HROW / Harrow, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

哈羅公司
US ˙ NasdaqGM ˙ US4158581094

已發行股份 37,275,107 shares
內部人士股份10,334,547 shares
內部持股27.73 %
所有內部人士27
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

3 ( )
124 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

-0.434% ( )
10483 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Harrow, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Stephen G Austin Director - [D] 91,987 91,987
Jeffrey J Abrams Director - [D] 45,927 45,927
Mark L Baum CHIEF EXECUTIVE OFFICER, Director - [D] [O] 2,996,130 2,996,130
Boll Andrew R. PRESIDENT AND CFO - [O] 814,679 814,679
August Shelby Bassani Director - [D] 13,488 13,488
Balbir Brar Director - [D] 49,305 49,305
Brett Conrad - 1,416,000 1,416,000
Dermastar International, Llc 10% Owner - [10%] 0 0
Clayton D Edwards 55,000
內部人士 平均收益(%) 持股
數量
分拆
調整
Paul Finnegan Director - [D] 6,865 6,865
Adrienne L Graves Director - [D] 1,000 1,000
Robert J Kammer Director - [D] 797,327 797,327
Peter C Kenny Director - [D] 8,947 8,947
Richard L Md Lindstrom Director - [D] 126,100 126,100
Alexej Ladonnikov 10% Owner - [10%] 1,984,156 1,984,156
Longboard Capital Advisors, LLC - 1,416,000 1,416,000
Makary Martin A. Director - [D] 45,000 45,000
Donald Paul Miloni 10% Owner - [10%] 468,576 468,576
內部人士 平均收益(%) 持股
數量
分拆
調整
Nelson William H. Director - [D] 12,904 12,904
Opaleye Management Inc. 10% Owner - [10%] 59,428 59,428
Anthony Principi Director - [D] 93,798 93,798
Professional Compounding Centers of America, Inc. 10% Owner - [10%] 832,682 832,682
Saharek John P. CEO & President, ImprimisRx - [O] 467,388 467,388
Lauren P Silvernail Director - [D] 1,000 1,000
Joachim PH Schupp 25,000
Teresa Sparks 17,006
Van Horn R. Lawrence Director - [D] 1,860 1,860

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 HROW / Harrow, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2026-05-18 Graves Adrienne L 1,000 31.0700 1,000 31.0700 31,070 10 35.3900 4,320 13.90
2026-05-18 SILVERNAIL LAUREN P 1,000 31.0000 1,000 31.0000 31,000
2026-05-14 BOLL ANDREW R. 3,500 29.9000 3,500 29.9000 104,650
2026-05-14 BAUM MARK L 10,000 30.2000 10,000 30.2000 302,000
2024-04-25 Opaleye Management Inc. 20,000 9.9700 20,000 9.9700 199,400
2024-04-24 Opaleye Management Inc. 8,285 10.1500 8,285 10.1500 84,093
2024-04-23 Opaleye Management Inc. 11,715 10.2900 11,715 10.2900 120,547
2024-04-19 Opaleye Management Inc. 29,400 10.5575 29,400 10.5575 310,390
2024-03-28 Opaleye Management Inc. 50,000 12.8200 50,000 12.8200 641,000

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

HROW / Harrow, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 HROW / Harrow, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2026-03-04 Opaleye Management Inc. 134,000 39.6721 134,000 39.6721 5,316,061 69 29.0300 -1,426,041 -26.83
2026-03-04 Opaleye Management Inc. 4,263 39.6721 4,263 39.6721 169,122
2026-03-03 Opaleye Management Inc. 59,000 39.1524 59,000 39.1524 2,309,992
2026-03-03 Opaleye Management Inc. 1,309 39.1524 1,309 39.1524 51,250
2026-02-27 Opaleye Management Inc. 5,000 54.1800 5,000 54.1800 270,900
2026-01-06 Opaleye Management Inc. 20,000 53.3457 20,000 53.3457 1,066,914
2025-06-10 Opaleye Management Inc. 15,000 30.8022 15,000 30.8022 462,033
2025-06-09 Opaleye Management Inc. 15,204 30.3732 15,204 30.3732 461,794
2025-06-04 Opaleye Management Inc. 1,796 30.0153 1,796 30.0153 53,907

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

HROW / Harrow, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-05-19 2026-05-18 4 SILVERNAIL LAUREN P HROW Common Stock P - Purchase D 31.0000 1,000 31 1,000
2026-05-19 2026-05-18 4 Graves Adrienne L HROW Common Stock P - Purchase D 31.0700 1,000 31 1,000
2026-05-15 2026-05-14 4 BAUM MARK L HROW Common Stock P - Purchase D 30.2000 10,000 302 2,996,130
2026-05-15 2026-05-14 4 BOLL ANDREW R. HROW Common Stock P - Purchase D 29.9000 3,500 105 814,679
2026-03-05 2026-03-04 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 39.6721 -4,263 -169 59,428
2026-03-05 2026-03-04 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share S - Sale I 39.6721 -134,000 -5,316 3,622,000
2026-03-05 2026-03-03 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 39.1524 -1,309 -51 63,691
2026-03-05 2026-03-03 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share S - Sale I 39.1524 -59,000 -2,310 3,756,000
2026-03-03 2026-02-27 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 54.1800 -5,000 -271 65,000
2026-01-08 2026-01-06 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 53.3457 -20,000 -1,067 70,000
2025-12-16 2025-12-12 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 47.0600 -26,665 -1,255 811,179
2025-12-16 2025-12-12 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 3.9500 60,000 237 837,844
2025-12-16 2025-12-12 4 BAUM MARK L HROW Common Stock F - Taxes D 47.0600 -79,994 -3,765 2,986,130
2025-12-16 2025-12-12 4 BAUM MARK L HROW Common Stock M - Exercise D 3.9500 180,000 711 3,066,124
2025-07-23 2025-07-21 4 BAUM MARK L HROW Common stock F - Taxes D 37.0800 -313,338 -11,619 2,886,124
