SSSS / SuRo Capital Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

蘇羅資本公司
US ˙ NasdaqGS ˙ US86887Q1094

已發行股份 26,070,208 shares
內部人士股份4,221,910 shares
內部持股16.19 %
所有內部人士18
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

0 ( )
4716 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

-0.024% ( )
9659 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了SuRo Capital Corp.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Birch Robert S. - 1,991,263 1,991,263
William V Campbell 0
Crowder David V. EXECUTIVE VICE PRESIDENT - [O] 13,825 13,825
Cathy Friedman Director - [D] 0 0
Flynn Mark W. President, Director - [D] [O] 5,000 5,000
Allison Green See Remarks - [O] 189,805 189,805
內部人士 平均收益(%) 持股
數量
分拆
調整
Mark D Klein Chairman, CEO and President, Director - [D] [O] 1,676,021 1,676,021
Koenig Bradford C. Director - [D] 0 0
Lott Ronald M. Director - [D] 10,669 10,669
Marc Mazur Director - [D] 65,414 65,414
Moe Michael T. Director - [D] 71,572 71,572
David S Pottruck Director - [D] 25,000 25,000
內部人士 平均收益(%) 持股
數量
分拆
調整
Pine River Capital Management L.P. 25,953,000
Leonard Potter Director - [D] 102,279 102,279
Carl M Rizzo Chief Compliance Officer - [O] 0 0
Szuch Richard C. Director - [D] 5,767 5,767
Tanona William F. CFO, Treasurer and Secretary - [O] 10,000 10,000
Lisa Westley Director - [D] 55,295 55,295

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 SSSS / SuRo Capital Corp. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2026-04-22 Klein Mark D 2,500 13.2500 2,500 13.2500 33,125 41 14.9100 4,150 12.53
2026-04-21 Klein Mark D 2,500 13.0800 2,500 13.0800 32,700
2025-08-12 Klein Mark D 10,000 8.4500 10,000 8.4500 84,500
2025-08-11 Klein Mark D 4,571 8.6900 4,571 8.6900 39,722
2025-05-09 Klein Mark D 16,500 5.2600 16,500 5.2600 86,790
2024-12-02 Klein Mark D 743 5.4900 743 5.4900 4,079
2024-12-02 Green Allison 9,100 5.4800 9,100 5.4800 49,868
2024-11-29 Klein Mark D 39,000 5.2000 39,000 5.2000 202,800
2024-11-27 Klein Mark D 32,257 5.1000 32,257 5.1000 164,511

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

SSSS / SuRo Capital Corp. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 SSSS / SuRo Capital Corp. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
2026-04-28 LOTT RONALD M. 10,669 12.9000 10,669 12.9000 137,630 21 12.6300 -2,881 -2.09
2025-08-19 LOTT RONALD M. 7,500 8.8100 7,500 8.8100 66,075
2025-06-11 LOTT RONALD M. 39 7.4200 39 7.4200 289
2025-03-20 LOTT RONALD M. 10,000 5.9000 10,000 5.9000 59,000
2024-12-26 LOTT RONALD M. 434 6.0600 434 6.0600 2,630
2021-11-05 LOTT RONALD M. 7,556 15.4480 7,556 15.4480 116,725
2021-04-13 Birch Robert S. 18,000 15.4898 18,000 15.4898 278,816
2021-04-12 Birch Robert S. 46,000 15.3788 46,000 15.3788 707,425
2021-04-09 Birch Robert S. 62,582 15.6200 62,582 15.6200 977,531

