| 已發行股份 | 109,193,549 shares |
| 內部人士股份 | 34,287,518 shares |
| 內部持股 | 31.40 % |
| 所有內部人士 | 44 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內幕交易圖表
以下圖表顯示了Rocket Pharmaceuticals, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Kamran Alam | 3,000 | ||
| Timothy J Barberich | 45,000 | ||
| Carsten Boess Director - [D] | 30,000 | 30,000 | |
| Rudolf A Baumgartner | 175,000 | ||
| Elisabeth Bjork Director - [D] | 50,000 | 50,000 | |
|
Care Capital Ii Llc
10% Owner -
|
2,277,139 | 2,277,139 | |
| J Martin Carroll Director - [D] | 10,000 | 10,000 | |
| Sarbani Chaudhuri See Remarks - [O] | 267,510 | 267,510 | |
|
Devon Park Bioventures Lp
10% Owner -
|
0 | 0 | |
| Mikael Dolsten Director - [D] | 44,220 | 44,220 | |
| Peter Fong Director - [D] | 53,333 | 53,333 | |
| Pedro P Granadillo Director - [D] | 54,734 | 54,734 | |
| Carlos Garcia-Parada | 17,322 | ||
| Paul G Howes | 45,000 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Ittai Harel | 21,857 | ||
|
Argeris N Karabelas
Director, 10% Owner -
[D]
|
2,277,139 | 2,277,139 | |
|
Mark Leschly
10% Owner -
|
2,870,584 | 2,870,584 | |
| Patrick Machado | 45,000 | ||
| Gotham Makker Director - [D] | 1,036,846 | 1,036,846 | |
| Fady Ibraham Malik Director - [D] | 30,000 | 30,000 | |
| McVicar William K. | 135,000 | ||
|
MedImmune Ventures, Inc.
10% Owner -
|
1,917,906 | 1,917,906 | |
| John Militello See Remarks - [O] | 89,780 | 89,780 | |
| Aaron Ondrey Chief Financial Officer - [O] | 128,173 | 128,173 | |
| Kinnari Patel See Remarks - [O] | 441,927 | 441,927 | |
| Isai Peimer | 21,857 | ||
| Phillips Gary M. | 45,000 | ||
|
Pitango Venture Capital Principals Fund IV, L.P.
10% Owner -
|
1,292,584 | 1,292,584 | |
| Piratip Pratumsuwan Director - [D] | 30,000 | 30,000 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
|
Rho Ventures Iv Qp Lp
10% Owner -
|
2,870,584 | 2,870,584 | |
| Dale Ritter Vice President, Finance - [O] | 19,827 | 19,827 | |
|
Rtw Investments, Lp
Director, 10% Owner -
[D]
|
18,236,124 | 18,236,124 | |
|
Rho Ventures IV Holdings LLC
10% Owner -
|
0 | 0 | |
| Syed Ali-aamir Rizvi Chief Medical Officer - [O] | 407,874 | 407,874 | |
| David P Southwell Director - [D] | 144,784 | 144,784 | |
| Jonathan David Schwartz See Remarks - [O] | 299,064 | 299,064 | |
| Gaurav Shah CEO - [O] | 1,061,724 | 1,061,724 | |
| Spivey Richard N. | 45,000 | ||
| Christopher James Stevens Chief Operating Officer - [O] | 469,129 | 469,129 | |
| Martin Vogelbaum | 21,857 | ||
|
Roderick Wong
Director, 10% Owner -
[D]
|
18,236,124 | 18,236,124 | |
| Mark Andrew White See Remarks - [O] | 69,140 | 69,140 | |
| Martin Wilson General Counsel - [O] | 677,977 | 677,977 | |
| Naveen Yalamanchi Director - [D] | 16,272,635 | 16,272,635 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 RCKT / Rocket Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 RCKT / Rocket Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-26 | 2026-05-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0860 | -55,684 | -172 | 1,061,724 | ||||
| 2026-05-26 | 2026-05-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 1.6910 | 76,490 | 129 | 1,117,408 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Militello John | RCKT | Common Stock | D | 3.0140 | -384 | -1 | 89,780 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0140 | -662 | -2 | 677,977 | ||||
| 2026-05-21 | 2026-05-19 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0140 | -2,409 | -7 | 1,040,918 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.6060 | -3,361 | -12 | 678,639 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.6060 | -2,728 | -10 | 1,043,327 | ||||
| 2026-05-14 | 2026-05-13 | 4 | Militello John | RCKT | Common Stock | D | 3.6060 | -855 | -3 | 90,164 | ||||
| 2026-05-11 | 2026-05-07 | 4 | Chaudhuri Sarbani | RCKT | Common Stock | D | 3.8380 | -17,650 | -68 | 267,510 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Militello John | RCKT | Common Stock | D | 3.3380 | -1,157 | -4 | 91,019 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.3380 | -5,990 | -20 | 1,046,055 | ||||
| 2026-02-20 | 2026-02-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.3380 | -1,376 | -5 | 682,000 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.3120 | -12,253 | -41 | 683,376 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Militello John | RCKT | Common Stock | D | 3.3120 | -3,726 | -12 | 92,176 | ||||
| 2026-02-18 | 2026-02-13 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.3120 | -12,279 | -41 | 1,052,045 | ||||
| 2026-02-13 | 2026-02-11 | 4 | Shah Gaurav | RCKT | Common Stock | D | 286,028 | 1,064,324 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Chaudhuri Sarbani | RCKT | Common Stock | D | 125,924 | 285,160 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Stevens Christopher James | RCKT | Common Stock | D | 61,963 | 469,129 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 61,963 | 407,874 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Wilson Martin | RCKT | Common Stock | D | 311,813 | 695,629 | ||||||
| 2026-02-13 | 2026-02-11 | 4 | Militello John | RCKT | Common Stock | D | 29,982 | 95,902 | ||||||
