| 內部人士股份 | 18,181,629 shares |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內部人士買入淨數（排名）
N/A
內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。
內部人士買入佔流通股比例（排名）
N/A
內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。
內幕交易圖表
以下圖表顯示了Diffusion Pharmaceuticals Inc內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 DFFN / Diffusion Pharmaceuticals Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 DFFN / Diffusion Pharmaceuticals Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
| 交易日期 | 內部人士 | 報告 股數 |
報告 價格 |
經調整 股數 |
經調整 價格 |
成本基礎 | 達到最低利潤的 天數 |
達到最低利潤時的 價格 |
避免的 最高損失金額($) |
避免的 最高損失率($) |
|---|---|---|---|---|---|---|---|---|---|---|
| 2024-02-26 | BOGER JOSHUA S | 36 | 36 | 291 | 1.9000 |
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-11-19 | 2025-11-17 | 4 | Gregoire Sylvie Spouse's IRA | CRVO | Common Stock | I | 8.4600 | 10,807 | 91 | 12,500 | ||||
| 2025-11-19 | 2025-11-17 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 8.4600 | 10,793 | 91 | 1,484,078 | ||||
| 2025-11-19 | 2025-11-18 | 4 | Winton Matthew | CRVO | Common Stock | D | 7.9500 | 1,500 | 12 | 15,000 | ||||
| 2025-11-19 | 2025-11-17 | 4 | Winton Matthew | CRVO | Common Stock | D | 8.4300 | 3,500 | 30 | 13,500 | ||||
| 2025-11-19 | 2025-11-18 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 8.3200 | 2,500 | 21 | 12,500 | ||||
| 2025-11-19 | 2025-11-17 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 8.4500 | 1,000 | 8 | 10,000 | ||||
| 2025-11-19 | 2025-11-17 | 4 | ALAM JOHN J Spouse's IRA | CRVO | Common Stock | I | 8.4600 | 10,793 | 91 | 12,500 | ||||
| 2025-11-19 | 2025-11-17 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 8.4600 | 10,807 | 91 | 1,484,078 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Gregoire Sylvie Spouse's IRA | CRVO | Common Stock | I | 7.5500 | 1,693 | 13 | 1,693 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 7.5700 | 1,707 | 13 | 1,473,285 | ||||
| 2025-11-17 | 2025-11-13 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 7.5100 | 4,447 | 33 | 1,471,578 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Winton Matthew | CRVO | Common Stock | D | 7.5700 | 10,000 | 76 | 10,000 | ||||
| 2025-11-17 | 2025-11-14 | 4 | ALAM JOHN J Spouse's IRA | CRVO | Common Stock | I | 7.5700 | 1,707 | 13 | 1,707 | ||||
| 2025-11-17 | 2025-11-14 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 7.5500 | 1,693 | 13 | 1,473,271 | ||||
| 2025-11-17 | 2025-11-13 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 7.5100 | 4,447 | 33 | 1,471,578 | ||||
| 2025-11-13 | 2025-11-12 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | 7.3500 | 5,553 | 41 | 1,467,131 | ||||
| 2025-11-13 | 2025-11-12 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 7.4400 | 3,500 | 26 | 9,000 | ||||
| 2025-11-13 | 2025-11-12 | 4 | ALAM JOHN J | CRVO | Common Stock | D | 7.3500 | 5,553 | 41 | 1,467,131 | ||||
| 2025-05-14 | 2025-05-14 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 8.4600 | 4,233 | 36 | 5,500 | ||||
| 2024-08-27 | 2024-08-27 | 4 | ELDER WILLIAM ROBERT | CRVO | Common Stock | D | 18.1600 | 1,000 | 18 | 1,267 | ||||
| 2024-02-28 | 2024-02-26 | 4 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | -36 | 840,451 | ||||||
| 2024-02-28 | 2024-02-26 | 4 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | 495,995 | 840,487 | ||||||
| 2024-02-09 | 3 | BOGER JOSHUA S By Trusts | CRVO | Common Stock | I | 344,492 | ||||||||
| 2024-02-09 | 3 | BOGER JOSHUA S | CRVO | Common Stock | D | 216,817 | ||||||||
| 2023-11-09 | 2023-11-09 | 4 | Gregoire Sylvie | CRVO | Common Stock | D | -10,000 | 732,039 | ||||||
| 2023-11-09 | 2023-11-09 | 4 | ALAM JOHN J | CRVO | Common Stock | D | -12,500 | 729,539 | ||||||
