PHIO / Phio Pharmaceuticals Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

菲奧製藥公司

已發行股份 11,617,250 shares
內部人士股份102,563,537 shares
所有內部人士19
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

0 ( )
9127 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

0.000% ( )
9031 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Phio Pharmaceuticals Corp.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Advanced RNA Technologies, LLC - 1,221,723 1,221,723
Patricia A Bradford Director - [D] 45,651 45,651
John A Barrett Chief Development Officer - [O] 222,991 8,802
Robert J Bitterman Chairman, Pres. & CEO, Director - [D] [O] 411,421 411,421
Keith L Brownlie Director - [D] 20,000 789
Geert Cauwenbergh Director - [D] 4,235 471
內部人士 平均收益(%) 持股
數量
分拆
調整
Lisa Cabott Carson Chief Financial Officer - [O] 94,000 94,000
David H Deming Director - [D] 37,800 37,800
Gerrit Dispersyn President & CEO, Director - [D] [O] 212,327 20,222
Dorman H. Paul Director - [D] 20,370 1,940
Alexey Eliseev Chief Business Officer - [O] 950,312 950,312
Robert L Ferrara Director - [D] 38,766 38,766
內部人士 平均收益(%) 持股
數量
分拆
調整
Jonathan E Freeman Director - [D] 32,655 32,655
Galena Biopharma, Inc. 10% Owner - [10%] 32,393,095 32,393,095
Infarinato Robert M. VP, CFO - [O] 11,000 11,000
Caitlin Kontulis Secretary & VP Finance & Admin - [O] 10,643 1,183
Curtis Lockshin Director - [D] 35,155 35,155
Opko Health, Inc. 10% Owner - [10%] 67,241,380 67,241,380
Pamela Pavco Chief Development Officer - [O] 17,173 17,173

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 PHIO / Phio Pharmaceuticals Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2025-12-31 Bitterman Robert J 5,000 1.0300 5,000 1.0300 5,150 44 1.6500 3,100 60.19
2025-12-23 Bitterman Robert J 5,000 1.0200 5,000 1.0200 5,100
2025-11-21 Bitterman Robert J 5,000 1.1400 5,000 1.1400 5,700
2025-11-18 Bitterman Robert J 5,000 1.2700 5,000 1.2700 6,350
2025-06-10 Bitterman Robert J 2,000 2.4200 2,000 2.4200 4,840
2025-06-10 Ferrara Robert L 2,500 2.4199 2,500 2.4199 6,050
2025-06-09 Bitterman Robert J 1,500 2.7500 1,500 2.7500 4,125
2025-05-22 Bitterman Robert J 1,200 1.7799 1,200 1.7799 2,136
2025-05-21 Bitterman Robert J 3,000 1.7700 3,000 1.7700 5,310

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

PHIO / Phio Pharmaceuticals Corp. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 PHIO / Phio Pharmaceuticals Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2013-05-02 Galena Biopharma, Inc. 253,000 0.1905 253,000 0.1905 48,196 730
2013-05-01 Galena Biopharma, Inc. 659,500 0.1925 659,500 0.1925 126,954
2013-04-30 Galena Biopharma, Inc. 171,000 0.2138 171,000 0.2138 36,560

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

PHIO / Phio Pharmaceuticals Corp. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-02-06 2026-02-05 4 Freeman Jonathan E PHIO Common Stock, $.0001 par value A - Award D 16,600 32,655
2026-02-06 2026-02-05 4 Lockshin Curtis PHIO Common Stock, $.0001 par value A - Award D 16,600 35,155
2026-02-06 2026-02-05 4 Carson Lisa Cabott PHIO Common Stock, $.0001 par value A - Award D 47,000 94,000
2026-02-06 2026-02-05 4 Deming David H PHIO Common Stock, $.0001 par value A - Award D 23,800 37,800
2026-02-06 2026-02-05 4 BRADFORD PATRICIA A PHIO Common Stock, $.0001 par value A - Award D 18,500 45,651
2026-02-06 2026-02-05 4 Bitterman Robert J PHIO Common Stock, $.0001 par value A - Award D 120,000 411,421
2026-01-02 2025-12-31 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.0300 5,000 5 291,421
2025-12-29 2025-12-23 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.0200 5,000 5 286,421
2025-11-24 2025-11-21 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.1400 5,000 6 281,421
2025-11-19 2025-11-18 4 Bitterman Robert J PHIO Common Stock, $.0001 par value P - Purchase D 1.2700 5,000 6 276,421
2025-09-15 2025-09-11 4/A Ferrara Robert L PHIO Common Stock, $.0001 par value A - Award D 23,100 38,766
2025-09-15 2025-09-11 4 Deming David H PHIO Common Stock, $.0001 par value A - Award D 14,000 14,000
2025-09-15 2025-09-11 4 Ferrara Robert L PHIO Common Stock, $.0001 par value A - Award D 23,000 38,666
2025-09-15 2025-09-11 4 Freeman Jonathan E PHIO Common Stock, $.0001 par value A - Award D 14,700 16,055
2025-09-15 2025-09-11 4 Lockshin Curtis PHIO Common Stock, $.0001 par value A - Award D 16,200 18,555
2025-09-15 2025-09-11 4 BRADFORD PATRICIA A PHIO Common Stock, $.0001 par value A - Award D 18,800 27,151
2025-09-15 2025-09-11 4 Carson Lisa Cabott PHIO Common Stock, $.0001 par value A - Award D 47,000 47,000
2025-09-15 2025-09-11 4 Bitterman Robert J PHIO Common Stock, $.0001 par value A - Award D 250,000 271,421
2025-09-15 2025-09-11 4 Bitterman Robert J PHIO Common Stock, $.0001 par value F - Taxes D 2.3200 -4,111 -10 21,421
2025-06-11 2025-06-10 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 2.4199 2,500 6 15,666
2025-06-11 2025-06-10 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 2.4200 2,000 5 27,149
2025-06-10 2025-06-09 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 2.7500 1,500 4 25,149
2025-05-23 2025-05-22 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 1.7799 1,200 2 23,649
2025-05-23 2025-05-21 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value P - Purchase D 1.7700 3,000 5 22,449
2025-05-21 2025-05-20 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 1.8200 2,500 5 13,166