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

SSSS / SuRo Capital Corp. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2026-04-30 2026-04-28 4 LOTT RONALD M. By Family Trust SSSS Common Stock S - Sale I 12.9000 -10,669 -138 10,669
2026-04-22 2026-04-22 4 Klein Mark D SSSS Common Stock P - Purchase D 13.2500 2,500 33 1,676,021
2026-04-22 2026-04-21 4 Klein Mark D SSSS Common Stock P - Purchase D 13.0800 2,500 33 1,673,521
2025-12-16 2025-12-15 4 Klein Mark D SSSS Common Stock F - Taxes D 9.2400 -17,017 -157 1,671,021
2025-12-16 2025-12-10 4 Klein Mark D SSSS Common Stock F - Taxes D 9.5900 -17,017 -163 1,688,038
2025-12-16 2025-12-15 4 Green Allison SSSS Common Stock F - Taxes D 9.2400 -4,232 -39 189,805
2025-12-16 2025-12-10 4 Green Allison SSSS Common Stock F - Taxes D 9.5900 -4,232 -41 194,037
2025-11-25 2025-11-21 4 Klein Mark D SSSS Common Stock A - Award D 174,465 1,705,055
2025-11-25 2025-11-21 4 Green Allison SSSS Common Stock A - Award D 956 198,269
2025-10-28 2025-06-11 4 LOTT RONALD M. SSSS Common Stock S - Sale D 7.4200 -39 -0 29,150
2025-10-28 2024-12-26 4 LOTT RONALD M. SSSS Common Stock S - Sale D 6.0600 -434 -3 29,189
2025-09-05 2025-09-03 4 Szuch Richard C. SSSS Common Stock A - Award D 8.6600 5,767 50 5,767
2025-08-22 2025-08-19 4 LOTT RONALD M. SSSS Common Stock S - Sale D 8.8100 -7,500 -66 29,623
2025-08-12 2025-08-12 4 Klein Mark D SSSS Common Stock P - Purchase D 8.4500 10,000 84 1,530,590
2025-08-12 2025-08-11 4 Klein Mark D SSSS Common Stock P - Purchase D 8.6900 4,571 40 1,520,590
2025-05-30 2025-05-28 4 LOTT RONALD M. SSSS Common Stock A - Award D 7,812 37,123
2025-05-30 2025-05-28 4 Mazur Marc SSSS Common Stock A - Award D 7,812 65,414
2025-05-30 2025-05-28 4 Westley Lisa SSSS Common Stock A - Award D 7,812 55,295
2025-05-30 2025-05-28 4 Potter Leonard SSSS Common Stock A - Award D 7,812 102,279
2025-05-19 2025-05-16 4 Klein Mark D SSSS Common Stock A - Award D 300,000 1,516,019
2025-05-19 2025-05-16 4 Green Allison SSSS Common Stock A - Award D 50,000 197,313
2025-05-09 2025-05-09 4 Klein Mark D SSSS Common Stock P - Purchase D 5.2600 16,500 87 1,216,019
2025-03-24 2025-03-20 4 LOTT RONALD M. SSSS Common Stock S - Sale D 5.9000 -10,000 -59 29,311
2025-02-12 2025-02-10 4 Green Allison SSSS Common Stock F - Taxes D 6.1700 -9,849 -61 147,313
2025-02-12 2025-02-10 4 Klein Mark D SSSS Common Stock F - Taxes D 6.1700 -32,858 -203 1,199,519
2024-12-18 2024-12-16 4 Green Allison SSSS Common Stock F - Taxes D 6.0200 -4,571 -28 157,162
2024-12-18 2024-12-16 4 Klein Mark D SSSS Common Stock F - Taxes D 6.0200 -17,017 -102 1,232,377
2024-12-12 2024-12-10 4 Green Allison SSSS Common Stock A - Award D 25,000 161,733
2024-12-12 2024-12-10 4 Klein Mark D SSSS Common Stock F - Taxes D 6.1400 -21,272 -131 1,249,394
2024-12-12 2024-12-10 4 Klein Mark D SSSS Common Stock A - Award D 100,000 1,270,666
2024-12-04 2024-12-02 4 Klein Mark D SSSS Common Stock P - Purchase D 5.4900 743 4 1,170,666
2024-12-02 2024-12-02 4 Green Allison SSSS Common Stock P - Purchase D 5.4800 9,100 50 136,734
2024-11-29 2024-11-29 4 Klein Mark D SSSS Common Stock P - Purchase D 5.2000 39,000 203 1,169,923
2024-11-29 2024-11-27 4 Klein Mark D SSSS Common Stock P - Purchase D 5.1000 32,257 165 1,130,923
2024-11-29 2024-11-26 4 Klein Mark D SSSS Common Stock P - Purchase D 5.0300 10,000 50 1,098,666
2024-08-20 2024-08-20 4 Klein Mark D SSSS Common Stock P - Purchase D 3.8400 12,000 46 1,088,666
2024-06-07 2024-06-05 4 Potter Leonard SSSS Common Stock A - Award D 12,048 94,467
