| 已發行股份 | 338,521,856 shares |
| 內部人士股份 | 27,957,921 shares |
| 內部持股 | 8.26 % |
| 所有內部人士 | 47 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內幕交易圖表
以下圖表顯示了Ocugen, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
See our leaderboard of most profitable insider traders.
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
|
Srinivas Akkaraju
10% Owner -
|
2,077,040 | 2,077,040 | |
| Rasappa Arumugham | 144,766 | ||
| Joshua J Baltzell | 25,000 | ||
| Kelly Beck | 31,916 | ||
| Kirsten Castillo Director - [D] | 75,000 | 75,000 | |
| Jessica Crespo CAO/SVP, Finance - [O] | 161,478 | 161,478 | |
| Prabhavathi Fernandes Director - [D] | 10,000 | 10,000 | |
| David N Gill Director - [D] | 14,000 | 14,000 | |
| Adam Gridley President and CEO, Director - [D] [O] | 7,000 | 7,000 | |
|
James Healy
10% Owner -
|
2,077,040 | 2,077,040 | |
| Donald Haut | 105,000 | ||
| Hood David C. | 0 | ||
|
Corp Intrexon
10% Owner -
|
1,692,366 | 1,692,366 | |
| John Johnson | 25,000 | ||
| Daniel Jorgensen | 109,913 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Treerita Essalima Johnson-Greene Chief Financial Officer - [O] | 350 | 350 | |
|
Randal J Kirk
10% Owner -
|
1,692,366 | 1,692,366 | |
| Lynne E Kelley | 200,000 | ||
| Stephen Richard Kennedy | 0 | ||
| Uday Kompella Director - [D] | 154,416 | 154,416 | |
| Garheng Kong | 25,000 | ||
| Ramesh Kumar Director - [D] | 0 | 0 | |
| Frank Leo Director - [D] | 206,244 | 206,244 | |
| Michael Lewis Director - [D] | 5,258,859 | 5,258,859 | |
| Jonathan I Lieber Chief Financial Officer - [O] | 5,000 | 5,000 | |
| Gloria Matthews | 70,000 | ||
| Kevin McArdle | 30,000 | ||
|
Anand Mehra
10% Owner -
|
2,077,040 | 2,077,040 | |
| Shankar Musunuri Chief Executive Officer, Director - [D] [O] | 6,101,223 | 6,101,223 | |
|
Michael Powell
10% Owner -
|
2,077,040 | 2,077,040 | |
| Manish Potti Director - [D] | 45,000 | 45,000 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Huma Qamar Chief Medical Officer - [O] | 3,286 | 3,286 | |
| Kevin Rakin Director - [D] | 257,846 | 257,846 | |
| Ramesh Ramachandran Chief Accounting Officer - [O] | 209,100 | 209,100 | |
|
Split Rock Partners Ii Management, Llc
10% Owner -
|
2,775,538 | 2,775,538 | |
|
Split Rock Partners Ii, Lp
10% Owner -
|
2,775,538 | 2,775,538 | |
|
Sofinnova Management VIII, L.L.C.
10% Owner -
|
2,077,040 | 2,077,040 | |
|
Sofinnova Venture Partners VIII, L.P.
10% Owner -
|
2,077,040 | 2,077,040 | |
| Sanjay Subramanian Chief Financial Officer - [O] | 161,125 | 161,125 | |
| Vijay Tammara Senior Vice President - [O] | 0 | 0 | |
| Suha Taspolatoglu Director - [D] | 1,485,810 | 1,485,810 | |
| Arun Upadhyay See Remarks - [O] | 306,197 | 306,197 | |
| Quan Anh Vu CFO/CBO - [O] | 331,868 | 331,868 | |
| Marna C Whittington Director - [D] | 1,000 | 1,000 | |
| Washer Susan B. | 0 | ||
|
Estates Ltd Wilmslow
10% Owner -
|
5,258,859 | 5,258,859 | |
| Junge Zhang Director - [D] | 1,359,316 | 1,359,316 |
Report errors via our new Insider Auditing Tool
追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 OCGN / Ocugen, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 OCGN / Ocugen, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-04-02 | 2026-04-01 | 4 | Zhang Junge | OCGN | Common Stock | D | 1.4200 | 66,929 | 95 | 1,359,316 | ||||
| 2026-04-02 | 2026-04-01 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.4600 | 112,205 | 52 | 1,292,387 | ||||
| 2026-04-02 | 2026-04-01 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.5100 | 15,000 | 8 | 1,180,182 | ||||
| 2026-03-05 | 3 | Johnson-Greene Treerita Essalima By Spouse | OCGN | Common Stock | I | 350 | ||||||||
| 2026-03-05 | 3 | Johnson-Greene Treerita Essalima | OCGN | Common Stock | D | 500,000 | ||||||||
| 2026-01-06 | 2026-01-02 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 3,123,201 | 4,955,924 | ||||||
| 2026-01-06 | 2026-01-02 | 4 | Ramachandran Ramesh | OCGN | Common Stock | D | 207,300 | 209,100 | ||||||
| 2025-01-06 | 2025-01-03 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 0.8945 | -41,633 | -37 | 306,197 | ||||
| 2025-01-06 | 2025-01-03 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.8945 | -177,146 | -158 | 1,832,723 | ||||
| 2024-12-02 | 2024-11-26 | 4 | Fernandes Prabhavathi | OCGN | Common Stock | D | 0.9095 | 10,000 | 9 | 10,000 | ||||
| 2024-11-26 | 2024-11-22 | 4 | Castillo Kirsten | OCGN | Common Stock | D | 0.9139 | 25,000 | 23 | 75,000 | ||||
| 2024-11-15 | 3 | Ramachandran Ramesh | OCGN | Common Stock | D | 1,800 | ||||||||
| 2024-09-26 | 2024-09-16 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 1.1700 | -842 | -1 | 347,830 | ||||
| 2024-07-02 | 2024-06-17 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 1.4200 | -917 | -1 | 348,672 | ||||
| 2024-03-20 | 3 | Qamar Huma | OCGN | Common Stock | D | 1,643 | ||||||||
| 2024-01-05 | 2024-01-03 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 0.6530 | -41,633 | -27 | 349,589 | ||||
| 2024-01-05 | 2024-01-03 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.6530 | -180,204 | -118 | 2,009,869 | ||||
| 2023-09-19 | 2023-09-16 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 0.4100 | -842 | -0 | 391,222 | ||||
| 2023-06-20 | 2023-06-16 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 0.5100 | -917 | -0 | 392,064 | ||||
| 2023-06-16 | 2023-06-14 | 4 | Zhang Junge By: Gupiao Trust | OCGN | Common Stock | I | 0.4993 | 200,278 | 100 | 1,077,182 | ||||
| 2023-03-10 | 3 | Vu Quan Anh | OCGN | Common Stock | D | 165,934 | ||||||||
| 2023-02-17 | 2023-01-03 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 1.2500 | -7,102 | -9 | 392,981 | ||||
| 2023-02-17 | 2023-02-16 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 1.0800 | -100,000 | -108 | 2,190,073 | ||||
| 2023-02-17 | 2023-02-16 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 100,000 | 33 | 2,290,073 | ||||
| 2023-02-17 | 2023-01-03 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 1.2500 | -37,877 | -47 | 2,190,073 | ||||
| 2023-02-17 | 2023-01-03 | 4 | Crespo Jessica | OCGN | Common Stock | D | 1.2500 | -1,913 | -2 | 161,478 | ||||
| 2023-01-19 | 2023-01-17 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 1.2800 | -100,000 | -128 | 2,227,950 | ||||
| 2023-01-19 | 2023-01-17 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.5100 | 100,000 | 51 | 2,327,950 | ||||
| 2023-01-05 | 2023-01-03 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 1,475,410 | 2,227,950 | ||||||
| 2023-01-05 | 2023-01-03 | 4 | Crespo Jessica | OCGN | Common Stock | D | 122,951 | 163,391 | ||||||
| 2023-01-05 | 2023-01-03 | 4 | Upadhyay Arun | OCGN | Common Stock | D | 315,924 | 400,083 | ||||||
| 2023-01-05 | 3 | Upadhyay Arun | OCGN | Common Stock | D | 84,159 | ||||||||
| 2022-12-20 | 2022-12-16 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 1.4300 | -95,809 | -137 | 752,540 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.5100 | 95,809 | 49 | 848,349 | ||||
| 2022-10-14 | 2022-10-14 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 1.6600 | -100,000 | -166 | 752,540 | ||||
| 2022-10-14 | 2022-10-14 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.5100 | 100,000 | 51 | 852,540 | ||||