2024-09-13 2024-09-11 4 Bitterman Robert J PHIO Common Stock, $0.0001 par value A - Award D 15,500 17,832
2024-09-13 2024-09-11 4 Freeman Jonathan E PHIO Common Stock, $0.0001 par value A - Award D 1,000 1,000
2024-09-13 2024-09-11 4 Infarinato Robert M. PHIO Common Stock, $0.0001 Par Value A - Award D 3,000 11,000
2024-09-12 2024-09-11 4 Lockshin Curtis PHIO Common Stock, $0.0001 par value A - Award D 2,000 2,000
2024-09-12 2024-09-11 4 BRADFORD PATRICIA A PHIO Common Stock, $0.0001 par value A - Award D 8,000 8,000
2024-09-12 2024-09-11 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 10,000 10,000
2024-08-15 2024-08-13 4 Infarinato Robert M. PHIO Common stock, $0.0001 par value A - Award D 8,000 8,000
2024-06-11 2024-06-07 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.7400 1,000 1 20,990
2024-06-10 2024-06-06 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.7500 1,000 1 19,990
2024-03-05 2024-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.9580 -335 -0 10,643
2024-02-27 2024-02-26 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.9100 2,500 2 18,990
2024-02-22 2024-02-20 4 Bitterman Robert J PHIO Common stock, $0.0001 par value F - Taxes D 0.7600 -1,804 -1 16,490
2024-02-20 2024-02-17 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.6600 -523 -0 10,978
2024-02-20 2024-02-15 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.6500 -658 -0 11,501
2023-10-03 2023-10-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value F - Taxes D 1.5100 -917 -1 18,294
2023-07-05 2023-07-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 2.8400 1,000 3 19,211
2023-07-05 2023-06-30 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 2.8800 1,000 3 18,211
2023-06-15 2023-06-14 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 3.1000 2,000 6 6,000
2023-03-03 2023-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 5.4900 -335 -2 12,159
2023-02-22 2023-02-17 4 Lockshin Curtis PHIO Common stock, $0.0001 par value A - Award D 1,500 3,197
2023-02-22 2023-02-17 4 BRADFORD PATRICIA A PHIO Common stock, $0.0001 par value A - Award D 1,500 3,167
2023-02-22 2023-02-20 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 11,000 17,211
2023-02-22 2023-02-17 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 1,500 4,000
2023-02-22 2023-02-17 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 1,500 4,235
2023-02-22 2023-02-17 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 4,500 12,494
2023-02-22 2023-02-17 4 Freeman Jonathan E PHIO Common stock, $0.0001 par value A - Award D 1,500 3,197
2023-02-17 2023-02-15 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 5.2000 -657 -3 7,994
2022-12-15 2022-12-14 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.3900 2,000 1 74,541
2022-12-08 2022-12-07 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.3900 2,000 1 72,541
2022-12-06 2022-12-05 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.4300 2,000 1 70,541
2022-12-05 2022-12-02 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 0.4082 5,000 2 30,000
2022-11-29 2022-11-29 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.4000 215 0 68,541
2022-11-29 2022-11-25 4 Bitterman Robert J PHIO Common stock, $0.0001 par value P - Purchase D 0.4200 2,500 1 68,326
2022-11-28 2022-11-23 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 0.4099 2,000 1 25,000
2022-11-16 2022-11-16 4 Bitterman Robert J PHIO Series D Preferred Stock, $0.0001 par value P - Purchase D 1,750.0000 1 2 1
2022-10-03 2022-10-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 40,000 65,826
2022-09-26 2022-08-09 4 BRADFORD PATRICIA A PHIO Common stock, $0.0001 par value A - Award D 20,000 20,000
2022-03-03 2022-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.8210 -4,011 -3 103,815
2022-03-03 2022-03-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value F - Taxes D 0.8210 -8,954 -7 212,327
2022-02-16 2022-02-15 4 Lockshin Curtis PHIO Common stock, $0.0001 par value A - Award D 10,000 20,366
2022-02-16 2022-02-15 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 68,000 107,826
2022-02-16 2022-02-15 4 Freeman Jonathan E PHIO Common stock, $0.0001 par value A - Award D 10,000 20,364
2022-02-16 2022-02-15 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 10,000 23,000
2022-02-16 2022-02-15 4 Dorman H. Paul PHIO Common stock, $0.0001 par value A - Award D 10,000 20,370
2022-02-16 2022-02-15 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value A - Award D 126,000 221,281
2022-02-16 2022-02-15 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 10,000 32,822
2022-02-16 2022-02-15 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 10,000 25,826
2021-08-17 2021-08-16 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 1.6300 6,000 10 95,281
2021-03-05 2021-03-04 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 2.5600 1,953 5 89,281
2021-03-03 2021-03-01 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 10,000 15,826
2021-03-03 2021-03-01 4 Freeman Jonathan E PHIO Common stock, $0.0001 par value A - Award D 10,000 10,364
2021-03-03 2021-03-03 4 Ferrara Robert L PHIO Common stock, $0.0001 par value P - Purchase D 3.1500 682 2 13,000
2021-03-03 2021-03-01 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 10,000 12,318
2021-03-03 2021-03-01 4 Lockshin Curtis PHIO Common stock, $0.0001 par value A - Award D 10,000 10,366