2024-06-07 2024-06-05 4 Westley Lisa SSSS Common Stock A - Award D 12,048 47,483
2024-06-07 2024-06-05 4 Mazur Marc SSSS Common Stock A - Award D 12,048 57,602
2024-06-07 2024-06-05 4 LOTT RONALD M. SSSS Common Stock A - Award D 12,048 39,311
2024-02-13 2024-02-12 4 Green Allison SSSS Common Stock F - Taxes D 3.5400 -9,131 -32 127,634
2024-02-13 2024-02-09 4 Green Allison SSSS Common Stock F - Taxes D 3.3900 -9,832 -33 136,765
2024-02-13 2024-02-12 4 Klein Mark D SSSS Common Stock F - Taxes D 3.5400 -41,273 -146 1,076,666
2024-02-13 2024-02-09 4 Klein Mark D SSSS Common Stock F - Taxes D 3.3900 -32,285 -109 1,117,939
2023-12-15 2023-12-15 4 Green Allison SSSS Common Stock A - Award D -25,000 146,597
2023-12-15 2023-12-15 4 Klein Mark D SSSS Common Stock A - Award D -100,000 1,150,224
2023-12-13 2023-12-11 4 Klein Mark D SSSS Common Stock F - Taxes D 4.2700 -21,272 -91 1,050,224
2023-12-06 2023-12-06 4 Klein Mark D SSSS Common Stock P - Purchase D 4.1100 14,815 61 1,071,496
2023-12-05 2023-12-04 4 Green Allison SSSS Common Stock P - Purchase D 4.0300 -12,050 -49 121,597
2023-12-05 2023-12-05 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0200 19,000 76 1,056,681
2023-12-05 2023-12-04 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0300 19,000 77 1,037,681
2023-12-05 2023-12-01 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0000 11,885 48 1,018,681
2023-11-30 2023-11-30 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9700 18,900 75 1,006,796
2023-11-30 2023-11-29 4 Klein Mark D SSSS Common Stock P - Purchase D 4.0000 19,000 76 987,896
2023-11-30 2023-11-28 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9600 2,400 10 968,896
2023-11-17 2023-11-17 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9000 9,000 35 966,496
2023-06-02 2023-05-31 4 LOTT RONALD M. SSSS Common Stock A - Award D 15,015 27,263
2023-06-02 2023-05-31 4 Potter Leonard SSSS Common Stock A - Award D 15,015 82,419
2023-06-02 2023-05-31 4 Westley Lisa SSSS Common Stock A - Award D 15,015 35,435
2023-06-02 2023-05-31 4 Mazur Marc SSSS Common Stock A - Award D 15,015 45,554
2023-02-13 2023-02-10 4 Klein Mark D SSSS Common Stock F - Taxes D 3.8600 -40,781 -157 957,496
2023-02-13 2023-02-09 4 Klein Mark D SSSS Common Stock F - Taxes D 3.8300 -31,900 -122 998,277
2023-02-13 2023-02-10 4 Green Allison SSSS Common Stock F - Taxes D 3.8600 -8,782 -34 109,547
2023-02-13 2023-02-09 4 Green Allison SSSS Common Stock F - Taxes D 3.8300 -9,456 -36 118,329
2023-01-13 2022-02-10 4/A Klein Mark D SSSS Common Stock F - Taxes D 11.8800 -40,929 -486 921,848
2023-01-13 2022-02-09 4/A Klein Mark D SSSS Common Stock A - Award D 192,791 962,777
2022-12-13 2022-12-12 4 Klein Mark D SSSS Common Stock F - Taxes D 3.7600 -21,271 -80 1,030,814
2022-12-09 2022-12-09 4 Green Allison SSSS Common Stock P - Purchase D 3.8000 7,850 30 127,785
2022-12-09 2022-12-08 4 Green Allison SSSS Common Stock P - Purchase D 3.7300 5,058 19 119,935
2022-12-08 2022-12-08 4 Klein Mark D SSSS Common Stock P - Purchase D 3.7700 22,034 83 1,052,085
2022-12-08 2022-12-07 4 Klein Mark D SSSS Common Stock P - Purchase D 3.6900 21,521 79 1,030,051
2022-12-07 2022-12-06 4 Klein Mark D SSSS Common Stock P - Purchase D 3.7000 34,500 128 1,008,530
2022-12-07 2022-12-05 4 Klein Mark D SSSS Common Stock P - Purchase D 3.9000 1,545 6 974,030
2022-11-14 2022-11-14 4 Klein Mark D SSSS Common Stock P - Purchase D 4.1800 25,000 104 972,485
2022-11-14 2022-11-11 4 Klein Mark D SSSS Common Stock P - Purchase D 4.3400 25,000 108 947,485
2022-06-03 2022-06-01 4 LOTT RONALD M. SSSS Common Stock A - Award D 6,684 12,248
