| 已發行股份 | 446,502,396 shares |
| 內部人士股份 | 70,548,015 shares |
| 內部持股 | 15.80 % |
| 所有內部人士 | 36 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內幕交易圖表
以下圖表顯示了Iovance Biotherapeutics, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
|
ACM Capital Partners, LLC
10% Owner -
|
2,823,333 | 2,823,333 | |
|
Ayer Capital Management, LP
10% Owner -
|
2,823,333 | 2,823,333 | |
|
Ayer Capital Partners, LLC
10% Owner -
|
2,823,333 | 2,823,333 | |
| Igor Bilinsky Chief Operating Officer - [O] | 130,083 | 130,083 | |
|
Bristol Capital Llc
10% Owner -
|
133,532 | 133,532 | |
|
Bristol Investment Fund Ltd
10% Owner -
|
3,867,863 | 3,867,863 | |
| Jean-Marc Bellemin Chief Financial Officer - [O] | 60,529 | 60,529 | |
| Bender James G. Vice President, Manufacturing - [O] | 88,726 | 88,726 | |
| Athena Countouriotis | 35,000 | ||
| Dukes Iain D. Director - [D] | 54,000 | 54,000 | |
| Maria Fardis President and CEO, Director - [D] [O] | 298,786 | 298,786 | |
| Fischkoff Steven A. | 0 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Finckenstein Friedrich Graf Chief Medical Officer - [O] | 136,274 | 136,274 | |
| Elma Hawkins President and CEO, Director - [D] [O] | 176,567 | 176,567 | |
| Michael D Handelman | 40,000 | ||
| Molly Henderson | 50,000 | ||
| Sanford Hillsberg Director - [D] | 100,000 | 100,000 | |
| Paul Kessler Chair,CEO, Pres., Pr.Acctg, Director - [D] [O] | 15,693,215 | 15,693,215 | |
| Daniel Gordon Kirby Chief Commercial Officer - [O] | 146,946 | 146,946 | |
| Michael Lotze | 0 | ||
| Merrill A Mcpeak Director - [D] | 568,783 | 568,783 | |
| Timothy E Morris | 100,000 | ||
| Ryan D Maynard Director - [D] | 7,500 | 7,500 | |
| Puri Raj K. Chief Regulatory Officer - [O] | 242,191 | 242,191 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Laszlo Radvanyi Chief Scientific Officer - [O] | 180,000 | 180,000 | |
| Rosinack Matthew W. SVP, Finance (Int. PFO & PAO) - [O] | 178,258 | 178,258 | |
| Rothbaum Wayne P. Director - [D] | 28,067,333 | 28,067,333 | |
| Gregory T Schiffman | 300,000 | ||
| Martin Schroeder Director - [D] | 1,000,000 | 1,000,000 | |
|
Manish Singh
President and CEO, Director, 10% Owner -
[D]
[O]
|
2,546,000 | 2,546,000 | |
| Michael Swartzburg | 45,000 | ||
| David J Voyticky Director - [D] | 13,353,215 | 13,353,215 | |
| Franco Valle Principal Accounting Officer - [O] | 260 | 260 | |
|
Jay Venkatesan
10% Owner -
|
35,000 | 312,500 | |
| Frederick G Vogt Interim CEO & General Counsel, Director - [D] [O] | 553,505 | 553,505 | |
| Michael Weiser Director - [D] | 141,116 | 141,116 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 IOVA / Iovance Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 IOVA / Iovance Biotherapeutics, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-03 | 2026-06-01 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 3.9600 | -4,473 | -18 | 130,083 | ||||
| 2026-06-03 | 2026-06-01 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 8,790 | 134,556 | ||||||
| 2026-06-03 | 2026-06-01 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 3.9600 | -4,473 | -18 | 136,274 | ||||
| 2026-06-03 | 2026-06-01 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 8,790 | 140,747 | ||||||
| 2026-06-03 | 2026-06-01 | 4 | Puri Raj K. | IOVA | Common Stock | D | 3.9600 | -2,508 | -10 | 242,191 | ||||
| 2026-06-03 | 2026-06-01 | 4 | Puri Raj K. | IOVA | Common Stock | D | 5,469 | 244,699 | ||||||
| 2026-06-03 | 2026-06-01 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 3.9600 | -17,701 | -70 | 553,505 | ||||
| 2026-06-03 | 2026-06-01 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 41,668 | 571,206 | ||||||
| 2026-05-13 | 2026-05-11 | 4 | Kirby Daniel Gordon | IOVA | Common Stock | D | 3.7000 | -2,435 | -9 | 146,946 | ||||
| 2026-05-13 | 2026-05-11 | 4 | Kirby Daniel Gordon | IOVA | Common Stock | D | 10,000 | 149,381 | ||||||
| 2026-03-06 | 2026-03-05 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 4.5800 | -26,755 | -123 | 529,538 | ||||
| 2026-03-06 | 2026-03-05 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 62,493 | 556,293 | ||||||
| 2026-03-06 | 2026-03-05 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 4.5800 | -16,520 | -76 | 131,957 | ||||
| 2026-03-06 | 2026-03-05 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 31,246 | 148,477 | ||||||
| 2026-03-06 | 2026-03-05 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 4.5800 | -16,628 | -76 | 125,766 | ||||
| 2026-03-06 | 2026-03-05 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 31,246 | 142,394 | ||||||
| 2026-03-06 | 2026-03-05 | 4 | Puri Raj K. | IOVA | Common Stock | D | 4.5800 | -18,360 | -84 | 239,230 | ||||
| 2026-03-06 | 2026-03-05 | 4 | Puri Raj K. | IOVA | Common Stock | D | 39,059 | 257,590 | ||||||
| 2026-03-04 | 2026-03-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 3.7900 | -6,903 | -26 | 111,148 | ||||
| 2026-03-04 | 2026-03-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 12,307 | 118,051 | ||||||
| 2026-03-04 | 2026-03-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 3.7900 | -22,809 | -86 | 493,800 | ||||
| 2026-03-04 | 2026-03-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 52,087 | 516,609 | ||||||
| 2026-03-04 | 2026-03-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 3.7900 | -7,122 | -27 | 117,231 | ||||
| 2026-03-04 | 2026-03-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 12,697 | 124,353 | ||||||
| 2026-03-04 | 2026-03-02 | 4 | Puri Raj K. | IOVA | Common Stock | D | 3.7900 | -2,798 | -11 | 218,531 | ||||
| 2026-03-04 | 2026-03-02 | 4 | Puri Raj K. | IOVA | Common Stock | D | 5,470 | 221,329 | ||||||
| 2026-02-26 | 2026-02-24 | 4 | Kirby Daniel Gordon | IOVA | Common Stock | D | 3.7800 | -34,165 | -129 | 139,381 | ||||
| 2026-02-26 | 2026-02-24 | 4 | Kirby Daniel Gordon | IOVA | Common Stock | D | 120,000 | 173,546 | ||||||
| 2026-02-12 | 2026-02-10 | 4 | Kirby Daniel Gordon | IOVA | Common Stock | D | 2.6000 | -16,450 | -43 | 53,546 | ||||
| 2026-02-12 | 2026-02-10 | 4 | Kirby Daniel Gordon | IOVA | Common Stock | D | 39,996 | 69,996 | ||||||
| 2025-12-03 | 2025-12-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2.1400 | -1,984 | -4 | 111,656 | ||||
| 2025-12-03 | 2025-12-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 3,906 | 113,640 | ||||||