2021-03-03 2021-03-01 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 10,000 22,822
2021-03-03 2021-03-01 4 Dorman H. Paul PHIO Common stock, $0.0001 par value A - Award D 10,000 10,370
2021-03-03 2021-03-03 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 3.0300 2,500 8 87,328
2021-03-03 2021-03-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value A - Award D 68,450 84,828
2021-03-03 2021-03-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 34,600 39,826
2020-08-19 2020-08-19 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value P - Purchase D 2.5000 2,000 5 16,377
2020-03-03 2020-03-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value F - Taxes D 2.9300 -673 -2 14,628
2019-11-20 2019-11-18 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value A - Award D 0.1000 237,500 24 279,030
2019-11-20 2019-11-18 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value A - Award D 0.1000 350,000 35 827,817
2019-11-20 2019-11-18 4 Bitterman Robert J PHIO Common stock, $0.0001 par value A - Award D 0.1000 300,000 30 320,440
2019-11-20 2019-11-18 4 Ferrara Robert L PHIO Common stock, $0.0001 par value A - Award D 0.1000 127,500 13 127,500
2019-11-20 2019-11-18 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.1000 225,000 22 704,841
2019-08-02 2019-08-01 4 Kontulis Caitlin PHIO Common stock, $0.0001 par value F - Taxes D 0.4030 -749 -0 41,530
2019-08-02 2019-08-01 4 Dispersyn Gerrit PHIO Common stock, $0.0001 par value F - Taxes D 0.4030 -1,236 -0 477,817
2019-08-02 2019-08-01 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value F - Taxes D 0.4030 -1,751 -1 479,841
2019-04-24 2019-04-22 4 Barrett John A PHIO Common stock, $0.0001 par value A - Award D 222,991 222,991
2019-03-05 2019-03-01 4 Dispersyn Gerrit PHIO Common Stock A - Award D 407,703 479,053
2019-03-01 2019-02-28 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3798 152,415 58 481,592
2019-02-19 2019-02-15 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3634 22,279 8 329,177
2019-02-15 2019-02-13 4 Dorman H. Paul PHIO Common stock A - Award D 10,000 20,375
2019-02-15 2019-02-13 4 Lockshin Curtis PHIO Common stock A - Award D 10,000 20,130
2019-02-15 2019-02-13 4 Freeman Jonathan E PHIO Common stock A - Award D 10,000 20,000
2019-02-15 2019-02-13 4 Dispersyn Gerrit PHIO Common stock A - Award D 55,000 71,350
2019-02-15 2019-02-13 4 Kontulis Caitlin PHIO Common stock A - Award D 27,000 40,214
2019-02-15 2019-02-13 4 Bitterman Robert J PHIO Common stock A - Award D 10,000 20,440
2019-02-15 2019-02-13 4 Brownlie Keith L PHIO Common stock A - Award D 10,000 20,000
2019-02-04 2019-02-01 4 CAUWENBERGH GEERT PHIO Common Stock, $0.0001 par value A - Award D 0.3771 21,470 8 306,898
2019-01-22 2019-01-18 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3412 23,729 8 285,428
2019-01-07 2019-01-04 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3499 23,139 8 261,699
2018-12-26 2018-12-21 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.2950 27,445 8 238,560
2018-12-10 2018-12-07 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3700 21,882 8 211,115
2018-11-26 2018-11-23 4 CAUWENBERGH GEERT PHIO Common stock, $0.0001 par value A - Award D 0.3121 25,941 8 189,233
2018-11-13 2018-11-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4330 18,698 8 163,292
2018-10-29 2018-10-26 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4372 18,519 8 144,594
2018-10-15 2018-10-12 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4699 17,230 8 126,075
2018-10-01 2018-09-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 1.1700 73,587 86 108,845
2018-08-03 2018-08-01 4 Dorman H. Paul RXII Common Stock A - Award D 10,000 10,375
2018-08-03 2018-08-01 4 Freeman Jonathan E RXII Common Stock A - Award D 10,000 10,000
2018-08-03 2018-08-01 4 Lockshin Curtis RXII Common Stock A - Award D 10,000 10,130
2018-08-03 2018-08-01 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 1.79 10,500 10,500
2018-08-03 2018-08-01 4 Kontulis Caitlin RXII Common Stock A - Award D 10,500 11,024
2018-08-03 2018-08-01 4 Dispersyn Gerrit RXII Stock option (right to buy) A - Award D 1.79 16,000 16,000
2018-08-03 2018-08-01 4 Dispersyn Gerrit RXII Common Stock A - Award D 16,000 16,350
2018-08-03 2018-08-01 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 1.79 21,000 21,000
2018-08-03 2018-08-01 4 CAUWENBERGH GEERT RXII Common Stock A - Award D 21,000 35,258
2018-08-03 2018-08-01 4 Bitterman Robert J RXII Common Stock A - Award D 10,000 10,440
2018-08-03 2018-08-01 4 Brownlie Keith L RXII Common Stock A - Award D 10,000 10,000
2017-10-02 2017-10-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.4500 7,100 3 142,583
2017-10-02 2017-10-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.4600 200 0 135,483
2017-10-02 2017-10-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.4400 2,700 1 135,283
2017-09-07 2017-09-07 4 Eliseev Alexey RXII Common stock, par value $0.0001 S - Sale D 0.5283 -58,712 -31 950,312
2017-09-07 2017-09-06 4 Eliseev Alexey RXII Common stock, par value $0.0001 S - Sale D 0.5365 -91,907 -49 1,009,024
2017-09-07 2017-09-05 4 Eliseev Alexey RXII Common stock, par value $0.0001 S - Sale D 0.5571 -26,181 -15 1,100,931
2017-09-01 2017-09-01 4 Eliseev Alexey RXII Common stock, $0.0001 par value S - Sale D 0.5682 -23,200 -13 1,127,112
2017-08-24 2017-08-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.5600 739 0 132,583