2025-07-23 2025-07-21 4 BAUM MARK L HROW Common stock M - Exercise D 7.8700 600,000 4,722 3,199,462
2025-06-11 2025-06-10 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.8022 -15,000 -462 90,000
2025-06-11 2025-06-09 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.3732 -15,204 -462 105,000
2025-06-05 2025-06-04 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0153 -1,796 -54 120,204
2025-06-05 2025-06-03 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0387 -3,000 -90 122,000
2025-05-14 2025-05-13 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 26.5890 -5,000 -133 125,000
2025-05-14 2025-05-12 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 25.8959 -10,000 -259 130,000
2025-05-14 2025-03-24 4/A Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0110 -5,000 -150 140,000
2025-05-14 2025-03-18 4/A Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 29.6400 -5,000 -148 145,000
2025-04-07 2025-04-07 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 23.0900 -136,745 -3,157 777,844
2025-04-07 2025-04-03 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 346,500 914,589
2025-04-07 2025-04-07 4 BAUM MARK L HROW Common Stock F - Taxes D 23.0900 -300,363 -6,935 2,599,462
2025-04-07 2025-04-03 4 BAUM MARK L HROW Common Stock M - Exercise D 762,300 2,899,825
2025-04-07 2025-04-07 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 23.0900 -109,475 -2,528 467,388
2025-04-07 2025-04-03 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 277,200 576,863
2025-03-26 2025-03-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 30.0110 -5,000 -150 140,000
2025-03-20 2025-03-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 29.6400 -5,000 -148 145,000
2025-03-04 2025-02-28 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 28.0500 -5,000 -140 150,000
2025-01-24 2025-01-22 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share S - Sale I 35.5907 -20,000 -712 155,000
2024-09-13 2024-09-11 4 SAHAREK JOHN P. HROW Common stock F - Taxes D 41.3700 -45,140 -1,867 299,663
2024-09-13 2024-09-11 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 7.3700 90,000 663 344,803
2024-04-25 2024-04-25 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 9.9700 20,000 199 3,815,000
2024-04-24 2024-04-24 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.1500 8,285 84 3,795,000
2024-04-24 2024-04-23 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.2900 11,715 121 3,786,715
2024-04-19 2024-04-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.5575 29,400 310 3,775,000
2024-03-28 2024-03-28 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 12.8200 50,000 641 3,745,600
2024-03-25 2024-03-22 4 BAUM MARK L HROW Common stock P - Purchase D 11.5900 9,000 104 2,137,525
2024-03-22 2024-03-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 9.6500 50,600 488 3,695,600
2024-03-06 2024-03-01 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 8.7500 5,000 44 254,803
2024-02-21 2024-02-20 4 BAUM MARK L HROW Common stock M - Exercise D 10.6700 -59,836 -638 2,128,525
2024-02-21 2024-02-20 4 BAUM MARK L HROW Common stock M - Exercise D 10.6700 150,000 1,600 2,188,361
2024-02-21 2024-02-20 4 BOLL ANDREW R. HROW Common stock M - Exercise D 10.6700 -18,480 -197 568,089
2024-02-21 2024-02-20 4 BOLL ANDREW R. HROW Common stock M - Exercise D 10.6700 45,000 480 586,569
2024-02-21 2024-02-20 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 10.6700 -12,616 -135 249,803
2024-02-21 2024-02-20 4 SAHAREK JOHN P. HROW Common stock M - Exercise D 10.6700 30,000 320 262,419
2024-02-08 2024-02-07 4 BOLL ANDREW R. HROW Common stock M - Exercise D 7.7100 7,400 57 541,569
2024-02-08 2024-02-07 4 BAUM MARK L HROW Common stock M - Exercise D 7.7100 15,400 119 2,038,361
2023-11-16 2023-11-16 4 BAUM MARK L HROW Common Stock P - Purchase D 8.1100 7,500 61 2,022,961
2023-11-16 2023-11-15 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 8.0294 25,000 201 3,645,000
2023-11-14 2023-11-10 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 12.8300 -9,778 -125 232,419
2023-11-14 2023-11-10 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 20,000 242,197
2023-09-20 2023-09-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 14.4928 5,983 87 3,620,000
2023-09-20 2023-09-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 14.6512 14,017 205 3,614,017
2023-08-15 2023-08-14 4 Makary Martin A. HROW Common Stock P - Purchase D 16.9200 20,000 338 45,000
2023-08-15 2023-08-14 4 BAUM MARK L HROW Common Stock P - Purchase D 17.0500 5,800 99 2,015,461
2023-07-20 2023-07-18 4 BAUM MARK L HROW Common Stock F - Taxes D 18.2300 -299,968 -5,468 2,009,661
2023-07-20 2023-07-18 4 BAUM MARK L HROW Common Stock M - Exercise D 762,300 2,309,629
2023-07-20 2023-07-18 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 18.2300 -109,080 -1,989 222,197
2023-07-20 2023-07-18 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 277,200 331,277
2023-07-20 2023-07-18 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 18.2300 -136,350 -2,486 534,169