| 2023-09-06 | 2023-08-31 | 4 | Hollingsworth Jane H | CRVO | Common Stock | D | -45 | 898 | ||||||
| 2023-09-06 | 2023-08-31 | 4 | Hollingsworth Jane H | CRVO | Common Stock | D | 122 | 943 | ||||||
| 2023-08-25 | 3 | ZAVRL FRANK By The FEZ Delaware Dynasty Trust | CRVO | Common Stock | I | 74,831 | ||||||||
| 2023-08-25 | 3 | ZAVRL FRANK | CRVO | Common Stock | D | 106,644 | ||||||||
| 2023-08-25 | 3 | ZAVRL FRANK By Paula Zavrl Delaware Dynasty Trust | CRVO | Common Stock | I | 171,534 | ||||||||
| 2023-08-23 | 3 | Blackburn Kelly | CRVO | Common Stock | D | 13,674 | ||||||||
| 2023-08-23 | 3 | ALAM JOHN J | CRVO | Common Stock | D | 742,039 | ||||||||
| 2023-08-23 | 3 | ALAM JOHN J By Spouse | CRVO | Common Stock | I | 742,039 | ||||||||
| 2023-08-23 | 3 | Gregoire Sylvie | CRVO | Common Stock | D | 742,039 | ||||||||
| 2023-08-23 | 3 | Gregoire Sylvie By Spouse | CRVO | Common Stock | I | 742,039 | ||||||||
| 2023-07-05 | 2023-06-30 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | -85 | 294 | ||||||
| 2023-07-05 | 2023-06-30 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | 232 | 379 | ||||||
| 2023-06-02 | 2023-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1,231 | ||||||
| 2023-06-02 | 2023-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1,299 | ||||||
| 2023-04-03 | 2023-03-31 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | -85 | 147 | ||||||
| 2023-04-03 | 2023-03-31 | 4 | LANCHONEY DIANA M | DFFN | Common Stock | D | 232 | 232 | ||||||
| 2023-03-03 | 2023-02-28 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1,116 | ||||||
| 2023-03-03 | 2023-02-28 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1,184 | ||||||
| 2023-02-03 | 2023-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1,616 | ||||||
| 2023-02-03 | 2023-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,737 | ||||||
| 2022-12-02 | 2022-11-30 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -68 | 1,001 | ||||||
| 2022-12-02 | 2022-11-30 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 1,069 | ||||||
| 2022-11-02 | 2022-10-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1,410 | ||||||
| 2022-11-02 | 2022-10-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,531 | ||||||
| 2022-09-02 | 2022-08-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -67 | 886 | ||||||
| 2022-09-02 | 2022-08-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 954 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -121 | 1,204 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,325 | ||||||
| 2022-06-02 | 2022-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | -67 | 771 | ||||||
| 2022-06-02 | 2022-05-31 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 183 | 838 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -327 | 981 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Sock | D | -121 | 998 | ||||||
| 2022-05-03 | 2022-05-02 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 327 | 1,119 | ||||||
| 2022-04-19 | 2022-04-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Series C Convertible Preferred Stock | D | 25.00 | 25.0000 | -100 | -2 | 0 | |||
| 2022-04-19 | 2022-04-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 25.0000 | 100 | 2 | 400 | ||||
| 2022-04-19 | 2022-04-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Series C Convertible Preferred Stock | D | 25.00 | 25.0000 | -100 | -2 | 0 | |||
| 2022-04-19 | 2022-04-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 25.0000 | 100 | 2 | 792 | ||||
| 2022-03-22 | 2022-03-18 | 4 | ELDER WILLIAM ROBERT | DFFN | Series C Convertible Preferred Stock | D | 0.50 | 0.5000 | 5,000 | 2 | 5,000 | |||