| 2025-12-03 | 2025-12-01 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2.2300 | -4,464 | -10 | 109,734 | ||||
| 2025-12-03 | 2025-12-01 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 8,789 | 114,198 | ||||||
| 2025-12-03 | 2025-12-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2.1400 | -1,786 | -4 | 105,744 | ||||
| 2025-12-03 | 2025-12-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 3,516 | 107,530 | ||||||
| 2025-12-03 | 2025-12-01 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2.2300 | -4,464 | -10 | 104,014 | ||||
| 2025-12-03 | 2025-12-01 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 8,789 | 108,478 | ||||||
| 2025-12-03 | 2025-12-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 2.1400 | -4,426 | -9 | 464,522 | ||||
| 2025-12-03 | 2025-12-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 10,417 | 468,948 | ||||||
| 2025-12-03 | 2025-12-01 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 2.2300 | -17,701 | -39 | 458,531 | ||||
| 2025-12-03 | 2025-12-01 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 41,669 | 476,232 | ||||||
| 2025-12-03 | 2025-12-01 | 4 | Puri Raj K. | IOVA | Common Stock | D | 2.2300 | -2,467 | -6 | 215,859 | ||||
| 2025-12-03 | 2025-12-01 | 4 | Puri Raj K. | IOVA | Common Stock | D | 5,469 | 218,326 | ||||||
| 2025-09-04 | 2025-09-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 2.1900 | -22,127 | -48 | 434,563 | ||||
| 2025-09-04 | 2025-09-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 52,086 | 456,690 | ||||||
| 2025-09-04 | 2025-09-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2.1900 | -6,250 | -14 | 99,689 | ||||
| 2025-09-04 | 2025-09-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 12,306 | 105,939 | ||||||
| 2025-09-04 | 2025-09-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2.1900 | -6,448 | -14 | 105,409 | ||||
| 2025-09-04 | 2025-09-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 12,697 | 111,857 | ||||||
| 2025-09-04 | 2025-09-02 | 4 | Puri Raj K. | IOVA | Common Stock | D | 2.1900 | -2,467 | -5 | 212,857 | ||||
| 2025-09-04 | 2025-09-02 | 4 | Puri Raj K. | IOVA | Common Stock | D | 5,470 | 215,324 | ||||||
| 2025-07-10 | 3 | Rosinack Matthew W. | IOVA | Common Stock | D | 89,129 | ||||||||
| 2025-06-06 | 2025-06-05 | 4 | Kirby Daniel Gordon | IOVA | Common Stock | D | 1.8400 | 30,000 | 55 | 30,000 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Puri Raj K. | IOVA | Common Stock | D | 1.7600 | -2,467 | -4 | 209,854 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Puri Raj K. | IOVA | Common Stock | D | 5,469 | 212,321 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 1.7600 | -22,127 | -39 | 404,604 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 52,085 | 426,731 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 1.7600 | -6,448 | -11 | 99,160 | ||||
| 2025-06-04 | 2025-06-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 12,695 | 105,608 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 1.7600 | -6,250 | -11 | 93,633 | ||||
| 2025-06-04 | 2025-06-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 12,305 | 99,883 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 1.7600 | -4,464 | -8 | 60,529 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 8,789 | 64,993 | ||||||
| 2025-05-27 | 2025-05-23 | 4 | Puri Raj K. | IOVA | Common Stock | D | 1.7399 | 5,600 | 10 | 206,852 | ||||
| 2025-05-16 | 2025-05-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 1.6900 | 25,000 | 42 | 374,646 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Puri Raj K. | IOVA | Common Stock | D | 3.5900 | -2,509 | -9 | 201,252 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Puri Raj K. | IOVA | Common Stock | D | 8,334 | 203,761 | ||||||
| 2025-03-05 | 2025-03-03 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 4.0400 | -31,734 | -128 | 56,204 | ||||
| 2025-03-05 | 2025-03-03 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 58,590 | 87,938 | ||||||
| 2025-03-05 | 2025-03-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 4.0400 | -33,302 | -135 | 87,578 | ||||
| 2025-03-05 | 2025-03-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 62,106 | 120,880 | ||||||
| 2025-03-05 | 2025-03-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 4.0400 | -95,413 | -385 | 349,646 | ||||
| 2025-03-05 | 2025-03-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 223,943 | 445,059 | ||||||
| 2025-03-05 | 2025-03-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 4.0400 | -33,470 | -135 | 92,913 | ||||
| 2025-03-05 | 2025-03-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 62,497 | 126,383 | ||||||
| 2025-03-05 | 2025-03-03 | 4 | Puri Raj K. | IOVA | Common Stock | D | 4.0400 | -19,984 | -81 | 195,427 | ||||
| 2025-03-05 | 2025-03-03 | 4 | Puri Raj K. | IOVA | Common Stock | D | 59,999 | 215,411 | ||||||
| 2025-01-16 | 2025-01-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 5.8900 | -9,955 | -59 | 221,116 | ||||
| 2025-01-16 | 2025-01-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,835 | 231,071 | ||||||
| 2025-01-16 | 2025-01-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 5.8900 | -1,578 | -9 | 63,886 | ||||
| 2025-01-16 | 2025-01-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,813 | 65,464 | ||||||
| 2025-01-16 | 2025-01-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 5.8900 | -1,578 | -9 | 58,774 | ||||
| 2025-01-16 | 2025-01-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,813 | 60,352 | ||||||
| 2024-12-18 | 2024-12-16 | 4 | Puri Raj K. | IOVA | Common Stock | D | 7.8400 | -3,759 | -29 | 155,412 | ||||
| 2024-12-18 | 2024-12-16 | 4 | Puri Raj K. | IOVA | Common Stock | D | 8,334 | 159,171 | ||||||
| 2024-12-04 | 2024-12-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 9.0700 | -4,426 | -40 | 210,236 | ||||
| 2024-12-04 | 2024-12-02 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 10,417 | 214,662 | ||||||
| 2024-12-04 | 2024-12-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 9.0700 | -1,982 | -18 | 62,651 | ||||
| 2024-12-04 | 2024-12-02 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 3,906 | 64,633 | ||||||
| 2024-12-04 | 2024-12-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 9.0700 | -1,784 | -16 | 57,539 | ||||