2023-07-20 2023-07-18 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 346,500 670,519
2023-04-04 2023-04-03 4 BAUM MARK L HROW Common Stock F - Taxes D 20.9700 -117,633 -2,467 1,547,329
2023-04-04 2023-04-03 4 BAUM MARK L HROW Common Stock M - Exercise D 8.9900 180,000 1,618 1,664,962
2023-04-04 2023-03-31 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 21.1600 -34,442 -729 324,019
2023-04-04 2023-03-31 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 6.0000 90,000 540 358,461
2023-01-03 2023-01-02 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 14.7600 -9,602 -142 268,461
2023-01-03 2023-01-02 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 23,000 278,063
2023-01-03 2023-01-02 4 BAUM MARK L HROW Common Stock F - Taxes D 14.7600 -35,179 -519 1,484,962
2023-01-03 2023-01-02 4 BAUM MARK L HROW Common Stock M - Exercise D 88,000 1,520,141
2022-12-23 2022-12-22 4 BAUM MARK L HROW Common Stock P - Purchase D 13.3900 25,000 335 1,432,141
2022-12-23 2022-12-22 4 BOLL ANDREW R. HROW Common Stock P - Purchase D 13.5400 2,500 34 255,063
2022-12-23 2022-12-22 4 Van Horn R. Lawrence HROW Common Stock P - Purchase D 13.4200 1,860 25 1,860
2022-12-23 2022-12-21 4 Makary Martin A. HROW Common Stock P - Purchase D 13.3700 25,000 334 25,000
2022-12-14 2022-12-14 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 10.5200 16,183 170 175,000
2022-12-14 2022-12-14 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 10.5200 415,000 4,366 3,600,000
2022-10-03 2022-09-30 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 12.6200 -40,000 -505 26,100
2022-09-30 2022-09-28 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 9.7748 1,085 11 158,817
2022-09-30 2022-09-28 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 9.7748 10,000 98 3,185,000
2022-04-13 2022-04-13 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 6.7632 2,832 19 157,732
2022-04-13 2022-04-13 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 6.7632 10,000 68 3,175,000
2022-04-13 2022-04-12 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 6.7485 3,557 24 154,900
2022-04-13 2022-04-12 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 6.7485 25,000 169 3,165,000
2022-02-23 2022-02-19 4 BOLL ANDREW R. HROW Restricted Stock Unit M - Exercise D 0.00 -50,000 0
2022-02-23 2022-02-19 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 7.8700 -20,605 -162 252,563
2022-02-23 2022-02-19 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 50,000 273,168
2022-02-23 2022-02-19 4 SAHAREK JOHN P. HROW Restricted Stock Unit M - Exercise D 0.00 -50,000 0
2022-02-23 2022-02-19 4 SAHAREK JOHN P. HROW Common Stock F - Taxes D 7.8700 -25,923 -204 54,077
2022-02-23 2022-02-19 4 SAHAREK JOHN P. HROW Common Stock M - Exercise D 50,000 80,000
2022-01-31 2022-01-28 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.001 per share P - Purchase I 6.8873 1,343 9 150,000
2022-01-31 2022-01-28 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.001 per share P - Purchase I 6.8873 5,000 34 3,140,000
2022-01-21 2022-01-20 4 BAUM MARK L HROW Stock Option (Right to buy) M - Exercise D 2.40 -125,000 0
2022-01-21 2022-01-20 4 BAUM MARK L HROW Common Stock F - Taxes D 8.3300 -71,406 -595 1,407,141
2022-01-21 2022-01-20 4 BAUM MARK L HROW Common Stock M - Exercise D 2.4000 125,000 300 1,478,547
2021-09-27 2021-09-24 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 10.0400 -3,900 -39 66,100
2021-09-17 2021-09-16 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 9.0200 -5,840 -53 70,000
2021-09-17 2021-09-15 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 9.0900 -14,160 -129 75,840
2021-08-23 2021-08-19 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.4450 2,500 21 150,000
2021-08-23 2021-08-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.4450 50,000 422 3,135,000
2021-08-19 2021-08-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.6447 1,500 13 147,500
2021-08-19 2021-08-18 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.6447 45,000 389 3,085,000
2021-08-19 2021-08-17 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.5661 1,000 9 146,000
2021-08-19 2021-08-17 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.5661 25,000 214 3,040,000
2021-07-23 2021-07-23 4 BAUM MARK L HROW Restricted Stock Unit A - Award D 762,301 762,301
2021-07-23 2021-07-23 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 346,500 346,500
2021-07-23 2021-07-23 4 SAHAREK JOHN P. HROW Restricted Stock Unit A - Award D 277,200 277,200
2021-07-22 2021-07-21 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 7.5965 4,706 36 145,000
2021-07-22 2021-07-21 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 7.5965 4,500 34 3,015,000
2021-07-22 2021-07-20 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 7.1999 125 1 140,294
2021-07-22 2021-07-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 7.1999 4,800 35 3,010,500
2021-07-22 2021-07-19 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 6.9683 169 1 140,169
2021-07-22 2021-07-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 6.9683 5,700 40 3,005,700