| 2022-03-22 | 2022-03-18 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Series C Convertible Preferred Stock | D | 0.50 | 0.5000 | 5,000 | 2 | 5,000 | |||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -16,350 | 81,750 | ||||||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -6,049 | 24,301 | ||||||
| 2022-02-02 | 2021-11-01 | 4/A | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16,350 | 30,350 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | -16,350 | 65,400 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | -6,049 | 34,602 | ||||||
| 2022-02-02 | 2022-01-31 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16,350 | 40,651 | ||||||
| 2022-01-31 | 2022-01-27 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0.24 | 764,357 | 764,357 | |||||
| 2022-01-31 | 2022-01-27 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 0.24 | 305,743 | 305,743 | |||||
| 2022-01-31 | 2022-01-27 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 0.24 | 305,743 | 305,743 | |||||
| 2022-01-31 | 2022-01-27 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 0.24 | 305,743 | 305,743 | |||||
| 2021-11-03 | 2021-11-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Units | D | -16,350 | 81,750 | ||||||
| 2021-11-03 | 2021-11-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 16,350 | 30,350 | ||||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Restricted Stock Unit | D | 69,400 | 69,400 | ||||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-10-15 | 2021-07-01 | 4 | LANCHONEY DIANA M | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Hollingsworth Jane H | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Restricted Stock Unit | D | 69,400 | 69,400 | ||||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Francois Eric | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-07-06 | 2021-07-01 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0.72 | 83,300 | 83,300 | |||||
| 2021-05-17 | 2021-05-13 | 4 | Hollingsworth Jane H | DFFN | Common Stock | D | 0.6100 | 32,786 | 20 | 32,786 | ||||
| 2021-03-04 | 2021-03-01 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 1.11 | 62,522 | 62,522 | |||||
| 2021-03-04 | 2021-03-01 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 1.11 | 87,684 | 87,684 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1.11 | 161,139 | 161,139 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1.11 | 53,713 | 53,713 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 1.11 | 80,069 | 80,069 | |||||
| 2021-03-04 | 2021-03-01 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 1.11 | 122,771 | 122,771 | |||||
| 2021-03-04 | 2021-03-01 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 1.11 | 81,537 | 81,537 | |||||
| 2021-03-04 | 2021-03-01 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 1.11 | 27,180 | 27,180 | |||||
| 2020-11-18 | 2020-11-16 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Common Stock | D | 0.6600 | 14,000 | 9 | 14,000 | ||||
| 2020-11-18 | 2020-11-17 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 0.6300 | 5,000 | 3 | 15,000 | ||||
| 2020-11-18 | 2020-11-16 | 4 | ELDER WILLIAM ROBERT | DFFN | Common Stock | D | 0.6700 | 10,000 | 7 | 10,000 | ||||
| 2020-10-21 | 2020-10-19 | 4 | GALLOWAY CHRISTOPHER D | DFFN | Stock Option (Right to Buy) | D | 0.85 | 200,000 | 200,000 | |||||
| 2020-10-21 | 3 | GALLOWAY CHRISTOPHER D Individual Retirement Account (IRA) | DFFN | Common Stock | I | 20,000 | ||||||||
| 2020-10-21 | 3 | GALLOWAY CHRISTOPHER D Spouse's Individual Retirement Account (IRA) | DFFN | Common Stock | I | 10,000 | ||||||||
| 2020-10-14 | 2020-09-22 | 4 | ELDER WILLIAM ROBERT | DFFN | Stock Option (Right to Buy) | D | 0.82 | 70,000 | 70,000 | |||||
| 2020-10-01 | 2020-09-01 | 4 | Hollingsworth Jane H | DFFN | Restricted Stock Unit | D | 54,900 | 54,900 | ||||||