| 2024-12-04 | 2024-12-02 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 3,516 | 59,323 | ||||||
| 2024-12-02 | 3 | Puri Raj K. | IOVA | Common Stock | D | 150,837 | ||||||||
| 2024-11-14 | 2024-11-12 | 4 | Maynard Ryan D | IOVA | Common Stock | D | 10.0600 | -50,000 | -503 | 7,500 | ||||
| 2024-11-14 | 2024-11-12 | 4 | Maynard Ryan D | IOVA | Common Stock | D | 7.4500 | 50,000 | 372 | 57,500 | ||||
| 2024-10-16 | 2024-10-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 9.7700 | -8,851 | -86 | 204,245 | ||||
| 2024-10-16 | 2024-10-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,834 | 213,096 | ||||||
| 2024-10-16 | 2024-10-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 9.7700 | -1,428 | -14 | 60,727 | ||||
| 2024-10-16 | 2024-10-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,813 | 62,155 | ||||||
| 2024-10-16 | 2024-10-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 9.7700 | -1,428 | -14 | 55,807 | ||||
| 2024-10-16 | 2024-10-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,813 | 57,235 | ||||||
| 2024-09-05 | 2024-09-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 10.8500 | -19,913 | -216 | 192,262 | ||||
| 2024-09-05 | 2024-09-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 46,875 | 212,175 | ||||||
| 2024-09-05 | 2024-09-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 10.8500 | -4,426 | -48 | 165,300 | ||||
| 2024-09-05 | 2024-09-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 10,417 | 169,726 | ||||||
| 2024-09-05 | 2024-09-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 10.8500 | -11,891 | -129 | 59,342 | ||||
| 2024-09-05 | 2024-09-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 23,438 | 71,233 | ||||||
| 2024-09-05 | 2024-09-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 10.8500 | -1,983 | -22 | 47,795 | ||||
| 2024-09-05 | 2024-09-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 3,907 | 49,778 | ||||||
| 2024-09-05 | 2024-09-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 10.8500 | -11,891 | -129 | 54,422 | ||||
| 2024-09-05 | 2024-09-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 23,438 | 66,313 | ||||||
| 2024-09-05 | 2024-09-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 10.8500 | -1,784 | -19 | 42,875 | ||||
| 2024-09-05 | 2024-09-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 3,516 | 44,659 | ||||||
| 2024-09-05 | 2024-09-03 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 10.8500 | -11,891 | -129 | 29,348 | ||||
| 2024-09-05 | 2024-09-03 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 23,438 | 41,239 | ||||||
| 2024-07-17 | 2024-07-15 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 8.6800 | -8,851 | -77 | 159,309 | ||||
| 2024-07-17 | 2024-07-15 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,835 | 168,160 | ||||||
| 2024-07-17 | 2024-07-15 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 8.6800 | -1,428 | -12 | 41,143 | ||||
| 2024-07-17 | 2024-07-15 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,813 | 42,571 | ||||||
| 2024-07-17 | 2024-07-15 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 8.6800 | -1,428 | -12 | 45,871 | ||||
| 2024-07-17 | 2024-07-15 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,813 | 47,299 | ||||||
| 2024-06-05 | 2024-06-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 8.3700 | -1,982 | -17 | 44,486 | ||||
| 2024-06-05 | 2024-06-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 3,906 | 46,468 | ||||||
| 2024-06-05 | 2024-06-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 8.3700 | -1,784 | -15 | 39,758 | ||||
| 2024-06-05 | 2024-06-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 3,516 | 41,542 | ||||||
| 2024-06-05 | 2024-06-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 8.3700 | -4,426 | -37 | 147,325 | ||||
| 2024-06-05 | 2024-06-03 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 10,417 | 151,751 | ||||||
| 2024-04-17 | 2024-04-15 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 11.8900 | -8,851 | -105 | 141,334 | ||||
| 2024-04-17 | 2024-04-15 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,834 | 150,185 | ||||||
| 2024-04-17 | 2024-04-15 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 11.8900 | -1,427 | -17 | 42,562 | ||||
| 2024-04-17 | 2024-04-15 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,812 | 43,989 | ||||||
| 2024-04-17 | 2024-04-15 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 11.8900 | -1,427 | -17 | 38,026 | ||||
| 2024-04-17 | 2024-04-15 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,812 | 39,453 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 16.9600 | -11,449 | -194 | 129,351 | ||||
| 2024-03-06 | 2024-03-04 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 41,662 | 140,800 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 16.9600 | -8,053 | -137 | 41,177 | ||||
| 2024-03-06 | 2024-03-04 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 15,623 | 49,230 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 16.9600 | -7,287 | -124 | 36,641 | ||||
| 2024-03-06 | 2024-03-04 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 14,061 | 43,928 | ||||||
| 2024-02-20 | 2024-02-20 | 4 | MCPEAK MERRILL A | IOVA | Common Stock | D | 9.1500 | 250,000 | 2,288 | 320,150 | ||||
| 2024-02-20 | 2024-02-20 | 4 | Dukes Iain D. | IOVA | Common Stock | D | 9.1500 | 32,000 | 293 | 54,000 | ||||
| 2024-02-20 | 2024-02-20 | 4 | Rothbaum Wayne P. By Quogue Capital LLC | IOVA | Common Stock | I | 9.1500 | 5,000,000 | 45,750 | 28,067,333 | ||||
| 2024-01-18 | 2024-01-16 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 8.3700 | -1,577 | -13 | 33,607 | ||||
| 2024-01-18 | 2024-01-16 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,813 | 35,184 | ||||||
| 2024-01-18 | 2024-01-16 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 8.3700 | -6,530 | -55 | 99,138 | ||||
| 2024-01-18 | 2024-01-16 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,834 | 105,668 | ||||||
| 2024-01-18 | 2024-01-16 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 8.3700 | -1,577 | -13 | 29,867 | ||||
| 2024-01-18 | 2024-01-16 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,813 | 31,444 | ||||||