2021-06-28 2021-06-25 4 LINDSTROM RICHARD L MD HROW RSU A - Award D 0.00 9,644 9,644
2021-06-28 2021-06-25 4 Kammer Robert J HROW RSU A - Award D 0.00 9,644 9,644
2021-06-28 2021-06-25 4 Van Horn R. Lawrence HROW RSU A - Award D 0.00 9,644 9,644
2021-06-28 2021-06-25 4 Sparks Teresa HROW RSU A - Award D 0.00 9,644 9,644
2021-06-22 2021-06-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3492 3,522 29 140,000
2021-06-22 2021-06-18 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3492 59,800 499 3,000,000
2021-06-22 2021-06-17 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3201 462 4 136,478
2021-06-22 2021-06-17 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 8.3201 10,800 90 2,940,200
2021-05-21 2021-05-20 4 LINDSTROM RICHARD L MD HROW Common Stock S - Sale I 10.7500 -10,000 -108 90,000
2021-04-27 2021-04-25 4 BAUM MARK L HROW Restricked Stock Unit M - Exercise D 0.00 -850,000 0
2021-04-27 2021-04-25 4 BAUM MARK L HROW Common Stock F - Taxes D 8.2600 -334,129 -2,760 1,353,547
2021-04-27 2021-04-25 4 BAUM MARK L HROW Common Stock M - Exercise D 850,000 1,687,676
2021-04-27 2021-04-25 4 BOLL ANDREW R. HROW Restricked Stock Unit M - Exercise D 0.00 -127,500 0
2021-04-27 2021-04-25 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 8.2600 -49,832 -412 223,168
2021-04-27 2021-04-25 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 127,500 273,000
2021-02-26 2021-02-25 4 BAUM MARK L HROW Restricted Stock Unit M - Exercise D 0.00 -200,000 850,000
2021-02-26 2021-02-25 4 BAUM MARK L HROW Common Stock M - Exercise D 200,000 837,676
2021-02-26 2021-02-25 4 BOLL ANDREW R. HROW Restricted Stock Unit M - Exercise D 0.00 -30,000 127,500
2021-02-26 2021-02-25 4 BOLL ANDREW R. HROW Common Stock F - Taxes D 7.6800 -7,500 -58 145,500
2021-02-26 2021-02-25 4 BOLL ANDREW R. HROW Common Stock M - Exercise D 30,000 153,000
2021-02-23 2021-02-19 4 SAHAREK JOHN P. HROW Restricted Stock Unit A - Award D 0.00 30,000 30,000
2021-02-23 2021-02-19 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 45,000 45,000
2021-02-23 2021-02-19 4 BAUM MARK L HROW Restricted Stock Unit A - Award D 0.00 150,000 150,000
2020-12-22 2020-12-22 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.1948 657 3 136,016
2020-12-22 2020-12-22 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.1948 15,900 83 2,929,400
2020-12-22 2020-12-21 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.2394 2,059 11 135,359
2020-12-22 2020-12-21 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.2394 51,400 269 2,913,500
2020-12-22 2020-12-18 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.3126 1,400 7 133,300
2020-12-22 2020-12-18 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.3126 35,000 186 2,862,100
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -4,573 93,798
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -12,690 89,225
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -15,723 76,535
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -34,091 60,812
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -9,715 26,721
2020-09-30 2020-09-28 4 Principi Anthony HROW RSU M - Exercise D 0.00 -17,006 17,006
2020-09-30 2020-09-28 4 Principi Anthony HROW COMMON STOCK M - Exercise D 93,798 93,798
2020-09-30 2020-09-28 4 Van Horn R. Lawrence HROW RSU A - Award D 0.00 12,500 12,500
2020-07-14 2020-07-12 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9801 1,900 9 131,900
2020-07-14 2020-07-12 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9886 19,000 95 2,827,100
2020-07-14 2020-07-11 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9556 46,800 232 2,808,100
2020-07-14 2020-07-10 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9770 45,000 224 2,761,300
2020-07-09 2020-07-09 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.8157 5,000 24 130,000
2020-07-09 2020-07-09 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.8400 25,000 121 2,716,300
2020-07-09 2020-07-08 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.9943 65,000 325 2,691,300
2020-07-09 2020-07-07 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.1815 41,300 214 2,626,300
2020-06-23 2020-06-19 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.5829 35,000 195 2,585,000
2020-06-08 2020-06-04 4 BAUM MARK L HROW Employee Stock Option - Right to Buy A - Award D 7.87 600,000 600,000
2020-06-08 2020-06-04 4 BAUM MARK L HROW Employee Stock Option - Right to Buy D - Sale to Issuer D 7.87 -600,000 0
2020-06-08 2020-06-04 4 Principi Anthony HROW RSU A - Award D 0.00 17,006 17,006
2020-06-08 2020-06-04 4 Sparks Teresa HROW RSU A - Award D 0.00 17,006 17,006
2020-06-08 2020-06-04 4 LINDSTROM RICHARD L MD HROW RSU A - Award D 0.00 17,006 17,006
2020-06-08 2020-06-04 4 Kammer Robert J HROW RSU A - Award D 0.00 17,006 17,006
2020-06-04 2020-06-04 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.7861 10,000 58 2,550,000
2020-06-04 2020-06-03 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.7431 20,600 118 2,540,000