2017-08-24 2017-08-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.5500 4,361 2 131,844
2017-08-24 2017-08-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.5450 4,900 3 127,483
2017-06-26 2017-06-23 4 Dispersyn Gerrit RXII Common stock, $0.0001 par value P - Purchase D 0.6200 3,500 2 3,500
2017-06-22 2017-06-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6200 5,000 3 122,583
2017-06-22 2017-06-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6300 5,000 3 117,583
2017-06-09 2017-06-09 4 Eliseev Alexey RXII Series C Convertible Preferred Stock, $0.0001 par value C - Conversion D -332,499 0
2017-06-09 2017-06-09 4 Eliseev Alexey RXII Common stock, $0.0001 par value C - Conversion D 332,499 1,150,312
2017-06-07 2017-06-06 4 Freeman Jonathan E RXII Stock option (right to buy) A - Award D 0.54 3,500 3,500
2017-04-26 2017-04-24 4 Dispersyn Gerrit RXII Stock option (right to buy) A - Award D 0.65 95,000 95,000
2017-04-26 2017-04-26 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6480 10,000 6 112,583
2017-03-20 2017-03-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7655 15 0 102,583
2017-03-20 2017-03-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7651 665 1 102,568
2017-03-20 2017-03-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7695 9,320 7 101,903
2017-02-21 2017-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6950 2,917 2 92,583
2017-02-21 2017-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6924 6,883 5 89,666
2017-02-21 2017-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6915 200 0 82,783
2017-02-08 2017-02-08 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6850 10,000 7 82,583
2017-02-03 2017-02-01 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 0.63 13,000 13,000
2017-02-03 2017-02-01 4 Pavco Pamela RXII Stock option (right to buy) A - Award D 0.63 7,000 7,000
2017-02-03 2017-02-01 4 Bitterman Robert J RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-02-03 2017-02-01 4 Brownlie Keith L RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-02-03 2017-02-01 4 Lockshin Curtis RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-02-03 2017-02-01 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 0.63 2,500 2,500
2017-02-03 2017-02-01 4 Dorman H. Paul RXII Stock option (right to buy) A - Award D 0.63 2,000 2,000
2017-01-26 2017-01-25 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6968 9,700 7 72,583
2017-01-26 2017-01-25 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6900 300 0 62,883
2017-01-19 2017-01-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6949 600 0 62,583
2017-01-19 2017-01-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6946 3,000 2 61,983
2017-01-19 2017-01-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.6950 6,400 4 58,983
2017-01-17 3 Eliseev Alexey RXII Common stock, $0.0001 par value D 1,635,626
2017-01-17 3 Eliseev Alexey RXII Common stock, $0.0001 par value D 1,635,626
2017-01-03 2016-12-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.7260 2,000 1 52,583
2016-12-27 2016-12-23 4 CAUWENBERGH GEERT By spouse RXII Common stock, $0.0001 par value A - Award I 0.7190 3,000 2 4,500
2016-12-23 2016-12-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.7490 3,000 2 53,583
2016-12-20 2016-12-16 4 Pavco Pamela RXII Common stock warrant A - Award D 0.90 11,111 11,111
2016-12-20 2016-12-16 4 Pavco Pamela RXII Common stock, $0.0001 par value A - Award D 0.9000 11,111 10 17,173
2016-12-20 2016-12-16 4 CAUWENBERGH GEERT RXII Common stock warrant A - Award D 0.90 33,333 33,333
2016-12-20 2016-12-16 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.9000 33,333 30 50,583
2016-02-12 2016-02-10 4 Pavco Pamela RXII Stock option (right to buy) A - Award D 0.29 66,000 66,000
2016-02-12 2016-02-10 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 0.29 133,000 133,000
2016-02-12 2016-02-10 4 Bitterman Robert J RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2016-02-12 2016-02-10 4 Brownlie Keith L RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2016-02-12 2016-02-10 4 Lockshin Curtis RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2016-02-12 2016-02-10 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 0.29 20,000 20,000
2016-02-12 2016-02-10 4 Dorman H. Paul RXII Stock option (right to buy) A - Award D 0.29 16,666 16,666
2015-06-23 2015-06-22 4 CAUWENBERGH GEERT RXII Overallotment purchase right X - Other D 0.46 -35,000 0
2015-06-23 2015-06-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value X - Other D 0.4550 35,000 16 172,500
2015-06-03 2015-06-02 4 Bitterman Robert J RXII Overallotment purchase rights A - Award D 0.46 18,750 18,750
2015-06-03 2015-06-02 4 Bitterman Robert J RXII Common stock warrants A - Award D 0.52 18,750 18,750
2015-06-03 2015-06-02 4 Bitterman Robert J RXII Common stock, $0.0001 par value A - Award D 0.4000 37,500 15 44,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT By spouse RXII Overallotment purchase right A - Award I 0.46 5,000 5,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT By spouse RXII Common stock warrant A - Award I 0.52 5,000 5,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT RXII Common stock warrant A - Award D 0.52 35,000 35,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT RXII Overallotment purchase right A - Award D 0.46 35,000 35,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT By spouse RXII Common stock, $0.0001 par value A - Award I 0.4000 10,000 4 15,000