| 2020-10-01 | 2020-09-01 | 4 | Hollingsworth Jane H | DFFN | Stock Option (Right to Buy) | D | 0.91 | 67,400 | 67,400 | |||||
| 2020-09-11 | 2020-09-08 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0.79 | 475,000 | 475,000 | |||||
| 2020-06-18 | 2020-06-17 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-06-18 | 2020-06-17 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 1.00 | 61,300 | 61,300 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 0.46 | 239,400 | 239,400 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 0.46 | 52,600 | 52,600 | |||||
| 2020-01-30 | 2020-01-02 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 0.46 | 262,900 | 262,900 | |||||
| 2020-01-13 | 2020-01-07 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Restricted Stock Unit | D | 0.51 | 98,100 | 98,100 | |||||
| 2020-01-13 | 2020-01-07 | 4 | Cobuzzi Robert Joseph Jr. | DFFN | Stock Option (Right to Buy) | D | 0.42 | 118,600 | 118,600 | |||||
| 2020-01-09 | 2020-01-07 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 0.42 | 25,000 | 25,000 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 3.15 | 19,200 | 19,200 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 3.15 | 19,200 | 19,200 | |||||
| 2019-08-06 | 2019-06-13 | 4/A | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 3.15 | 19,200 | 19,200 | |||||
| 2019-07-19 | 2019-06-13 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 3.15 | 13,100 | 13,100 | |||||
| 2019-07-19 | 2019-06-13 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 3.15 | 13,100 | 13,100 | |||||
| 2019-07-19 | 2019-06-13 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 3.15 | 13,100 | 13,100 | |||||
| 2019-01-30 | 2019-01-03 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 2.10 | 2,667 | 2,667 | |||||
| 2019-01-04 | 2019-01-02 | 4 | Hornung William Karl | DFFN | Stock Option (Right to Buy) | D | 2.10 | 16,334 | 16,334 | |||||
| 2018-06-18 | 2018-06-14 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-06-18 | 2018-06-14 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0.54 | 40,000 | 40,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 1.18 | 55,000 | 55,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 1.18 | 45,000 | 45,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 1.18 | 25,000 | 25,000 | |||||
| 2018-01-04 | 2018-01-02 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 1.18 | 10,000 | 10,000 | |||||
| 2017-07-13 | 2017-06-29 | 4 | RUFFOLO ROBERT R | DFFN | Stock Option (Right to Buy) | D | 2.31 | 52,057 | 52,057 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2.96 | 23,100 | 23,100 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2.96 | 34,000 | 34,000 | |||||
| 2017-06-30 | 2017-05-10 | 4/A | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2.96 | 41,000 | 41,000 | |||||
| 2017-06-16 | 2017-06-15 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 2.40 | 23,900 | 23,900 | |||||
| 2017-06-16 | 2017-06-15 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 2.40 | 23,900 | 23,900 | |||||
| 2017-06-16 | 2017-06-15 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 2.40 | 23,900 | 23,900 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2.95 | 41,000 | 41,000 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2.95 | 34,000 | 34,000 | |||||
| 2017-05-12 | 2017-05-10 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2.95 | 23,100 | 23,100 | |||||
| 2017-01-04 | 2017-01-03 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 2.26 | 4,673 | 4,673 | |||||
| 2016-12-28 | 2016-12-28 | 4 | Giles Mark T By MTG Investment Holdings, LLC | DFFN | Common Stock | I | 290,580 | 802,689 | ||||||
| 2016-12-28 | 2016-12-27 | 4 | Giles Mark T By PANDA Holdings, LLC | DFFN | Common Stock | I | -290,580 | 0 | ||||||
