ALT Insider Trading - Altimmune, Inc.

已發行股份	194,474,154 shares
內部人士股份	24,633,895 shares
內部持股	12.67 %
所有內部人士	63

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

3 ( )

119 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

0.036% ( )

401 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Altimmune, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	持股數量	分拆調整
Eric Aguiar -	250,000	125,000
William Michael Brown Chief Financial Officer - [O]	17,721	17,721
James H Cavanaugh -	3,297,174	3,297,174
Linda L Chang SVP, CFO & Secretary - [O]	30,000	30,000
Elizabeth Czerepak Director - [D]	1,320,065	1,320,065
Christopher C Camut VP, Chief Financial Officer - [O]	49,308	49,308
David J Collier 10% Owner - [10%]	3,774,500	3,774,500
Francesca M Cook SVP, Policy & Gov't Affairs - [O]	37,631	37,631
David Drutz Director - [D]	55,524	55,524
Jerome Benedict Durso President and CEO, Director - [D] [O]	47,500	47,500
Israel A Englander 10% Owner - [10%]	984,500	984,500
Richard I Eisenstadt Chief Financial Officer - [O]	45,012	45,012
William Enright President and CEO, Director - [D] [O]	365,839	12,195
Phil Frohlich 10% Owner - [10%]	6,626,403	6,626,403
Thomas Richard Fuerst	20,000
Joan Fusco SVP, Operations - [O]	40,812	40,812
John Gill Director - [D]	21,700	21,700
Vipin K Garg Director - [D]	424,519	424,519
Healthcare Ventures Vii Lp -	125,000	125,000
Matthew Scott Harris Chief Medical Officer - [O]	83,874	83,874
Philip Hodges Director - [D]	8,731	8,731

內部人士	持股數量	分拆調整
Jeffrey Michael Jones COO - [O]	5,088	5,088
Raymond M Jordt Chief Business Officer - [O]	70,107	70,107
Diane Jorkasky Director - [D]	527	527
Jordan P Karp SVP, General Counsel - [O]	21,929	21,929
Bong Y Koh 10% Owner - [10%]	3,500,000	3,500,000
Philip Macneill VP, CFO, Treasurer, Secretary - [O]	126,346	126,346
Brian A Markison Director - [D]	0	0
Millenco Llc 10% Owner - [10%]	984,500	984,500
Wayne Morges VP, Regulatory Affairs & Qual - [O]	38,091	38,091
Joel McCleary	5,061
Bioventures Ltd Novartis 10% Owner - [10%]	8,345,145	278,172
John Pappajohn	10,000
Prescott Group Capital Management, L.l.c. 10% Owner - [10%]	6,626,403	6,626,403
Paradigm Venture Partners, L.P. 10% Owner - [10%]	4,455	4,455
Wayne Pisano Director - [D]	13,498	13,498
Kevin Price President-Pharmathene UK, Ltd. - [O]	2,500	2,500
Eric I Richman Director - [D]	898,055	898,055
Redmont VAXN Capital Holdings, LLC 10% Owner - [10%]	0	0
Redmont Venture Partners, Inc. 10% Owner - [10%]	4,455	4,455
Valerie D Riddle VP, Medical Director - [O]	58,824	58,824
M Scot Roberts Chief Scientific Officer - [O]	112,824	112,824

內部人士	持股數量	分拆調整
Runge Jeffrey W. Director - [D]	197,700	197,700
Mitchel Sayare Director - [D]	26,363	26,363
Derace L Schaffer Director - [D]	589,453	19,648
Klaus Schafer Director - [D]	9,179	9,179
Nimish P Shah 10% Owner - [10%]	3,500,000	3,500,000
Andrew Shutterly Acting Chief Financial Officer - [O]	11,372	11,372
Sohn Catherine A. Director - [D]	1,500	1,500
Peter Steven St Director - [D]	205,004	205,004
Sybil Tasker	20,000
Truffle Capital S.A.S. 10% Owner - [10%]	76,700	2,557
Velocity Pharmaceutical Holdings Llc 10% Owner - [10%]	1,687,250	1,687,250
VHCP Co-Investment Holdings II, LLC 10% Owner - [10%]	3,500,000	3,500,000
VHCP Co-Investment Holdings III, LLC 10% Owner - [10%]	3,500,000	3,500,000
VHCP Management II, LLC 10% Owner - [10%]	3,500,000	3,500,000
VHCP Management III, LLC 10% Owner - [10%]	3,500,000	3,500,000
Velocity Pharma Management, LLC 10% Owner - [10%]	3,774,500	3,774,500
Venrock Healthcare Capital Partners II, L.P. 10% Owner - [10%]	3,500,000	3,500,000
Venrock Healthcare Capital Partners III, L.P. 10% Owner - [10%]	3,500,000	3,500,000
Gregory L Weaver Chief Financial Officer - [O]	38,078	38,078
David P Wright President and CEO, Director - [D] [O]	307,115	307,115
James F Watson 10% Owner - [10%]	3,774,500	3,774,500

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 ALT / Altimmune, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2026-04-06	GILL JOHN	9,200	3.4076	9,200	3.4076	31,350	14	3.5600	1,403	4.48
2026-04-01	WEAVER GREGORY L	10,000	3.1499	10,000	3.1499	31,499
2026-04-01	Durso Jerome Benedict	15,000	3.1400	15,000	3.1400	47,100
2026-03-06	Durso Jerome Benedict	20,000	3.5395	20,000	3.5395	70,790
2026-03-06	WEAVER GREGORY L	5,000	3.5400	5,000	3.5400	17,700
2026-01-08	Pisano Wayne	5,000	4.0820	5,000	4.0820	20,410
2026-01-05	Sohn Catherine A.	500	4.2351	500	4.2351	2,118
2025-12-29	Jorkasky Diane	527	3.8000	527	3.8000	2,003
2025-12-23	GILL JOHN	12,500	4.1000	12,500	4.1000	51,250

經調整價格已按拆股調整。經調整股數已按拆股調整。

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 ALT / Altimmune, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2024-08-19	Drutz David	7,827	6.9300	7,827	6.9300	54,241	357	3.3800	-27,786	-51.23
2024-08-19	Drutz David	8,184	6.8800	8,184	6.8800	56,306
2022-08-12	GILL JOHN	2,714	15.0000	2,714	15.0000	40,710
2020-05-15	VELOCITY PHARMACEUTICAL HOLDINGS LLC	30,622	4.6500	30,622	4.6500	142,392
2020-05-14	VELOCITY PHARMACEUTICAL HOLDINGS LLC	169,378	4.8100	169,378	4.8100	814,708
2016-12-09	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	436,324	3.2600	436,324	3.2600	1,422,416
2016-12-08	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	440,479	3.2500	440,479	3.2500	1,431,557
2016-12-07	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	477,829	3.2600	477,829	3.2600	1,557,723
2007-08-03	MILLENCO LLC	70,000	6.0500	3,500	121.0000	423,500

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	行使價格	單位價格	股數變化	價值變化 (1K)	剩餘期權	剩餘股份
2026-04-06	2026-04-06	4	GILL JOHN	ALT	Common Stock, par value $0.0001	P - Purchase	D		3.4076	9,200	31		21,700
2026-04-01	2026-04-01	4	WEAVER GREGORY L	ALT	Common Stock, par value $0.0001	P - Purchase	D		3.1499	10,000	31		38,078
2026-04-01	2026-04-01	4	Durso Jerome Benedict	ALT	Common Stock, par value $0.0001	P - Purchase	D		3.1400	15,000	47		47,500
2026-03-09	2026-03-06	4	WEAVER GREGORY L	ALT	Common Stock, par value $0.0001	P - Purchase	D		3.5400	5,000	18		28,078
2026-03-09	2026-03-06	4	Durso Jerome Benedict	ALT	Common Stock, par value $0.0001	P - Purchase	D		3.5395	20,000	71		32,500
2026-02-03	2026-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		5.5500	-2,329	-13		112,824
2026-02-03	2026-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			7,775			115,153
2026-02-03	2026-01-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		3.0700	5,567	17		107,378
2026-02-03	2026-01-30	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		5.6000	-2,859	-16		101,811
2026-02-03	2026-01-30	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,275			104,670
2026-02-02	2026-01-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		3.0700	6,926	21		424,519
2026-02-02	2026-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		5.6000	-11,632	-65		417,593
2026-02-02	2026-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			26,775			429,225
2026-02-02	2026-01-31	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	A - Award	D		3.0700	4,571	14		70,107
2026-01-29	2026-01-27	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.1800	-4,229	-26		65,536
2026-01-29	2026-01-27	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	M - Exercise	D			15,850			69,765
2026-01-29	2026-01-27	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.1800	-17,898	-111		402,450
2026-01-29	2026-01-27	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			41,200			420,348
2026-01-29	2026-01-27	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.1800	-4,748	-29		95,395
2026-01-29	2026-01-27	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			15,850			100,143
2026-01-27	2026-01-25	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	F - Taxes	D		5.5000	-3,855	-21		53,915
2026-01-27	2026-01-25	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	M - Exercise	D			14,600			57,770
2026-01-27	2026-01-25	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		5.5000	-17,984	-99		379,148
2026-01-27	2026-01-25	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			42,050			397,132
2026-01-27	2026-01-25	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		5.5000	-4,373	-24		84,293
2026-01-27	2026-01-25	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			14,600			88,666
2026-01-09	2026-01-08	4	Pisano Wayne	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.0820	5,000	20		13,498
2026-01-05	2026-01-01	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	F - Taxes	D		3.6100	-2,475	-9		43,170
2026-01-05	2026-01-01	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,375			45,645
2026-01-05	2026-01-05	4	Sohn Catherine A.	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.2351	500	2		1,500
2025-12-29	2025-12-29	4	Jorkasky Diane	ALT	Common Stock, par value $0.0001	P - Purchase	D		3.8000	527	2		527
2025-12-23	2025-12-23	4	GILL JOHN	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.1000	12,500	51		12,500
2025-12-22	2025-12-22	4	Durso Jerome Benedict	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.1255	12,500	52		12,500
2025-11-12	2025-11-11	4	WEAVER GREGORY L	ALT	Common Stock, par value $0.0001	F - Taxes	D		4.2800	-5,672	-24		23,078
2025-11-12	2025-11-11	4	WEAVER GREGORY L	ALT	Common Stock, par value $0.0001	M - Exercise	D			18,750			28,750
2025-09-29	2022-01-06	4	GILL JOHN	ALT	Common Stock, par value $0.0001	G - Gift	D			-2,714			0
2025-08-04	2025-07-31	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	A - Award	D		3.1400	1,368	4		36,270
2025-08-04	2025-07-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		3.1400	846	3		74,066
2025-08-04	2025-07-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		3.1400	2,018	6		16,087
2025-03-18	2025-03-17	4	Sohn Catherine A.	ALT	Common Stock, par value $0.0001	P - Purchase	D		5.7845	1,000	6		1,000
2025-03-14	2025-03-13	4	WEAVER GREGORY L	ALT	Common Stock, par value $0.0001	P - Purchase	D		5.1996	10,000	52		10,000
2025-03-11	2025-03-07	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	G - Gift	D			-67,787			14,069
2025-02-03	2025-02-02	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.6400	-8,282	-55		355,082
2025-02-03	2025-02-02	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			18,950			363,364