| 2022-10-07 | 2022-10-06 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 1.8300 | -4,500 | -8 | 0 | ||||
| 2022-10-07 | 2022-10-06 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 0.5100 | 4,500 | 2 | 4,500 | ||||
| 2022-08-12 | 2022-08-11 | 4 | Castillo Kirsten | OCGN | Common Stock | D | 2.9100 | -42,000 | -122 | 50,000 | ||||
| 2022-08-12 | 2022-08-11 | 4 | Castillo Kirsten | OCGN | Common Stock | D | 0.2800 | 42,000 | 12 | 92,000 | ||||
| 2022-07-20 | 2022-07-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 2.5700 | -7,500 | -19 | 0 | ||||
| 2022-07-20 | 2022-07-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 0.5100 | 7,500 | 4 | 7,500 | ||||
| 2022-07-15 | 2022-07-14 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 2.7200 | -150,000 | -408 | 752,540 | ||||
| 2022-07-15 | 2022-07-14 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 150,000 | 50 | 902,540 | ||||
| 2022-05-13 | 2022-05-13 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.33 | -125,000 | 779,764 | |||||
| 2022-05-13 | 2022-05-13 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 1.9200 | -125,000 | -240 | 752,540 | ||||
| 2022-05-13 | 2022-05-13 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 125,000 | 41 | 877,540 | ||||
| 2022-04-20 | 2022-04-18 | 4 | Kumar Ramesh | OCGN | Option (Right to Buy) | D | 0.51 | 7,500 | 16,500 | |||||
| 2022-04-20 | 2022-04-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 2.8300 | -7,500 | -21 | 0 | ||||
| 2022-04-20 | 2022-04-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 0.5100 | 7,500 | 4 | 7,500 | ||||
| 2022-03-23 | 2022-03-21 | 4 | WHITTINGTON MARNA C | OCGN | Option (Right to Buy) | D | 3.72 | 106,383 | 106,383 | |||||
| 2022-03-23 | 3 | WHITTINGTON MARNA C By: Marna C. Whittington Revocable Trust | OCGN | Common Stock | I | 1,000 | ||||||||
| 2022-03-22 | 2022-03-18 | 4 | Crespo Jessica | OCGN | Option (Right to Buy) | D | 3.72 | 84,192 | 84,192 | |||||
| 2022-03-22 | 2022-03-18 | 4 | Crespo Jessica | OCGN | Common Stock | D | 22,940 | 40,440 | ||||||
| 2022-03-22 | 3 | Crespo Jessica | OCGN | Common Stock | D | 17,500 | ||||||||
| 2022-03-18 | 2022-03-16 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.33 | -81,823 | 904,764 | |||||
| 2022-03-18 | 2022-03-16 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 2.6500 | -81,823 | -217 | 752,540 | ||||
| 2022-03-18 | 2022-03-16 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 81,823 | 27 | 834,363 | ||||
| 2022-03-04 | 2022-03-03 | 4 | Zhang Junge | OCGN | Option (Right to Buy) | D | 1.83 | 49,000 | 77,000 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Zhang Junge | OCGN | Option (Right to Buy) | D | 0.51 | 39,000 | 15,000 | |||||
| 2022-03-04 | 2022-03-03 | 4 | Zhang Junge | OCGN | Common Stock | D | 1.8300 | 49,000 | 90 | 88,000 | ||||
| 2022-03-04 | 2022-03-03 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.5100 | 39,000 | 20 | 39,000 | ||||
| 2022-02-16 | 2022-02-14 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.33 | -90,000 | 986,587 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 3.7400 | -90,000 | -337 | 752,540 | ||||
| 2022-02-16 | 2022-02-14 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 90,000 | 30 | 842,540 | ||||
| 2022-01-20 | 2022-01-18 | 4 | Kumar Ramesh | OCGN | Option (Right to Buy) | D | 0.51 | 7,500 | 24,000 | |||||
| 2022-01-20 | 2022-01-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 4.0700 | -7,500 | -31 | 0 | ||||
| 2022-01-20 | 2022-01-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 0.5100 | 7,500 | 4 | 7,500 | ||||
| 2022-01-05 | 2022-01-03 | 4 | Subramanian Sanjay | OCGN | Stock Option (Right to Buy) | D | 4.72 | 454,007 | 454,007 | |||||
| 2022-01-05 | 2022-01-03 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 125,534 | 161,125 | ||||||
| 2022-01-05 | 2022-01-03 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 4.72 | 1,253,299 | 1,253,299 | |||||
| 2022-01-05 | 2022-01-03 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 346,540 | 752,540 | ||||||
| 2021-12-17 | 2021-12-16 | 4 | Subramanian Sanjay | OCGN | Option(Right toBuy) | D | 5.64 | 35,560 | 71,120 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Kumar Ramesh | OCGN | Option (Right to Buy) | D | 5.02 | 16,335 | 16,335 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 5.64 | 197,000 | 394,000 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Musunuri Shankar By: KVM Holdings, LLC | OCGN | Common Stock | I | 5.2200 | -115,000 | -600 | 1,145,299 | ||||
| 2021-12-17 | 2021-12-16 | 4 | Potti Manish | OCGN | Option (Right to Buy) | D | 1.83 | 31,500 | 87,500 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Potti Manish | OCGN | Option (Right to Buy) | D | 0.51 | 13,500 | 19,500 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Potti Manish | OCGN | Option (Right to Buy) | D | 5.02 | 16,335 | 16,335 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Potti Manish | OCGN | Common Stock | D | 1.8300 | 31,500 | 58 | 45,000 | ||||
| 2021-12-17 | 2021-12-16 | 4 | Potti Manish | OCGN | Common Stock | D | 0.5100 | 13,500 | 7 | 13,500 | ||||
| 2021-12-17 | 2021-11-16 | 4 | Zhang Junge By: Gupiao Trust | OCGN | Warrants (Right to Buy) | I | 7.56 | -1,653 | 0 | |||||
| 2021-12-17 | 2021-11-16 | 4 | Zhang Junge By: Gupiao Trust | OCGN | Warrants (Right to Buy) | I | 2.77 | -143,820 | 0 | |||||
| 2021-12-17 | 2021-11-16 | 4 | Zhang Junge By: Gupiao Trust | OCGN | Common Stock | I | 7.5600 | 1,653 | 12 | 876,904 | ||||
| 2021-12-17 | 2021-11-16 | 4 | Zhang Junge By: Gupiao Trust | OCGN | Common Stock | I | 2.7700 | 143,820 | 398 | 875,251 | ||||
| 2021-12-17 | 2021-12-16 | 4 | Kompella Uday | OCGN | Option (Right to Buy) | D | 5.02 | 16,335 | 16,335 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Zhang Junge | OCGN | Option (Right to Buy) | D | 5.02 | 16,335 | 16,335 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Fernandes Prabhavathi | OCGN | Option (Right to Buy) | D | 5.02 | 16,335 | 16,335 | |||||
| 2021-12-17 | 2021-12-16 | 4 | Castillo Kirsten | OCGN | Option (Right to Buy) | D | 5.02 | 16,335 | 16,335 | |||||
| 2021-11-18 | 2021-11-16 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 5.64 | 197,000 | 197,000 | |||||
| 2021-11-18 | 2021-11-16 | 4 | Musunuri Shankar By: KVM Holdings, LLC | OCGN | Common Stock | I | 8.0400 | -115,000 | -925 | 1,260,299 | ||||
| 2021-11-18 | 2021-11-16 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 5.64 | 35,560 | 35,560 | |||||
| 2021-11-05 | 2021-11-03 | 4 | Zhang Junge By: Gupiao Trust | OCGN | Common Stock | I | 17.3200 | -150,300 | -2,603 | 731,431 | ||||
| 2021-11-03 | 2021-11-02 | 4 | Kompella Uday By: Kompella LLC | OCGN | Common Stock | I | 16.0100 | -25,000 | -400 | 154,416 | ||||
| 2021-11-03 | 2021-11-01 | 4 | Kompella Uday By: Kompella LLC | OCGN | Common Stock | I | 14.0500 | -25,000 | -351 | 179,416 | ||||
| 2021-11-03 | 2021-11-01 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.51 | -115,367 | 622,352 | |||||
| 2021-11-03 | 2021-11-01 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 14.1500 | -115,367 | -1,632 | 406,000 | ||||
| 2021-11-03 | 2021-11-01 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.5100 | 115,367 | 59 | 521,367 | ||||