2015-06-03 2015-06-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value A - Award D 0.4000 70,000 28 137,500
2015-06-03 2015-06-02 4 Lockshin Curtis RXII Overallotment purchase right A - Award D 0.46 6,000 6,000
2015-06-03 2015-06-02 4 Lockshin Curtis RXII Common stock warrant A - Award D 0.52 6,000 6,000
2015-06-03 2015-06-02 4 Lockshin Curtis RXII Common stock, $0.0001 par value A - Award D 0.4000 12,000 5 13,000
2015-06-03 2015-06-02 4 Pavco Pamela RXII Common stock purchase warrant A - Award D 0.52 6,250 6,250
2015-06-03 2015-06-02 4 Pavco Pamela RXII Overallotment purchase right A - Award D 0.46 6,250 6,250
2015-06-03 2015-06-02 4 Pavco Pamela RXII Common stock, $0.0001 par value A - Award D 0.4000 12,500 5 33,718
2015-06-03 2015-06-02 4 Dorman H. Paul RXII Overallotment purchase right A - Award D 0.46 18,750 18,750
2015-06-03 2015-06-02 4 Dorman H. Paul RXII Common stock warrant A - Award D 0.52 18,750 18,750
2015-06-03 2015-06-02 4 Dorman H. Paul RXII Common stock, $0.0001 par value A - Award D 0.4000 37,500 15 37,500
2015-06-02 2015-06-01 4 Pavco Pamela RXII Stock option (right to buy) A - Award D 0.38 66,000 66,000
2015-06-02 2015-06-01 4 CAUWENBERGH GEERT RXII Stock option (right to buy) A - Award D 0.38 133,000 133,000
2015-06-02 2015-06-01 4 Bitterman Robert J RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-06-02 2015-06-01 4 Brownlie Keith L RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-06-02 2015-06-01 4 Lockshin Curtis RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-06-02 2015-06-01 4 Kontulis Caitlin RXII Stock option (right to buy) A - Award D 0.38 10,000 10,000
2015-06-02 2015-06-01 4 Dorman H. Paul RXII Stock option (right to buy) A - Award D 0.38 16,666 16,666
2015-04-02 2015-04-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 0.7192 5,000 4 67,500
2015-02-18 2015-02-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.1700 4,000 5 62,500
2015-02-11 2015-02-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.2499 1,156 1 58,500
2015-02-11 2015-02-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.2400 644 1 57,344
2015-02-11 2015-02-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.2200 200 0 56,700
2015-01-23 2015-01-22 4 Bitterman Robert J RXII Common stock, $0.0001 par value P - Purchase D 1.1900 1,853 2 6,500
2015-01-23 2015-01-22 4 Bitterman Robert J RXII Common stock, $0.0001 par value P - Purchase D 1.2000 3,147 4 4,647
2015-01-20 2015-01-20 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.0300 10,000 10 56,500
2014-12-31 2014-12-30 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 1.5893 500 1 46,500
2014-12-31 2014-12-30 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 1.5867 2,000 3 46,000
2014-10-14 2014-10-13 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 1.6799 3,000 5 44,000
2014-09-23 2014-09-19 4 CAUWENBERGH GEERT By child RXII Common stock, $0.0001 P - Purchase I 2.2000 4,500 10 4,500
2014-09-16 2014-09-16 4 CAUWENBERGH GEERT By Spouse RXII Common stock, $0.0001 par value P - Purchase I 2.0780 5,000 10 46,000
2014-09-15 2014-09-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.1900 2,000 4 41,000
2014-09-15 2014-09-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.1899 3,000 7 39,000
2014-09-15 2014-09-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.1799 5,000 11 36,000
2014-08-04 2014-07-31 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value P - Purchase D 2.4800 400 1 1,221,723
2014-07-17 2014-07-15 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 2.5000 1,000 2 31,000
2014-07-09 2014-07-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.5699 1,400 4 30,000
2014-07-02 2014-07-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.8600 300 1 28,600
2014-07-02 2014-07-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.8599 1,000 3 28,300
2014-07-02 2014-07-02 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.8500 700 2 27,300
2014-06-26 2014-06-25 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0100 500 2 26,600
2014-06-19 2014-06-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9600 800 2 26,100
2014-06-19 2014-06-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0000 200 1 25,300
2014-06-19 2014-06-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9921 1,000 3 25,100
2014-06-09 2014-06-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0499 800 2 24,100
2014-06-09 2014-06-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0500 200 1 23,300
2014-06-05 2014-06-04 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9715 1,000 3 23,100
2014-06-05 2014-06-04 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 2.9140 1,000 3 22,100
2014-06-04 2014-06-02 4 Bitterman Robert J RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-06-04 2014-06-02 4 Brownlie Keith L RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-06-04 2014-06-02 4 Lockshin Curtis RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-06-04 2014-06-02 4 CAUWENBERGH GEERT RXII Stock Option (right to buy) A - Award D 2.85 133,000 133,000
2014-06-04 2014-06-02 4 Pavco Pamela RXII Stock Option (right to buy) A - Award D 2.85 66,000 66,000
2014-06-04 2014-06-02 4 Kontulis Caitlin RXII Stock Option (right to buy) A - Award D 2.85 10,000 10,000