2025-02-03	2025-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.6400	-7,231	-48		344,414
2025-02-03	2025-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,545			351,645
2025-02-03	2025-01-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		5.1800	4,105	21		335,100
2025-02-03	2025-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.0000	-11,701	-82		330,995
2025-02-03	2025-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			26,775			342,696
2025-02-03	2025-02-02	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.6400	-2,708	-18		81,856
2025-02-03	2025-02-02	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			7,775			84,564
2025-02-03	2025-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.6400	-2,109	-14		76,789
2025-02-03	2025-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			78,898
2025-02-03	2025-01-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		5.1800	1,905	10		72,732
2025-02-03	2025-01-30	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.0000	-3,173	-22		70,827
2025-02-03	2025-01-30	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,275			74,000
2025-02-03	2025-01-31	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	A - Award	D		5.1800	2,614	14		34,902
2025-02-03	2025-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.6400	-2,316	-15		73,220
2025-02-03	2025-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			7,775			75,536
2025-02-03	2025-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.6400	-1,801	-12		67,761
2025-02-03	2025-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			69,562
2025-02-03	2025-01-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		5.1800	3,184	16		63,396
2025-02-03	2025-01-30	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.0000	-2,709	-19		60,212
2025-02-03	2025-01-30	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,275			62,921
2025-01-28	2025-01-25	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.9800	-4,264	-30		53,646
2025-01-28	2025-01-25	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			14,600			57,910
2025-01-28	2025-01-25	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.9800	-4,994	-35		64,725
2025-01-28	2025-01-25	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			14,600			69,719
2025-01-28	2025-01-25	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.9800	-3,862	-27		32,288
2025-01-28	2025-01-25	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	M - Exercise	D			14,600			36,150
2025-01-28	2025-01-25	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.9800	-18,157	-127		315,921
2025-01-28	2025-01-25	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			42,050			334,078
2025-01-03	2025-01-01	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.2100	-2,485	-18		21,550
2025-01-03	2025-01-01	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,375			24,035
2024-08-20	2024-08-19	4	Drutz David	ALT	Common Stock, par value $0.0001	S - Sale	I		6.8800	-8,184	-56		55,524
2024-08-20	2024-08-19	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	I		2.5000	21,750	54		63,708
2024-08-20	2024-08-19	4	Drutz David	ALT	Common Stock, par value $0.0001	S - Sale	I		6.9300	-7,827	-54		41,958
2024-08-20	2024-08-19	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	I		2.6000	20,000	52		49,785
2024-08-01	2024-07-31	4	Shutterly Andrew	ALT	Common Stock, par value $0.0001	A - Award	D		5.4100	1,259	7		11,372
2024-08-01	2024-07-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		5.4100	650	4		43,310
2024-08-01	2024-07-31	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	A - Award	D		5.4100	917	5		14,660
2024-08-01	2024-07-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		5.4100	1,486	8		55,119
2024-07-01		3	Shutterly Andrew	ALT	Common Stock, par value $0.0001		D						10,113
2024-02-05	2024-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.3200	-2,330	-22		42,660
2024-02-05	2024-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			7,775			44,990
2024-02-05	2024-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8800	-1,801	-18		37,215
2024-02-05	2024-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			39,016
2024-02-05	2024-02-02	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.3200	-2,332	-22		53,633
2024-02-05	2024-02-02	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			7,775			55,965
2024-02-05	2024-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8800	-1,801	-18		48,190
2024-02-05	2024-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			49,991
2024-02-05	2024-02-02	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.3200	-8,376	-78		292,028
2024-02-05	2024-02-02	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			18,950			300,404
2024-02-05	2024-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8800	-7,313	-72		281,454
2024-02-05	2024-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,545			288,767
2024-02-01	2024-01-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		2.6900	5,860	16		32,850
2024-02-01	2024-01-30	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8000	-2,709	-27		26,990
2024-02-01	2024-01-30	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,275			29,699
2024-02-01	2024-01-31	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	A - Award	D		2.6900	5,030	14		13,743
2024-02-01	2024-01-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		2.6900	3,257	9		43,825
2024-02-01	2024-01-30	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8000	-2,709	-27		40,568
2024-02-01	2024-01-30	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,275			43,277
2024-02-01	2024-01-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		2.6900	7,889	21		272,222
2024-02-01	2024-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8000	-11,697	-115		264,333
2024-02-01	2024-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			26,775			276,030
2024-02-01	2024-01-31	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	A - Award	D		2.6900	4,621	12		45,012
2024-02-01	2024-01-30	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8000	-2,175	-21		40,391
2024-02-01	2024-01-30	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,275			42,566
2024-01-04	2024-01-01	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	F - Taxes	D		11.2500	-2,503	-28		8,704
2024-01-04	2024-01-01	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	M - Exercise	D			9,375			11,207
2024-01-02	2023-12-29	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	F - Taxes	D		11.2500	-3,044	-34		33,291
2024-01-02	2023-12-29	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	M - Exercise	D			12,500			36,335
2023-08-15	2023-08-15	4	Drutz David	ALT	Common Stock, par value $0.0001	P - Purchase	I		2.8750	300	1		29,785
2023-08-02	2023-07-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		2.8100	126	0		249,255
2023-08-02	2023-07-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		2.8100	691	2		34,002
2023-08-02	2023-07-31	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	A - Award	D		2.8100	1,825	5		23,835
2023-08-02	2023-07-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		2.8100	568	2		20,424
2023-08-02	2023-07-31	4	Jordt Raymond M	ALT	Common Stock, par value $0.0001	A - Award	D		2.8100	1,832	5		1,832
2023-07-06	2022-08-12	4	GILL JOHN	ALT	Common Stock, par value $0.0001	S - Sale	D		15.0000	-2,714	-41		2,771
2023-03-27	2023-03-23	4	Drutz David	ALT	Common Stock, par value $0.0001	P - Purchase	I		4.2700	9,000	38		29,484
2023-03-24	2023-03-24	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.3140	10,000	43		22,010
2023-03-23	2023-03-23	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.2200	10,000	42		33,311
2023-02-06	2023-02-02	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		15.0400	-2,364	-36		23,311
2023-02-06	2023-02-02	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			7,775			25,675
2023-02-06	2023-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		15.0400	-2,375	-36		19,856
2023-02-06	2023-02-02	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			7,775			22,231
2023-02-06	2023-02-02	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		15.0400	-8,422	-127		249,129
2023-02-06	2023-02-02	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			18,950			257,551
2023-02-02	2023-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		13.7800	-2,183	-30		17,900
2023-02-02	2023-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			20,083
2023-02-02	2023-01-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		10.2085	1,296	13		13,917
2023-02-02	2023-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		13.7800	-2,183	-30		14,456
2023-02-02	2023-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			16,639
2023-02-02	2023-01-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		10.2085	1,436	15		10,473
2023-02-02	2023-01-31	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	A - Award	D		10.2085	1,172	12		12,010
2023-02-02	2023-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		13.7800	-7,658	-106		238,601
2023-02-02	2023-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,546			246,259
2023-02-02	2023-01-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		10.2085	1,938	20		229,713
2023-01-03	2022-12-31	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	F - Taxes	D		16.4500	-3,028	-50		10,838
2023-01-03	2022-12-31	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	M - Exercise	D			12,500			13,866
2022-12-22	2022-12-22	4	Pisano Wayne	ALT	Common Stock, par value $0.0001	S - Sale	D		15.0134	-20,000	-300		8,498
2022-12-22	2022-12-22	4	Pisano Wayne	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.6000	20,000	52		28,498
2022-12-01	2022-11-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.9500	-3,007	-30		227,775
2022-11-21	2022-11-18	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	139	0		20,151
2022-10-31	2022-10-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		12.7700	-3,007	-38		230,782
2022-10-03	2022-09-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		12.7700	-3,008	-38		233,789
2022-09-01	2022-08-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	S - Sale	D		20.0161	-20,000	-400		236,797