| 2021-11-03 | 2021-11-02 | 4 | Potti Manish Held by Scotland Parkway LLC | OCGN | Common Stock | I | 15.0700 | -63,429 | -956 | 27,695 | ||||
| 2021-11-03 | 2021-11-02 | 4 | Castillo Kirsten | OCGN | Common Stock | D | 15.0000 | -15,000 | -225 | 50,000 | ||||
| 2021-11-03 | 2021-11-02 | 4 | Zhang Junge By: Gupiao Trust | OCGN | Common Stock | I | 15.7500 | -149,700 | -2,358 | 881,731 | ||||
| 2021-10-27 | 2021-10-26 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 11.0700 | -10,000 | -111 | 35,591 | ||||
| 2021-10-27 | 2021-10-26 | 4 | Kompella Uday By: Kompella LLC | OCGN | Common Stock | I | 12.0500 | -25,000 | -301 | 204,416 | ||||
| 2021-10-27 | 2021-10-25 | 4 | Kompella Uday By: Kompella LLC | OCGN | Common Stock | I | 9.0800 | -46,371 | -421 | 229,416 | ||||
| 2021-10-22 | 2021-10-21 | 4 | Kompella Uday By: Kompella LLC | OCGN | Common Stock | I | 9.0100 | -1,898 | -17 | 275,787 | ||||
| 2021-10-20 | 2021-10-20 | 4 | Kompella Uday By: Kompella LLC | OCGN | Common Stock | I | 9.0200 | -1,731 | -16 | 277,685 | ||||
| 2021-10-20 | 2021-10-18 | 4 | Kompella Uday By: Kompella LLC | OCGN | Common Stock | I | 8.4100 | -200,000 | -1,682 | 279,416 | ||||
| 2021-10-20 | 2021-10-18 | 4 | Kumar Ramesh | OCGN | Option (Right to Buy) | D | 0.51 | -7,500 | 31,500 | |||||
| 2021-10-20 | 2021-10-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 8.1300 | -7,500 | -61 | 0 | ||||
| 2021-10-20 | 2021-10-18 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 0.5100 | 7,500 | 4 | 7,500 | ||||
| 2021-10-15 | 2021-10-15 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.33 | -125,000 | 1,076,587 | |||||
| 2021-10-15 | 2021-10-15 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 9.8000 | -125,000 | -1,225 | 406,000 | ||||
| 2021-10-15 | 2021-10-15 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 125,000 | 41 | 531,000 | ||||
| 2021-10-15 | 2021-10-15 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 2.19 | -7,990 | 7,990 | |||||
| 2021-10-15 | 2021-10-15 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 9.9600 | -7,990 | -80 | 45,591 | ||||
| 2021-10-15 | 2021-10-15 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 2.1900 | 7,990 | 17 | 53,581 | ||||
| 2021-09-17 | 2021-09-15 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.33 | -125,000 | 1,201,587 | |||||
| 2021-09-17 | 2021-09-15 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 7.5200 | -125,000 | -940 | 406,000 | ||||
| 2021-09-17 | 2021-09-15 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 125,000 | 41 | 531,000 | ||||
| 2021-08-18 | 2021-08-16 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 0.34 | -30,000 | 246,170 | |||||
| 2021-08-18 | 2021-08-16 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 7.2200 | -30,000 | -217 | 45,591 | ||||
| 2021-08-18 | 2021-08-16 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 0.3400 | 30,000 | 10 | 75,591 | ||||
| 2021-07-30 | 2021-07-30 | 4 | Kompella Uday | OCGN | Option (right to buy) | D | 1.83 | -10,000 | 106,000 | |||||
| 2021-07-30 | 2021-07-30 | 4 | Kompella Uday | OCGN | Common Stock | D | 6.8072 | -10,000 | -68 | 550,674 | ||||
| 2021-07-30 | 2021-07-30 | 4 | Kompella Uday | OCGN | Common Stock | D | 1.8300 | 10,000 | 18 | 560,674 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Kumar Ramesh | OCGN | Option (Right to Buy) | D | 0.51 | -7,500 | 39,000 | |||||
| 2021-07-21 | 2021-07-19 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 6.4000 | -7,500 | -48 | 0 | ||||
| 2021-07-21 | 2021-07-19 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 0.5100 | 7,500 | 4 | 7,500 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Subramanian Sanjay | OCGN | Options (Right to Buy) | D | 0.34 | -31,086 | 276,170 | |||||
| 2021-07-16 | 2021-07-15 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 6.7000 | -31,086 | -208 | 45,591 | ||||
| 2021-07-16 | 2021-07-15 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 0.3400 | 31,086 | 11 | 76,677 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Kompella Uday | OCGN | Option (right to buy) | D | 1.83 | -10,000 | 116,000 | |||||
| 2021-06-25 | 2021-06-25 | 4 | Kompella Uday | OCGN | Common Stock | D | 8.1345 | -10,000 | -81 | 550,674 | ||||
| 2021-06-25 | 2021-06-25 | 4 | Kompella Uday | OCGN | Common Stock | D | 1.8300 | 10,000 | 18 | 560,674 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 0.34 | -31,000 | 307,256 | |||||
| 2021-06-17 | 2021-06-15 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 7.0000 | -31,000 | -217 | 45,591 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 0.3400 | 31,000 | 11 | 76,591 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Potti Manish Held by Scotland Parkway LLC | OCGN | Warrant (Right to Buy) | I | 6.30 | -95,880 | 0 | |||||
| 2021-06-17 | 2021-06-15 | 4 | Potti Manish Held by Scotland Parkway LLC | OCGN | Common Stock | I | 8.8600 | -68,185 | -604 | 91,124 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Potti Manish Held by Scotland Parkway LLC | OCGN | Common Stock | I | 6.3000 | 95,880 | 604 | 159,309 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.33 | -22,800 | 1,326,587 | |||||
| 2021-06-09 | 2021-06-08 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 10.9800 | -22,800 | -250 | 406,000 | ||||
| 2021-06-09 | 2021-06-08 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 22,800 | 8 | 428,800 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 0.33 | -7,758 | 1,349,387 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 10.9400 | -7,758 | -85 | 406,000 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3300 | 7,758 | 3 | 413,758 | ||||
| 2021-06-09 | 2021-06-07 | 4 | Castillo Kirsten | OCGN | Common Stock | D | 10.0000 | -10,000 | -100 | 65,000 | ||||
| 2021-06-01 | 2021-05-28 | 4 | Kompella Uday | OCGN | Option (right to buy) | D | 1.88 | -7,191 | 0 | |||||
| 2021-06-01 | 2021-05-28 | 4 | Kompella Uday | OCGN | Common Stock | D | 8.8190 | -7,191 | -63 | 550,674 | ||||
| 2021-06-01 | 2021-05-28 | 4 | Kompella Uday | OCGN | Common Stock | D | 1.8800 | 7,191 | 14 | 557,865 | ||||
| 2021-05-27 | 2021-05-25 | 4 | Fernandes Prabhavathi | OCGN | Option (Right to Buy) | D | 1.83 | -14,000 | 112,000 | |||||
| 2021-05-27 | 2021-05-25 | 4 | Fernandes Prabhavathi | OCGN | Option (Right to Buy) | D | 0.28 | -19,500 | 34,500 | |||||
| 2021-05-27 | 2021-05-25 | 4 | Fernandes Prabhavathi | OCGN | Commom Stock | D | 8.1900 | -14,000 | -115 | 0 | ||||
| 2021-05-27 | 2021-05-25 | 4 | Fernandes Prabhavathi | OCGN | Common Stock | D | 1.8300 | 14,000 | 26 | 14,000 | ||||
| 2021-05-27 | 2021-05-25 | 4 | Fernandes Prabhavathi | OCGN | Common Stock | D | 8.2100 | -19,500 | -160 | 0 | ||||
| 2021-05-27 | 2021-05-25 | 4 | Fernandes Prabhavathi | OCGN | Common Stock | D | 0.2800 | 19,500 | 5 | 19,500 | ||||
| 2021-05-14 | 2021-05-14 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 0.34 | -31,000 | 338,256 | |||||
| 2021-05-14 | 2021-05-14 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 8.1830 | -31,000 | -254 | 45,591 | ||||