| 2026-01-06 | 2026-01-02 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 3.4400 | 10,000 | 34 | 50,000 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 2.9830 | -1,646 | -5 | 383,816 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 2.9830 | -6,276 | -19 | 778,296 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Militello John | RCKT | Common Stock | D | 2.9830 | -1,086 | -3 | 65,920 | ||||
| 2025-11-20 | 2025-11-18 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 2.9830 | -2,545 | -8 | 299,064 | ||||
| 2025-11-10 | 2025-11-03 | 4 | Wilson Martin | RCKT | Common Stock | D | 100,000 | 385,462 | ||||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9750 | -558 | -2 | 67,006 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9700 | -3,005 | -12 | 67,564 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9650 | -5,514 | -22 | 70,569 | ||||
| 2025-10-16 | 2025-10-14 | 4 | Militello John | RCKT | Common Stock | D | 3.9600 | -19,841 | -79 | 76,083 | ||||
| 2025-10-08 | 2025-10-06 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 62,893 | 345,911 | ||||||
| 2025-10-08 | 2025-10-06 | 4 | Rizvi Syed Ali-aamir | RCKT | Common Stock | D | 283,018 | 283,018 | ||||||
| 2025-10-03 | 2025-09-24 | 4 | Fong Peter | RCKT | Common Stock | D | 30,000 | 53,333 | ||||||
| 2025-10-03 | 2025-09-24 | 4 | Fong Peter | RCKT | Common Stock | D | 23,333 | 23,333 | ||||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -59,000 | -183 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 17.8112 | 59,000 | 1,051 | 18,247,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -41,000 | -127 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 19.0916 | 41,000 | 783 | 18,229,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 3.1050 | -1,000,000 | -3,105 | 18,188,457 | ||||
| 2025-09-23 | 2025-09-19 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 40.0324 | 1,000,000 | 40,032 | 19,188,457 | ||||
| 2025-09-09 | 2025-09-08 | 4 | Militello John | RCKT | Common Stock | D | 40,000 | 95,924 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Wilson Martin | RCKT | Common Stock | D | 150,000 | 285,462 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80,000 | 301,609 | ||||||
| 2025-08-27 | 2025-08-27 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 3.4100 | 10,000 | 34 | 40,000 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3.0500 | -2,234 | -7 | 784,572 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Wilson Martin | RCKT | Common Stock | D | 2.9960 | -588 | -2 | 135,462 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0650 | -1,004 | -3 | 136,050 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Militello John | RCKT | Common Stock | D | 2.9960 | -361 | -1 | 55,924 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Militello John | RCKT | Common Stock | D | 3.0650 | -699 | -2 | 56,285 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 2.9960 | -805 | -2 | 221,609 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3.0650 | -1,680 | -5 | 222,414 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 3.0190 | -12,109 | -37 | 137,054 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3.0190 | -11,161 | -34 | 224,094 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Militello John | RCKT | Common Stock | D | 3.0190 | -7,043 | -21 | 56,984 | ||||
| 2025-08-06 | 2025-08-04 | 4 | Stevens Christopher James | RCKT | Common Stock | D | 407,166 | 407,166 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 30,000 | 31,660 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | BOESS CARSTEN | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Malik Fady Ibraham | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 19,434 | 415,346 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 30,000 | 395,912 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 17,667 | 47,667 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 30,000 | 44,220 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 24,734 | 54,734 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Pratumsuwan Piratip | RCKT | Common Stock | D | 30,000 | 30,000 | ||||||
| 2025-07-08 | 2025-07-03 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 2.8820 | -1,477 | -4 | 128,173 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Wilson Martin | RCKT | Common Stock | D | 6.4460 | -587 | -4 | 149,163 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6.4460 | -2,253 | -15 | 786,806 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6.4460 | -767 | -5 | 441,927 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6.4460 | -801 | -5 | 235,255 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Militello John | RCKT | Common Stock | D | 6.4460 | -357 | -2 | 64,027 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6.5280 | -1,409 | -9 | 442,694 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Militello John | RCKT | Common Stock | D | 6.5280 | -655 | -4 | 64,384 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 6.5280 | -946 | -6 | 149,750 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6.5280 | -1,582 | -10 | 236,056 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6.5280 | -3,621 | -24 | 789,059 | ||||
| 2025-04-24 | 2025-03-05 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 14,220 | 14,220 | ||||||
| 2025-04-24 | 2025-04-22 | 4 | Militello John | RCKT | Common Stock | D | 7.1580 | -718 | -5 | 65,039 | ||||
| 2025-04-14 | 2025-04-10 | 4 | Shah Gaurav | RCKT | Common Stock | D | 5.0800 | 20,000 | 102 | 792,680 | ||||