2022-09-01	2022-08-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		18.9400	-3,007	-57		256,797
2022-08-12	2022-08-12	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	S - Sale	D		15.0593	-15,000	-226		259,804
2022-08-03	2022-07-31	4	Eisenstadt Richard I	ALT	Common Stock, par value $0.0001	A - Award	D		6.8600	1,366	9		1,366
2022-08-03	2022-07-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		6.8600	732	5		9,037
2022-08-03	2022-07-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		6.8600	1,076	7		12,621
2022-08-01	2022-07-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		12.0100	-3,007	-36		274,804
2022-07-05	2022-07-05	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	S - Sale	D		12.0000	-10,182	-122		8,305
2022-07-05	2022-07-05	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.9500	787	2		18,487
2022-07-05	2022-07-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	S - Sale	D		12.0000	-26,982	-324		17,700
2022-07-05	2022-07-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.9500	22,963	68		44,682
2022-07-05	2022-07-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.6000	4,019	10		21,719
2022-07-01	2022-06-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		11.7000	-3,007	-35		277,811
2022-06-30	2022-06-29	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	S - Sale	D		12.0004	-5,462	-66		17,700
2022-06-30	2022-06-29	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.6000	5,462	14		23,162
2022-06-28	2022-06-27	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	S - Sale	D		12.0008	-37,352	-448		17,700
2022-06-28	2022-06-27	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.6000	11,769	31		55,052
2022-06-28	2022-06-27	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D		1.9213	25,583	49		43,283
2022-06-28	2022-06-27	4	Jorkasky Diane	ALT	Common Stock, par value $0.0001	S - Sale	D		11.7515	-17,610	-207		0
2022-06-28	2022-06-27	4	Jorkasky Diane	ALT	Common Stock, par value $0.0001	M - Exercise	D		3.1500	17,610	55		17,610
2022-06-22	2022-06-20	4	Schafer Klaus	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	60	0		9,179
2022-06-22	2022-06-20	4	Schafer Klaus	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	60	0		9,179
2022-06-22	2022-06-20	4	Schafer Klaus	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	159	0		9,119
2022-06-16	2022-06-15	4	Drutz David	ALT	Common Stock, par value $0.0001	P - Purchase	D		8.0000	1,000	8		20,012
2022-05-31	2022-05-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		5.0300	-3,008	-15		280,818
2022-05-25	2022-05-24	4	Drutz David	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.5000	1,200	5		19,012
2022-05-02	2022-04-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		4.5200	-3,008	-14		283,826
2022-03-31	2022-03-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		6.0500	-3,007	-18		286,834
2022-03-02	2022-02-28	4	Harris Matthew Scott	ALT	Stock Options (option to buy)	M - Exercise	D	1.92		-30,000		31,400
2022-03-02	2022-02-28	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	S - Sale	D		7.5200	-30,000	-226		11,545
2022-03-02	2022-02-28	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D		1.9213	30,000	58		41,545
2022-03-01	2022-02-28	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.4100	-3,007	-22		289,841
2022-02-16	2017-05-04	4/A	Drutz David	ALT	Stock Options (option to buy)	A - Award	D	2.40		139		139
2022-02-16	2017-05-04	4/A	Drutz David	ALT	Stock Options (option to buy)	A - Award	D	17.70		139		139
2022-02-14	2021-12-27	5	GILL JOHN	ALT	Common Stock, par value $0.0001	G - Gift	D			-2,714			2,771
2022-02-14	2021-12-27	5	GILL JOHN	ALT	Common Stock, par value $0.0001	G - Gift	D			-2,714			2,771
2022-02-14	2021-05-03	5	GILL JOHN	ALT	Common Stock, par value $0.0001	G - Gift	D			-3,000			8,199
2022-02-03	2022-02-02	4	Garg Vipin K	ALT	Restricted Stock Units	A - Award	D			75,800		75,800
2022-02-03	2022-02-02	4	Garg Vipin K	ALT	Stock Options (option to buy)	A - Award	D	7.53		223,000		223,000
2022-02-03	2022-02-01	4	Garg Vipin K	ALT	Restricted Stock Units	M - Exercise	D			-16,545		49,636
2022-02-03	2022-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.9800	-7,655	-61		292,848
2022-02-03	2022-02-01	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,545			300,503
2022-02-03	2022-01-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		6.8600	2,757	19		283,958
2022-02-03	2022-02-02	4	Harris Matthew Scott	ALT	Restricted Stock Units	A - Award	D			31,100		31,100
2022-02-03	2022-02-02	4	Harris Matthew Scott	ALT	Stock Options (option to buy)	A - Award	D	7.53		91,600		91,600
2022-02-03	2022-02-01	4	Harris Matthew Scott	ALT	Restricted Stock Units	M - Exercise	D			-6,166		18,498
2022-02-03	2022-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.9800	-2,183	-17		11,545
2022-02-03	2022-02-01	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			13,728
2022-02-03	2022-01-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		6.8600	1,800	12		7,562
2022-02-03	2022-02-02	4	Roberts M Scot	ALT	Restricted Stock Units	A - Award	D			31,100		31,100
2022-02-03	2022-02-02	4	Roberts M Scot	ALT	Stock Options (option to buy)	A - Award	D	7.53		91,600		91,600
2022-02-03	2022-02-01	4	Roberts M Scot	ALT	Restricted Stock Units	M - Exercise	D			-6,166		18,498
2022-02-03	2022-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.9800	-2,183	-17		17,700
2022-02-03	2022-02-01	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D			6,166			19,883
2022-02-03	2022-01-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		6.8600	2,106	14		13,717
2022-01-31	2022-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		7.2000	-2,355	-17		281,201
2022-01-26	2022-01-25	4	Drutz David	ALT	Stock Options (option to buy)	M - Exercise	D	2.40		-70		69
2022-01-26	2022-01-25	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	70	0		17,882
2022-01-04	2021-12-31	4	Eisenstadt Richard I	ALT	Restricted Stock Units	A - Award	D			50,000		50,000
2022-01-04	2021-12-31	4	Eisenstadt Richard I	ALT	Stock Options (option to buy)	A - Award	D	9.16		150,000		150,000
2022-01-03	2021-12-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		8.9300	-3,007	-27		283,556
2021-12-15	2021-12-14	4	Drutz David	ALT	Stock Options (option to buy)	M - Exercise	D	2.40		-139		0
2021-12-15	2021-12-14	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	139	0		17,812
2021-12-01	2021-11-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		10.4900	-3,007	-32		286,563
2021-11-19	2021-11-19	4	Drutz David	ALT	Stock Options (option to buy)	M - Exercise	D	2.40		-70		0
2021-11-19	2021-11-19	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	70	0		17,673
2021-11-01	2021-10-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		10.8000	-3,007	-32		289,570
2021-10-01	2021-09-23	4	Jorkasky Diane	ALT	Stock Options (option to buy)	A - Award	D	15.44		24,100		24,100
2021-10-01	2021-09-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		11.3100	-3,007	-34		292,577
2021-09-24	2021-09-23	4	GILL JOHN	ALT	Stock Options (option to buy)	A - Award	D	15.44		24,100		24,100
2021-09-24	2021-09-23	4	SAYARE MITCHEL	ALT	Stock Options (option to buy)	A - Award	D	15.44		24,100		24,100
2021-09-24	2021-09-23	4	Schafer Klaus	ALT	Stock Options (option to buy)	A - Award	D	15.44		24,100		24,100
2021-09-24	2021-09-23	4	Hodges Philip	ALT	Stock Options (option to buy)	A - Award	D	15.44		24,100		24,100
2021-09-24	2021-09-23	4	Pisano Wayne	ALT	Stock Options (option to buy)	A - Award	D	15.44		24,100		24,100
2021-09-24	2021-09-23	4	Drutz David	ALT	Stock Options (option to buy)	A - Award	D	15.44		24,100		24,100
2021-08-31	2021-08-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		14.0900	-3,008	-42		295,584
2021-08-06	2021-07-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		7.7095	725	6		5,762
2021-08-06	2021-07-31	4	Brown William Michael	ALT	Common Stock, par value $0.0001	A - Award	D		7.7095	803	6		17,721
2021-08-06	2021-07-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		7.7095	1,750	13		11,611
2021-08-02	2021-07-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.0700	-3,007	-27		298,592
2021-07-01	2021-06-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.8500	-3,007	-30		301,599
2021-06-02	2021-05-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		12.6500	-2,577	-33		304,606
2021-05-04	2021-04-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		14.4700	-1,999	-29		307,183
2021-03-31	2021-03-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		13.5500	-1,998	-27		309,182
2021-03-01	2021-02-28	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		15.9400	-1,998	-32		311,180
2021-03-01	2021-03-01	4	Hodges Philip	ALT	Common Stock, par value $0.0001	S - Sale	D		16.0800	-6,000	-96		8,731
2021-03-01	2021-02-25	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Warrant	J - Other	I	0.00		1,000,000		1,000,000
2021-03-01	2021-02-25	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	J - Other	I			-1,000,000			3,500,000
2021-02-03	2021-02-01	4	Harris Matthew Scott	ALT	Restricted Stock Units	A - Award	D			24,664		24,664
2021-02-03	2021-02-01	4	Harris Matthew Scott	ALT	Stock Options (option to buy)	A - Award	D	16.71		90,000		90,000
2021-02-03	2021-01-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		12.1400	968	12		5,037
2021-02-03	2021-02-01	4	Garg Vipin K	ALT	Restricted Stock Units	A - Award	D			66,181		66,181
2021-02-03	2021-02-01	4	Garg Vipin K	ALT	Stock Options (option to buy)	A - Award	D	16.71		241,500		241,500
2021-02-03	2021-01-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		12.1400	1,055	13		313,178
2021-02-03	2021-02-01	4	Roberts M Scot	ALT	Restricted Stock Units	A - Award	D			24,664		24,664
2021-02-03	2021-02-01	4	Roberts M Scot	ALT	Stock Options (option to buy)	A - Award	D	16.71		90,000		90,000
2021-02-03	2021-01-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		12.1400	467	6		9,861
2021-02-03	2021-02-01	4	Brown William Michael	ALT	Restricted Stock Units	A - Award	D			24,664		24,664
2021-02-03	2021-02-01	4	Brown William Michael	ALT	Stock Options (option to buy)	A - Award	D	16.71		90,000		90,000
2021-02-03	2021-01-31	4	Brown William Michael	ALT	Common Stock, par value $0.0001	A - Award	D		12.1400	937	11		16,918