2020-06-04 2020-06-02 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.6876 19,400 110 2,519,400
2020-05-22 2020-05-22 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 5.0210 5,000 25 125,000
2020-05-22 2020-05-22 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 5.0527 8,804 44 2,500,000
2020-05-22 2020-05-21 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.6981 200 1 120,000
2020-05-22 2020-05-21 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.6555 10,396 48 2,491,196
2020-05-22 2020-05-20 4 Opaleye Management Inc. By Managed Account HROW Common Stock, par value $0.0001 per share P - Purchase I 4.4981 1,200 5 119,800
2020-05-22 2020-05-20 4 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, par value $0.0001 per share P - Purchase I 4.4700 300 1 2,480,800
2020-05-22 3 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, $0.001 par value I 5,079,600
2020-05-22 3 Opaleye Management Inc. By Managed Account HROW Common Stock, $0.001 par value I 2,717,700
2020-05-22 3 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, $0.001 par value I 5,079,600
2020-05-22 3 Opaleye Management Inc. By Managed Account HROW Common Stock, $0.001 par value I 2,717,700
2020-05-22 3 Opaleye Management Inc. By Opaleye, L.P. HROW Common Stock, $0.001 par value I 5,079,600
2020-05-22 3 Opaleye Management Inc. By Managed Account HROW Common Stock, $0.001 par value I 2,717,700
2020-03-18 2020-03-16 4 Sparks Teresa HROW RSU A - Award D 0.00 10,000 10,000
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -12,690 59,529
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -15,723 43,806
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -34,091 9,715
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW RSU M - Exercise D 0.00 -9,715 0
2020-03-18 2020-03-16 4 AUSTIN STEPHEN G HROW COMMON STOCK M - Exercise D 72,218 91,987
2020-01-06 2020-01-02 4/A BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 23,000 23,000
2020-01-06 2020-01-02 4/A BOLL ANDREW R. HROW Option - Right to Buy A - Award D 7.30 57,000 57,000
2020-01-06 2020-01-02 4/A BAUM MARK L HROW Restricted Stock Unit A - Award D 0.00 88,000 88,000
2020-01-06 2020-01-02 4/A BAUM MARK L HROW Option - Right to Buy A - Award D 7.30 217,500 217,500
2020-01-06 2020-01-02 4 BAUM MARK L HROW Restricted Stock Unit A - Award D 0.00 -88,000 88,000
2020-01-06 2020-01-02 4 BAUM MARK L HROW Option - Right to Buy A - Award D 7.30 -217,500 217,500
2020-01-06 2020-01-02 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 -23,000 23,000
2020-01-06 2020-01-02 4 BOLL ANDREW R. HROW Option - Right to Buy A - Award D 7.30 -57,000 57,000
2019-11-25 2019-11-22 4 BAUM MARK L HROW Purchase Warrant X - Other D 1.79 -156,000 0
2019-11-25 2019-11-22 4 BAUM MARK L HROW Common Stock X - Other I 1.7900 156,000 279 598,126
2019-11-25 2019-11-22 4 BOLL ANDREW R. HROW Purchase Warrant X - Other D 1.79 -39,000 0
2019-11-25 2019-11-22 4 BOLL ANDREW R. HROW Common Stock X - Other D 1.7900 39,000 70 123,000
2019-11-13 2019-11-11 4 Kammer Robert J HROW Common Stock S - Sale D 4.7500 -6,500 -31 797,327
2019-10-08 2019-10-07 4 Kammer Robert J HROW Common Stock S - Sale D 5.2500 -6,500 -34 803,827
2019-09-11 2019-09-09 4 Kammer Robert J HROW Common Stock S - Sale D 5.6700 -6,500 -37 810,327
2019-08-14 2019-08-12 4 Kammer Robert J HROW Common Stock S - Sale D 6.8900 -6,500 -45 816,827
2019-07-16 2019-07-15 4 Kammer Robert J HROW Common Stock S - Sale D 7.9100 -6,500 -51 823,327
2019-06-28 2019-06-26 4 AUSTIN STEPHEN G HROW RSU A - Award D 0.00 9,715 9,715
2019-06-28 2019-06-26 4 LINDSTROM RICHARD L MD HROW RSU A - Award D 0.00 9,715 9,715
2019-06-28 2019-06-26 4 Kammer Robert J HROW RSU A - Award D 0.00 9,715 9,715
2019-06-28 2019-06-26 4 Principi Anthony HROW RSU A - Award D 0.00 9,715 9,715
2019-06-05 2019-06-03 4 Kammer Robert J HROW Common Stock S - Sale D 5.7800 -10,000 -58 829,827
2019-05-03 2019-05-01 4 Kammer Robert J HROW Common Stock S - Sale D 4.5700 -10,000 -46 839,827
2019-04-02 2019-04-01 4 Kammer Robert J HROW Common Stock S - Sale D 4.7700 -10,000 -48 849,827
2019-03-04 2019-03-01 4 Kammer Robert J HROW Common Stock S - Sale D 6.9100 -10,000 -69 859,827
2019-02-21 2019-02-19 4 BOLL ANDREW R. HROW Restricted Stock Unit A - Award D 0.00 50,000 50,000
2019-02-21 2019-02-19 4 BOLL ANDREW R. HROW Option - Right to Buy A - Award D 6.30 50,000 50,000
2019-02-21 2019-02-19 4 SAHAREK JOHN P. HROW Option - Right to Buy A - Award D 6.30 50,000 50,000
2019-02-21 2019-02-19 4 SAHAREK JOHN P. HROW Restricted Stock Unit A - Award D 0.00 50,000 50,000
2019-02-21 2019-02-19 4 BAUM MARK L HROW Option - Right to Buy A - Award D 6.30 150,000 150,000
2019-02-01 2019-02-01 4 Kammer Robert J HROW Common Stock S - Sale D 5.8600 -10,000 -59 869,827
2019-01-03 2019-01-02 4 Kammer Robert J HROW Common Stock S - Sale D 5.3300 -10,000 -53 879,827
2018-12-06 2018-12-03 4 Kammer Robert J IMMY Common Stock S - Sale D 4.6400 -10,000 -46 889,827
2018-11-02 2018-11-01 4 Kammer Robert J IMMY Common Stock S - Sale D 4.2100 -10,000 -42 899,827
2018-10-18 2018-10-15 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0000 -10,000 -30 909,827