| 2023-10-18 | 2023-10-16 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 3.5700 | -8,851 | -32 | 84,834 | ||||
| 2023-10-18 | 2023-10-16 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,835 | 93,685 | ||||||
| 2023-10-18 | 2023-10-16 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 3.5700 | -1,395 | -5 | 28,631 | ||||
| 2023-10-18 | 2023-10-16 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,813 | 30,026 | ||||||
| 2023-10-18 | 2023-10-16 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 3.5700 | -1,395 | -5 | 32,371 | ||||
| 2023-10-18 | 2023-10-16 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,813 | 33,766 | ||||||
| 2023-09-19 | 2023-09-18 | 4 | MCPEAK MERRILL A By Trust | IOVA | Common Stock | I | 5.5600 | 10,000 | 56 | 248,633 | ||||
| 2023-09-15 | 2023-09-15 | 4 | Rothbaum Wayne P. By Quogue Capital LLC | IOVA | Common Stock | I | 5.3000 | 5,000,000 | 26,500 | 23,067,333 | ||||
| 2023-07-17 | 2023-07-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 7.7600 | -1,395 | -11 | 30,953 | ||||
| 2023-07-17 | 2023-07-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,813 | 32,348 | ||||||
| 2023-07-17 | 2023-07-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 7.7600 | -8,851 | -69 | 72,850 | ||||
| 2023-07-17 | 2023-07-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,834 | 81,701 | ||||||
| 2023-07-17 | 2023-07-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 7.7600 | -1,395 | -11 | 27,213 | ||||
| 2023-07-17 | 2023-07-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,813 | 28,608 | ||||||
| 2023-04-18 | 2023-04-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 5.6400 | -8,851 | -50 | 60,867 | ||||
| 2023-04-18 | 2023-04-14 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 20,834 | 69,718 | ||||||
| 2023-04-18 | 2023-04-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 5.6400 | -1,395 | -8 | 29,535 | ||||
| 2023-04-18 | 2023-04-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 2,812 | 30,930 | ||||||
| 2023-04-18 | 2023-04-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 5.6400 | -1,395 | -8 | 25,795 | ||||
| 2023-04-18 | 2023-04-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 2,812 | 27,190 | ||||||
| 2023-01-19 | 2023-01-17 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 6.4300 | -4,678 | -30 | 28,118 | ||||
| 2023-01-19 | 2023-01-17 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 11,248 | 32,796 | ||||||
| 2023-01-19 | 2023-01-17 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 6.4300 | -36,441 | -234 | 48,884 | ||||
| 2023-01-19 | 2023-01-17 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 83,325 | 85,325 | ||||||
| 2023-01-19 | 2023-01-17 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 6.4300 | -4,671 | -30 | 24,378 | ||||
| 2023-01-19 | 2023-01-17 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 11,248 | 29,049 | ||||||
| 2023-01-05 | 2023-01-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 6.1100 | -10,553 | -64 | 17,801 | ||||
| 2023-01-05 | 2023-01-03 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 18,850 | 28,354 | ||||||
| 2023-01-05 | 2023-01-03 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 6.1100 | -10,553 | -64 | 17,801 | ||||
| 2023-01-05 | 2023-01-03 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 18,850 | 28,354 | ||||||
| 2023-01-05 | 2023-01-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 6.1100 | -11,023 | -67 | 21,548 | ||||
| 2023-01-05 | 2023-01-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 19,690 | 32,571 | ||||||
| 2022-12-22 | 2022-12-21 | 4 | MCPEAK MERRILL A | IOVA | Common Stock | D | 6.1500 | 10,000 | 62 | 70,150 | ||||
| 2022-12-02 | 2022-12-02 | 4 | Rothbaum Wayne P. By Quogue Capital LLC | IOVA | Common Stock | I | 6.5000 | 10,000,000 | 65,000 | 18,067,333 | ||||
| 2022-11-30 | 2022-11-29 | 4 | MCPEAK MERRILL A By Trust | IOVA | Common Stock | I | 6.3100 | 10,000 | 63 | 238,633 | ||||
| 2022-11-28 | 2022-11-28 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 5.9800 | 1,000 | 6 | 2,000 | ||||
| 2022-11-28 | 2022-11-23 | 4 | Dukes Iain D. | IOVA | Common Stock | D | 6.1000 | 10,000 | 61 | 22,000 | ||||
| 2022-11-28 | 2022-11-28 | 4 | MCPEAK MERRILL A By Trust | IOVA | Common Stock | I | 6.1800 | 10,000 | 62 | 228,633 | ||||
| 2022-08-25 | 2022-08-23 | 4 | MCPEAK MERRILL A | IOVA | Common Stock | D | 5.6500 | 40,000 | 226 | 60,150 | ||||
| 2022-06-16 | 2022-06-14 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 7.7300 | -9,346 | -72 | 9,504 | ||||
| 2022-06-16 | 2022-06-14 | 4 | Bellemin Jean-Marc | IOVA | Common Stock | D | 18,850 | 18,850 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 7.7300 | -6,809 | -53 | 12,881 | ||||
| 2022-06-16 | 2022-06-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Common Stock | D | 19,690 | 19,690 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 7.7300 | -9,346 | -72 | 9,504 | ||||
| 2022-06-16 | 2022-06-14 | 4 | BILINSKY IGOR | IOVA | Common Stock | D | 18,850 | 18,850 | ||||||
| 2022-06-02 | 2022-05-31 | 4 | MCPEAK MERRILL A By Trust | IOVA | Common Stock | I | 6.8000 | 10,000 | 68 | 218,633 | ||||
| 2022-06-02 | 2022-05-31 | 4 | MCPEAK MERRILL A | IOVA | Common Stock | D | 6.8400 | 10,000 | 68 | 20,150 | ||||
| 2022-06-02 | 2022-05-31 | 4 | WEISER MICHAEL | IOVA | Common Stock | D | 6.8000 | 7,813 | 53 | 112,632 | ||||
| 2022-06-02 | 2022-05-31 | 4 | WEISER MICHAEL | IOVA | Common Stock | D | 6.7900 | 2,187 | 15 | 104,819 | ||||
| 2022-06-02 | 2022-05-31 | 4 | Maynard Ryan D | IOVA | Common Stock | D | 6.7450 | 7,500 | 51 | 7,500 | ||||
| 2022-06-02 | 2022-06-01 | 4 | Vogt Frederick G | IOVA | Common Stock | D | 6.4400 | 1,000 | 6 | 1,000 | ||||
| 2022-06-02 | 2022-06-01 | 4 | Rothbaum Wayne P. By Quogue Capital LLC | IOVA | Common Stock | I | 6.4310 | 500,000 | 3,216 | 8,067,333 | ||||
| 2022-06-02 | 2022-05-31 | 4 | Rothbaum Wayne P. By Quogue Capital LLC | IOVA | Common Stock | I | 6.7691 | 500,000 | 3,385 | 7,567,333 | ||||
| 2022-01-19 | 2022-01-14 | 4 | Vogt Frederick G | IOVA | Restricted Stock Units | D | 250,000 | 250,000 | ||||||
| 2022-01-19 | 2021-01-08 | 5 | MCPEAK MERRILL A | IOVA | Common Stock | D | -37,800 | 418,783 | ||||||