| 2021-05-14 | 2021-05-14 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 0.3400 | 31,000 | 11 | 76,591 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.56 | -2,311 | 42,578 | |||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.51 | -6,500 | 58,261 | |||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 2.94 | -2,000 | 2,191 | |||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.46 | -4,900 | 0 | |||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 13.8100 | -2,311 | -32 | 0 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 0.5650 | 2,311 | 1 | 2,311 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 13.5000 | -6,500 | -88 | 0 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 0.5100 | 6,500 | 3 | 6,500 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 13.8100 | -2,000 | -28 | 0 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 2.9400 | 2,000 | 6 | 2,000 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 13.8100 | -4,900 | -68 | 0 | ||||
| 2021-05-05 | 2021-05-04 | 4 | Tammara Vijay | OCGN | Common Stock | D | 0.4600 | 4,900 | 2 | 4,900 | ||||
| 2021-05-05 | 2021-05-03 | 4 | Potti Manish Held by Scotland Parkway LLC | OCGN | Common Stock | I | 15.0200 | -60,000 | -901 | 63,429 | ||||
| 2021-05-05 | 2021-05-03 | 4 | Potti Manish | OCGN | Common Stock | D | 15.0100 | -28,000 | -420 | 0 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 2.19 | -7,990 | 15,980 | |||||
| 2021-05-03 | 2021-04-29 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 10.9800 | -7,990 | -88 | 45,591 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 2.1900 | 7,990 | 17 | 53,581 | ||||
| 2021-05-03 | 2021-05-03 | 4 | Kompella Uday | OCGN | Common Stock | D | 16.0200 | -25,000 | -400 | 550,674 | ||||
| 2021-05-03 | 2021-05-03 | 4 | Kompella Uday | OCGN | Common Stock | D | 14.0000 | -25,000 | -350 | 575,674 | ||||
| 2021-05-03 | 2021-04-30 | 4 | Kompella Uday | OCGN | Option (right to buy) | D | 0.51 | -20,000 | 34,000 | |||||
| 2021-05-03 | 2021-04-30 | 4 | Kompella Uday | OCGN | Common Stock | D | 11.5600 | -20,000 | -231 | 600,674 | ||||
| 2021-05-03 | 2021-04-30 | 4 | Kompella Uday | OCGN | Common Stock | D | 0.5100 | 20,000 | 10 | 620,674 | ||||
| 2021-05-03 | 2021-05-03 | 4 | Musunuri Shankar | OCGN | Options (Right to Buy) | D | 0.51 | -195,809 | 737,719 | |||||
| 2021-05-03 | 2021-05-03 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 14.2400 | -195,809 | -2,788 | 406,000 | ||||
| 2021-05-03 | 2021-05-03 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.5100 | 195,809 | 100 | 601,809 | ||||
| 2021-05-03 | 2021-05-03 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.46 | -4,317 | 4,900 | |||||
| 2021-05-03 | 2021-05-03 | 4 | Tammara Vijay | OCGN | Common Stock | D | 16.0000 | -4,317 | -69 | 0 | ||||
| 2021-05-03 | 2021-05-03 | 4 | Tammara Vijay | OCGN | Common Stock | D | 0.4600 | 4,317 | 2 | 4,317 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.57 | -5,111 | 44,889 | |||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.51 | -12,880 | 64,761 | |||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 2.94 | -3,000 | 4,191 | |||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.46 | -9,000 | 9,217 | |||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Common Stock | D | 10.9600 | -5,111 | -56 | 0 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Common Stock | D | 0.5700 | 5,111 | 3 | 5,111 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Common Stock | D | 10.9600 | -12,880 | -141 | 0 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Common Stock | D | 0.5100 | 12,880 | 7 | 12,880 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Common Stock | D | 10.9900 | -3,000 | -33 | 0 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Common Stock | D | 2.9400 | 3,000 | 9 | 3,000 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Common Stock | D | 10.9700 | -9,000 | -99 | 0 | ||||
| 2021-05-03 | 2021-04-29 | 4 | Tammara Vijay | OCGN | Comm Stock | D | 0.4600 | 9,000 | 4 | 9,000 | ||||
| 2021-04-28 | 2021-04-26 | 4 | Kompella Uday | OCGN | Common Stock | D | 11.7000 | -350,000 | -4,095 | 600,674 | ||||
| 2021-04-21 | 2021-04-19 | 4 | Kumar Ramesh | OCGN | Option (Right to Buy) | D | 0.51 | -7,500 | 46,500 | |||||
| 2021-04-21 | 2021-04-19 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 5.3300 | -7,500 | -40 | 0 | ||||
| 2021-04-21 | 2021-04-19 | 4 | Kumar Ramesh | OCGN | Common Stock | D | 0.5100 | 7,500 | 4 | 7,500 | ||||
| 2021-03-08 | 2021-03-05 | 4 | Potti Manish | OCGN | Oprion (Right to Buy) | D | 1.83 | -7,000 | 119,000 | |||||
| 2021-03-08 | 2021-03-05 | 4 | Potti Manish | OCGN | Option (Right to Buy) | D | 0.51 | -21,000 | 33,000 | |||||
| 2021-03-08 | 2021-03-05 | 4 | Potti Manish | OCGN | Common Stock | D | 1.8300 | 7,000 | 13 | 28,000 | ||||
| 2021-03-08 | 2021-03-05 | 4 | Potti Manish | OCGN | Common Stock | D | 0.5100 | 21,000 | 11 | 21,000 | ||||
| 2021-02-01 | 2021-01-29 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 0.51 | -35,591 | 71,183 | |||||
| 2021-02-01 | 2021-01-29 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 0.5100 | 35,591 | 18 | 45,591 | ||||
| 2021-01-04 | 2021-01-01 | 4 | Tammara Vijay | OCGN | Option (Right to Buy) | D | 1.83 | 220,500 | 220,500 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Kompella Uday | OCGN | Option (Right to Buy) | D | 1.83 | 126,000 | 126,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Taspolatoglu Suha | OCGN | Option (Right to Buy) | D | 1.83 | 126,000 | 126,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Musunuri Shankar | OCGN | Option (Right to Buy) | D | 1.83 | 1,757,000 | 1,757,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Subramanian Sanjay | OCGN | Option (Right to Buy) | D | 1.83 | 800,000 | 800,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Kumar Ramesh | OCGN | Option (Right to Buy) | D | 1.83 | 126,000 | 126,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Fernandes Prabhavathi | OCGN | Option (Right to Buy) | D | 1.83 | 126,000 | 126,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Potti Manish | OCGN | Option (Right to Buy) | D | 1.83 | 126,000 | 126,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Castillo Kirsten | OCGN | Option (Right to Buy) | D | 1.83 | 126,000 | 126,000 | |||||
| 2021-01-04 | 2021-01-01 | 4 | Zhang Junge | OCGN | Option (Right to Buy) | D | 1.83 | 126,000 | 126,000 | |||||
| 2020-08-17 | 2020-08-14 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.56 | 50,000 | 50,000 | |||||
| 2020-05-29 | 2020-05-28 | 4 | Castillo Kirsten | OCGN | Common Stock | D | 0.3133 | 75,000 | 23 | 75,000 | ||||
| 2020-05-07 | 2020-05-05 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.34 | 20,573 | 20,573 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Beck Kelly | OCGN | Options (Right to Buy) | D | 0.34 | 31,916 | 31,916 | |||||
| 2020-05-07 | 2020-05-05 | 4 | JORGENSEN DANIEL | OCGN | Options (Right to Buy) | D | 0.34 | 109,913 | 109,913 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Arumugham Rasappa | OCGN | Options (Right to Buy) | D | 0.34 | 144,766 | 144,766 | |||||
| 2020-05-07 | 2020-05-05 | 4 | Subramanian Sanjay | OCGN | Options (Right to Buy) | D | 0.34 | 369,256 | 369,256 | |||||
| 2020-05-07 | 2020-05-07 | 4 | Musunuri Shankar | OCGN | Options (Right to Buy) | D | 0.33 | 1,357,145 | 1,357,145 | |||||