2014-06-04 2014-06-02 4 Dorman H. Paul RXII Stock Option (right to buy) A - Award D 2.85 16,666 16,666
2014-05-15 2014-04-22 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.1100 -5,000 -21 1,250,315
2014-03-26 2014-03-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0000 -2,000 -12 1,255,315
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.5500 -1,941 -11 1,257,315
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.7000 -1,000 -6 1,259,256
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.6100 -1,000 -6 1,260,256
2014-03-26 2014-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.5500 -59 -0 1,261,256
2014-03-26 2014-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 -1,400 -9 1,261,315
2014-03-26 2014-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 -500 -3 1,262,715
2014-03-26 2014-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1100 -100 -1 1,263,215
2014-03-26 2014-03-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0000 -2,000 -12 1,263,315
2014-03-21 2014-02-28 4/A Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.2000 -2,600 -16 1,247,315
2014-03-21 2014-02-27 4/A Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 -400 -2 1,276,915
2014-03-11 2014-03-04 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.8000 -2,000 -12 1,265,315
2014-03-11 2014-03-04 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.9100 -2,000 -12 1,267,315
2014-03-11 2014-03-03 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1500 -5,000 -31 1,269,315
2014-03-11 2014-02-28 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.2000 2,600 16 1,274,315
2014-03-11 2014-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1000 400 2 1,276,915
2014-03-11 2014-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.1100 -1,300 -8 1,277,315
2014-03-11 2014-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.4500 -5,000 -32 1,278,615
2014-03-11 2014-02-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0300 -400 -2 1,283,615
2014-03-11 2014-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.5500 -5,000 -33 1,284,015
2014-03-11 2014-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.0000 -5,000 -30 1,289,015
2014-03-06 2014-02-24 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 6.3000 -1,575 -10 1,266,585
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.0000 -5,000 -25 1,268,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.8500 -5,000 -24 1,273,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 5.1500 -5,000 -26 1,278,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.8000 -576 -3 1,283,160
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7100 -2,100 -10 1,283,736
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7350 -2,900 -14 1,285,836
2014-03-06 2014-02-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7500 -5,641 -27 1,288,736
2014-03-06 2014-02-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 4.7000 -1,200 -6 1,294,377
2013-11-01 2013-10-31 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.1900 800 3 21,100
2013-11-01 2013-10-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.0900 200 1 20,300
2013-10-24 2013-10-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3400 1,000 3 20,100
2013-10-22 2013-10-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4300 300 1 19,100
2013-10-22 2013-10-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5000 200 1 18,800
2013-10-22 2013-10-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3800 100 0 18,600
2013-10-22 2013-10-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.2900 100 0 18,500
2013-10-16 2013-10-16 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5300 100 0 18,400
2013-10-16 2013-10-15 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5100 100 0 18,300
2013-10-16 2013-10-14 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5400 100 0 18,200
2013-10-09 2013-10-09 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.1500 1,000 3 18,100
2013-10-07 2013-10-04 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4900 200 1 17,100
2013-10-07 2013-10-03 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5100 100 0 16,900
2013-10-02 2013-09-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4200 300 1 16,800
2013-09-26 2013-09-26 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5000 300 1 16,500
2013-09-26 2013-09-24 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4900 100 0 16,200
2013-09-24 2013-09-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4900 174 1 16,100
2013-09-23 2013-09-20 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5200 326 1 15,926
2013-09-19 2013-09-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4800 100 0 15,600
2013-09-19 2013-09-18 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5000 100 0 15,500
2013-09-17 2013-09-17 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 200 1 15,400
2013-09-16 2013-09-13 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6000 100 0 15,200
2013-09-16 2013-09-13 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 100 0 15,100
2013-09-12 2013-09-11 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 150 1 15,000
2013-09-12 2013-09-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5800 150 1 14,850
2013-09-12 2013-09-10 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6500 200 1 14,700