2018-09-05 2018-09-04 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0000 -10,000 -30 919,827
2018-08-15 2018-08-10 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0000 -130,000 -390 929,827
2018-07-02 2018-06-29 4 Kammer Robert J IMMY RSU A - Award D 0.00 34,091 34,091
2018-07-02 2018-06-29 4 LINDSTROM RICHARD L MD IMMY RSU A - Award D 0.00 34,091 34,091
2018-07-02 2018-06-29 4 AUSTIN STEPHEN G IMMY RSU A - Award D 0.00 34,091 34,091
2018-07-02 2018-06-29 4 Principi Anthony IMMY RSU A - Award D 0.00 34,091 34,091
2018-02-08 2017-03-21 5 Longboard Capital Advisors, LLC IMMY Warrants P - Purchase D 1.79 52,000 1,416,000
2018-02-08 2017-03-21 5 Longboard Capital Advisors, LLC IMMY Common Stock F - Taxes D 1.7900 52,000 93 1,416,000
2018-02-02 2018-02-01 4 BOLL ANDREW R. IMMY Restricted Stock Unit M - Exercise D 0.00 -30,000 30,000
2018-02-02 2018-02-01 4 BOLL ANDREW R. IMMY Common Stock M - Exercise D 1.8300 30,000 55 84,000
2018-02-02 2018-02-01 4 SAHAREK JOHN P. IMMY Restricted Stock Unit M - Exercise D 0.00 -30,000 30,000
2018-02-02 2018-02-01 4 SAHAREK JOHN P. IMMY Common Stock M - Exercise D 1.8300 30,000 55 30,000
2018-01-04 2018-01-02 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 1.73 150,000 150,000
2018-01-04 2018-01-02 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 1.73 50,000 50,000
2018-01-04 2018-01-02 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 1.73 50,000 50,000
2017-07-19 2017-07-17 4 Kammer Robert J IMMY Common Stock S - Sale D 3.0526 -10,000 -31 1,059,827
2017-06-15 2017-06-13 4 AUSTIN STEPHEN G IMMY RSU A - Award D 0.00 15,723 15,723
2017-06-15 2017-06-13 4 Kammer Robert J IMMY RSU A - Award D 0.00 15,723 15,723
2017-06-15 2017-06-13 4 LINDSTROM RICHARD L MD IMMY RSU A - Award D 0.00 15,723 15,723
2017-06-15 2017-06-13 4 Principi Anthony IMMY RSU A - Award D 0.00 15,723 15,723
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant X - Other I 1.79 -100,000 0
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant G - Gift I 1.79 100,000 100,000
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant G - Gift D 1.79 -100,000 0
2017-05-01 2017-04-27 4 LINDSTROM RICHARD L MD IMMY Common Stock X - Other I 1.7900 100,000 179 100,000
2017-04-17 2017-04-13 4 Edwards Clayton D IMMY Option - Right to Buy A - Award D 3.77 55,000 55,000
2017-03-14 2017-03-09 4 Kammer Robert J IMMY Common Stock J - Other D -20,000 1,069,827
2017-02-03 2017-02-01 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 2.23 160,000 160,000
2017-02-03 2017-02-01 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 2.23 55,000 55,000
2017-02-03 2017-02-01 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 2.23 55,000 55,000
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Restricted Stock Unit M - Exercise D 0.00 -200,000 0
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Purchase Warrant P - Purchase D 1.79 0.1250 156,000 20 156,000
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Common Stock D - Sale to Issuer D 1.7200 -83,709 -144 442,126
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Common Stock M - Exercise D 1.7200 200,000 344 525,835
2016-12-21 2016-12-19 4 BAUM MARK L IMMY Common Stock P - Purchase D 1.7900 156,000 279 325,835
2016-12-21 2016-12-19 4 LINDSTROM RICHARD L MD IMMY Purchase Warrant P - Purchase D 1.79 0.1250 100,000 12 100,000
2016-12-21 2016-12-19 4 LINDSTROM RICHARD L MD IMMY Common Stock P - Purchase D 1.7900 100,000 179 100,000
2016-12-21 2016-12-19 4 BOLL ANDREW R. IMMY Purchase Warrant P - Purchase D 1.79 0.1250 39,000 5 39,000
2016-12-21 2016-12-19 4 BOLL ANDREW R. IMMY Common Stock P - Purchase D 1.7900 39,000 70 54,000
2016-11-03 2016-11-02 4 Kammer Robert J IMMY Common Stock J - Other D 4.5800 95,000 435 1,089,827
2016-06-14 2016-06-10 4 AUSTIN STEPHEN G IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 LINDSTROM RICHARD L MD IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 Principi Anthony IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 Kammer Robert J IMMY RSU A - Award D 0.00 12,690 12,690
2016-06-14 2016-06-10 4 Nelson William H. IMMY RSU A - Award D 0.00 12,690 12,690
2016-04-26 2016-04-25 4 BAUM MARK L IMMY Executive RSU D - Sale to Issuer D 0.00 -1,050,000 0
2016-04-26 2016-04-25 4 BAUM MARK L IMMY Executive RSU A - Award D 0.00 1,050,000 1,050,000
2016-04-26 2016-04-25 4 BOLL ANDREW R. IMMY Executive RSU D - Sale to Issuer D 0.00 -157,500 0
2016-04-26 2016-04-25 4 BOLL ANDREW R. IMMY Executive RSU A - Award D 0.00 157,500 157,500
2016-04-05 2016-04-01 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 3.95 180,000 180,000
2016-04-05 2016-04-01 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 3.95 60,000 60,000
2016-04-05 2016-04-01 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 3.95 60,000 60,000
2016-03-14 2016-03-11 4/A Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 3.6500 45,000 164 1,250,000
2016-03-14 2016-03-11 4/A Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 3.6000 45,000 162 1,250,000