| 2025-04-10 | 2025-04-09 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 4.7000 | 21,099 | 99 | 26,774 | ||||
| 2025-04-08 | 2025-04-04 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 5.2940 | -7,489 | -40 | 129,650 | ||||
| 2025-02-27 | 2025-02-25 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 10.5800 | -6,532 | -69 | 237,638 | ||||
| 2025-02-27 | 2024-11-21 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 13.0500 | -3,097 | -40 | 163,852 | ||||
| 2025-02-27 | 2024-08-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 18.5000 | -2,710 | -50 | 166,949 | ||||
| 2025-02-27 | 2024-05-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 23.3500 | -2,754 | -64 | 169,659 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Militello John | RCKT | Common Stock | D | 10.5800 | -2,737 | -29 | 65,757 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 10.5800 | -16,303 | -172 | 772,680 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 10.5800 | -3,222 | -34 | 150,696 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 10.5800 | -6,078 | -64 | 444,103 | ||||
| 2025-02-13 | 2025-02-11 | 4 | Wilson Martin | RCKT | Common Stock | D | 90,358 | 153,918 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Militello John | RCKT | Common Stock | D | 20,080 | 68,494 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 90,358 | 137,139 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57,786 | 450,181 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80,318 | 252,731 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Shah Gaurav | RCKT | Common Stock | D | 81,655 | 788,983 | ||||||
| 2025-01-27 | 2025-01-23 | 4 | Militello John | RCKT | Common Stock | D | 10.3800 | -896 | -9 | 48,414 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 13.0540 | -1,175 | -15 | 63,560 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Militello John | RCKT | Common Stock | D | 13.0540 | -1,224 | -16 | 49,310 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13.0540 | -11,091 | -145 | 707,328 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 13.0540 | -4,588 | -60 | 392,395 | ||||
| 2024-11-04 | 2024-10-31 | 4 | Militello John | RCKT | Common Stock | D | 16.6250 | -917 | -15 | 50,534 | ||||
| 2024-11-04 | 2024-10-31 | 4 | White Mark Andrew | RCKT | Common Stock | D | 16.6250 | -3,080 | -51 | 69,140 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 18.5040 | -1,027 | -19 | 64,735 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 18.5040 | -9,650 | -179 | 718,419 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 18.5040 | -3,989 | -74 | 396,983 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Militello John | RCKT | Common Stock | D | 18.5040 | -1,064 | -20 | 51,451 | ||||
| 2024-07-24 | 2024-07-22 | 4 | Militello John | RCKT | Common Stock | D | 23.0150 | -812 | -19 | 52,515 | ||||
| 2024-07-09 | 2024-07-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 20.3950 | -3,026 | -62 | 72,220 | ||||
| 2024-06-10 | 2024-03-21 | 4/A | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28.4341 | -274,000 | -7,791 | 365,912 | ||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P By The David P. Southwell Irrevocable Trust Dtd 04/14/2024 | RCKT | Common Stock | I | -59,716 | 113,124 | ||||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | -113,124 | 1,660 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Militello John | RCKT | Common Stock | D | 23.3500 | -1,079 | -25 | 53,327 | ||||
| 2024-05-20 | 2024-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23.3500 | -9,790 | -229 | 728,069 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 9,683 | 646,134 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 636,451 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 67,785 | 737,859 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23,940 | 670,074 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 23.3500 | -1,048 | -24 | 65,762 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 2,420 | 21,100 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 16,947 | 66,810 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Wilson Martin | RCKT | Common Stock | D | 28,763 | 49,863 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 23.3500 | -4,046 | -94 | 400,972 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 5,553 | 301,824 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,990 | 296,291 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 38,735 | 405,018 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Patel Kinnari | RCKT | Common Stock | D | 52,489 | 366,283 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 11,970 | 313,794 | ||||||
| 2024-04-24 | 2024-04-22 | 4 | Militello John | RCKT | Common Stock | D | 22.8700 | -833 | -19 | 54,406 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24.0520 | -10,000 | -241 | 114,784 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4.3420 | 29,624 | 129 | 124,784 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 25.1560 | -10,284 | -259 | 95,160 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24.2240 | -59,716 | -1,447 | 105,444 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4.3420 | 70,000 | 304 | 165,160 | ||||