2013-09-03 2013-08-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3500 200 1 14,500
2013-09-03 2013-08-30 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.3800 100 0 14,300
2013-08-30 2013-08-29 4 Lockshin Curtis RXII Common stock, $0.0001 par value P - Purchase D 3.7000 1,000 4 1,000
2013-08-30 2013-08-29 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.5500 200 1 14,200
2013-08-30 2013-08-29 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.4000 200 1 14,000
2013-08-29 2013-08-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7000 100 0 13,800
2013-08-29 2013-08-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6000 100 0 13,700
2013-08-29 2013-08-28 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7500 200 1 13,600
2013-08-28 2013-08-27 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7000 100 0 13,400
2013-08-27 2013-08-26 4 Bitterman Robert J RXII Common stock, $0.0001 par value P - Purchase D 3.9000 500 2 1,500
2013-08-26 2013-08-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6900 200 1 13,300
2013-08-26 2013-08-23 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.7500 100 0 13,100
2013-08-23 2013-08-22 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6200 300 1 13,000
2013-08-22 2013-08-21 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.8000 680 3 12,700
2013-08-21 2013-08-20 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 3.7500 200 1 12,020
2013-08-21 2013-08-20 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 3.7000 200 1 11,820
2013-08-21 2013-08-20 4 CAUWENBERGH GEERT RXII Common Stock, $0.0001 par value P - Purchase D 3.9000 300 1 11,620
2013-08-20 2013-08-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6500 100 0 11,320
2013-08-20 2013-08-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.6700 120 0 11,220
2013-08-20 2013-08-19 4 CAUWENBERGH GEERT RXII Common stock, $0.0001 par value P - Purchase D 3.8600 100 0 11,100
2013-08-06 2013-08-06 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0500 350 1 11,000
2013-08-06 2013-08-05 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0300 150 1 10,650
2013-08-06 2013-08-05 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0000 500 2 10,500
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0500 100 0 1,000
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0200 100 0 900
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0100 100 0 800
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.0500 200 1 700
2013-08-05 2013-08-05 4 Bitterman Robert J RXII Common stock, par value $0.0001 P - Purchase D 4.1300 500 2 500
2013-07-31 2013-07-31 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.1000 500 2 9,833
2013-07-31 2013-07-31 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.0200 167 1 10,000
2013-07-31 2013-07-23 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1580 -28,000 -4 38,820,446
2013-07-30 2013-07-29 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.5400 500 2 9,333
2013-07-29 2013-07-26 4 CAUWENBERGH GEERT RXII Common stock, par value $0.0001 P - Purchase D 4.8700 500 2 8,833
2013-07-22 2013-07-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1490 -111,684 -17 38,918,656
2013-07-22 2013-07-18 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1535 -100,000 -15 38,960,130
2013-07-22 2013-07-18 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1525 -100,000 -15 39,060,130
2013-07-22 2013-07-17 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -100,000 -16 39,160,130
2013-07-15 2013-07-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -95,000 -19 39,260,130
2013-07-15 2013-07-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1990 -5,000 -1 39,355,130
2013-07-15 2013-07-10 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -100,000 -20 39,360,130
2013-07-15 2013-07-10 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -100,000 -20 39,360,130
2013-07-15 2013-07-10 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1960 -30,000 -6 39,560,130
2013-07-08 2013-07-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -18,180 -4 39,590,130
2013-07-08 2013-07-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1940 -100,000 -19 39,608,310
2013-07-08 2013-07-03 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1945 -50,000 -10 39,708,310
2013-07-08 2013-07-03 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -50,000 -10 39,758,310
2013-07-03 2013-07-02 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -30,000 -6 39,808,310
2013-07-03 2013-07-02 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1970 -9,249 -2 39,838,310
2013-07-03 2013-07-01 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1970 -50,000 -10 39,847,559
2013-07-03 2013-07-01 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1965 -50,000 -10 39,897,559
2013-07-02 2013-06-28 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -46,874 -9 39,947,559
2013-07-02 2013-06-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -45,000 -9 39,994,433
2013-07-02 2013-06-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1930 -60,000 -12 40,039,433
2013-07-02 2013-06-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -50,000 -10 40,099,433
2013-07-02 2013-06-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1980 -25,500 -5 40,149,433
2013-07-02 2013-06-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -50,000 -10 40,174,933