| 2016-12-16 | 2016-12-15 | 4 | Giles Mark T By MTG Investment Holdings, LLC | DFFN | Common Stock | I | 512,109 | 512,109 | ||||||
| 2016-12-16 | 2016-12-14 | 4 | Giles Mark T By PANDA Holdings, LLC | DFFN | Common Stock | I | -339,055 | 290,580 | ||||||
| 2016-12-13 | 2016-12-08 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 2.74 | 14,000 | 14,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 2.74 | 16,000 | 16,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 2.74 | 34,000 | 34,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 2.74 | 14,000 | 14,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 2.74 | 14,000 | 14,000 | |||||
| 2016-12-13 | 2016-12-08 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 2.74 | 105,000 | 105,000 | |||||
| 2016-09-16 | 2016-08-31 | 4 | BLECH ISAAC | DFFN | Stock Option (Right to Buy) | D | 8.00 | 204,907 | 204,907 | |||||
| 2016-08-30 | 3 | BLECH ISAAC By Trusts | DFFN | Common Stock | I | 349,765 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC | DFFN | Common Stock | D | 223,336 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Spouse | DFFN | Common Stock | I | 206,907 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Trusts | DFFN | Common Stock | I | 349,765 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC By Spouse | DFFN | Common Stock | I | 206,907 | ||||||||
| 2016-08-30 | 3 | BLECH ISAAC | DFFN | Common Stock | D | 223,336 | ||||||||
| 2016-07-25 | 2016-07-21 | 4 | LEVIN ALAN G | DFFN | Stock Option (Right to Buy) | D | 0.90 | 58,473 | 58,473 | |||||
| 2016-07-25 | 2016-07-21 | 4 | Adams Robert W | DFFN | Stock Option (Right to Buy) | D | 0.90 | 58,473 | 58,473 | |||||
| 2016-07-25 | 2016-07-21 | 4 | Giles Mark T | DFFN | Stock Option (Right to Buy) | D | 0.90 | 58,473 | 58,473 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Shealy Ben | DFFN | Stock Option (Right to Buy) | D | 0.96 | 89,583 | 89,583 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Gainer John | DFFN | Stock Option (Right to Buy) | D | 0.96 | 83,333 | 83,333 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Byrne Thomas E | DFFN | Stock Option (Right to Buy) | D | 0.96 | 16,667 | 16,667 | |||||
| 2016-05-20 | 2016-05-16 | 4 | Kalergis David G | DFFN | Stock Option (Right to Buy) | D | 0.96 | 204,167 | 204,167 | |||||
| 2016-02-19 | 3 | Gilliam Richard Baxter | DFFN | Diffusion Pharmaceuticals Inc | D | 25,375,950 | ||||||||
| 2016-02-19 | 3 | Gilliam Richard Baxter | DFFN | Diffusion Pharmaceuticals Inc | D | 25,375,950 | ||||||||
| 2016-01-15 | 3 | Jones David Randolph | RESX | Common Stock | D | 765,114 | ||||||||
| 2016-01-15 | 3 | Jones David Randolph | RESX | Common Stock | D | 765,114 | ||||||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.55 | 331,595 | 331,595 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.42 | 127,843 | 127,843 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.35 | 127,843 | 127,843 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.22 | 273,949 | 273,949 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Stock Option (Right to Buy) | D | 0.22 | 295,865 | 295,865 | |||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G By Daughter | RESX | Common Stock | I | 215,506 | 215,506 | ||||||