| 2024-04-10 | 2024-04-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 24.6380 | -12,532 | -309 | 75,226 | ||||
| 2024-04-03 | 3 | Schwartz Jonathan David | RCKT | Common Stock | D | 172,413 | ||||||||
| 2024-04-03 | 2024-04-01 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 46,781 | 46,781 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28.4341 | -274,000 | -7,791 | 365,912 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Militello John | RCKT | Common Stock | D | 28.1040 | -2,490 | -70 | 55,239 | ||||
| 2024-03-25 | 2023-02-14 | 4 | Militello John | RCKT | Common Stock | D | 11,067 | 57,729 | ||||||
| 2024-03-25 | 2022-08-12 | 4 | Militello John | RCKT | Common Stock | D | 14,310 | 46,662 | ||||||
| 2024-03-25 | 2022-04-18 | 4 | Militello John | RCKT | Common Stock | D | 7,932 | 32,352 | ||||||
| 2024-03-25 | 2022-02-14 | 4 | Militello John | RCKT | Common Stock | D | 2,903 | 24,420 | ||||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 29.8450 | -10,000 | -298 | 21,517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 12.5500 | 10,000 | 126 | 31,517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Wilson Martin | RCKT | Common Stock | D | 29.3310 | -4,100 | -120 | 18,680 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 66,577 | 621,339 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 29.8380 | -20,272 | -605 | 554,762 | ||||
| 2024-02-21 | 2024-02-16 | 4 | White Mark Andrew | RCKT | Common Stock | D | 11,096 | 87,758 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 8,322 | 21,517 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 29.8380 | -3,238 | -97 | 13,195 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 33,288 | 271,634 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 29.8380 | -7,132 | -213 | 238,346 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 16,644 | 22,780 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 29.8380 | -3,576 | -107 | 6,136 | ||||
| 2024-02-16 | 2024-02-14 | 4 | Militello John | RCKT | Common Stock | D | 6,274 | 16,433 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | -9,712 | 9,712 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 26,189 | 245,478 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | -46,828 | 575,034 | ||||||
| 2024-01-23 | 2024-01-22 | 4 | Militello John | RCKT | Common Stock | D | 27.2030 | -638 | -17 | 10,159 | ||||
| 2024-01-22 | 2024-01-18 | 4 | Militello John | RCKT | Common Stock | D | 1,586 | 10,797 | ||||||
| 2023-11-16 | 2023-11-15 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 22.5323 | -20,000 | -451 | 1,296,497 | ||||
| 2023-11-16 | 2023-11-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 220,437 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | -7,979 | 532,833 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 9,485 | ||||||
| 2023-10-25 | 2023-10-20 | 4 | Militello John | RCKT | Common Stock | D | 17.0620 | -564 | -10 | 8,760 | ||||
| 2023-10-20 | 2023-10-18 | 4/A | Militello John | RCKT | Common Stock | D | 1,586 | 9,324 | ||||||
| 2023-10-20 | 2023-02-17 | 4/A | Militello John | RCKT | Common Stock | D | 19.0600 | -1,076 | -21 | 1,782 | ||||
| 2023-10-10 | 2023-10-05 | 4 | Patel Kinnari By Adaptive Technology LLC | RCKT | Common Stock | I | 3,333 | 101,594 | ||||||
| 2023-10-02 | 2023-09-29 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21.1383 | -4,677 | -99 | 1,316,497 | ||||
| 2023-10-02 | 2023-09-28 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21.0318 | -10,312 | -217 | 1,321,174 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15.8700 | 500,000 | 7,935 | 18,157,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 22.0500 | -500,000 | -11,025 | 17,657,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15.8700 | -500,000 | -7,935 | 18,157,605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 22.0500 | 500,000 | 11,025 | 18,657,605 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Militello John | RCKT | Common Stock | D | 15.4710 | -284 | -4 | 5,570 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 15.4710 | -4,767 | -74 | 524,854 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 15.4710 | -1,534 | -24 | 216,448 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 7,854 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 217,982 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 529,621 | ||||||
| 2023-07-24 | 2023-07-20 | 4 | Militello John | RCKT | Common Stock | D | 19.0330 | -573 | -11 | 7,129 | ||||
| 2023-07-20 | 2023-07-18 | 4 | Militello John | RCKT | Common Stock | D | 1,586 | 7,702 | ||||||
| 2023-05-19 | 2023-05-17 | 4 | Militello John | RCKT | Common Stock | D | 21.3750 | -245 | -5 | 6,116 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 21.3750 | -4,122 | -88 | 521,642 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 21.3750 | -1,330 | -28 | 213,993 | ||||
| 2023-05-16 | 2023-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7,979 | 525,764 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 6,361 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3,989 | 215,323 | ||||||
| 2023-04-25 | 2023-04-21 | 4 | Militello John | RCKT | Common Stock | D | 18.6500 | -2,342 | -44 | 5,636 | ||||
| 2023-04-20 | 2023-04-18 | 4 | Militello John | RCKT | Common Stock | D | 6,364 | 7,978 | ||||||