| 2020-04-08 | 2020-04-05 | 4 | Castillo Kirsten | OCGN | Option (Right to Buy) | D | 0.28 | 54,000 | 54,000 | |||||
| 2020-04-08 | 2020-04-05 | 4 | Fernandes Prabhavathi | OCGN | Option (Right to Buy) | D | 0.28 | 54,000 | 54,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Beck Kelly | OCGN | Options (Right to Buy) | D | 0.51 | 86,596 | 86,596 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Potti Manish | OCGN | Options (Right to Buy) | D | 0.51 | 54,000 | 54,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Leo Frank | OCGN | Options (Right to Buy) | D | 0.51 | 54,000 | 54,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Zhang Junge | OCGN | Options (Right to Buy) | D | 0.51 | 54,000 | 54,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Taspolatoglu Suha | OCGN | Options (Right to Buy) | D | 0.51 | 54,000 | 54,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Subramanian Sanjay | OCGN | Options (Right to Buy) | D | 0.51 | 106,774 | 106,774 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Tammara Vijay | OCGN | Options (Right to Buy) | D | 0.51 | 77,641 | 77,641 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Arumugham Rasappa | OCGN | Options (Right to Buy) | D | 0.51 | 111,372 | 111,372 | |||||
| 2020-01-03 | 2020-01-02 | 4 | JORGENSEN DANIEL | OCGN | Options (Right to Buy) | D | 0.51 | 101,470 | 101,470 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Musunuri Shankar | OCGN | Options (Right to Buy) | D | 0.51 | 933,528 | 933,528 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Kumar Ramesh | OCGN | Options (Right to Buy) | D | 0.51 | 54,000 | 54,000 | |||||
| 2020-01-03 | 2020-01-02 | 4 | Kompella Uday | OCGN | Options (Right to Buy) | D | 0.51 | 54,000 | 54,000 | |||||
| 2019-12-20 | 3 | Potti Manish By Scotland Parkway LLC | OCGN | Common Stock | I | 246,858 | ||||||||
| 2019-12-20 | 3 | Potti Manish By Scotland Parkway LLC | OCGN | Common Stock | I | 246,858 | ||||||||
| 2019-12-20 | 3 | Potti Manish By Scotland Parkway LLC | OCGN | Common Stock | I | 246,858 | ||||||||
| 2019-12-16 | 3 | Kompella Uday By Kompella LLC | OCGN | Common Stock | I | 1,909,506 | ||||||||
| 2019-12-16 | 3 | Kompella Uday | OCGN | Common Stock | D | 2,380,764 | ||||||||
| 2019-12-16 | 3 | Kompella Uday | OCGN | Common Stock | D | 2,380,764 | ||||||||
| 2019-12-16 | 3 | Kompella Uday By Kompella LLC | OCGN | Common Stock | I | 1,909,506 | ||||||||
| 2019-12-16 | 3 | Kompella Uday | OCGN | Common Stock | D | 2,380,764 | ||||||||
| 2019-12-16 | 3 | Kompella Uday By Kompella LLC | OCGN | Common Stock | I | 1,909,506 | ||||||||
| 2019-12-16 | 3 | Taspolatoglu Suha By Abdi Ibrahim Uluslararasi Ilac Yatirimlari Sanayi ve Ticaret A.S | OCGN | Common Stock | I | 1,485,810 | ||||||||
| 2019-12-16 | 3 | Taspolatoglu Suha By Abdi Ibrahim Uluslararasi Ilac Yatirimlari Sanayi ve Ticaret A.S | OCGN | Common Stock | I | 1,485,810 | ||||||||
| 2019-12-16 | 3 | Taspolatoglu Suha By Abdi Ibrahim Uluslararasi Ilac Yatirimlari Sanayi ve Ticaret A.S | OCGN | Common Stock | I | 1,485,810 | ||||||||
| 2019-12-16 | 3 | Leo Frank | OCGN | Common Stock | D | 206,244 | ||||||||
| 2019-12-16 | 3 | Leo Frank | OCGN | Common Stock | D | 206,244 | ||||||||
| 2019-12-16 | 3 | Leo Frank | OCGN | Common Stock | D | 206,244 | ||||||||
| 2019-12-13 | 2019-12-12 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.3500 | 143,000 | 50 | 406,000 | ||||
| 2019-12-13 | 2019-12-11 | 4 | Musunuri Shankar | OCGN | Common Stock | D | 0.4100 | 263,000 | 108 | 263,000 | ||||
| 2019-12-13 | 3 | Musunuri Shankar By KVM Holdings, LLC | OCGN | Common Stock | I | 2,750,598 | ||||||||
| 2019-12-13 | 3 | Musunuri Shankar By KVM Holdings, LLC | OCGN | Common Stock | I | 2,750,598 | ||||||||
| 2019-12-13 | 3 | Musunuri Shankar By KVM Holdings, LLC | OCGN | Common Stock | I | 2,750,598 | ||||||||
| 2019-12-05 | 2019-12-04 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.4400 | 220,000 | 97 | 818,578 | ||||
| 2019-12-04 | 2019-11-18 | 4/A | Zhang Junge | OCGN | Common Stock | D | 0.4100 | 98,500 | 40 | 133,578 | ||||
| 2019-12-02 | 2019-11-27 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.3700 | 270,000 | 100 | 600,078 | ||||
| 2019-11-26 | 2019-11-22 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 0.2800 | 5,000 | 1 | 10,000 | ||||
| 2019-11-26 | 2019-11-25 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.2700 | 115,000 | 31 | 330,078 | ||||
| 2019-11-26 | 2019-11-22 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.2800 | 80,000 | 22 | 215,078 | ||||
| 2019-11-20 | 2019-11-18 | 4 | Zhang Junge | OCGN | Common Stock | D | 0.4100 | 100,000 | 41 | 135,078 | ||||
| 2019-10-15 | 2019-10-11 | 4 | Zhang Junge | OCGN | Common Stock | D | 1.4800 | 4,000 | 6 | 35,078 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.9500 | 2,000 | 6 | 31,078 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 3.3000 | 3,000 | 10 | 29,078 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 3.3500 | 5,000 | 17 | 26,078 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 3.8000 | 2,000 | 8 | 21,078 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 3.1000 | 1,163 | 4 | 19,078 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 3.3500 | 2,000 | 7 | 17,915 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 3.1000 | 10,000 | 31 | 15,915 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.6200 | 200 | 1 | 5,915 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.4900 | 200 | 0 | 5,715 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.5000 | 660 | 2 | 5,515 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.4800 | 3,000 | 7 | 4,855 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.4500 | 100 | 0 | 1,855 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.4700 | 1,358 | 3 | 1,755 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.4600 | 200 | 0 | 397 | ||||
| 2019-10-04 | 2019-09-30 | 4 | Zhang Junge | OCGN | Common Stock | D | 2.4500 | 197 | 0 | 197 | ||||
| 2019-10-04 | 2019-10-02 | 4 | Subramanian Sanjay | OCGN | Common Stock | D | 1.8800 | 5,000 | 9 | 5,000 | ||||
| 2019-10-04 | 2019-10-01 | 4 | Subramanian Sanjay | OCGN | Stock Options | D | 2.19 | 23,970 | 23,970 | |||||
| 2019-10-04 | 3 | Zhang Junge By Trust | OCGN | Common Stock | I | 425,726 | ||||||||
| 2019-10-04 | 3 | Zhang Junge By Trust | OCGN | Common Stock | I | 425,726 | ||||||||
| 2019-10-04 | 3 | Zhang Junge By Trust | OCGN | Common Stock | I | 425,726 | ||||||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | I | 0.01 | -111,111 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | I | 0.01 | -33,333 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | I | 0.01 | -33,333 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | D | 0.01 | -173,076 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 111,111 | 257,846 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 33,333 | 66,666 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 33,333 | 66,666 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | 173,076 | 418,639 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | Lewis Michael | HSGX | Common Stock Warrant (Right to Buy) | I | 0.01 | 1,244,444 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | Lewis Michael | HSGX | Common Stock Warrant (Right to Buy) | I | 0.01 | 403,845 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | Lewis Michael | HSGX | Common Stock | I | 1,244,444 | 5,258,859 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | Lewis Michael | HSGX | Common Stock | I | 403,845 | 4,014,415 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock Warrant (Right to Buy) | D | 0.01 | 1,244,444 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock Warrant (Right to Buy) | D | 0.01 | 403,845 | 0 | |||||