2013-07-02 2013-06-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1940 -50,000 -10 40,224,933
2013-06-11 2013-06-07 4 CAUWENBERGH GEERT RXII Stock Option (right to buy) A - Award D 0.20 4,000,000 4,000,000
2013-06-11 2013-06-07 4 Pavco Pamela RXII Stock Option (right to buy) A - Award D 0.20 2,000,000 2,000,000
2013-06-11 2013-06-07 4 Bitterman Robert J RXII Stock Option (right to buy) A - Award D 0.20 500,000 500,000
2013-06-11 2013-06-07 4 Brownlie Keith L RXII Stock Option (right to buy) A - Award D 0.20 500,000 500,000
2013-06-11 2013-06-07 4 Kontulis Caitlin RXII Stock Option (right to buy) A - Award D 0.20 300,000 300,000
2013-05-03 2013-04-18 4/A Lockshin Curtis RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-05-03 2013-04-18 4/A Dorman H. Paul RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-05-02 2013-05-02 4 Galena Biopharma, Inc. RXII Common Stock, $0.0001 par value S - Sale D 0.1905 -253,000 -48 32,393,095
2013-05-02 2013-05-01 4 Galena Biopharma, Inc. RXII Common Stock, $0.0001 par value S - Sale D 0.1925 -659,500 -127 32,646,095
2013-05-02 2013-04-30 4 Galena Biopharma, Inc. RXII Common Stock, $0.0001 par value S - Sale D 0.2138 -171,000 -37 33,305,595
2013-04-23 2013-03-18 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3480 -52,900 -18 39,831,365
2013-04-23 2013-03-15 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3250 -100,000 -32 39,884,265
2013-04-23 2013-03-14 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3310 -126,843 -42 39,984,265
2013-04-23 2013-03-14 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3340 -7,500 -3 40,111,108
2013-04-23 2013-03-12 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2720 -100,000 -27 40,118,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2730 -100,000 -27 40,218,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2210 -100,000 -22 40,318,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2400 -100,000 -24 40,418,608
2013-04-23 2013-03-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2330 -100,000 -23 40,518,608
2013-04-23 2013-03-08 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1940 -50,000 -10 40,618,608
2013-04-23 2013-03-07 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1950 -50,000 -10 40,668,608
2013-04-23 2013-03-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1490 -36,570 -5 40,718,608
2013-04-23 2013-03-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1450 -30,000 -4 40,755,178
2013-04-23 2013-03-04 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 J - Other D 0.1450 -50,000 -7 40,785,178
2013-04-23 2013-03-01 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 J - Other D 0.1500 -20,000 -3 40,835,178
2013-04-23 2013-02-28 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -200 -0 40,855,178
2013-04-23 2013-02-27 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -29,888 -5 40,855,378
2013-04-23 2013-02-26 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1750 -4,000 -1 40,885,266
2013-04-23 2013-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1820 -8,000 -1 40,889,266
2013-04-23 2013-02-25 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1800 -92,000 -17 40,897,266
2013-04-23 2013-02-22 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1600 -40,000 -6 40,989,266
2013-04-23 2013-02-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1920 -1,000 -0 41,029,266
2013-04-23 2013-02-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1900 -49,000 -9 41,030,266
2013-04-23 2013-02-15 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1360 -40,000 -5 41,079,266
2013-04-23 2013-02-14 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1160 -30,000 -3 41,119,266
2013-04-23 2013-02-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0910 -20,000 -2 41,149,266
2013-04-23 2013-02-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0950 -20,000 -2 41,169,266
2013-04-23 2013-02-11 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.1150 -40,000 -5 41,189,266
2013-04-23 2013-02-06 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0860 -20,000 -2 41,229,266
2013-04-23 2013-02-05 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.0760 -10,000 -1 41,249,266
2013-04-23 2013-03-21 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2320 -48,500 -11 39,684,265
2013-04-23 2013-03-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2310 -57,100 -13 39,732,765
2013-04-23 2013-03-20 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.2550 -1,500 -0 39,789,865
2013-04-23 2013-03-19 4 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value J - Other D 0.3000 -40,000 -12 39,791,365
2013-04-22 2013-04-18 4 Lockshin Curtis RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-04-22 2013-04-18 4 Dorman H. Paul RXII Stock Option (right to buy) A - Award D 0.24 1,000,000 1,000,000
2013-03-19 3 Advanced RNA Technologies, LLC RXII Common Stock, $0.0001 par value D 41,259,266
2013-03-13 3 Opko Health, Inc. RXII Common Stock D 67,241,380
2013-03-08 2013-03-06 4 CAUWENBERGH GEERT RXII Common Stock A - Award D 0.1450 250,000 36 250,000
2013-03-01 3 Pavco Pamela RXII Common stock, par value $0.0001 D 90,153
2013-03-01 3 Galena Biopharma, Inc. RXII Common stock, $0.0001 par value D 33,476,595
2013-03-01 3 Kontulis Caitlin RXII Common stock, par value $0.0001 D 2,231
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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