| 2023-04-12 | 2023-04-04 | 4 | White Mark Andrew | RCKT | Common Stock, par value $0.01 | D | 76,662 | 76,662 | ||||||
| 2023-04-05 | 2022-12-01 | 4 | RTW INVESTMENTS, LP | RCKT | Common stock, $0.01 par value ("Common Stock") | I | 529,038 | 18,157,605 | ||||||
| 2023-02-22 | 2023-02-14 | 4/A | Militello John | RCKT | Common Stock | D | 2,858 | 2,858 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Militello John | RCKT | Common Stock | D | 19.0600 | -1,244 | -24 | 1,614 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Patel Kinnari | RCKT | Common Stock | D | 15,720 | 166,566 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 19.0600 | -3,557 | -68 | 94,546 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 8,574 | 98,103 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 19.0600 | -12,194 | -232 | 536,885 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Shah Gaurav | RCKT | Common Stock | D | 31,440 | 549,079 | ||||||
| 2022-10-11 | 2022-10-06 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 14.7500 | 1,355,932 | 20,000 | 17,628,567 | ||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Restricted Stock Units | D | 19,054 | 19,054 | ||||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 13.12 | 28,910 | 28,910 | |||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.2000 | -32,026 | -519 | 89,529 | ||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.8600 | -12,974 | -206 | 121,555 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.1500 | -35,998 | -581 | 134,529 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9000 | -9,002 | -143 | 170,527 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16.5600 | -34,438 | -570 | 179,529 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9400 | -10,562 | -168 | 213,967 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 16.5600 | -34,438 | -570 | 179,529 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 15.9400 | -10,562 | -168 | 213,967 | ||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16.65 | 8,641 | 8,641 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16.65 | 33,199 | 33,199 | |||||
| 2022-03-09 | 2021-07-27 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | -621,500 | 674,901 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Restricted Stock Units | D | 17,322 | 17,322 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 20.00 | 54,006 | 54,006 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Restricted Stock Units | D | 25,984 | 25,984 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 20.00 | 81,010 | 81,010 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Restricted Stock Units | D | 47,637 | 47,637 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 20.00 | 148,518 | 148,518 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Restricted Stock Units | D | 95,275 | 95,275 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 20.00 | 297,037 | 297,037 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Restricted Stock Units | D | 8,661 | 8,661 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20.00 | 27,003 | 27,003 | |||||
| 2022-02-08 | 2022-02-07 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.3415 | 22,000 | 382 | 517,639 | ||||
| 2021-12-08 | 2021-12-06 | 4 | Wilson Martin | RCKT | Stock Option (Right to Buy) | D | 23.04 | 100,000 | 100,000 | |||||
| 2021-09-15 | 2021-09-13 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 35.60 | 40,000 | 40,000 | |||||
| 2021-08-31 | 2021-08-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 32.4800 | 812,516 | 26,391 | 16,272,635 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 47.1250 | -400 | -19 | 1,296,401 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 46.8457 | -34,685 | -1,625 | 1,296,801 | ||||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 2,379 | 70 | 2,379 | |||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 1,529 | 45 | 1,529 | |||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 47.25 | 15,295 | 15,295 | |||||
| 2021-06-16 | 2021-06-14 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47.25 | 29.4200 | 1,699 | 50 | 1,699 | |||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 47.25 | 12,236 | 12,236 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Equity Swap (Obligation to Buy) 1) | I | 40.03 | 1 | 1,000,000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 40.0324 | -725,000 | -29,023 | 15,460,119 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 47.2111 | -7,475 | -353 | 495,639 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 46.4467 | -8,872 | -412 | 503,114 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.2063 | -5,919 | -268 | 511,986 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.9409 | -7,493 | -344 | 517,905 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 1.69 | -75,880 | 0 | |||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.0618 | -23,003 | -1,037 | 525,398 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44.2432 | -61,350 | -2,714 | 548,401 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45.5900 | -3,000 | -137 | 609,751 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 1.6900 | 75,880 | 128 | 612,751 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44.3392 | -8,505 | -377 | 536,871 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 43.8552 | -48,732 | -2,137 | 545,376 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 42.7952 | -8,667 | -371 | 594,108 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 41.7999 | -19,984 | -835 | 614,092 | ||||