| 2019-02-11 | 2019-02-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 1,244,444 | 5,258,859 | ||||||
| 2019-02-11 | 2019-02-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 403,845 | 4,014,415 | ||||||
| 2019-01-15 | 2019-01-15 | 4 | KIRK RANDAL J by Intrexon | HSGX | Common Stock | I | 0.1500 | -345,897 | -52 | 1,692,366 | ||||
| 2019-01-15 | 2019-01-14 | 4 | KIRK RANDAL J by Intrexon | HSGX | Common Stock | I | 0.1600 | -400,507 | -64 | 2,038,263 | ||||
| 2019-01-15 | 2019-01-11 | 4 | KIRK RANDAL J by Intrexon | HSGX | Common Stock | I | 0.1700 | -251,800 | -43 | 2,438,770 | ||||
| 2018-10-11 | 2018-10-10 | 4 | Lewis Michael | HSGX | Common Stock Warrant (Right to Buy) | I | 0.70 | 403,845 | 403,845 | |||||
| 2018-10-11 | 2018-10-10 | 4 | Lewis Michael | HSGX | Common Stock | I | 538,460 | 3,610,570 | ||||||
| 2018-10-11 | 2018-10-10 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock Warrant (Right to Buy) | D | 0.70 | 403,845 | 403,845 | |||||
| 2018-10-11 | 2018-10-10 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 538,460 | 3,610,570 | ||||||
| 2018-10-11 | 2018-10-10 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | D | 0.70 | 173,076 | 173,076 | |||||
| 2018-10-11 | 2018-10-10 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | 230,768 | 245,563 | ||||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | -60,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 300,000 | 300,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | -300,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 175,000 | 175,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 175,000 | 175,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 1.58 | -175,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 1.72 | -175,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 104,000 | 104,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | -104,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 38,220 | 38,220 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 8.97 | -38,220 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 197,435 | 197,435 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 7.99 | -197,435 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 6.37 | -30,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 130,000 | 130,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | -130,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 50,000 | 50,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 1.72 | -50,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 28,000 | 28,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 2.56 | -28,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 110,000 | 110,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 6.37 | -110,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Haut Donald | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 105,000 | 105,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Haut Donald | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | -105,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Haut Donald | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 195,000 | 195,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Haut Donald | HSGX | Employee Stock Option (Right to Buy) | D | 1.67 | -195,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | -30,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 115,000 | 115,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | -115,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 50,000 | 50,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 50,000 | 50,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 2.12 | -50,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 6.11 | -50,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 75,000 | 75,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 1.72 | -75,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 25,000 | 25,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 2.56 | -25,000 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 49,100 | 49,100 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | -49,100 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 27,767 | 27,767 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 7.13 | -27,767 | 0 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kelley Lynne E | HSGX | Employee Stock Option (Right to Buy) | D | 0.57 | 200,000 | 200,000 | |||||
| 2018-10-03 | 2018-10-01 | 4 | Kelley Lynne E | HSGX | Employee Stock Option (Right to Buy) | D | 2.21 | -200,000 | 0 | |||||
| 2018-08-01 | 2018-07-31 | 4 | Kelley Lynne E | HSGX | Employee Stock Option (Right to Buy) | D | 2.21 | 200,000 | 200,000 | |||||
| 2018-06-19 | 2018-06-15 | 4 | JOHNSON JOHN | HSGX | Stock Option (Right to Buy) | D | 2.97 | 25,000 | 25,000 | |||||
| 2018-06-19 | 2018-06-15 | 4 | Baltzell Joshua J | HSGX | Stock Option (Right to Buy) | D | 2.97 | 25,000 | 25,000 | |||||
| 2018-06-19 | 2018-06-15 | 4 | Kong Garheng | HSGX | Stock Option (Right to Buy) | D | 2.97 | 25,000 | 25,000 | |||||
| 2018-06-19 | 2018-06-15 | 4 | RAKIN KEVIN | HSGX | Stock Option (Right to Buy) | D | 2.97 | 25,000 | 25,000 | |||||
| 2018-06-19 | 2018-06-15 | 4 | Lewis Michael | HSGX | Stock Option (Right to Buy) | D | 2.97 | 25,000 | 25,000 | |||||
| 2018-06-19 | 2018-06-15 | 4 | GILL DAVID N | HSGX | Stock Option (Right to Buy) | D | 2.97 | 25,000 | 25,000 | |||||
| 2018-05-18 | 2018-05-16 | 4 | Gridley Adam | HSGX | Common Stock | D | 2.1500 | 2,000 | 4 | 7,000 | ||||
| 2018-04-18 | 2018-04-16 | 4 | Washer Susan B. | HSGX | Employee Stock Option (Right to Buy) | D | 2.84 | 25,000 | 25,000 | |||||
| 2018-02-21 | 2018-02-16 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | 300,000 | 300,000 | |||||
| 2018-02-21 | 2018-02-16 | 4 | Haut Donald | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | 105,000 | 105,000 | |||||
| 2018-02-21 | 2018-02-16 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | 130,000 | 130,000 | |||||
| 2018-02-21 | 2018-02-16 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 2.63 | 115,000 | 115,000 | |||||
| 2017-10-12 | 2017-10-10 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 2.12 | 50,000 | 50,000 | |||||
| 2017-08-17 | 2017-08-16 | 4 | GILL DAVID N | HSGX | Common Stock | D | 1.8130 | 3,000 | 5 | 14,000 | ||||
| 2017-06-14 | 2017-06-13 | 4 | Kong Garheng | HSGX | Stock Option (Right to Buy) | D | 1.70 | 25,000 | 25,000 | |||||
| 2017-06-14 | 2017-06-13 | 4 | GILL DAVID N | HSGX | Stock Option (Right to Buy) | D | 1.70 | 25,000 | 25,000 | |||||
| 2017-06-14 | 2017-06-13 | 4 | Baltzell Joshua J | HSGX | Stock Option (Right to Buy) | D | 1.70 | 25,000 | 25,000 | |||||