| 2022-01-19 | 2022-01-14 | 4 | BILINSKY IGOR | IOVA | Stock Option (right to buy) | D | 15.49 | 67,500 | 67,500 | |||||
| 2022-01-19 | 2022-01-14 | 4 | BILINSKY IGOR | IOVA | Restricted Stock Units | D | 33,750 | 33,750 | ||||||
| 2022-01-19 | 2022-01-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Stock Option (right to buy) | D | 15.49 | 67,500 | 67,500 | |||||
| 2022-01-19 | 2022-01-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Restricted Stock Units | D | 33,750 | 33,750 | ||||||
| 2022-01-19 | 2022-01-14 | 4 | Bellemin Jean-Marc | IOVA | Stock Option (right to buy) | D | 15.49 | 135,000 | 135,000 | |||||
| 2021-07-01 | 2021-06-29 | 4 | WEISER MICHAEL | IOVA | Stock Option (right to buy) | D | 26.33 | 35,000 | 35,000 | |||||
| 2021-07-01 | 2021-06-29 | 4 | MCPEAK MERRILL A | IOVA | Stock Option (right to buy) | D | 26.33 | 35,000 | 35,000 | |||||
| 2021-07-01 | 2021-06-29 | 4 | Dukes Iain D. | IOVA | Stock Option (right to buy) | D | 26.33 | 70,000 | 70,000 | |||||
| 2021-07-01 | 2021-06-29 | 4 | Maynard Ryan D | IOVA | Stock Option (right to buy) | D | 26.33 | 35,000 | 35,000 | |||||
| 2021-07-01 | 2021-06-29 | 4 | Countouriotis Athena | IOVA | Stock Option (right to buy) | D | 26.33 | 35,000 | 35,000 | |||||
| 2021-06-16 | 2021-06-14 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Restricted Stock Units | D | 39,380 | 39,380 | ||||||
| 2021-06-16 | 2021-06-14 | 4 | Bellemin Jean-Marc | IOVA | Restricted Stock Units | D | 37,700 | 37,700 | ||||||
| 2021-06-16 | 2021-06-14 | 4 | BILINSKY IGOR | IOVA | Restricted Stock Units | D | 37,700 | 37,700 | ||||||
| 2021-06-16 | 2021-06-14 | 4 | Vogt Frederick G | IOVA | Stock Option (right to buy) | D | 23.87 | 73,900 | 73,900 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Vogt Frederick G | IOVA | Stock Option (right to buy) | D | 23.87 | 100,000 | 100,000 | |||||
| 2021-03-16 | 2021-03-15 | 4 | BILINSKY IGOR | IOVA | Stock Option (right to buy) | D | 34.91 | 150,000 | 150,000 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Swartzburg Michael | IOVA | Stock Option (right to buy) | D | 46.26 | 45,000 | 45,000 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Vogt Frederick G | IOVA | Stock Option (right to buy) | D | 46.26 | 175,000 | 175,000 | |||||
| 2021-01-06 | 2021-01-04 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Stock Option (right to buy) | D | 46.26 | 100,000 | 100,000 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Fardis Maria | IOVA | Stock Option (right to buy) | D | 46.26 | 250,000 | 250,000 | |||||
| 2020-12-17 | 2020-12-14 | 4 | Bellemin Jean-Marc | IOVA | Stock Option (right to buy) | D | 50.26 | 150,000 | 150,000 | |||||
| 2020-06-10 | 2020-06-08 | 4 | Countouriotis Athena | IOVA | Stock Option (right to buy) | D | 32.17 | 35,000 | 35,000 | |||||
| 2020-06-10 | 2020-06-08 | 4 | Maynard Ryan D | IOVA | Stock Option (right to buy) | D | 32.17 | 35,000 | 35,000 | |||||
| 2020-06-10 | 2020-06-08 | 4 | WEISER MICHAEL | IOVA | Stock Option (right to buy) | D | 32.17 | 35,000 | 35,000 | |||||
| 2020-06-10 | 2020-06-08 | 4 | MCPEAK MERRILL A | IOVA | Stock Option (right to buy) | D | 32.17 | 35,000 | 35,000 | |||||
| 2020-06-10 | 2020-06-08 | 4 | Dukes Iain D. | IOVA | Stock Option (right to buy) | D | 32.17 | 70,000 | 70,000 | |||||
| 2020-06-02 | 2020-06-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 33.1200 | -1,894 | -63 | 298,786 | ||||
| 2020-05-04 | 2020-05-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 32.0000 | -1,894 | -61 | 300,680 | ||||
| 2020-04-03 | 2020-04-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 27.9400 | -1,494 | -42 | 302,574 | ||||
| 2020-03-04 | 2020-03-02 | 4 | Fardis Maria | IOVA | Common Stock | D | 35.9900 | -1,321 | -48 | 304,068 | ||||
| 2020-02-05 | 2020-02-03 | 4 | Fardis Maria | IOVA | Common Stock | D | 22.5400 | -1,302 | -29 | 305,389 | ||||
| 2020-01-07 | 2020-01-03 | 4 | Fardis Maria | IOVA | Stock Option (right to buy) | D | 25.54 | 500,000 | 500,000 | |||||
| 2020-01-07 | 2020-01-03 | 4 | Vogt Frederick G | IOVA | Stock Option (right to buy) | D | 25.54 | 150,000 | 150,000 | |||||
| 2020-01-07 | 2020-01-03 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Stock Option (right to buy) | D | 25.54 | 75,000 | 75,000 | |||||
| 2020-01-06 | 2020-01-02 | 4 | Fardis Maria | IOVA | Common Stock | D | 26.6800 | -1,562 | -42 | 306,691 | ||||
| 2019-12-04 | 2019-10-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 18.2100 | -1,894 | -34 | 312,041 | ||||
| 2019-12-04 | 2019-09-03 | 4 | Fardis Maria | IOVA | Common Stock | D | 20.2700 | -1,610 | -33 | 313,935 | ||||
| 2019-12-04 | 2019-08-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 25.1700 | -1,321 | -33 | 315,545 | ||||
| 2019-12-04 | 2019-07-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 24.6200 | -1,321 | -33 | 316,866 | ||||
| 2019-12-04 | 2019-06-03 | 4 | Fardis Maria | IOVA | Common Stock | D | 18.0400 | -1,321 | -24 | 318,187 | ||||
| 2019-12-04 | 2019-05-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 11.1400 | -1,321 | -15 | 319,508 | ||||
| 2019-12-04 | 2019-04-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 9.7800 | -1,321 | -13 | 320,829 | ||||
| 2019-12-04 | 2019-03-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 10.7700 | -1,298 | -14 | 322,150 | ||||
| 2019-12-04 | 2019-02-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 9.2600 | -1,562 | -14 | 323,448 | ||||
| 2019-12-04 | 2019-01-02 | 4 | Fardis Maria | IOVA | Common Stock | D | 9.4500 | -1,562 | -15 | 325,010 | ||||
| 2019-12-04 | 2018-12-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 10.4400 | -1,321 | -14 | 326,572 | ||||
| 2019-12-04 | 2018-11-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 9.6200 | -1,321 | -13 | 327,893 | ||||
| 2019-12-04 | 2018-10-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 11.1200 | -1,321 | -15 | 329,214 | ||||
| 2019-12-04 | 2018-09-04 | 4 | Fardis Maria | IOVA | Common Stock | D | 17.1000 | -1,321 | -23 | 330,535 | ||||
| 2019-12-04 | 2018-08-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 13.7000 | -1,321 | -18 | 331,856 | ||||
| 2019-12-04 | 2018-07-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 12.8000 | -1,321 | -17 | 333,177 | ||||