| 2021-03-29 | 2021-03-24 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | -1,344,925 | 16,185,119 | ||||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.69 | -38,093 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | -55,869 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.6900 | 38,093 | 64 | 188,939 | ||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 150,846 | ||||
| 2021-02-16 | 2020-12-02 | 5 | Yalamanchi Naveen The Naveen Yalmanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | -31,250 | 82,391 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 72,000 | 198,341 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav | RCKT | Common Stock | D | -72,000 | 622,759 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 126,341 | 126,341 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav | RCKT | Common Stock | D | -126,341 | 694,759 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav By Spouse | RCKT | Common Stock | I | 207,897 | 207,897 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav | RCKT | Common Stock | D | -207,897 | 821,100 | ||||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Paul Andrew Granadillo 2020 Irrevocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 19.90 | 20,000 | 20,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19.90 | -20,000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 18.75 | 40,000 | 40,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18.75 | -40,000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 14.56 | 30,000 | 30,000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14.56 | -30,000 | 0 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 62.32 | 120,000 | 120,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 62.32 | 18,000 | 18,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 62.32 | 185,000 | 185,000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 62.32 | 35,000 | 35,000 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1.69 | -11,428 | 0 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1.2100 | 213,101 | 258 | 224,529 | ||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1.6900 | 11,428 | 19 | 11,428 | ||||
| 2021-02-03 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1.21 | -213,101 | 38,309 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 56.49 | 125,000 | 125,000 | |||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57.1656 | -5,427 | -310 | 94,977 | ||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 56.5120 | -11,334 | -641 | 100,404 | ||||
| 2020-12-14 | 2020-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 56.0000 | 247,720 | 13,872 | 17,530,044 | ||||
| 2020-10-07 | 2020-10-05 | 4 | Patel Kinnari By Spouse | RCKT | Restricted Stock Units | I | 10,000 | 10,000 | ||||||
| 2020-09-10 | 2020-09-08 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23.05 | 50,000 | 50,000 | |||||
| 2020-08-05 | 2020-08-03 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 24.82 | 18,000 | 18,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 12.1600 | 3,206 | 39 | 3,206 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 12.1600 | 9,784 | 119 | 9,784 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 19.90 | 27,000 | 27,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 19.90 | 20,000 | 20,000 | |||||
| 2020-04-22 | 2020-04-20 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 17.50 | 40,000 | 40,000 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0.44 | -90,925 | 0 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13.7800 | -32,645 | -450 | 1,028,997 | ||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0.4300 | 90,925 | 39 | 1,061,642 | ||||
| 2020-03-19 | 2020-03-18 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 9.5000 | 1,000 | 10 | 6,675 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0.44 | -290,000 | 90,925 | |||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 20.1500 | -6,233 | -126 | 970,717 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0.4332 | 290,000 | 126 | 976,950 | ||||
| 2020-02-10 | 2020-02-10 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 23.89 | 3,000 | 3,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 22.72 | 25,000 | 25,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 23.89 | 2,000 | 2,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 22.72 | 20,000 | 20,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23.89 | 15,000 | 15,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 22.72 | 150,000 | 150,000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 23.89 | 7,000 | 7,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 22.72 | 75,000 | 75,000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 22.72 | 383,306 | 383,306 | |||||
| 2019-12-12 | 2019-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 22.2500 | 225,000 | 5,006 | 17,282,324 | ||||
| 2019-11-06 | 2019-11-04 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 14.25 | 200,000 | 200,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 10.85 | 10,000 | 10,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 10.85 | 50,000 | 50,000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 10.85 | 30,000 | 30,000 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | -55,869 | 111,738 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 111,738 | ||||