2021-02-01	2021-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		14.2800	-2,353	-34		312,123
2021-01-04	2020-12-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		11.3000	-3,025	-34		314,476
2020-12-11	2020-12-10	4	Schafer Klaus	ALT	Common Stock, par value $0.0001	P - Purchase	D		11.9900	2,000	24		8,900
2020-12-02	2020-11-30	4	GILL JOHN	ALT	Common Stock, par value $0.0001	S - Sale	D		11.9200	-8,425	-100		11,199
2020-12-02	2020-11-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		12.2300	-2,243	-27		317,501
2020-12-02	2020-12-01	4	Hodges Philip	ALT	Common Stock, par value $0.0001	S - Sale	I		13.5400	-1,227	-17		0
2020-12-02	2020-11-30	4	Hodges Philip	ALT	Common Stock, par value $0.0001	S - Sale	D		12.0000	-2,500	-30		14,731
2020-11-17	2020-11-13	4	Drutz David	ALT	Stock Options (option to buy)	M - Exercise	D	2.40		-60		0
2020-11-17	2020-11-13	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	D		2.4000	60	0		17,603
2020-11-13	2020-11-12	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	S - Sale	D		10.0200	-4,015	-40		4,069
2020-11-13	2020-11-12	4	Pisano Wayne	ALT	Common Stock, par value $0.0001	S - Sale	D		9.9000	-10,352	-102		8,498
2020-11-13	2020-11-12	4	Schafer Klaus	ALT	Common Stock, par value $0.0001	S - Sale	D		9.9100	-10,150	-101		6,900
2020-11-02	2020-10-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		11.4500	-2,015	-23		319,744
2020-10-16	2020-09-24	4	Schafer Klaus	ALT	Restricted Stock Units ("RSUs")	M - Exercise	D			-16,850		0
2020-10-16	2020-09-24	4	Schafer Klaus	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,850			17,050
2020-10-16	2020-09-24	4	Hodges Philip	ALT	Restricted Stock Units ("RSUs")	M - Exercise	D			-16,850		0
2020-10-16	2020-09-24	4	Hodges Philip	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,850			36,306
2020-10-16	2020-09-24	4	Drutz David	ALT	Restricted Stock Units ("RSUs")	M - Exercise	D			-16,850		0
2020-10-16	2020-09-24	4	Drutz David	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,850			17,543
2020-10-16	2020-09-24	4	SAYARE MITCHEL	ALT	Restricted Stock Units ("RSUs")	M - Exercise	D			-25,275		0
2020-10-16	2020-09-24	4	SAYARE MITCHEL	ALT	Common Stock, par value $0.0001	M - Exercise	D			25,275			26,363
2020-10-16	2020-09-24	4	GILL JOHN	ALT	Restricted Stock Units ("RSUs")	M - Exercise	D			-16,850		0
2020-10-16	2020-09-24	4	GILL JOHN	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,850			19,624
2020-10-16	2020-09-24	4	Pisano Wayne	ALT	Restricted Stock Units ("RSUs")	M - Exercise	D			-16,850		0
2020-10-16	2020-09-24	4	Pisano Wayne	ALT	Common Stock, par value $0.0001	M - Exercise	D			16,850			18,850
2020-10-02	2020-09-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		13.2000	-2,015	-27		321,759
2020-09-28	2020-09-24	4	GILL JOHN	ALT	Stock Options (option to buy)	A - Award	D	12.03		25,500		25,500
2020-09-28	2020-09-24	4	Jorkasky Diane	ALT	Stock Options (option to buy)	A - Award	D	12.03		9,500		9,500
2020-09-28	2020-09-24	4	Schafer Klaus	ALT	Stock Options (option to buy)	A - Award	D	12.03		25,500		25,500
2020-09-28	2020-09-24	4	SAYARE MITCHEL	ALT	Stock Options (option to buy)	A - Award	D	12.03		25,500		25,500
2020-09-28	2020-09-24	4	Drutz David	ALT	Stock Options (option to buy)	A - Award	D	12.03		25,500		25,500
2020-09-28	2020-09-24	4	Pisano Wayne	ALT	Stock Options (option to buy)	A - Award	D	12.03		25,500		25,500
2020-09-28	2020-09-24	4	Hodges Philip	ALT	Stock Options (option to buy)	A - Award	D	12.03		25,500		25,500
2020-08-31	2020-08-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		17.6200	-2,015	-36		323,774
2020-08-04	2020-07-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		1.4600	11,674	17		325,789
2020-08-04	2020-07-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		1.4600	3,859	6		9,394
2020-08-04	2020-07-31	4	Brown William Michael	ALT	Common Stock, par value $0.0001	A - Award	D		1.4600	7,920	12		15,981
2020-08-04	2020-07-31	4	Harris Matthew Scott	ALT	Common Stock, par value $0.0001	A - Award	D		1.4600	8,084	12		8,084
2020-08-03	2020-07-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		26.0600	-2,015	-53		314,115
2020-07-01	2020-06-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		10.7100	-2,015	-22		316,130
2020-06-29	2020-06-25	4	Schafer Klaus	ALT	Restricted Stock Units ("RSUs")	C - Conversion	D			16,850		16,850
2020-06-29	2020-06-25	4	Hodges Philip	ALT	Restricted Stock Units ("RSUs")	A - Award	D			16,850		16,850
2020-06-29	2020-06-25	4	Drutz David	ALT	Restricted Stock Units ("RSUs")	A - Award	D			16,850		16,850
2020-06-15	2020-06-15	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	P - Purchase	I		7.5400	1,500,000	11,310		4,500,000
2020-06-02	2020-05-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		9.2800	-2,015	-19		318,145
2020-05-28	2020-05-28	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	P - Purchase	I		8.8700	173,711	1,541		3,000,000
2020-05-28	2020-05-28	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	P - Purchase	I		7.7900	27,763	216		2,826,289
2020-05-28	2020-05-27	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	P - Purchase	I		7.9200	277,000	2,194		2,798,526
2020-05-28	2020-05-27	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	P - Purchase	I		7.2300	125,162	905		2,521,526
2020-05-28	2020-05-26	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	P - Purchase	I		9.7800	390,547	3,820		2,396,364
2020-05-28	2020-05-26	4	Venrock Healthcare Capital Partners III, L.P. By Funds	ALT	Common Stock	P - Purchase	I		8.7900	309,453	2,720		2,005,817
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-28		3	Shah Nimish P By Funds	ALT	Common Stock		I						3,392,728
2020-05-18	2020-05-15	4	VELOCITY PHARMACEUTICAL HOLDINGS LLC	ALT	Common Stock	S - Sale	D		4.6500	-30,622	-142		1,687,250
2020-05-18	2020-05-14	4	VELOCITY PHARMACEUTICAL HOLDINGS LLC	ALT	Common Stock	S - Sale	D		4.8100	-169,378	-815		1,717,872
2020-05-12	2020-05-11	4	Jorkasky Diane	ALT	Stock Options (option to buy)	A - Award	D	3.15		40,000		40,000
2020-05-04	2020-04-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		3.0500	-2,015	-6		320,160
2020-04-01	2020-03-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		3.0200	-2,016	-6		322,175
2020-03-03	2020-02-29	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		3.7000	-2,015	-7		324,191
2020-02-14		3	Velocity Pharma Management, LLC	ALT	Common Stock		D						3,774,500
2020-02-14		3	Velocity Pharma Management, LLC	ALT	Common Stock		D						3,774,500
2020-02-14		3	Velocity Pharma Management, LLC	ALT	Common Stock		D						3,774,500
2020-02-14		3	Velocity Pharma Management, LLC	ALT	Common Stock		D						3,774,500
2020-02-14		3	Velocity Pharma Management, LLC	ALT	Common Stock		D						3,774,500
2020-02-14		3	Velocity Pharma Management, LLC	ALT	Common Stock		D						3,774,500
2020-02-04	2020-01-31	4	Brown William Michael	ALT	Common Stock, par value $0.0001	A - Award	D		1.4600	8,061	12		8,061
2020-02-04	2020-01-31	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D		1.4600	11,289	16		326,206
2020-02-04	2020-01-31	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	A - Award	D		1.4600	3,698	5		5,535
2020-02-03	2020-01-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		1.7700	-2,015	-4		314,917
2020-01-03	2020-01-02	4	Brown William Michael	ALT	Stock Options (option to buy)	A - Award	D	1.92		61,400		61,400
2020-01-03	2020-01-02	4	Harris Matthew Scott	ALT	Stock Options (option to buy)	A - Award	D	1.92		61,400		61,400
2020-01-03	2020-01-02	4	Garg Vipin K	ALT	Stock Options (option to buy)	A - Award	D	1.92		149,500		149,500
2020-01-03	2020-01-02	4	Roberts M Scot	ALT	Stock Options (option to buy)	A - Award	D	1.92		61,400		61,400
2020-01-02	2019-12-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		1.8000	-1,999	-4		316,932
2019-12-03	2019-11-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	F - Taxes	D		1.8200	-23,976	-44		318,931
2019-09-11	2019-09-09	4	Harris Matthew Scott	ALT	Stock Options (option to buy)	A - Award	D	2.13		107,000		107,000
2019-09-05	2019-09-05	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.1000	20,000	42		342,907
2019-06-19	2019-06-17	4	Tasker Sybil	ALT	Stock Options (option to buy)	A - Award	D	2.46		20,000		20,000
2019-06-12	2019-06-10	4	Brown William Michael	ALT	Stock Options (option to buy)	A - Award	D	2.34		50,000		50,000
2019-03-27	2019-03-26	4	Roberts M Scot	ALT	Stock Options (option to buy)	A - Award	D	2.95		38,000		38,000
2019-03-27	2019-03-26	4	Tasker Sybil	ALT	Stock Options (option to buy)	A - Award	D	2.95		38,000		38,000
2019-01-04	2019-01-02	4	Brown William Michael	ALT	Stock Options (option to buy)	A - Award	D	2.60		30,000		30,000
2019-01-04	2019-01-02	4	Hodges Philip	ALT	Stock Options (option to buy)	A - Award	D	2.60		20,000		20,000
2019-01-04	2019-01-02	4	Schafer Klaus	ALT	Stock Options (option to buy)	A - Award	D	2.60		20,000		20,000
2019-01-04	2019-01-02	4	SAYARE MITCHEL	ALT	Stock Options (option to buy)	A - Award	D	2.60		30,000		30,000
2019-01-04	2019-01-02	4	Pisano Wayne	ALT	Stock Options (option to buy)	A - Award	D	2.60		20,000		20,000
2019-01-04	2019-01-02	4	Drutz David	ALT	Stock Options (option to buy)	A - Award	D	2.60		20,000		20,000
2019-01-04	2019-01-02	4	GILL JOHN	ALT	Stock Options (option to buy)	A - Award	D	2.60		20,000		20,000
2019-01-04	2019-01-02	4	Roberts M Scot	ALT	Stock Options (option to buy)	A - Award	D	2.60		30,000		30,000
2019-01-04	2019-01-02	4	Tasker Sybil	ALT	Stock Options (option to buy)	A - Award	D	2.60		30,000		30,000
2018-12-04	2018-11-30	4	Garg Vipin K	ALT	Stock Options (option to buy)	A - Award	D	3.59		111,421		111,421
2018-12-04	2018-11-30	4	Garg Vipin K	ALT	Stock Options (option to buy)	A - Award	D	3.59		211,486		211,486
2018-12-04	2018-11-30	4	Garg Vipin K	ALT	Common Stock, par value $0.0001	A - Award	D			322,907			322,907
2018-10-11	2018-10-09	4	Pisano Wayne	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.5900	2,000	9		2,000
2018-09-14	2018-09-12	4	Novartis Bioventures Ltd	ALT	Warrants	J - Other	I	2.67		-465,086		0
2018-09-14	2018-09-12	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			2,069,993			8,345,145
2018-07-13	2018-07-11	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67	940.0000	-345	-324	0