| 2017-06-14 | 2017-06-13 | 4 | JOHNSON JOHN | HSGX | Stock Option (Right to Buy) | D | 1.70 | 25,000 | 25,000 | |||||
| 2017-06-14 | 2017-06-13 | 4 | RAKIN KEVIN | HSGX | Stock Option (Right to Buy) | D | 1.70 | 25,000 | 25,000 | |||||
| 2017-06-14 | 2017-06-13 | 4 | Lewis Michael | HSGX | Stock Option (Right to Buy) | D | 1.70 | 25,000 | 25,000 | |||||
| 2017-06-06 | 2017-06-05 | 4 | Haut Donald | HSGX | Employee Stock Option (Right to Buy) | D | 1.67 | 195,000 | 195,000 | |||||
| 2017-05-17 | 2017-05-16 | 4 | GILL DAVID N | HSGX | Common Stock | D | 1.6800 | 3,000 | 5 | 11,000 | ||||
| 2017-02-15 | 2017-02-14 | 4 | Matthews Gloria | HSGX | Employee Stock Option (Right to Buy) | D | 1.72 | 70,000 | 70,000 | |||||
| 2017-02-15 | 2017-02-14 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 1.72 | 175,000 | 175,000 | |||||
| 2017-02-15 | 2017-02-14 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 1.72 | 75,000 | 75,000 | |||||
| 2017-02-15 | 2017-02-14 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 1.72 | 50,000 | 50,000 | |||||
| 2017-01-27 | 2016-12-13 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Series A Convertible Preferred Stock | D | -2,507 | 0 | ||||||
| 2017-01-27 | 2016-12-13 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | 1,114,043 | 2,775,538 | ||||||
| 2016-12-19 | 2016-12-16 | 4 | RAKIN KEVIN | HSGX | Stock Option (Right to Buy) | D | 1.58 | 10,000 | 10,000 | |||||
| 2016-12-19 | 2016-12-16 | 4 | GILL DAVID N | HSGX | Stock Option (Right to Buy) | D | 1.58 | 10,000 | 10,000 | |||||
| 2016-12-19 | 2016-12-16 | 4 | JOHNSON JOHN | HSGX | Stock Option (Right to Buy) | D | 1.58 | 10,000 | 10,000 | |||||
| 2016-12-19 | 2016-12-16 | 4 | Baltzell Joshua J | HSGX | Stock Option (Right to Buy) | D | 1.58 | 10,000 | 10,000 | |||||
| 2016-12-19 | 2016-12-16 | 4 | Kong Garheng | HSGX | Stock Option (Right to Buy) | D | 1.58 | 10,000 | 10,000 | |||||
| 2016-12-19 | 2016-12-16 | 4 | Gridley Adam | HSGX | Stock Option (Right to Buy) | D | 1.58 | 175,000 | 175,000 | |||||
| 2016-12-19 | 2016-12-16 | 4 | Lewis Michael | HSGX | Stock Option (Right to Buy) | D | 1.58 | 10,000 | 10,000 | |||||
| 2016-12-15 | 2016-12-09 | 4 | GILL DAVID N | HSGX | Common Stock | D | 1.9200 | 5,000 | 10 | 5,000 | ||||
| 2016-12-15 | 2016-12-15 | 4 | GILL DAVID N | HSGX | Common Stock | D | 1.6500 | 3,000 | 5 | 8,000 | ||||
| 2016-12-06 | 2016-12-02 | 4 | Lewis Michael | HSGX | Series A Convertible Preferred Stock | I | -2,243 | 0 | ||||||
| 2016-12-06 | 2016-12-02 | 4 | Lewis Michael | HSGX | Common Stock | I | 996,779 | 3,072,110 | ||||||
| 2016-12-05 | 2016-12-02 | 4 | Wilmslow Estates Ltd | HSGX | Series A Convertible Preferred Stock | D | -2,243 | 0 | ||||||
| 2016-12-05 | 2016-12-02 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 996,779 | 3,072,110 | ||||||
| 2016-12-02 | 2016-12-02 | 4 | Lieber Jonathan I | HSGX | Common Stock | D | 1.9461 | 5,000 | 10 | 5,000 | ||||
| 2016-12-02 | 2016-11-30 | 4 | RAKIN KEVIN | HSGX | Series A Convertible Preferred Stock | I | -200 | 0 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | RAKIN KEVIN | HSGX | Series A Convertible Preferred Stock | I | -60 | 0 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | RAKIN KEVIN | HSGX | Series A Convertible Preferred Stock | I | -60 | 0 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 88,998 | 228,196 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 26,699 | 139,198 | ||||||
| 2016-12-02 | 2016-11-30 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 26,699 | 139,198 | ||||||
| 2016-12-02 | 2016-12-01 | 4 | Gridley Adam | HSGX | Common Stock | D | 2.0079 | 5,000 | 10 | 5,000 | ||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | I | 2.25 | -111,111 | 177,777 | |||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | I | 2.25 | -33,333 | 66,666 | |||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | I | 2.25 | -33,333 | 66,666 | |||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Series A Convertible Preferred Stock | I | 1,000.0000 | -200 | -200 | 320 | ||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Series A Convertible Preferred Stock | I | 1,000.0000 | -60 | -60 | 120 | ||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Series A Convertible Preferred Stock | I | 1,000.0000 | -60 | -60 | 120 | ||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 2.2500 | 22,113 | 50 | 85,800 | ||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 2.2500 | 6,634 | 15 | 63,687 | ||||
| 2016-10-03 | 2016-09-29 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 2.2500 | 6,634 | 15 | 63,687 | ||||
| 2016-10-03 | 2016-09-29 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock Warrant (right to buy) | D | 2.25 | 1,390,844 | 1,390,844 | |||||
| 2016-10-03 | 2016-09-29 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Series A Convertible Preferred Stock | D | 1,000.0000 | 2,507 | 2,507 | 2,507 | ||||
| 2016-10-03 | 2016-09-29 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | 2.2500 | 276,801 | 623 | 1,661,495 | ||||
| 2016-10-03 | 2016-09-29 | 4 | Lewis Michael | HSGX | Common Stock Warrant (Right to Buy) | I | 2.25 | -1,244,444 | 0 | |||||
| 2016-10-03 | 2016-09-29 | 4 | Lewis Michael | HSGX | Series A Convertible Preferred Stock | I | 1,000.0000 | -2,243 | -2,243 | 0 | ||||
| 2016-10-03 | 2016-09-29 | 4 | Lewis Michael | HSGX | Common Stock | I | 2.2500 | 247,665 | 557 | 2,075,331 | ||||
| 2016-10-03 | 2016-09-29 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock Warrant (Right to Buy) | D | 2.25 | -1,244,444 | 0 | |||||
| 2016-10-03 | 2016-09-29 | 4 | Wilmslow Estates Ltd | HSGX | Series A Convertible Preferred Stock | D | 1,000.0000 | -2,243 | -2,243 | 0 | ||||
| 2016-10-03 | 2016-09-29 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 2.2500 | 247,665 | 557 | 2,075,331 | ||||
| 2016-03-01 | 2016-02-26 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 2.56 | 28,000 | 28,000 | |||||
| 2016-03-01 | 2016-02-26 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 2.56 | 25,000 | 25,000 | |||||
| 2016-03-01 | 2016-02-26 | 4 | Matthews Gloria | HSGX | Employee Stock Option (Right to Buy) | D | 2.56 | 39,000 | 39,000 | |||||
| 2015-07-31 | 2015-07-29 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 6.11 | 50,000 | 50,000 | |||||
| 2015-07-31 | 2015-07-29 | 4 | Matthews Gloria | HSGX | Employee Stock Option (Right to Buy) | D | 6.11 | 30,000 | 30,000 | |||||
| 2015-07-31 | 2015-07-29 | 4 | Matthews Gloria | HSGX | Employee Stock Option (Right to Buy) | D | 6.11 | 120,000 | 120,000 | |||||
| 2015-07-06 | 2015-07-02 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 6.39 | 30,000 | 30,000 | |||||
| 2015-07-06 | 2015-07-02 | 4 | Lieber Jonathan I | HSGX | Employee Stock Option (Right to Buy) | D | 6.39 | 110,000 | 110,000 | |||||
| 2015-06-26 | 2015-06-24 | 4 | RAKIN KEVIN | HSGX | Stock Option (Right to Buy) | D | 6.86 | 20,000 | 20,000 | |||||
| 2015-06-26 | 2015-06-24 | 4 | GILL DAVID N | HSGX | Stock Option (Right to Buy) | D | 6.86 | 6,800 | 6,800 | |||||
| 2015-06-26 | 2015-06-24 | 4 | JOHNSON JOHN | HSGX | Stock Option (Right to Buy) | D | 6.86 | 10,475 | 10,475 | |||||