2016-03-14 2016-03-11 4 Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 3.6500 45,000 164 1,250,000
2016-02-03 2016-02-01 4 BOLL ANDREW R. IMMY Stock Option (Right to Buy) M - Exercise D 3.68 -15,000 0
2016-02-03 2016-02-01 4 BOLL ANDREW R. IMMY Common Stock M - Exercise D 3.6800 15,000 55 202,500
2015-09-03 2015-09-01 4 Principi Anthony IMMY Common Stock A - Award D 4,573 4,573
2015-08-12 2015-08-10 4 LINDSTROM RICHARD L MD IMMY Common Stock A - Award D 4,469 10,750
2015-08-05 2015-07-31 4 BAUM MARK L IMMY Employee Stock Option - Right to Buy A - Award D 7.87 600,000 600,000
2015-06-30 2015-06-30 4 Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 7.9000 35,000 276 1,205,000
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 3 Opaleye Management Inc. IMMY Imprimis Pharmaceuticals, Inc. I 2,334,398
2015-05-20 2015-05-19 4 Miloni Donald Paul IMMY Common Stock S - Sale D 8.0018 -110,000 -880 468,576
2015-05-20 2015-05-18 4 Miloni Donald Paul IMMY Common Stock S - Sale D 8.0000 -300,000 -2,400 578,576
2015-05-20 2015-05-19 4 Opaleye Management Inc. See Foonote IMMY Common Stock P - Purchase I 8.0000 2,801 22 1,170,000
2015-05-15 2015-05-13 4 AUSTIN STEPHEN G IMMY Common Stock A - Award D 6,281 19,769
2015-05-15 2015-05-13 4 LINDSTROM RICHARD L MD IMMY Common Stock A - Award D 6,281 6,281
2015-05-15 2015-05-13 4 Kammer Robert J IMMY Common Stock A - Award D 6,281 994,827
2015-05-15 2015-05-13 4 Nelson William H. IMMY Common Stock A - Award D 6,281 12,904
2015-04-27 2015-04-23 4 Kammer Robert J IMMY Warrant (Right to Buy) M - Exercise D 5.92 -15,282 0
2015-04-27 2015-04-23 4 Kammer Robert J IMMY Common Stock M - Exercise D 5.9250 15,282 91 988,546
2015-02-02 2015-02-01 4 SAHAREK JOHN P. IMMY Option - Right to Buy A - Award D 7.37 90,000 90,000
2015-02-02 2015-02-01 4 SAHAREK JOHN P. IMMY Common Stock A - Award D 30,000 30,000
2015-02-02 2015-02-01 4 BOLL ANDREW R. IMMY Common Stock A - Award D 30,000 187,500
2015-02-02 2015-02-01 4 BOLL ANDREW R. IMMY Common Stock A - Award D 157,500 157,500
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Stock Option (Right to Buy) M - Exercise D 4.50 -46,875 0
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Stock Option (Right to Buy) M - Exercise D 4.50 -25,000 0
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock F - Taxes D 7.4200 -28,428 -211 973,264
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock M - Exercise D 4.5000 46,875 211 1,001,692
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock F - Taxes D 7.4200 -15,162 -113 954,817
2014-10-02 2014-09-30 4 Kammer Robert J IMMY Common Stock M - Exercise D 4.5000 25,000 112 969,979
2014-09-08 2014-09-04 4 AUSTIN STEPHEN G IMMY Common Stock A - Award D 6,623 13,488
2014-09-08 2014-09-04 4 Kammer Robert J IMMY Common Stock A - Award D 6,623 944,979
2014-09-08 2014-09-04 4 Bassani August Shelby IMMY Common Stock A - Award D 6,623 13,488
2014-09-08 2014-09-04 4 Nelson William H. IMMY Common Stock A - Award D 6,623 6,623
2014-04-22 2013-09-30 5 Kammer Robert J IMMY Common Stock A - Award D 6,667 938,356
2014-02-11 2014-02-10 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 7.71 15,400 15,400
2014-02-11 2014-02-10 4 BOLL ANDREW R. IMMY Option - Right to Buy A - Award D 7.71 7,400 7,400
2013-10-04 2013-10-02 4 Kenny Peter C IMMY Common Stock A - Award D 8,947 8,947
2013-07-01 2013-06-27 4 AUSTIN STEPHEN G IMMY COMMON STOCK A - Award D 6,865 6,865
2013-07-01 2013-06-27 4 Abrams Jeffrey J IMMY COMMON STOCK A - Award D 6,865 45,927
2013-07-01 2013-06-27 4 Finnegan Paul IMMY COMMON STOCK A - Award D 6,865 6,865
2013-07-01 2013-06-28 4 Kammer Robert J IMMY COMMON STOCK A - Award D 33,333 931,689
2013-07-01 2013-06-27 4 Kammer Robert J IMMY COMMON STOCK A - Award D 6,865 898,356
2013-07-01 2013-06-27 4 Bassani August Shelby IMMY COMMON STOCK A - Award D 6,865 6,865
2013-05-08 2013-04-01 4 Schupp Joachim PH IMMY OPTION RIGHT TO BUY A - Award D 6.00 25,000 25,000
2013-05-08 2013-04-01 4 BOLL ANDREW R. IMMY OPTION RIGHT TO BUY A - Award D 6.00 90,000 90,000
2013-05-06 2013-05-02 4 BAUM MARK L IMMY Option - Right to Buy A - Award D 8.99 180,000 180,000
2013-05-06 2013-05-02 4 BAUM MARK L IMMY Common Stock A - Award D 200,000 1,419,835
2013-05-06 2013-05-02 4 BAUM MARK L IMMY Common Stock A - Award D 1,050,000 1,219,835
2013-03-18 3 Miloni Donald Paul By 1425 Greenwood Lane, LLC IMMY Common Stock I 151,898
2013-03-18 3 Miloni Donald Paul By RCHER Financial, LLC IMMY Common Stock I 101,265
2013-03-18 3 Miloni Donald Paul By wife IMMY Common Stock I 25,316
2013-03-18 3 Miloni Donald Paul IMMY Common Stock D 878,576
2013-03-15 2012-07-12 5 BAUM MARK L IMMY Warrants J - Other D 5.92 2,413 2,413
2013-03-15 2012-04-30 5 BAUM MARK L DermaStar International, LLC IMMY Warrants P - Purchase I 5.92 48,262 0
2013-03-15 2012-04-30 5 BAUM MARK L DermaStar International, LLC IMMY Common Stock J - Other I 762,534.0000 193,047 147,204,901 0
2013-03-15 2012-04-01 5 BAUM MARK L IMMY Option (Right to Buy) A - Award D 4.50 25,000 25,000
2013-03-15 2012-04-01 5 BAUM MARK L IMMY Option (Right to Buy) A - Award D 4.50 60,000 60,000