2018-07-13	2018-07-11	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			663,346			6,275,152
2018-06-19	2018-06-15	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			14,449			5,611,806
2018-06-15	2018-06-13	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		345
2018-06-15	2018-06-13	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			720,878			5,597,357
2018-05-29	2018-05-25	4	Enright William	ALT	Common Stock, par value $0.0001	P - Purchase	D		0.5076	1,300	1		365,839
2018-05-23	2018-05-21	4	Tasker Sybil	ALT	Stock Options (option to buy)	A - Award	D	0.44		50,016		50,016
2018-05-23	2018-05-21	4	Roberts M Scot	ALT	Stock Options (option to buy)	M - Exercise	D	0.08		-55,120		0
2018-05-23	2018-05-21	4	Roberts M Scot	ALT	Stock Options (option to buy)	A - Award	D	0.44		50,016		50,016
2018-05-23	2018-05-21	4	Roberts M Scot	ALT	Common Stock, par value $0.0001	M - Exercise	D		0.0800	55,120	4		55,120
2018-05-23	2018-05-21	4	Enright William	ALT	Stock Options (option to buy)	A - Award	D	0.44		103,158		103,158
2018-05-17	2018-05-16	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		690
2018-05-17	2018-05-16	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			767,728			4,876,479
2018-05-17	2018-05-15	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			274,703			4,108,751
2018-04-18	2018-04-16	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		1,035
2018-04-18	2018-04-16	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			217,159			3,834,048
2018-04-18	2018-04-16	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			482,907			3,616,889
2018-04-06	2018-04-05	4	SAYARE MITCHEL	ALT	Stock Options (option to buy)	A - Award	D	0.95		35,000		35,000
2018-03-19	2018-03-15	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		1,380
2018-03-19	2018-03-15	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			261,969			3,133,982
2018-02-23	2017-06-06	4	Roberts M Scot Shares held by spouse of Reporting Person	ALT	Common Stock, par value $0.0001	P - Purchase	I		4.4200	449	2		449
2018-02-15	2018-02-15	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			4,483			76,700
2018-02-15	2018-02-15	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			4,483			76,700
2018-02-15	2018-02-15	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			5,977			139,184
2018-02-15	2018-02-13	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		114
2018-02-15	2018-02-13	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		114
2018-02-15	2018-02-13	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-30		152
2018-02-15	2018-02-13	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			17,789			72,217
2018-02-15	2018-02-13	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			17,789			72,217
2018-02-15	2018-02-13	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			23,719			133,207
2018-02-15	2018-02-15	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			67,925			2,872,013
2018-02-15	2018-02-13	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		1,725
2018-02-15	2018-02-13	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			269,527			2,804,088
2018-01-19	2018-01-17	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		2,070
2018-01-19	2018-01-17	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			176,586			2,534,561
2018-01-19	2018-01-17	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		137
2018-01-19	2018-01-17	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		137
2018-01-19	2018-01-17	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-30		182
2018-01-19	2018-01-17	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			11,655			54,428
2018-01-19	2018-01-17	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			11,655			54,428
2018-01-19	2018-01-17	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			15,541			109,488
2018-01-04	2018-01-02	4	Enright William	ALT	Stock Options (option to buy)	M - Exercise	D	0.08		-183,347		0
2018-01-04	2018-01-02	4	Enright William	ALT	Common Stock, par value $0.0001	M - Exercise	D		0.0800	183,347	15		364,511
2018-01-03	2017-12-29	4	SAYARE MITCHEL	ALT	Common Stock, par value $0.0001	P - Purchase	I		1.9535	5,100	10		32,650
2018-01-02	2017-12-29	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.9323	38,699	75		589,453
2018-01-02	2017-12-28	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.9191	58,711	113		550,754
2017-12-27	2017-12-27	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.7700	27,706	49		492,043
2017-12-27	2017-12-27	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.7634	50,000	88		464,337
2017-12-27	2017-12-26	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.8131	51,442	93		414,337
2017-12-27	2017-12-22	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.6059	17,982	29		362,895
2017-12-15	2017-12-15	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			65,718			2,357,975
2017-12-15	2017-12-13	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		2,415
2017-12-15	2017-12-13	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			242,694			2,292,257
2017-12-15	2017-12-15	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			4,337			42,773
2017-12-15	2017-12-15	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			4,337			42,773
2017-12-15	2017-12-15	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			5,784			93,947
2017-12-15	2017-12-13	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		159
2017-12-15	2017-12-13	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		159
2017-12-15	2017-12-13	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-30		212
2017-12-15	2017-12-13	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			16,018			38,436
2017-12-15	2017-12-13	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			16,018			38,436
2017-12-15	2017-12-13	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			21,357			88,163
2017-12-08	2017-12-07	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.7421	7,639	13		344,913
2017-12-08	2017-12-06	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.8003	16,106	29		337,274
2017-12-05	2017-12-05	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.7775	13,495	24		321,168
2017-12-05	2017-12-04	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.8076	7,300	13		307,673
2017-12-05	2017-12-01	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.8034	5,215	9		300,373
2017-11-30	2017-11-30	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.8351	12,978	24		295,158
2017-11-30	2017-11-29	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.9362	7,942	15		282,180
2017-11-30	2017-11-28	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.9722	12,395	24		274,238
2017-11-27	2017-11-27	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		1.9976	10,042	20		261,843
2017-11-27	2017-11-24	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.0233	6,505	13		251,801
2017-11-27	2017-11-22	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.1024	5,261	11		245,296
2017-11-21	2017-11-21	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.0599	7,236	15		240,035
2017-11-21	2017-11-20	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.0745	4,800	10		232,799
2017-11-21	2017-11-17	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.1210	6,295	13		227,999
2017-11-16	2017-11-14	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-345		2,760
2017-11-16	2017-11-14	4	Novartis Bioventures Ltd	ALT	Common Stock, par value $0.0001	J - Other	I			182,262			2,049,563
2017-11-16	2017-11-14	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		182
2017-11-16	2017-11-14	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-23		182
2017-11-16	2017-11-14	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	J - Other	I	2.67		-30		243
2017-11-16	2017-11-14	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			12,030			22,418
2017-11-16	2017-11-14	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			12,030			22,418
2017-11-16	2017-11-14	4	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001	J - Other	I			16,039			66,806
2017-10-17	2017-10-17	4	Hodges Philip	ALT	Common Stock, par value $0.0001	J - Other	I			-1,278,471			0
2017-10-17	2017-10-13	4	Hodges Philip	ALT	Stock Options (option to buy)	A - Award	D	2.50		20,000		20,000
2017-10-17	2017-10-13	4	Drutz David	ALT	Stock Options (option to buy)	A - Award	D	2.50		20,000		20,000
2017-10-17	2017-10-13	4	GILL JOHN	ALT	Stock Options (option to buy)	A - Award	D	2.50		20,000		20,000
2017-10-17	2017-10-13	4	Schafer Klaus	ALT	Stock Options (option to buy)	A - Award	D	2.50		20,000		20,000
2017-10-17	2017-10-13	4	SCHAFFER DERACE L	ALT	Stock Options (option to buy)	A - Award	D	2.50		20,000		20,000
2017-10-17	2017-10-13	4	SAYARE MITCHEL	ALT	Stock Options (option to buy)	A - Award	D	2.50		20,000		20,000
2017-09-26	2017-09-22	4	CZEREPAK ELIZABETH	ALT	Stock Options (option to buy)	A - Award	D	2.48		62,500		62,500
2017-09-26	2017-09-22	4	CZEREPAK ELIZABETH	ALT	Stock Options (option to buy)	A - Award	D	2.48		62,500		62,500
2017-09-26	2017-09-22	4	Enright William	ALT	Stock Options (option to buy)	A - Award	D	2.48		125,000		125,000
2017-09-26	2017-09-22	4	Roberts M Scot	ALT	Stock Options (option to buy)	A - Award	D	2.48		50,000		50,000
2017-09-26	2017-09-22	4	Tasker Sybil	ALT	Stock Options (option to buy)	A - Award	D	2.48		50,000		50,000
2017-08-28	2017-08-25	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.2478	50,000	112		221,704
2017-08-28	2017-08-24	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.2447	17,326	39		171,704
2017-08-24	2017-08-23	4	Drutz David	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.2679	5,000	11		30,777
2017-08-24	2017-08-22	4	Drutz David	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.1515	5,000	11		25,777
2017-08-23	2017-08-23	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.2225	43,352	96		154,378
2017-08-23	2017-08-22	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.1012	5,958	13		111,026
2017-08-23	2017-08-21	4	SCHAFFER DERACE L	ALT	Common Stock, par value $0.0001	P - Purchase	D		2.0213	690	1		105,068
2017-08-23	2017-08-21	4	Truffle Capital S.A.S.	ALT	Warrant	P - Purchase	I	2.67		30,696		30,696
2017-08-23	2017-08-21	4	Truffle Capital S.A.S.	ALT	Warrant	P - Purchase	I	2.67		30,696		30,696