| 2019-12-04 | 2018-06-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 14.5500 | -1,321 | -19 | 334,498 | ||||
| 2019-12-04 | 2018-05-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 14.6000 | -1,321 | -19 | 335,819 | ||||
| 2019-12-04 | 2018-04-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 16.9000 | -1,321 | -22 | 337,140 | ||||
| 2019-12-04 | 2018-03-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 18.1500 | -1,321 | -24 | 338,461 | ||||
| 2019-12-04 | 2018-02-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 16.5000 | -1,525 | -25 | 339,782 | ||||
| 2019-12-04 | 2018-01-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 8.0000 | -1,562 | -12 | 341,307 | ||||
| 2019-12-04 | 2017-12-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 8.8000 | -1,994 | -18 | 342,869 | ||||
| 2019-12-04 | 2017-11-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 7.1500 | -1,994 | -14 | 344,863 | ||||
| 2019-12-04 | 2017-10-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 7.7500 | -1,993 | -15 | 346,857 | ||||
| 2019-12-04 | 2017-09-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 6.0000 | -1,994 | -12 | 348,850 | ||||
| 2019-12-04 | 2017-08-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 5.7000 | -1,993 | -11 | 350,844 | ||||
| 2019-12-04 | 2017-07-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 7.3500 | -1,994 | -15 | 352,837 | ||||
| 2019-12-04 | 2017-06-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 5.4500 | -143,496 | -782 | 354,831 | ||||
| 2019-12-04 | 2017-04-03 | 4 | Fardis Maria | IOVA | Common Stock | D | 7.1500 | -51,673 | -369 | 498,327 | ||||
| 2019-12-04 | 2019-12-02 | 4 | Fardis Maria | IOVA | Common Stock | D | 22.6600 | -1,894 | -43 | 308,253 | ||||
| 2019-12-04 | 2019-11-01 | 4 | Fardis Maria | IOVA | Common Stock | D | 21.9700 | -1,894 | -42 | 310,147 | ||||
| 2019-07-19 | 2019-07-18 | 4 | GRAF FINCKENSTEIN FRIEDRICH | IOVA | Stock Option (right to buy) | D | 25.78 | 160,000 | 160,000 | |||||
| 2019-06-11 | 2019-06-10 | 4 | WEISER MICHAEL | IOVA | Stock Option (right to buy) | D | 19.93 | 50,000 | 50,000 | |||||
| 2019-06-11 | 2019-06-10 | 4 | Countouriotis Athena | IOVA | Stock Option (right to buy) | D | 19.93 | 35,000 | 35,000 | |||||
| 2019-06-11 | 2019-06-10 | 4 | Maynard Ryan D | IOVA | Stock Option (right to buy) | D | 19.93 | 35,000 | 35,000 | |||||
| 2019-06-11 | 2019-06-10 | 4 | Dukes Iain D. | IOVA | Stock Option (right to buy) | D | 19.93 | 70,000 | 70,000 | |||||
| 2019-06-11 | 2019-06-10 | 4 | MCPEAK MERRILL A | IOVA | Stock Option (right to buy) | D | 19.93 | 35,000 | 35,000 | |||||
| 2019-03-06 | 2019-03-04 | 4 | MORRIS TIMOTHY E | IOVA | Stock Option (right to buy) | D | 11.26 | 100,000 | 100,000 | |||||
| 2019-03-06 | 2019-03-04 | 4 | Fardis Maria | IOVA | Stock Option (right to buy) | D | 11.26 | 400,000 | 400,000 | |||||
| 2019-03-06 | 2019-03-04 | 4 | Vogt Frederick G | IOVA | Stock Option (right to buy) | D | 11.26 | 200,000 | 200,000 | |||||
| 2018-12-20 | 2018-12-18 | 4 | Dukes Iain D. | IOVA | Common Stock | D | 8.6497 | 12,000 | 104 | 12,000 | ||||
| 2018-12-14 | 2018-12-13 | 4 | MCPEAK MERRILL A | IOVA | Common Stock | D | 9.6273 | 10,000 | 96 | 456,583 | ||||
| 2018-12-07 | 2018-12-06 | 4 | Rothbaum Wayne P. By Quogue Capital LLC | IOVA | Common Stock | I | 9.8600 | 300,000 | 2,958 | 7,067,333 | ||||
| 2018-12-07 | 2018-12-04 | 4 | Rothbaum Wayne P. By Quogue Capital LLC | IOVA | Common Stock | I | 10.3100 | 921,053 | 9,496 | 6,767,333 | ||||
| 2018-07-19 | 2018-07-17 | 4 | WEISER MICHAEL | IOVA | Stock Option (right to buy) | D | 14.45 | 35,000 | 35,000 | |||||
| 2018-07-19 | 2018-07-17 | 4 | MCPEAK MERRILL A | IOVA | Stock Option (right to buy) | D | 14.45 | 35,000 | 35,000 | |||||
| 2018-07-19 | 2018-07-17 | 4 | Dukes Iain D. | IOVA | Stock Option (right to buy) | D | 14.45 | 70,000 | 70,000 | |||||
| 2018-07-19 | 2018-07-17 | 4 | Maynard Ryan D | IOVA | Stock Option (right to buy) | D | 14.45 | 35,000 | 35,000 | |||||
| 2018-03-19 | 3 | WEISER MICHAEL By Actin Capital Partners, LLC | IOVA | Common Stock | I | 134,600 | ||||||||
| 2018-03-19 | 3 | WEISER MICHAEL | IOVA | Common Stock | D | 183,748 | ||||||||
| 2018-03-19 | 3 | WEISER MICHAEL By Actin Capital Partners, LLC | IOVA | Common Stock | I | 134,600 | ||||||||
| 2018-03-19 | 3 | WEISER MICHAEL | IOVA | Common Stock | D | 183,748 | ||||||||
| 2018-03-19 | 3 | WEISER MICHAEL By Actin Capital Partners, LLC | IOVA | Common Stock | I | 134,600 | ||||||||
| 2018-03-19 | 3 | WEISER MICHAEL | IOVA | Common Stock | D | 183,748 | ||||||||
| 2018-03-19 | 2018-03-15 | 4 | WEISER MICHAEL | IOVA | Stock Option (right to buy) | D | 16.20 | 50,000 | 50,000 | |||||
| 2018-02-12 | 2018-02-09 | 4 | Fardis Maria | IOVA | Stock Option (right to buy) | D | 16.80 | 500,000 | 500,000 | |||||
| 2018-01-08 | 2017-12-29 | 4 | Vogt Frederick G | IOVA | Stock Option (right to buy) | D | 8.00 | 37,400 | 37,400 | |||||
| 2017-09-12 | 2017-09-08 | 4 | Dukes Iain D. | IOVA | Stock Option (right to buy) | D | 7.30 | 150,000 | 150,000 | |||||
| 2017-08-16 | 2017-08-14 | 4 | MORRIS TIMOTHY E | IOVA | Stock Option (right to buy) | D | 5.05 | 250,000 | 250,000 | |||||
| 2017-06-05 | 2017-06-01 | 4 | Dukes Iain D. | LBIO | Stock Option (right to buy) | D | 5.45 | 70,000 | 70,000 | |||||
| 2017-06-05 | 2017-06-01 | 4 | MCPEAK MERRILL A | LBIO | Stock Option (right to buy) | D | 5.45 | 35,000 | 35,000 | |||||
| 2017-06-05 | 2017-06-01 | 4 | Maynard Ryan D | LBIO | Stock Option (right to buy) | D | 5.45 | 35,000 | 35,000 | |||||
| 2017-06-05 | 2017-06-01 | 4 | Hillsberg Sanford | LBIO | Stock Option (right to buy) | D | 5.45 | 35,000 | 35,000 | |||||
| 2017-06-05 | 2017-06-01 | 4 | Venkatesan Jay | LBIO | Stock Option (right to buy) | D | 5.45 | 35,000 | 35,000 | |||||
| 2017-04-03 | 3 | Valle Franco | LBIO | Common Stock | D | 260 | ||||||||
| 2017-04-03 | 3 | Valle Franco | LBIO | Common Stock | D | 260 | ||||||||
| 2016-11-15 | 2016-11-14 | 4 | SCHIFFMAN GREGORY T | LBIO | Stock Option (right to buy) | D | 7.55 | 300,000 | 300,000 | |||||
| 2016-08-26 | 2016-08-25 | 4/A | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 8.7128 | -20,500 | -179 | 100,000 | ||||
| 2016-08-26 | 2016-08-24 | 4/A | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 9.0985 | -33,500 | -305 | 120,500 | ||||