| 2019-04-18 | 2019-04-16 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 17.5000 | 550,005 | 9,625 | 17,057,324 | ||||
| 2019-03-05 | 2019-03-05 | 4 | Shah Gaurav | RCKT | Common Stock | D | 16.9000 | -25,000 | -422 | 686,950 | ||||
| 2019-03-05 | 2019-03-04 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.2800 | -24,900 | -430 | 711,950 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17.3400 | -25,000 | -434 | 736,850 | ||||
| 2019-01-30 | 2019-01-28 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 14.56 | 75,000 | 75,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 14.56 | 180,000 | 180,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 14.56 | 315,700 | 315,700 | |||||
| 2019-01-30 | 2019-01-28 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 14.56 | 40,500 | 40,500 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 14.56 | 20,000 | 20,000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14.56 | 9.9600 | 4,666 | 46 | 4,666 | |||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14.56 | 30,000 | 30,000 | |||||
| 2018-12-28 | 2018-12-28 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 13.9300 | 100,000 | 1,393 | 16,507,319 | ||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1.21 | 55,869 | 111,738 | |||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1.2100 | 55,869 | 68 | 55,869 | ||||
| 2018-12-14 | 2018-12-13 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15.1900 | -38,768 | -589 | 95,160 | ||||
| 2018-12-10 | 2018-12-07 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 14.9100 | -4,923 | -73 | 133,928 | ||||
| 2018-12-10 | 2018-12-06 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15.1500 | -52,809 | -800 | 138,851 | ||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | -65,625 | 0 | ||||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 153,125 | 191,660 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | Patel Kinnari By spouse | RCKT | Common Stock | I | 14.9800 | 5,675 | 85 | 5,675 | ||||
| 2018-11-29 | 2018-11-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 15.5000 | 967,742 | 15,000 | 16,407,319 | ||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Sell) | I | 22.05 | 1 | 1 | |||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Buy) | I | 22.05 | 1 | 1 | |||||
| 2018-08-03 | 2018-08-01 | 4 | Yalamanchi Naveen Through the Naveen Yalamanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | 22.0000 | -637 | -14 | 113,641 | ||||
| 2018-06-28 | 2018-06-25 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20.61 | 10,000 | 10,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 18.75 | 47,000 | 47,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18.75 | 14.0900 | 3,300 | 46 | 3,300 | |||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 18.75 | 395,000 | 395,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | 21,875 | 65,625 | ||||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 21,875 | 38,535 | ||||||
| 2018-04-02 | 2018-03-29 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 18.75 | 40,000 | 40,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 18.75 | 60,000 | 60,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 18.75 | 10,000 | 10,000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 18.75 | 175,000 | 175,000 | |||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2,662,972 | ||||||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2,662,972 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189,854 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189,854 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1,523,700 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1,523,700 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31,107,710 | ||||||||
| 2017-09-18 | 2017-09-14 | 4 | RITTER DALE | ITEK | Common Stock | D | 12,500 | 19,827 | ||||||
| 2017-09-18 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | -12,500 | 37,500 | ||||||
| 2017-06-21 | 2017-06-20 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 1.80 | 45,000 | 45,000 | |||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350,000 | 350,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350,000 | 350,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 175,000 | 175,000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 120,000 | 120,000 | ||||||
| 2017-01-19 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2017-01-09 | 2017-01-06 | 4 | SOUTHWELL DAVID P | ITEK | Common Stock | D | 1.7500 | 60,000 | 105 | 62,765 | ||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | -9,857 | 0 | ||||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | -3,243,709 | 9,857 | ||||||
| 2016-09-29 | 2016-09-28 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 9.49 | 24,000 | 24,000 | |||||
| 2016-08-18 | 2016-08-17 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 6.91 | 24,000 | 24,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 51,000 | 51,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 7.61 | 12,000 | 12,000 | |||||