2017-08-23	2017-08-21	4	Truffle Capital S.A.S.	ALT	Warrant	P - Purchase	I	2.67		40,927		40,927
2017-08-23	2017-08-21	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	P - Purchase	I	2.67	940.0000	205	193	205
2017-08-23	2017-08-21	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	P - Purchase	I	2.67	940.0000	205	193	205
2017-08-23	2017-08-21	4	Truffle Capital S.A.S.	ALT	Series B Convertible Preferred Stock	P - Purchase	I	2.67	940.0000	273	257	273
2017-08-23	2017-08-21	4	Novartis Bioventures Ltd	ALT	Warrant	P - Purchase	I	2.67		465,086		465,086
2017-08-23	2017-08-21	4	Novartis Bioventures Ltd	ALT	Series B Convertible Preferred Stock	P - Purchase	I	2.67	940.0000	3,104	2,918	3,104
2017-08-18	2017-08-16	4	Enright William	ALT	Stock Options (option to buy)	M - Exercise	D	0.08		-91,733		0
2017-08-18	2017-08-16	4	Enright William	ALT	Stock Options (option to buy)	M - Exercise	D	0.08		-71,644		0
2017-08-18	2017-08-16	4	Enright William	ALT	Common Stock	M - Exercise	D		0.0800	91,733	7		181,164
2017-08-18	2017-08-16	4	Enright William	ALT	Common Stock	M - Exercise	D		0.0800	71,644	6		89,431
2017-06-08	2017-06-06	4	Tasker Sybil	ALT	Stock Options (option to buy)	A - Award	D	4.12		40,000		40,000
2017-06-06	2017-06-02	4	GILL JOHN	ALT	Common Stock, par value $0.0001	P - Purchase	D		4.3435	1,000	4		83,224
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,673,508
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,976,436
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,790,496
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,744,083
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,739,752
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,711,834
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,677,047
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,666,197
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,611,160
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,562,167
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,561,648
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,570,781
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,561,648
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,562,167
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,611,160
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,673,508
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,666,197
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,677,047
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,711,834
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,739,752
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,744,083
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,790,496
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,976,436
2017-05-15		3	Truffle Capital S.A.S.	ALT	Common Stock, par value $0.0001		I						1,570,781
2017-05-08		3	Novartis Bioventures Ltd	NASDAQ:ALT	Common Stock, par value $0.0001		I						3,734,602
2017-05-08		3	Novartis Bioventures Ltd	NASDAQ:ALT	Common Stock, par value $0.0001		I						3,734,602
2017-05-08		3	Novartis Bioventures Ltd	NASDAQ:ALT	Common Stock, par value $0.0001		I						3,734,602
2017-05-08	2017-05-04	4	Roberts M Scot	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	13.38		11,235		11,235
2017-05-08	2017-05-04	4	Roberts M Scot	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.59		8,956		8,956
2017-05-08	2017-05-04	4	Roberts M Scot	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	2.59		8,956		8,956
2017-05-08	2017-05-04	4	Roberts M Scot	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		55,120		55,120
2017-05-08	2017-05-04	4	Hodges Philip	NASDAQ:ALT	Common Stock, par value $0.0001	A - Award	I			4,455			4,455
2017-05-08	2017-05-04	4	Hodges Philip	NASDAQ:ALT	Common Stock, par value $0.0001	A - Award	I			36,785			36,785
2017-05-08	2017-05-04	4	Hodges Philip	NASDAQ:ALT	Common Stock, par value $0.0001	A - Award	I			1,278,471			1,278,471
2017-05-08	2017-05-04	4	Schafer Klaus	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.59		1,791		1,791
2017-05-08	2017-05-04	4	Schafer Klaus	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		1,791		1,791
2017-05-08	2017-05-04	4	Schafer Klaus	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		1,791		1,791
2017-05-08	2017-05-04	4	Schafer Klaus	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		4,775		4,775
2017-05-08	2017-05-04	4	Schafer Klaus	NASDAQ:ALT	Common Stock, par value $0.0001	A - Award	D			5,998			5,998
2017-05-08	2017-05-04	4	Tasker Sybil	NASDAQ:ALT	Stock Options (option to buy)	A - Award	D	13.38		48,691		48,691
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.59		4,177		4,177
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		4,178		4,178
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		4,178		4,178
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		2,090		2,090
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		1,791		1,791
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		1,791		1,791
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	0.08		4,755		4,755
2017-05-08	2017-05-04	4	Drutz David	NASDAQ:ALT	Common Stock, par value $0.0001	A - Award	D			20,777			20,777
2017-05-08	2017-05-04	4	CZEREPAK ELIZABETH	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	13.38		18,727		18,727
2017-05-08	2017-05-04	4	CZEREPAK ELIZABETH	NASDAQ:ALT	Stock Option (option to buy)	A - Award	D	13.35		178,595		178,595
2017-05-08	2017-05-04	4	Enright William	NASDAQ:ALT	Stock Options (option to buy)	A - Award	D	6.50		99,927		99,927
2017-05-08	2017-05-04	4	Enright William	NASDAQ:ALT	Stock Options (option to buy)	A - Award	D	0.08		183,347		183,347
2017-05-08	2017-05-04	4	Enright William	NASDAQ:ALT	Stock Options (option to buy)	A - Award	D	0.08		91,733		91,733
2017-05-08	2017-05-04	4	Enright William	NASDAQ:ALT	Stock Options (option to buy)	A - Award	D	0.08		71,644		71,644
2017-05-08	2017-05-04	4	Enright William	NASDAQ:ALT	Stock Options (option to buy)	A - Award	D	2.59		125,887		125,887
2017-05-08	2017-05-04	4	Enright William	NASDAQ:ALT	Common Stock, par value $0.0001	A - Award	D			17,787			17,787
2017-01-24	2017-01-20	4	Runge Jeffrey W.	PIP	Stock Option (right to buy)	M - Exercise	D	3.11		-20,000		0
2017-01-24	2017-01-20	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		3.1100	20,000	62		197,700
2017-01-17	2017-01-13	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	2.20		-20,000		0
2017-01-17	2017-01-13	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.2000	20,000	44		1,043,782
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Stock Option (right to buy)	M - Exercise	D	2.20		-20,000		0
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Stock Option (right to buy)	M - Exercise	D	2.47		-20,000		0
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Stock Option (right to buy)	M - Exercise	D	3.11		-20,000		0
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Stock Option (right to buy)	M - Exercise	D	2.59		-10,000		0
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		2.2000	20,000	44		205,004
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		3.1100	20,000	62		185,004
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		2.4700	20,000	49		165,004
2017-01-05	2017-01-04	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		2.5900	10,000	26		145,004
2016-12-22	2016-12-21	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.66		-17,657		35,312
2016-12-22	2016-12-21	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.71		-5,000		5,000
2016-12-22	2016-12-21	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6600	17,657	29		126,346
2016-12-22	2016-12-21	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.7100	5,000	9		108,689
2016-12-09	2016-12-09	4	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	PIP	Common Stock, par value $0.0001 per share	S - Sale	I		3.2600	-436,324	-1,422		6,626,403
2016-12-09	2016-12-08	4	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	PIP	Common Stock, par value $0.0001 per share	S - Sale	I		3.2500	-440,479	-1,432		7,062,727
2016-12-09	2016-12-07	4	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	PIP	Common Stock, par value $0.0001 per share	S - Sale	I		3.2600	-477,829	-1,558		7,503,206
2016-11-30	2016-11-28	4	Runge Jeffrey W.	PIP	Stock Option (right to buy)	M - Exercise	D	2.20		-20,000		0
2016-11-30	2016-11-28	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		2.2000	20,000	44		177,700
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Stock option (right to buy)	M - Exercise	D	1.69		-20,000		0
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Stock option (right to buy)	M - Exercise	D	2.20		-20,000		0
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Stock option (right to buy)	M - Exercise	D	1.71		-135,660		0
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Stock Option (right to buy)	M - Exercise	D	1.94		-240,000		0
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Stock Option (right to buy)	M - Exercise	D	1.19		-37,500		0
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Stock Option (right to buy)	M - Exercise	D	2.46		-30,573		0
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.2000	20,000	44		898,055
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.6900	20,000	34		878,055
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.7100	135,660	232		858,055
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.9400	240,000	466		722,395
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.1900	37,500	45		482,395
2016-11-23	2016-11-22	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.4600	30,573	75		444,895
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	2.20		-20,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	1.52		-20,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	1.69		-20,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	1.81		-18,361		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	1.51		-20,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	1.64		-20,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	1.45		-20,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	2.67		-52,139		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	2.67		-60,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	M - Exercise	D	1.60		-20,000		0