| 2015-06-26 | 2015-06-24 | 4 | Baltzell Joshua J | HSGX | Stock Option (Right to Buy) | D | 6.86 | 20,000 | 20,000 | |||||
| 2015-06-26 | 2015-06-24 | 4 | Kong Garheng | HSGX | Stock Option (Right to Buy) | D | 6.86 | 20,000 | 20,000 | |||||
| 2015-06-26 | 2015-06-24 | 4 | Lewis Michael | HSGX | Stock Option (Right to Buy) | D | 6.86 | 20,000 | 20,000 | |||||
| 2015-06-03 | 2015-06-01 | 4 | Lewis Michael | HSGX | Common Stock | I | -89,441 | 1,827,666 | ||||||
| 2015-06-03 | 2015-06-01 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | -89,441 | 1,827,666 | ||||||
| 2015-02-27 | 2015-02-26 | 4 | McArdle Kevin | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | 30,000 | 30,000 | |||||
| 2015-02-27 | 2015-02-26 | 4 | McArdle Kevin | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | 27,000 | 27,000 | |||||
| 2015-02-27 | 2015-02-26 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | 60,000 | 60,000 | |||||
| 2015-02-27 | 2015-02-26 | 4 | Gridley Adam | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | 104,000 | 104,000 | |||||
| 2015-02-27 | 2015-02-26 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | 30,000 | 30,000 | |||||
| 2015-02-27 | 2015-02-26 | 4 | Kennedy Stephen Richard | HSGX | Employee Stock Option (Right to Buy) | D | 9.96 | 49,100 | 49,100 | |||||
| 2015-02-02 | 2015-02-02 | 4 | GILL DAVID N | HSGX | Employee Stock Option (Right to Buy) | D | 8.30 | 13,200 | 13,200 | |||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Common Stock Warrant (Right to Buy) | I | 0.76 | -14,569 | 0 | |||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Series A-1 Preferred Stock | I | -611,738 | 0 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Series A Preferred Stock | I | -960,345 | 0 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Common Stock | I | -8,808 | 2,077,040 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Common Stock | I | 11.0000 | 500,198 | 5,502 | 2,085,848 | ||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Common Stock | I | 11.0000 | -1,002 | -11 | 1,585,650 | ||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Common Stock | I | 0.7600 | 14,569 | 11 | 1,586,652 | ||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Common Stock | I | 611,738 | 1,572,083 | ||||||
| 2014-12-10 | 2014-12-08 | 4 | Sofinnova Venture Partners VIII, L.P. | HSGX | Common Stock | I | 960,345 | 960,345 | ||||||
| 2014-12-10 | 3 | INTREXON CORP by Intrexon Corporation | HSGX | Common Stock | I | 5,381,140 | ||||||||
| 2014-12-10 | 3 | INTREXON CORP by Intrexon Corporation | HSGX | Common Stock | I | 5,381,140 | ||||||||
| 2014-12-10 | 3 | INTREXON CORP by Intrexon Corporation | HSGX | Common Stock | I | 5,381,140 | ||||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Series A-1 Preferred Stock | I | -3,914 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Series A Preferred Stock | I | -6,444 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock Warrant (Right to Buy) | D | 0.76 | -242 | 0 | |||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Series A-1 Preferred Stock | D | -5,871 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Series A Preferred Stock | D | -9,667 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | -58 | 50,420 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 11.0000 | 4,495 | 49 | 50,478 | ||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 3,914 | 45,983 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | I | 6,444 | 42,069 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | -89 | 35,625 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | 11.0000 | 6,742 | 74 | 35,714 | ||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | 11.0000 | -17 | -0 | 28,972 | ||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | 0.7600 | 242 | 0 | 28,989 | ||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | 5,871 | 28,747 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | RAKIN KEVIN | HSGX | Common Stock | D | 9,667 | 22,985 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock Warrant (Right to Buy) | D | 0.76 | -11,502 | 0 | |||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Series A-1 Preferred Stock | D | -492,618 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Series A Preferred Stock | D | -747,000 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | -17,383 | 1,917,107 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 11.0000 | 394,918 | 4,344 | 1,934,490 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 11.0000 | -792 | -9 | 1,539,572 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 0.7600 | 11,502 | 9 | 1,540,364 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 492,618 | 1,528,862 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 747,000 | 1,036,244 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Common Stock Warrant (Right to Buy) | I | 0.76 | -11,502 | 0 | |||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Series A-1 Preferred Stock | I | -492,618 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Series A Preferred Stock | I | -747,000 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Common Stock | I | -17,383 | 1,917,107 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Common Stock | I | 11.0000 | 394,918 | 4,344 | 1,934,490 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Common Stock | I | 11.0000 | -792 | -9 | 1,539,572 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Common Stock | I | 0.7600 | 11,502 | 9 | 1,540,364 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Common Stock | I | 492,618 | 1,528,862 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | Lewis Michael | HSGX | Common Stock | I | 747,000 | 1,036,244 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock Warrant (Right to Buy) | D | 0.76 | -9,713 | 0 | |||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Series A-1 Convertible Preferred Stock | D | -407,825 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Series A Convertible Preferred Stock | D | -640,230 | 0 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | -5,872 | 1,384,694 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | 11.0000 | 333,466 | 3,668 | 1,390,566 | ||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | 11.0000 | -668 | -7 | 1,057,100 | ||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | 0.7600 | 9,713 | 7 | 1,057,768 | ||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | 407,825 | 1,048,055 | ||||||
| 2014-12-08 | 2014-12-08 | 4 | SPLIT ROCK PARTNERS II, LP | HSGX | Common Stock | D | 640,230 | 640,230 | ||||||
| 2014-12-02 | 3 | Lewis Michael By Wilmslow Estates Limited | HSGX | Common Stock | I | 578,488 | ||||||||
| 2014-12-02 | 3 | Lewis Michael By Wilmslow Estates Limited | HSGX | Common Stock | I | 578,488 | ||||||||
| 2014-12-02 | 3 | RAKIN KEVIN | HSGX | Common Stock | D | 26,418 | ||||||||
| 2014-12-02 | 3 | RAKIN KEVIN | HSGX | Common Stock | D | 26,418 | ||||||||
| 2014-12-02 | 3 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 578,488 | ||||||||
| 2014-12-02 | 3 | Wilmslow Estates Ltd | HSGX | Common Stock | D | 578,488 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
