - Award D 0.18 252,000 1,302,563
2012-11-16 2012-11-16 4 RECTOR DAVID SNT Common Stock Options A - Award D 0.16 59,090 1,383,989
2012-11-16 2012-11-16 4 RECTOR DAVID SNT Common Stock Options A - Award D 0.16 294,000 1,324,899
2012-11-16 2012-11-16 4 STALDER RUEDI SNT Common Stock Options A - Award D 0.16 136,364 1,819,021
2012-11-16 2012-11-16 4 STALDER RUEDI SNT Common Stock Options A - Award D 0.16 210,000 1,682,657
2012-11-16 2012-11-16 4 QUICK THOMAS C SNT Common Stock Options A - Award D 0.16 103,030 1,154,215
2012-11-16 2012-11-16 4 QUICK THOMAS C SNT Common Stock Options A - Award D 0.16 210,000 1,051,185
2012-11-16 2012-11-16 4 BROOKS JOEL SNT Common Stock Options A - Award D 0.16 780,000 1,797,200
2012-11-16 2012-11-16 4 THOMPSON JOHN PHD SNT Common Stock Options A - Award D 0.16 780,000 1,823,276
2012-11-16 2012-11-16 4 BRACA JOHN N SNT Common Stock Options A - Award D 0.16 77,272 1,424,863
2012-11-16 2012-11-16 4 BRACA JOHN N SNT Common Stock Options A - Award D 0.16 294,000 1,347,591
2012-11-16 2012-11-16 4 Dondero Richard S SNT Common Stock Options A - Award D 0.16 780,000 1,960,124
2012-11-16 2012-11-16 4 Browne Leslie J SNT Common Stock Option A - Award D 0.16 1,365,000 3,458,550
2012-11-16 2012-11-16 4 Van Hulst Jack SNT Common Stock Options A - Award D 0.16 106,060 1,283,977
2012-11-16 2012-11-16 4 Van Hulst Jack SNT Common Stock Options A - Award D 0.16 210,000 1,177,917
2012-11-16 2012-11-16 4 Waksal Harlan SNT Common Stock Options A - Award D 0.16 165,152 2,287,482
2012-11-16 2012-11-16 4 Waksal Harlan SNT Common Stock Options A - Award D 0.16 420,000 2,122,330
2012-11-16 2012-11-16 4 Isabelle Warren John SNT Common Stock Option A - Award D 0.16 210,000 490,000
2012-10-05 2012-08-08 4 FORBES CHRISTOPHER SNT Series B Convertible Preferred Stock C - Conversion D 0.26 -1,000 0
2012-10-05 2012-08-08 4 FORBES CHRISTOPHER SNT Common Stock C - Conversion D 0.2600 4,292,583 1,116 12,754,818
2012-10-05 2012-08-08 4 Waksal Harlan SNT Series B Convertible Preferred Stock C - Conversion D 0.26 -200 0
2012-10-05 2012-08-08 4 Waksal Harlan SNT Common Stock C - Conversion D 0.2600 858,517 223 2,805,750
2012-05-18 2012-05-16 4 FORBES CHRISTOPHER SNT Common Stock Option A - Award D 0.23 35,366 1,050,563
2012-05-18 2012-05-16 4 RECTOR DAVID SNT Common Stock Option A - Award D 0.20 10,976 1,030,899
2012-05-18 2012-05-16 4 STALDER RUEDI SNT Common Stock Option A - Award D 0.20 40,244 1,472,657
2012-05-18 2012-05-16 4 QUICK THOMAS C SNT Common Stock Option A - Award D 0.20 34,146 841,185
2012-05-18 2012-05-16 4 BRACA JOHN N SNT Common Stock Option A - Award D 0.20 10,976 1,053,591
2012-05-18 2012-05-16 4 Van Hulst Jack SNT Common Stock Option A - Award D 0.20 31,708 967,917
2012-05-18 2012-05-16 4 Waksal Harlan SNT Common Stock Option A - Award D 0.20 46,342 1,702,330
2012-04-13 2012-03-22 4 Klaver Paul Edward By Spouse SNT Common Stock G - Gift I 3,000,000 10,146,527
2012-04-13 2012-03-22 4 Klaver Paul Edward SNT Common Stock G - Gift D -3,000,000 7,146,527
2012-04-13 2012-03-15 4 Klaver Paul Edward By Evantod Ltd SNT Common Stock G - Gift I 2,000,000 10,146,527
2012-04-13 2012-03-15 4 Klaver Paul Edward SNT Common Stock G - Gift D -2,000,000 8,146,527
2012-03-30 2012-03-29 4 Browne Leslie J SNT Common Stock P - Purchase D 0.2600 10,000 3 19,000
2012-03-12 3 Klaver Paul Edward By spouse SNT Common Stock I 206,300
2012-03-12 3 Klaver Paul Edward SNT Common Stock D 10,146,527
2012-02-24 2012-02-16 4 FORBES CHRISTOPHER SNT Common Stock Option A - Award D 0.26 36,458 1,015,197
2012-02-24 2012-02-16 4 RECTOR DAVID SNT Common Stock Option A - Award D 0.24 15,626 1,019,923
2012-02-24 2012-02-16 4 STALDER RUEDI SNT Common Stock Option A - Award D 0.24 40,626 1,432,413
2012-02-24 2012-02-16 4 QUICK THOMAS C SNT Common Stock Option A - Award D 0.24 29,166 767,039
2012-02-24 2012-02-16 4 BRACA JOHN N SNT Common Stock Option A - Award D 0.24 15,626 1,042,615
2012-02-24 2012-02-16 4 Van Hulst Jack SNT Common Stock Option A - Award D 0.24 20,834 936,209
2012-02-24 2012-02-16 4 Waksal Harlan SNT Common Stock Option A - Award D 0.24 45,834 1,655,988
2012-01-19 2012-01-06 4 FORBES CHRISTOPHER SNT Common Stock P - Purchase D 0.2600 192,308 50 8,239,021
2012-01-19 2012-01-06 4 Waksal Harlan SNT Common Stock P - Purchase D 0.2600 961,538 250 1,902,590
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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