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.2000	20,000	44		275,500
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.6900	20,000	34		255,500
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.8100	18,361	33		235,500
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.5100	20,000	30		217,139
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.6400	20,000	33		197,139
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.4500	20,000	29		177,139
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.6700	52,139	139		157,139
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.6700	60,000	160		105,000
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.6000	20,000	32		45,000
2016-11-23	2016-11-22	4	SAYARE MITCHEL	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.5200	20,000	30		25,000
2016-11-23	2016-11-22	4	GILL JOHN	PIP	Employee Stock Option (right to buy)	M - Exercise	D	2.20		-100,000		0
2016-11-23	2016-11-22	4	GILL JOHN	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.2000	100,000	220		822,244
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	2.47		-20,000		0
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	1.69		-20,000		0
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	1.51		-20,000		0
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	1.64		-20,000		0
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	1.45		-20,000		0
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	1.60		-20,000		0
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	M - Exercise	D	2.59		-10,000		0
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.6900	20,000	34		1,023,782
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.5100	20,000	30		1,003,782
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.6400	20,000	33		983,782
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.4500	20,000	29		963,782
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.6000	20,000	32		943,782
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.4700	20,000	49		923,782
2016-10-04	2016-09-30	4	SCHAFFER DERACE L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		2.5900	10,000	26		903,782
2016-09-30	2016-09-28	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.19		-37,500		37,500
2016-09-30	2016-09-28	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.51		-100,000		0
2016-09-30	2016-09-28	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.48		-100,000		0
2016-09-30	2016-09-28	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.1900	37,500	45		414,322
2016-09-30	2016-09-28	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.4800	100,000	148		376,822
2016-09-30	2016-09-28	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.5100	100,000	151		276,822
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.66		-17,656		52,969
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.71		-10,000		10,000
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.94		-14,063		4,687
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.13		-5,625		0
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.21		-1,845		0
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.21		-4,500		0
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6600	17,656	29		103,689
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.7100	10,000	17		86,033
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.9400	14,063	27		76,033
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.1300	5,625	6		61,970
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.2100	1,845	2		56,345
2016-09-21	2016-09-20	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.2100	4,500	5		54,500
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.69		-20,000		0
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.60		-20,000		0
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.81		-10,004		0
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.51		-20,000		0
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.64		-20,000		0
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.45		-20,000		0
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6900	20,000	34		135,004
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.8100	10,004	18		115,004
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.5100	20,000	30		105,000
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6400	20,000	33		85,000
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.4500	20,000	29		65,000
2016-09-20	2016-09-16	4	St Peter Steven	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6000	20,000	32		45,000
2016-09-19	2016-09-16	4	GILL JOHN	PIP	Employee Stock Option (right to buy)	M - Exercise	D	2.47		-20,000		0
2016-09-19	2016-09-16	4	GILL JOHN	PIP	Employee Stock Option (right to buy)	M - Exercise	D	2.59		-10,000		0
2016-09-19	2016-09-16	4	GILL JOHN	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		2.4700	20,000	49		722,244
2016-09-19	2016-09-16	4	GILL JOHN	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		2.5900	10,000	26		702,244
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.51		-20,000		0
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.60		-20,000		0
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.64		-20,000		0
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.45		-20,000		0
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.5100	20,000	30		692,244
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6400	20,000	33		672,244
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.4500	20,000	29		652,244
2016-09-19	2016-09-15	4	GILL JOHN	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6000	20,000	32		632,244
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.69		-20,000		0
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.35		-20,000		0
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.51		-20,000		0
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.64		-20,000		0
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.45		-20,000		0
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.60		-20,000		0
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6900	20,000	34		157,700
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.5100	20,000	30		137,700
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6400	20,000	33		117,700
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.4500	20,000	29		97,700
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.6000	20,000	32		77,700
2016-09-19	2016-09-15	4	Runge Jeffrey W.	PIP	Common Stock, par value $0.0001 per share	M - Exercise	D		1.3500	20,000	27		57,700
2016-06-03	2016-06-01	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	A - Award	D	2.20	2.2000	20,000	44	20,000
2016-06-03	2016-06-01	4	RICHMAN ERIC I	PIP	Stock option (right to buy)	A - Award	D	2.20	2.2000	20,000	44	20,000
2016-06-03	2016-06-01	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	A - Award	D	2.20	2.2000	20,000	44	20,000
2016-06-03	2016-06-01	4	St Peter Steven	PIP	Stock option (right to buy)	A - Award	D	2.20	2.2000	20,000	44	20,000
2016-06-03	2016-06-01	4	GILL JOHN	PIP	Stock option (right to buy)	A - Award	D	2.20	2.2000	100,000	220	100,000
2016-06-03	2016-06-01	4	Runge Jeffrey W.	PIP	Stock option (right to buy)	A - Award	D	2.20	2.2000	20,000	44	20,000
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.19		-75,000		75,000
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.16		-91,121		0
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.16		-150,000		0
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.76		-13,233		0
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	S - Sale	D		2.2000	-75,000	-165		176,822
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.1900	75,000	89		251,822
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	S - Sale	D		2.2000	-91,121	-200		176,822
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.1600	91,121	106		267,943
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	S - Sale	D		2.2000	-150,000	-330		176,822
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.1600	150,000	174		326,822
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	S - Sale	D		2.2000	-13,233	-29		176,822
2016-04-15	2016-04-13	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.7600	13,233	23		190,055
2016-04-11	2016-04-08	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.76		-6,400		13,233
2016-04-11	2016-04-08	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	S - Sale	D		2.2000	-6,400	-14		176,822
2016-04-11	2016-04-08	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.7600	6,400	11		183,222
2016-04-11	2016-04-07	4	RICHMAN ERIC I	PIP	Employee Stock Option (right to buy)	M - Exercise	D	1.76		-5,367		19,633
2016-04-11	2016-04-07	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	S - Sale	D		2.2000	-5,367	-12		176,822
2016-04-11	2016-04-07	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.7600	5,367	9		182,189
2015-12-07	2015-12-03	4	MACNEILL PHILIP	PIP	Stock Options (right to buy)	A - Award	D	1.66		70,625		70,625
2015-12-07	2015-12-03	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	A - Award	D			25,000			50,000
2015-11-09	2015-11-05	4	GILL JOHN	PIP	Common Stock, par value $0.0001 per share	A - Award	D			612,244			612,244
2015-08-04	2015-08-02	4	St Peter Steven	PIP	Stock options (right to buy)	A - Award	D	1.69		20,000		20,000
2015-08-04	2015-08-02	4	Runge Jeffrey W.	PIP	Stock option (right to buy)	A - Award	D	1.69		20,000		20,000
2015-08-04	2015-08-02	4	RICHMAN ERIC I	PIP	Stock options (right to buy)	A - Award	D	1.69		20,000		20,000
2015-08-04	2015-08-02	4	SAYARE MITCHEL	PIP	Stock options (right to buy)	A - Award	D	1.69		20,000		20,000
2015-08-04	2015-08-02	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	A - Award	D	1.69		20,000		20,000
2015-05-05		3	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share		D						50,000
2015-05-05		3	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share		D						50,000
2015-05-05	2015-05-01	4	MACNEILL PHILIP	PIP	Common Stock, par value $0.0001 per share	A - Award	D			25,000			25,000