| 2016-05-17 | 2016-05-13 | 4 | CARROLL J MARTIN | ITEK | Common Stock | D | 9.0294 | 10,000 | 90 | 10,000 | ||||
| 2016-04-04 | 2016-04-01 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7.63 | 24,000 | 24,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 7.56 | 215,000 | 215,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 7.56 | 40,000 | 40,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 7.56 | 165,000 | 165,000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 7.56 | 135,000 | 135,000 | |||||
| 2016-01-12 | 2016-01-11 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 8.89 | 24,000 | 24,000 | |||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | -127,711 | 0 | ||||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | -115,083 | 636,496 | ||||||
| 2015-10-13 | 2015-10-13 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 9.50 | 24,000 | 24,000 | |||||
| 2015-07-20 | 2015-07-16 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 5.32 | 24,000 | 24,000 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Stock Options (Right to Buy) | I | 4.34 | -9,857 | 0 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Common Stock | D | 4.3420 | 9,857 | 43 | 3,253,566 | ||||
| 2015-06-26 | 2015-06-24 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 28,017 | |||
| 2015-06-26 | 2015-06-24 | 4 | KARABELAS ARGERIS N | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 25,000 | 126 | 68,982 | |||
| 2015-06-26 | 2015-06-24 | 4 | VOGELBAUM MARTIN | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 150,000 | 754 | 548,497 | |||
| 2015-06-26 | 2015-06-24 | 4 | Peimer Isai | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | CARE CAPITAL II LLC | ITEK | Stock Options (Right to Buy) | I | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Harel Ittai | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 12,000 | 60 | 21,857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 75,000 | 377 | 276,615 | |||
| 2015-06-26 | 2015-06-24 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 5.03 | 5.0300 | 75,000 | 377 | 276,094 | |||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Convertible Promissory Notes | I | -338,551 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Series AA Convertible Preferred Stock | I | -4,013,692 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 6.0000 | 416,667 | 2,500 | 1,917,906 | ||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 57,204 | 1,501,239 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 1,255,123 | 1,444,035 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | -4,459,658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 6.0000 | 603,832 | 3,623 | 2,277,139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 63,560 | 1,673,307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 1,394,645 | 1,609,747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Convertible Promissory Notes | I | -626,943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Series AA Convertible Preferred Stock | I | -7,432,720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 6.0000 | 814,166 | 4,885 | 3,243,709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 105,933 | 2,429,543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 2,323,610 | 2,323,610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Convertible Promissory Notes | I | -626,943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Series AA Convertible Preferred Stock | I | -7,432,720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 6.0000 | 814,166 | 4,885 | 3,243,709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 105,933 | 2,429,543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 2,323,610 | 2,323,610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Convertible Promissory Notes | I | -225,747 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Series AA Convertible Preferred Stock | I | -2,676,348 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 6.0000 | 212,375 | 1,274 | 1,292,584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 38,143 | 1,080,209 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 847,424 | 1,042,066 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | -4,459,658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 6.0000 | 603,832 | 3,623 | 2,277,139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 63,560 | 1,673,307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 1,394,645 | 1,609,747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Convertible Promissory Notes | I | -432,591 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Series AA Convertible Preferred Stock | I | -5,128,577 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 6.0000 | 958,226 | 5,749 | 2,870,584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 73,092 | 1,912,358 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 1,606,230 | 1,839,266 | ||||||
| 2015-02-18 | 3/A | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 215,102 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389,284 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377,824 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377,824 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430,204 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466,072 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