| 2016-01-13 | 2016-01-08 | 4 | Kalergis David G | RESX | Common Stock | D | 1,069,216 | 1,069,216 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.55 | 237,422 | 237,422 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.35 | 36,526 | 36,526 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.22 | 109,579 | 109,579 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Stock Option (Right to Buy) | D | 0.22 | 215,506 | 215,506 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Byrne Thomas E | RESX | Common Stock | D | 1,391,867 | 1,391,867 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Stock Option (Right to Buy) | D | 0.22 | 186,285 | 186,285 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W By the Nixon & Vanderhye 401K for the benefit of Robert W. Adams | RESX | Common Stock | I | 188,973 | 188,973 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Adams Robert W | RESX | Common Stock | D | 350,504 | 350,504 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T | RESX | Stock Option (Right to Buy) | D | 0.22 | 98,621 | 98,621 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T By PANDA Holdings, LLC | RESX | Common Stock | I | 6,296,346 | 6,296,346 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Giles Mark T By the VNB Trust IRA fbo Mark T. Giles | RESX | Common Stock | I | 44,069 | 44,069 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Stock Option (Right to Buy) | D | 0.42 | 276,140 | 276,140 | |||||
| 2016-01-12 | 2016-01-08 | 4 | LEVIN ALAN G | RESX | Common Stock | D | 248,032 | 248,032 | ||||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.55 | 219,159 | 219,159 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.55 | 365,265 | 365,265 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.42 | 109,579 | 109,579 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.22 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.42 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.22 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.35 | 91,316 | 91,316 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.62 | 182,632 | 182,632 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John | RESX | Stock Option (Right to Buy) | D | 0.22 | 226,486 | 226,486 | |||||
| 2016-01-12 | 2016-01-08 | 4 | Gainer John By the John L. Gainer Declaration of Trust | RESX | Common Stock | I | 3,725,711 | 3,725,711 | ||||||
| 2015-09-21 | 2014-01-07 | 4 | BLECH ISAAC | RESX | Stock Option (right to buy) | D | 3.00 | 17,441 | 17,441 | |||||
| 2014-08-06 | 2014-08-04 | 4 | Weinberg Mark A. | RESX | Stock Option (right to buy) | D | 3.90 | 521,475 | 521,475 | |||||
| 2014-07-29 | 2014-07-24 | 4 | SHERRIS DAVID | RESX | Stock Option (right to buy) | D | 3.92 | 119,482 | 119,482 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Donenberg Phillip B. | RESX | Stock Option (right to buy) | D | 3.92 | 271,475 | 271,475 | |||||
| 2014-07-29 | 2014-07-24 | 4 | BARER SOL J | RESX | Stock Option (right to buy) | D | 3.92 | 123,287 | 123,287 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Bright Rex | RESX | Stock Option (right to buy) | D | 3.92 | 61,085 | 61,085 | |||||
| 2014-07-29 | 2014-07-24 | 4 | STACKS NELSON K. | RESX | Stock Option (right to buy) | D | 3.92 | 61,374 | 61,374 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Schwartz Yael | RESX | Stock Option (right to buy) | D | 3.92 | 119,482 | 119,482 | |||||
| 2014-07-29 | 2014-07-24 | 4 | Boris Timothy | RESX | Stock Option (right to buy) | D | 3.92 | 79,655 | 79,655 | |||||
| 2014-07-29 | 2014-07-24 | 4 | SIMES STEPHEN M | RESX | Stock Option (right to buy) | D | 3.92 | 542,975 | 542,975 | |||||
| 2014-07-29 | 2014-07-24 | 4 | BLECH ISAAC | RESX | Stock Option (right to buy) | D | 3.92 | 87,449 | 87,449 | |||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 126,894 | 254 | 1,011,072 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 76,755 | 154 | 884,178 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 78,473 | 157 | 807,423 | ||||
| 2014-06-19 | 2014-06-06 | 4/A | BARER SOL J | RESX | Common Stock | D | 2.0000 | 270,616 | 541 | 728,950 | ||||