| 2016-08-24 | 2016-08-22 | 4 | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 9.1063 | -54,000 | -492 | 100,000 | ||||
| 2016-08-19 | 2016-08-16 | 4/A | Fardis Maria | LBIO | Stock Option (right to buy) | D | 9.10 | 0 | 0 | |||||
| 2016-08-19 | 2016-08-16 | 4/A | Dukes Iain D. | LBIO | Stock Option (right to buy) | D | 9.10 | 70,000 | 70,000 | |||||
| 2016-08-18 | 2016-08-16 | 4 | MCPEAK MERRILL A | LBIO | Stock Option (right to buy) | D | 9.10 | 35,000 | 35,000 | |||||
| 2016-08-18 | 2016-08-16 | 4 | Maynard Ryan D | LBIO | Stock Option (right to buy) | D | 9.10 | 35,000 | 35,000 | |||||
| 2016-08-18 | 2016-08-16 | 4 | Venkatesan Jay | LBIO | Stock Option (right to buy) | D | 9.10 | 35,000 | 35,000 | |||||
| 2016-08-18 | 2016-08-16 | 4 | Hillsberg Sanford | LBIO | Stock Option (right to buy) | D | 9.10 | 35,000 | 35,000 | |||||
| 2016-08-18 | 2016-08-16 | 4 | Fardis Maria | LBIO | Stock Option (right to buy) | D | 9.10 | 35,000 | 35,000 | |||||
| 2016-08-18 | 2016-08-16 | 4 | Dukes Iain D. | LBIO | Stock Option (right to buy) | D | 9.10 | 35,000 | 35,000 | |||||
| 2016-06-15 | 3 | Rothbaum Wayne P. By Quogue Capital LLC | LBIO | Common Stock | I | 7,692,560 | ||||||||
| 2016-06-15 | 3 | Rothbaum Wayne P. By Quogue Capital LLC | LBIO | Common Stock | I | 7,692,560 | ||||||||
| 2016-06-15 | 2016-06-10 | 4 | Henderson Molly | LBIO | Stock Option | D | 7.61 | 50,000 | 50,000 | |||||
| 2016-06-15 | 2016-06-01 | 4 | Henderson Molly | LBIO | Stock Option | D | 5.87 | 150,000 | 150,000 | |||||
| 2016-06-09 | 2016-06-01 | 4 | Fardis Maria | LBIO | Stock Option (right to buy) | D | 5.87 | 500,000 | 500,000 | |||||
| 2016-06-09 | 2016-06-01 | 4 | Fardis Maria | LBIO | Common Stock | D | 550,000 | 550,000 | ||||||
| 2016-04-21 | 2016-02-04 | 4 | Fischkoff Steven A. | LBIO | Stock Option | D | 5.43 | 225,000 | 225,000 | |||||
| 2016-03-30 | 2016-03-28 | 4 | Lotze Michael | LBIO | Stock Option (right to buy) | D | 4.54 | 225,000 | 225,000 | |||||
| 2016-03-16 | 2016-03-11 | 4 | HAWKINS ELMA | LBIO | Stock Option (right to buy) | D | 5.05 | 275,000 | 275,000 | |||||
| 2016-03-15 | 2016-03-11 | 4 | Henderson Molly | LBIO | Stock Option (right to buy) | D | 5.05 | 100,000 | 100,000 | |||||
| 2016-03-15 | 2016-03-11 | 4 | Bender James G. | LBIO | Stock Option (right to buy) | D | 5.05 | 30,000 | 30,000 | |||||
| 2015-12-30 | 2015-12-28 | 4 | HAWKINS ELMA | LBIO | Stock Option (right to buy) | D | 7.58 | 58,939 | 58,939 | |||||
| 2015-12-30 | 2015-02-28 | 4 | HAWKINS ELMA | LBIO | Restricted Stock | D | 0.00 | -40,000 | 160,000 | |||||
| 2015-12-30 | 2015-02-28 | 4 | HAWKINS ELMA | LBIO | Common Stock | D | 8.9800 | -23,988 | -215 | 176,567 | ||||
| 2015-12-30 | 2015-02-28 | 4 | HAWKINS ELMA | LBIO | Common Stock | D | 40,000 | 200,555 | ||||||
| 2015-12-30 | 2015-12-28 | 4 | Henderson Molly | LBIO | Stock Option (right to buy) | D | 7.58 | 21,116 | 21,116 | |||||
| 2015-12-30 | 2015-12-28 | 4 | Bender James G. | LBIO | Stock Option (right to buy) | D | 7.58 | 27,622 | 27,622 | |||||
| 2015-12-30 | 2015-09-30 | 4 | Bender James G. | LBIO | Common Stock | D | 5.7600 | -11,274 | -65 | 88,726 | ||||
| 2015-09-09 | 2015-09-08 | 4 | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 7.1300 | -16,500 | -118 | 154,000 | ||||
| 2015-09-09 | 2015-09-04 | 4 | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 6.8400 | -16,000 | -109 | 170,500 | ||||
| 2015-08-04 | 2015-08-03 | 4 | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 8.1500 | -32,500 | -265 | 186,500 | ||||
| 2015-06-16 | 2015-06-12 | 4 | Venkatesan Jay | LBIO | Stock Option (right to buy) | D | 11.05 | 35,000 | 35,000 | |||||
| 2015-06-16 | 2015-06-12 | 4 | Maynard Ryan D | LBIO | Stock Option (right to buy) | D | 11.05 | 35,000 | 35,000 | |||||
| 2015-06-15 | 2015-06-12 | 4 | Hillsberg Sanford | LBIO | Stock Option (right to buy) | D | 11.05 | 35,000 | 35,000 | |||||
| 2015-06-15 | 2015-06-12 | 4 | MCPEAK MERRILL A | LBIO | Common Stock | D | 11.05 | 35,000 | 35,000 | |||||
| 2015-06-10 | 2015-06-08 | 4 | Henderson Molly | LBIO | Stock Option | D | 10.69 | 200,000 | 200,000 | |||||
| 2015-05-08 | 2015-05-01 | 4 | Ayer Capital Management, LP | LBIO | Common Stock | I | 9.6208 | -2,780,682 | -26,752 | 2,823,333 | ||||
| 2015-05-07 | 2015-05-06 | 4 | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 10.0000 | -50,000 | -500 | 219,000 | ||||
| 2015-02-17 | 2015-02-16 | 4 | Maynard Ryan D | LBIO | Stock Option (right to buy) | D | 7.45 | 50,000 | 50,000 | |||||
| 2015-01-29 | 2015-01-28 | 4 | Hillsberg Sanford Herbert Hillsberg Revocable Trust | LBIO | Warrant | I | 2.50 | -25,000 | 0 | |||||
| 2015-01-29 | 2015-01-28 | 4 | Hillsberg Sanford Herbert Hillsberg Revocable Trust | LBIO | Common Stock | I | -25,000 | 0 | ||||||
| 2015-01-29 | 2014-12-16 | 4 | Hillsberg Sanford Herbert Hillsberg Revocable Trust | LBIO | Warrant | I | 2.50 | 25,000 | 25,000 | |||||
| 2015-01-29 | 2014-12-16 | 4 | Hillsberg Sanford Herbert Hillsberg Revocable Trust | LBIO | Common Stock | I | 25,000 | 25,000 | ||||||
| 2014-12-09 | 2014-12-05 | 4 | MCPEAK MERRILL A | LBIO | Stock Option (right to buy) | D | 6.25 | 50,000 | 50,000 | |||||
| 2014-12-09 | 2014-12-05 | 4 | Handelman Michael D | LBIO | Stock Option (right to buy) | D | 6.25 | 40,000 | 40,000 | |||||
| 2014-12-09 | 2014-12-05 | 4 | Hillsberg Sanford | LBIO | Stock Option (right to buy) | D | 6.25 | 50,000 | 50,000 | |||||
| 2014-12-09 | 2014-12-05 | 4 | Venkatesan Jay | LBIO | Stock Option (right to buy) | D | 6.25 | 50,000 | 50,000 | |||||
| 2014-12-09 | 2014-12-05 | 4 | Radvanyi Laszlo | LBIO | Stock Option (right to buy) | D | 6.25 | 32,407 | 32,407 | |||||
| 2014-12-09 | 2014-12-05 | 4 | Bender James G. | LBIO | Stock Option (right to buy) | D | 6.25 | 46,666 | 46,666 | |||||
| 2014-11-07 | 2014-11-06 | 4 | BRISTOL INVESTMENT FUND LTD | LBIO | Common Stock | D | 690,000.0000 | -100,000 | -69,000,000 | 3,867,863 | ||||
| 2014-10-07 | 2014-06-23 | 4 | Radvanyi Laszlo | LBIO | Stock Option (right to buy) | D | 5.80 | 180,000 | 180,000 | |||||
| 2014-10-07 | 2014-06-23 | 4 | Radvanyi Laszlo | LBIO | Common Stock | D | 180,000 | 180,000 | ||||||
| 2014-09-17 | 3 | HAWKINS ELMA By spouse | LBIO | Common Stock | I | 94,555 | ||||||||