2015-03-27		3	Jones Jeffrey Michael	PIP	Common Stock, par value $0.0001 per share		D						5,088
2015-03-27		3	Jones Jeffrey Michael	PIP	Common Stock, par value $0.0001 per share		D						5,088
2015-03-23	2015-03-19	4	St Peter Steven	PIP	Common Stock, $0.0001 par value per share	P - Purchase	D		1.6485	25,000	41		25,000
2015-03-13	2015-03-11	4	Jones Jeffrey Michael	PIP	Common Stock, par value $0.0001 per share	A - Award	D			25,000			27,544
2015-01-09	2015-01-07	4	CHANG LINDA L	PIP	Option to Purchase	M - Exercise	D	1.13		-29,600		45,400
2015-01-09	2015-01-07	4	CHANG LINDA L	PIP	Common Stock, $0.0001 par value per share	S - Sale	D		2.1000	-29,600	-62		30,000
2015-01-09	2015-01-07	4	CHANG LINDA L	PIP	Common Stock, $0.0001 par value per share	M - Exercise	D		1.1300	29,600	33		59,600
2015-01-05	2014-12-31	4	St Peter Steven	PIP	Stock options (right to buy)	A - Award	D	1.81		10,004		10,004
2015-01-05	2014-12-31	4	McCleary Joel	PIP	Stock options (right to buy)	A - Award	D	1.81		5,061		5,061
2015-01-05	2014-12-31	4	MARKISON BRIAN A	PIP	Stock options (right to buy)	A - Award	D	1.81		12,241		12,241
2015-01-05	2014-12-31	4	SAYARE MITCHEL	PIP	Stock options (right to buy)	A - Award	D	1.81		18,361		18,361
2014-12-15	2014-12-11	4	RICHMAN ERIC I	PIP	Stock options (right to buy)	A - Award	D	1.71		271,320		271,320
2014-12-10	2014-12-08	4	CHANG LINDA L	PIP	Stock options (right to buy)	A - Award	D	1.71		186,207		186,207
2014-12-10	2014-12-08	4	Cook Francesca M	PIP	Stock options (right to buy)	A - Award	D	1.71		171,582		171,582
2014-12-10	2014-12-08	4	MORGES WAYNE	PIP	Stock options (right to buy)	A - Award	D	1.71		167,096		167,096
2014-09-24	2014-09-22	4	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	PIP	Common Stock, par value $0.0001 per share	P - Purchase	I		1.5500	8,500	13		7,981,035
2014-09-24	2014-09-22	4	PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.	PIP	Common Stock, par value $0.0001 per share	P - Purchase	I		1.5400	6,500	10		7,972,535
2014-08-14		3	FROHLICH PHIL FN 2	PIP	Common Stock, par value $0.0001 per share		I						15,932,070
2014-08-14		3	FROHLICH PHIL FN 2	PIP	Common Stock, par value $0.0001 per share		I						15,932,070
2014-08-14		3	FROHLICH PHIL FN 2	PIP	Common Stock, par value $0.0001 per share		I						15,932,070
2014-06-20	2014-06-18	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	A - Award	D	1.51		20,000		20,000
2014-06-20	2014-06-18	4	MARKISON BRIAN A	PIP	Stock option (right to buy)	A - Award	D	1.51		20,000		20,000
2014-06-20	2014-06-18	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	A - Award	D	1.51		20,000		20,000
2014-06-20	2014-06-18	4	St Peter Steven	PIP	Stock option (right to buy)	A - Award	D	1.51		20,000		20,000
2014-06-20	2014-06-18	4	McCleary Joel	PIP	Stock option (right to buy)	A - Award	D	1.51		20,000		20,000
2014-06-20	2014-06-18	4	GILL JOHN	PIP	Stock option (right to buy)	A - Award	D	1.51		20,000		20,000
2014-06-20	2014-06-18	4	Runge Jeffrey W.	PIP	Stock option (right to buy)	A - Award	D	1.51		20,000		20,000
2014-01-31	2014-01-29	4	RICHMAN ERIC I	PIP	Stock Options (right to buy)	A - Award	D	1.94		320,000		320,000
2014-01-31	2014-01-29	4	Cook Francesca M	PIP	Stock Options (right to buy)	A - Award	D	1.94		195,000		195,000
2014-01-31	2014-01-29	4	MORGES WAYNE	PIP	Stock Option (right to buy)	A - Award	D	1.94		190,000		190,000
2014-01-31	2014-01-29	4	CHANG LINDA L	PIP	Stock Options (right to buy)	A - Award	D	1.94		210,000		210,000
2013-09-26		3	FROHLICH PHIL See Footnotes	PIP	Common Stock, par value $0.0001 per share		I						5,244,835
2013-06-13	2013-06-11	4	MARKISON BRIAN A	PIP	Stock option (right to buy)	A - Award	D	1.64		20,000		20,000
2013-06-13	2013-06-11	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	A - Award	D	1.64		20,000		20,000
2013-06-13	2013-06-11	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	A - Award	D	1.64		20,000		20,000
2013-06-13	2013-06-11	4	St Peter Steven	PIP	Stock option (right to buy)	A - Award	D	1.64		20,000		20,000
2013-06-13	2013-06-11	4	McCleary Joel	PIP	Stock option (right to buy)	A - Award	D	1.64		20,000		20,000
2013-06-13	2013-06-11	4	GILL JOHN	PIP	Stock option (right to buy)	A - Award	D	1.64		20,000		20,000
2013-06-13	2013-06-11	4	Runge Jeffrey W.	PIP	Stock option (right to buy)	A - Award	D	1.64		20,000		20,000
2012-12-14	2012-12-12	4	RICHMAN ERIC I	PIP	Stock Options (right to buy)	A - Award	D	1.19		150,000		150,000
2012-12-05	2012-12-03	4	Cook Francesca M	PIP	Stock Options (right to buy)	A - Award	D	1.13		65,000		65,000
2012-12-05	2012-12-03	4	Karp Jordan P	PIP	Stock Options (right to buy)	A - Award	D	1.13		65,000		65,000
2012-12-05	2012-12-03	4	CHANG LINDA L	PIP	Stock Options (right to buy)	A - Award	D	1.13		75,000		75,000
2012-06-26	2012-06-22	4	MARKISON BRIAN A	PIP	Stock option (right to buy)	A - Award	D	1.45		20,000		20,000
2012-06-26	2012-06-22	4	SAYARE MITCHEL	PIP	Stock option (right to buy)	A - Award	D	1.45		20,000		20,000
2012-06-26	2012-06-22	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	A - Award	D	1.45		20,000		20,000
2012-06-26	2012-06-22	4	St Peter Steven	PIP	Stock option (right to buy)	A - Award	D	1.45		20,000		20,000
2012-06-26	2012-06-22	4	McCleary Joel	PIP	Stock option (right to buy)	A - Award	D	1.45		20,000		20,000
2012-06-26	2012-06-22	4	GILL JOHN	PIP	Stock option (right to buy)	A - Award	D	1.45		20,000		20,000
2012-06-26	2012-06-22	4	Runge Jeffrey W.	PIP	Stock option (right to buy)	A - Award	D	1.45		20,000		20,000
2012-03-08	2012-03-07	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	F - Taxes	D			-22,500			176,822
2012-01-24	2012-01-21	4	Cook Francesca M	PIP	Common Stock, $0.0001 par value per share	F - Taxes	D		1.3000	-3,059	-4		37,631
2012-01-04	2011-12-30	4	Karp Jordan P	PIP	Common Stock, $0.0001 par value per share	F - Taxes	D		1.2700	-7,863	-10		21,929
2011-11-18		3	CHANG LINDA L	PIP	Restricted Stock		D						20,000
2011-09-26		3	MARKISON BRIAN A	PIP	No Securities Beneficially Owned		D						0
2010-05-10	2010-05-06	4	FUERST THOMAS RICHARD	PIP	Stock Option (right to buy)	A - Award	D	1.38		20,000		20,000
2010-04-29		3	SAYARE MITCHEL	PIP	No Securities are beneficially owned		D						0
2009-12-21		3	Runge Jeffrey W.	PIP	No securities are beneficially owned		D						0
2009-03-11	2009-03-09	4	SCHAFFER DERACE L	PIP	Stock option (right to buy)	A - Award	D	2.59		10,000		10,000
2009-03-11	2009-03-09	4	McCleary Joel	PIP	Stock option (right to buy)	A - Award	D	2.59		10,000		10,000
2009-03-11	2009-03-09	4	PAPPAJOHN JOHN	PIP	Stock option (right to buy)	A - Award	D	2.59		10,000		10,000
2009-03-11	2009-03-09	4	GILL JOHN	PIP	Stock option (right to buy)	A - Award	D	2.59		10,000		10,000
2009-03-11	2009-03-09	4	St Peter Steven	PIP	Stock option (right to buy)	A - Award	D	2.59		10,000		10,000
2009-01-23	2009-01-21	4	MORGES WAYNE	PIP	Stock Option (right to buy)	A - Award	D	2.46		25,591		140,591
2009-01-23	2009-01-21	4	MORGES WAYNE	PIP	Common Stock, $0.0001 par value per share	A - Award	D			25,591			38,091
2009-01-23	2009-01-21	4	RICHMAN ERIC I	PIP	Stock Option (right to buy)	A - Award	D	2.46		30,573		290,573
2009-01-23	2009-01-21	4	RICHMAN ERIC I	PIP	Common Stock, $0.0001 par value per share	A - Award	D			30,573			60,573
2009-01-23	2009-01-21	4	Karp Jordan P	PIP	Stock Option (right to buy)	A - Award	D	2.46		4,792		204,792
2009-01-23	2009-01-21	4	Karp Jordan P	PIP	Common Stock, $0.0001 par value per share	A - Award	D			4,792			4,792
2009-01-23	2009-01-21	4	Fusco Joan	PIP	Stock Option (right to buy)	A - Award	D	2.46		23,312		180,812
2009-01-23	2009-01-21	4	Fusco Joan	PIP	Common Stock, $0.0001 par value per share	A - Award	D			23,312			40,812
2009-01-23	2009-01-21	4	Cook Francesca M	PIP	Stock Option (right to buy)	A - Award	D	2.46		25,737		165,737
2009-01-23	2009-01-21	4	Cook Francesca M	PIP	Common Stock, $0.0001 par value per share	A - Award	D			25,737			45,838
2009-01-23	2009-01-21	4	Riddle Valerie D	PIP	Stock Option (right to buy)	A - Award	D	2.46		27,503		227,503
2009-01-23	2009-01-21	4	Riddle Valerie D	PIP	Common Stock, $0.0001 par value per share	A - Award	D			27,503			58,824
2009-01-23	2009-01-21	4	Camut Christopher C	PIP	Stock Option (right to buy)	A - Award	D	2.46		25,308		240,308
2009-01-23	2009-01-21	4	Camut Christopher C	PIP	Common Stock, $0.0001 par value per share	A - Award	D			25,308			49,308
2008-11-21	2008-11-20	4	WRIGHT DAVID P	PIP	Common Stock	P - Purchase	D		0.9800	50,000	49		307,115
2008-11-21	2008-11-19	4	WRIGHT DAVID P	PIP	Common Stock	P - Purchase	D		0.9600	45,300	43		257,115
2008-11-20	2008-11-19	4	Price Kevin	PIP	Common Stock	P - Purchase	D		0.9500	2,500	2		2,500
2007-08-17		3/A	CZEREPAK ELIZABETH Held by Bear Stearns Health Innoventures Group	PIP	Common Stock		I						1,320,065
2007-08-08		3	CZEREPAK ELIZABETH Held by Bear Stearns Health Innoventures Group	PIP	Common Stock		I						1,311,451
2007-08-07		3	AGUIAR ERIC	HAQ	Common Stock, $0.0001 par value per share		D						125,000
2007-08-07		3	CAVANAUGH JAMES H By Partnership	HAQ	Common Stock, $0.0001 par value per share		I						3,297,174
2007-08-06		3	ENGLANDER ISRAEL A	HAQ	Common stock, par value $0.001 (the "Common Stock")		D						1,200,000
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.1800	-6,300	-39		984,500
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.1500	-2,500	-15		990,800
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.1000	-42,000	-256		993,300
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.1000	-50,000	-305		1,035,300
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.0500	-70,000	-424		1,085,300
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.1000	-13,700	-84		1,155,300
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.2000	-7,500	-46		1,169,000
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.1500	-2,700	-17		1,176,500
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.2800	-9,900	-62		1,179,200
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock	S - Sale	D		6.2000	-5,000	-31		1,189,100
2007-08-06	2007-08-03	4	MILLENCO LLC	HAQ	Common stock, par value $0.001 ("Common Stock")	S - Sale	D		6.3900	-5,900	-38		1,194,100

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

ALT / Altimmune, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5