| 2014-06-12 | 2014-06-03 | 4 | SHERRIS DAVID | RESX | Stock Option (right to buy) | D | 4.15 | 115,193 | 115,193 | |||||
| 2014-06-12 | 2014-06-03 | 4 | Abolin Craig | RESX | Stock Option (right to buy) | D | 4.15 | 57,596 | 57,596 | |||||
| 2014-06-12 | 2014-06-03 | 4 | Schwartz Yael | RESX | Stock Option (right to buy) | D | 4.15 | 115,193 | 115,193 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2.00 | 95,170 | 95,170 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 3/19/14 | D | -126,894 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2.00 | 57,566 | 57,566 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 2/4/14 | D | -76,755 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 12/19/13 | D | -78,473 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Warrant | D | 2.00 | 202,962 | 202,962 | |||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Secured Convertible Promissory Note dated 8/9/13 | D | -270,606 | 0 | ||||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 126,894 | 254 | 46,386,071 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 76,755 | 154 | 46,259,177 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 78,473 | 157 | 46,182,422 | ||||
| 2014-06-10 | 2014-06-06 | 4 | BARER SOL J | RESX | Common Stock | D | 2.0000 | 270,616 | 541 | 46,103,949 | ||||
| 2014-06-06 | 2014-05-27 | 4 | Donenberg Phillip B. | RESX | Stock Option (right to buy) | D | 4.00 | 250,000 | 250,000 | |||||
| 2014-04-09 | 3 | SHERRIS DAVID | RESX | Common Stock | D | 3,195,186 | ||||||||
| 2014-04-09 | 3 | SHERRIS DAVID | RESX | Common Stock | D | 3,195,186 | ||||||||
| 2014-03-12 | 2014-03-05 | 4 | SIMES STEPHEN M | SMDID | Stock Option (right to buy) | D | 0.02 | 50,000,000 | 50,000,000 | |||||
| 2014-03-10 | 2014-02-05 | 4 | Bright Rex | SMDID | Stock Option (right to buy) | D | 0.03 | 1,650,000 | 1,650,000 | |||||
| 2013-11-22 | 3 | STACKS NELSON K. | SMDI | Common Stock | D | 0 | ||||||||
| 2013-11-22 | 3 | Abolin Craig | SMDI | Common Stock | D | 2,283,720 | ||||||||
| 2013-11-22 | 3 | Schwartz Yael | SMDI | Common Stock | D | 2,397,673 | ||||||||
| 2013-11-01 | 3 | BARER SOL J | SMDI | COMMON STOCK | D | 45,833,333 | ||||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Warrants (right to buy) | I | 1.00 | -8,125,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Warrants (right to buy) | I | 0.65 | -16,250,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Series E Preferred Stock, par value $0.001 per share | I | 0.06 | -6,500 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Warrants (right to buy) | I | 1.00 | -625,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Warrants (right to buy) | I | 0.65 | -1,250,000 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Series E Preferred Stock, par value $0.001 per share | I | 0.06 | -500 | 0 | |||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Common Stock, par value $0.001 per share | I | 46,428,571 | 185,000,000 | ||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Trusts | SMDI | Common Stock, par value $0.001 per share | I | 0.0600 | 108,333,333 | 6,500 | 138,571,429 | ||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Common Stock, par value $0.001 per share | I | 3,571,429 | 30,238,096 | ||||||
| 2013-06-10 | 2013-05-29 | 4 | BLECH ISAAC By Spouse | SMDI | Common Stock, par value $0.001 per share | I | 0.0600 | 8,333,333 | 500 | 26,666,667 | ||||
| 2013-06-10 | 2013-05-02 | 4 | BLECH ISAAC | SMDI | Common Stock, par value $0.001 per share | D | 0.0600 | 18,333,334 | 1,100 | 18,333,334 | ||||
| 2012-09-14 | 3 | Schneider John | SMDI | Common Stock | D | 900,000 | ||||||||
| 2012-09-14 | 3 | Schneider John | SMDI | Common Stock | D | 179,105 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