| 2014-09-17 | 3 | HAWKINS ELMA | LBIO | Common Stock | D | 48,110 | ||||||||
| 2014-09-17 | 3 | HAWKINS ELMA By spouse | LBIO | Common Stock | I | 94,555 | ||||||||
| 2014-09-17 | 3 | HAWKINS ELMA | LBIO | Common Stock | D | 48,110 | ||||||||
| 2014-09-17 | 2014-08-21 | 4 | HAWKINS ELMA | LBIO | Stock Option (right to buy) | D | 6.70 | 125,000 | 125,000 | |||||
| 2014-07-23 | 2013-05-22 | 5 | Ayer Capital Management, LP | GNBP | Corporate Loan | I | 1.25 | 1.2500 | -1 | -0 | 0 | |||
| 2014-07-23 | 2013-05-22 | 5 | Ayer Capital Management, LP | GNBP | Convertible Note | I | 1.25 | 1.2500 | -1 | -0 | 0 | |||
| 2014-07-23 | 2013-05-22 | 5 | Ayer Capital Management, LP | GNBP | Warrant | I | 1.00 | -1 | 0 | |||||
| 2014-07-23 | 2013-05-22 | 5 | Ayer Capital Management, LP | GNBP | Warrant | I | 1.00 | -1 | 0 | |||||
| 2014-07-23 | 2013-05-22 | 5 | Ayer Capital Management, LP | GNBP | Common stock | I | 4.9000 | 5,600,887 | 27,444 | 5,604,015 | ||||
| 2014-07-23 | 3/A | Venkatesan Jay | GNBP | Common stock | I | 312,500 | ||||||||
| 2014-07-23 | 2013-05-22 | 4 | Ayer Capital Management, LP | GNBP | Convertible Note | I | 1.25 | 1.2500 | -1 | -0 | 0 | |||
| 2014-07-23 | 2013-05-22 | 4 | Ayer Capital Management, LP | GNBP | Corporate Loan | I | 1.25 | 1.2500 | -1 | -0 | 0 | |||
| 2014-07-23 | 2013-05-22 | 4 | Ayer Capital Management, LP | GNBP | Warrant | I | 1.00 | -1 | 0 | |||||
| 2014-07-23 | 2013-05-22 | 4 | Ayer Capital Management, LP | GNBP | Warrant | I | 1.00 | -1 | 0 | |||||
| 2014-07-23 | 2013-05-22 | 4 | Ayer Capital Management, LP | GNBP | Common stock | I | 0.0490 | 560,088,650 | 27,444 | 560,401,150 | ||||
| 2014-05-16 | 2014-05-15 | 4 | Handelman Michael D | LBIO | Stock Option (right to buy) | D | 7.95 | 75,000 | 75,000 | |||||
| 2014-05-16 | 2014-05-15 | 4 | Handelman Michael D | LBIO | Restricted Stock Units | D | 0.00 | 75,000 | 75,000 | |||||
| 2014-03-20 | 2014-03-19 | 5 | BRISTOL CAPITAL LLC | LBIO | Common Stock | D | 8.1720 | -12,658 | -103 | 133,532 | ||||
| 2014-03-20 | 2014-03-11 | 5 | BRISTOL CAPITAL LLC | LBIO | Common Stock | D | 8.6690 | -18,000 | -156 | 133,532 | ||||
| 2014-03-20 | 2014-02-18 | 5 | BRISTOL CAPITAL LLC | LBIO | Common Stock | D | 6.2380 | -72,875 | -455 | 133,532 | ||||
| 2014-03-20 | 2014-02-13 | 5 | BRISTOL CAPITAL LLC | LBIO | Common Stock | D | 5.6400 | -25,000 | -141 | 133,532 | ||||
| 2014-03-20 | 2014-02-05 | 5 | BRISTOL CAPITAL LLC | LBIO | Common Stock | D | 5.2000 | -5,000 | -26 | 133,532 | ||||
| 2014-03-05 | 2013-11-18 | 4 | MCPEAK MERRILL A | LBIO | Stock Option (right to buy) | D | 5.65 | 40,000 | 40,000 | |||||
| 2014-03-05 | 2013-11-18 | 4 | Venkatesan Jay | LBIO | Stock Option (right to buy) | D | 5.65 | 40,000 | 40,000 | |||||
| 2014-03-05 | 2013-11-18 | 4 | Hillsberg Sanford Family Trust | LBIO | Stock Option (right to buy) | I | 5.65 | 40,000 | 40,000 | |||||
| 2014-01-22 | 2013-12-30 | 4 | Singh Manish | LBIO | Common Stock | D | 607,500 | 2,546,000 | ||||||
| 2014-01-16 | 2013-12-30 | 4 | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 67,500 | 269,000 | ||||||
| 2014-01-13 | 2014-01-06 | 4 | Bender James G. | LBIO | Stock Option | D | 9.60 | 100,000 | 100,000 | |||||
| 2014-01-13 | 2014-01-06 | 4 | Bender James G. | LBIO | Common Stock | D | 100,000 | 100,000 | ||||||
| 2013-11-12 | 2013-11-05 | 4 | MCPEAK MERRILL A | LBIO | Warrants | D | 2.50 | 50,000 | 50,000 | |||||
| 2013-11-12 | 2013-11-05 | 4 | MCPEAK MERRILL A | LBIO | Common Stock | D | 2.0000 | 50,000 | 100 | 396,432 | ||||
| 2013-11-07 | 2013-11-05 | 4 | Hillsberg Sanford Family Trust | LBIO | Common Stock | I | 67,500 | 201,500 | ||||||
| 2013-11-07 | 2013-11-05 | 4 | Singh Manish | LBIO | Warrant | D | 2.50 | 125,000 | 125,000 | |||||
| 2013-11-07 | 2013-11-05 | 4 | Singh Manish | LBIO | Common Stock | D | 2.0000 | 125,000 | 250 | 1,938,500 | ||||
| 2013-11-07 | 2013-11-05 | 4 | Singh Manish | LBIO | Common Stock | D | 607,500 | 1,813,500 | ||||||
| 2013-09-11 | 3 | Hillsberg Sanford The Hillsberg Trust | GNBP | Common Stock | I | 13,400,000 | ||||||||
| 2013-08-01 | 3 | Singh Manish | GNPB | Common Stock | D | 120,600,000 | ||||||||
| 2013-07-26 | 2013-07-24 | 4 | KESSLER PAUL By Bristol Capital, LLC | GNBP | Common Stock | I | 13,353,215 | 15,693,215 | ||||||
| 2013-07-26 | 2013-07-24 | 4 | MCPEAK MERRILL A | GNBP | Common Stock | D | 13,353,215 | 34,643,215 | ||||||
| 2013-07-26 | 2013-07-24 | 4 | VOYTICKY DAVID J By Matrix Group International, Inc. | GNBP | Common Stock | I | 13,353,215 | 13,353,215 | ||||||
| 2013-06-11 | 3 | KESSLER PAUL By Bristol Investment Fund, Ltd. | GNBP | Common Stock | I | 399,873,215 | ||||||||
| 2013-06-11 | 3 | KESSLER PAUL By Bristol Capital, LLC | GNBP | Common Stock | I | 2,340,000 | ||||||||
| 2013-06-04 | 2013-05-22 | 4 | BRISTOL INVESTMENT FUND LTD | GNBP | Warrant | D | 1.00 | -1 | 0 | |||||
| 2013-06-04 | 2013-05-22 | 4 | BRISTOL INVESTMENT FUND LTD | GNBP | Warrant | D | 1.00 | -1 | 0 | |||||
| 2013-06-04 | 2013-05-22 | 4 | BRISTOL INVESTMENT FUND LTD | GNBP | Convertible note | D | 1.25 | 2,000,000.0000 | -1 | -2,000 | 0 | |||
| 2013-06-04 | 2013-05-22 | 4 | BRISTOL INVESTMENT FUND LTD | GNBP | Common stock | D | 3,564,770.0000 | 389,849,587 | 1,389,724,112,250 | 399,873,215 | ||||
| 2013-05-31 | 3 | Venkatesan Jay See Footnotes | GNBP | Common Stock | I | 560,401,150 | ||||||||
| 2013-05-30 | 2013-05-22 | 4 | MCPEAK MERRILL A | GNBP | Common Stock | D | 0.0100 | 21,280,000 | 213 | 21,290,000 | ||||
| 2013-05-30 | 2013-05-22 | 4 | VOYTICKY DAVID J | GNBP | 12% Convertible Note due 2012 | D | 0.0100 | -50,000 | -0 | |||||
| 2013-05-30 | 2013-05-22 | 4 | VOYTICKY DAVID J | GNBP | Common Stock | D | 0.0100 | 5,627,867 | 56 | 5,627,867 | ||||
| 2013-05-30 | 3 | VOYTICKY DAVID J | GNBP | 12% Convertible Note due 2012 | D | |||||||||
| 2013-01-09 | 2012-12-31 | 5 | BRISTOL INVESTMENT FUND LTD | GNBP | Common Stock | D | 0.2150 | 10,000 | 2 | 10,023,628 | ||||
| 2012-06-11 | 3 | BRISTOL INVESTMENT FUND LTD | GNBP | Common Stock | D | 10,013,628 | ||||||||
| 2012-03-09 | 2011-08-22 | 4/A | Schroeder Martin See footnote. | GNBP.OB | Common Stock | I | 0.0010 | 1,000,000 | 1 | 1,000,000 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