2013-03-15 2012-02-28 5 BAUM MARK L IMMY Option (Right to Buy) A - Award D 2.40 125,000 125,000
2013-03-15 2012-02-28 5 BAUM MARK L DermaStar International, LLC IMMY Convertible Debenture C - Conversion I 0.67 -856,087 0
2013-03-15 2012-02-28 5 BAUM MARK L DermaStar International, LLC IMMY Common Stock C - Conversion I 1,454,962 0
2013-03-15 2012-01-01 5 BAUM MARK L DermaStar International, LLC IMMY Convertible Debenture P - Purchase I 0.67 50,000.0000 856,087 42,804,350 0
2013-03-15 2012-02-28 5 Schupp Joachim PH IMMY Employee Stock Option (Right to Buy) A - Award D 3.60 75,000 75,493
2013-03-15 2011-12-15 5 Schupp Joachim PH IMMY Employee Stock Option (Right to Buy) A - Award D 4.00 493 75,493
2013-03-15 2012-02-28 5 BOLL ANDREW R. IMMY Employee Stock Option (Right to Buy) A - Award D 3.68 15,000 15,000
2013-03-15 2012-04-01 5 Finnegan Paul IMMY Option (Right to Buy) A - Award D 4.50 25,000 150,000
2013-03-15 2012-02-28 5 Finnegan Paul IMMY Option (Right to Buy) A - Award D 3.20 125,000 150,000
2013-03-15 2012-04-30 5 DERMASTAR INTERNATIONAL, LLC IMMY Warrants P - Purchase D 5.92 48,262 0
2013-03-15 2012-04-30 5 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock J - Other D 762,534.0000 193,047 147,204,901 0
2013-03-15 2012-02-28 5 DERMASTAR INTERNATIONAL, LLC IMMY Convertible Debenture C - Conversion D 0.67 -856,087 0
2013-03-15 2012-02-28 5 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock C - Conversion D 1,454,962 0
2013-03-15 2012-01-01 5 DERMASTAR INTERNATIONAL, LLC IMMY Convertible Debenture P - Purchase D 0.67 50,000.0000 856,087 42,804,350 0
2013-03-15 2012-04-01 5 Brar Balbir IMMY Option (Right to Buy) A - Award D 4.50 25,000 25,000
2013-03-15 2012-02-28 5 Brar Balbir IMMY Option (Right to Buy) A - Award D 3.68 225,000 225,000
2013-03-15 2012-07-12 5 Kammer Robert J IMMY Warrants J - Other D 5.92 2,413 2,413
2013-03-15 2012-04-30 5 Kammer Robert J DermaStar International, LLC IMMY Warrants P - Purchase I 5.92 48,262 0
2013-03-15 2012-04-30 5 Kammer Robert J DermaStar International, LLC IMMY Common Stock J - Other I 762,534.0000 193,047 147,204,901 0
2013-03-15 2012-04-01 5 Kammer Robert J IMMY Option (Right to Buy) A - Award D 4.50 25,000 25,000
2013-03-15 2012-04-01 5 Kammer Robert J IMMY Option (Right to Buy) A - Award D 4.50 60,000 60,000
2013-03-15 2012-02-28 5 Kammer Robert J DermaStar International, LLC IMMY Convertible Debenture C - Conversion I 0.67 -856,087 0
2013-03-15 2012-02-28 5 Kammer Robert J DermaStar International, LLC IMMY Common Stock C - Conversion I 1,454,962 0
2013-03-15 2012-01-01 5 Kammer Robert J DermaStar International, LLC IMMY Convertible Debenture P - Purchase I 0.67 50,000.0000 856,087 42,804,350 0
2013-03-08 3 Professional Compounding Centers of America, Inc. IMMY Common Stock D 832,682
2012-12-18 2012-12-14 4 Bassani August Shelby IMMY Option - Right to Buy A - Award D 2.15 38,014 38,014
2012-08-15 2012-07-26 4 AUSTIN STEPHEN G IMMY Option - Right to Buy A - Award D 0.90 85,616 85,616
2012-07-20 2012-07-18 4 BAUM MARK L IMMY Common Stock A - Award D 800,000 1,646,927
2012-07-20 2012-07-12 4 BAUM MARK L DermaStar IMMY Series A Convertible Preferred Stock C - Conversion I 0.00 -10 0
2012-07-20 2012-07-12 4 BAUM MARK L IMMY Common Stock J - Other D 846,927 846,927
2012-07-20 2012-06-29 4 BAUM MARK L DermaStar IMMY Common Stock C - Conversion I 7,498,500 15,738,545
2012-07-20 2012-07-12 4 DERMASTAR INTERNATIONAL, LLC IMMY Warrants (Right to Buy) J - Other D 1.18 -241,308 0
2012-07-20 2012-07-12 4 DERMASTAR INTERNATIONAL, LLC IMMY Series A Convertible Preferred Stock C - Conversion D 0.00 -10 0
2012-07-20 2012-07-12 4 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock J - Other D -15,738,545 0
2012-07-20 2012-06-29 4 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock C - Conversion D 7,498,500 15,738,545
2012-07-20 2012-07-18 4 Kammer Robert J IMMY Common Stock A - Award D 200,000 4,634,254
2012-07-20 2012-07-12 4 Kammer Robert J DermaStar IMMY Series A Convertible Preferred Stock C - Conversion I 0.00 -10 0
2012-07-20 2012-07-12 4 Kammer Robert J IMMY Common Stock J - Other D 4,434,254 4,434,254
2012-07-20 2012-06-29 4 Kammer Robert J DermaStar IMMY Common Stock C - Conversion I 7,498,500 15,738,545
2012-04-30 3 Kammer Robert J DermaStar International, LLC IMMY Common Stock I 8,240,045
2012-04-30 3 Kammer Robert J IMMY Common Stock D 23,206
2012-04-27 3 BAUM MARK L DermaStar International, LLC IMMY Common Stock I 8,240,045
2012-04-27 2012-04-01 4 Abrams Jeffrey J IMMY Option (Right to Buy) A - Award D 0.90 125,000 436,250
2012-04-27 2012-04-01 4 Abrams Jeffrey J IMMY Option (Right to Buy) A - Award D 0.90 300,000 311,250
2012-04-27 3 Brar Balbir Balbir S Brar TTY Trust IMMY Common Stock I 49,305
2012-04-27 3 Brar Balbir IMMY Common Stock D 16,717
2012-04-27 3 DERMASTAR INTERNATIONAL, LLC IMMY Common Stock D 8,240,045
2012-03-27 3 Ladonnikov Alexej IMMY Common Stock D 1,984,156
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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