2022-06-03 2022-06-01 4 Westley Lisa SSSS Common Stock A - Award D 6,684 20,420
2022-06-03 2022-06-01 4 Mazur Marc SSSS Common Stock A - Award D 6,684 30,539
2022-06-03 2022-06-01 4 Potter Leonard SSSS Common Stock A - Award D 6,684 67,404
2022-02-14 2022-02-10 4 Klein Mark D SSSS Common Stock F - Taxes D 11.8800 -40,929 -486 922,485
2022-02-14 2022-02-09 4 Klein Mark D SSSS Common Stock A - Award D 192,791 962,777
2022-02-14 2022-02-10 4 Green Allison SSSS Common Stock F - Taxes D 11.8800 -8,287 -98 114,877
2022-02-14 2022-02-09 4 Green Allison SSSS Common Stock A - Award D 49,036 123,164
2022-02-14 2021-11-05 5 LOTT RONALD M. SSSS Common Stock S - Sale D 15.4480 -7,556 -117 5,564
2022-02-14 2021-04-08 5 LOTT RONALD M. SSSS Common Stock S - Sale D 14.8712 -50 -1 5,564
2022-01-03 2021-12-30 4 Green Allison SSSS Common Stock J - Other D 8,871 74,128
2022-01-03 2021-12-30 4 Klein Mark D SSSS Common Stock J - Other D 58,690 769,986
2021-12-22 2021-12-22 4 Green Allison SSSS Common Stock P - Purchase D 12.7600 5,860 75 65,257
2021-12-14 2021-12-14 4 Klein Mark D SSSS Common Stock P - Purchase D 11.3700 11,600 132 711,296
2021-12-14 2021-12-13 4 Klein Mark D SSSS Common Stock P - Purchase D 11.7600 10,000 118 699,696
2021-12-14 2021-12-10 4 Klein Mark D SSSS Common Stock A - Award D 125,000 689,696
2021-10-04 2021-09-30 4 Klein Mark D SSSS Common Stock J - Other D 57,939 564,696
2021-10-04 2021-09-30 4 Green Allison SSSS Common Stock J - Other D 8,458 59,397
2021-08-12 2021-08-10 4 LOTT RONALD M. SSSS Common Stock P - Purchase D 15.5700 325 5 10,675
2021-08-09 2021-08-09 4 Klein Mark D SSSS Common Stock P - Purchase D 15.1000 6,500 98 506,757
2021-07-13 2021-07-09 4 Mazur Marc SSSS Common Stock A - Award D 3,770 17,397
2021-07-13 2021-07-09 4 Westley Lisa SSSS Common Stock A - Award D 3,770 10,250
2021-07-13 2021-07-09 4 LOTT RONALD M. SSSS Common Stock A - Award D 3,770 10,350
2021-07-13 2021-07-09 4 Potter Leonard SSSS Common Stock A - Award D 3,770 44,583
2021-07-02 2021-06-30 4 Green Allison SSSS Common Stock J - Other D 5,806 50,939
2021-07-01 2021-06-30 4 Klein Mark D SSSS Common Stock J - Other D 49,907 500,257
2021-05-11 2021-05-11 4 Klein Mark D SSSS Common Stock P - Purchase D 14.3400 2,950 42 450,350
2021-05-11 2021-05-10 4 Klein Mark D SSSS Common Stock P - Purchase D 15.0200 3,788 57 447,400
2021-04-13 2021-04-13 4 Birch Robert S. SSSS Common Stock S - Sale D 15.4898 -18,000 -279 1,991,263
2021-04-13 2021-04-12 4 Birch Robert S. SSSS Common Stock S - Sale D 15.3788 -46,000 -707 2,009,263
2021-04-13 2021-04-09 4 Birch Robert S. SSSS Common Stock S - Sale D 15.6200 -62,582 -978 2,055,263
2021-04-07 2021-04-07 4 Birch Robert S. SSSS Common Stock S - Sale D 14.7848 -122,651 -1,813 2,117,845
2021-04-07 2021-04-06 4 Birch Robert S. SSSS Common Stock S - Sale D 14.9825 -275,000 -4,120 2,240,496
2021-04-07 2021-04-05 4 Birch Robert S. SSSS Common Stock S - Sale D 14.2279 -111,000 -1,579 2,515,496
2021-04-02 2021-04-01 4 Birch Robert S. SSSS Common Stock S - Sale D 13.9778 -100,000 -1,398 2,626,496
2021-04-02 2021-03-31 4 Birch Robert S. SSSS Common Stock S - Sale D 13.1500 -147,000 -1,933 2,726,496
2021-03-26 2021-03-26 4 Birch Robert S. SSSS Common Stock S - Sale D 14.0111 -11,000 -154 2,873,496
2021-03-26 2021-03-24 4 Birch Robert S. SSSS Common Stock S - Sale D 14.3524 -39,400 -565 2,884,496
2021-03-08 2021-03-05 4 Green Allison SSSS Common Stock P - Purchase D 11.9900 6,610 79 45,133
2021-03-08 2021-03-04 4 Green Allison SSSS Common Stock P - Purchase D 11.8600 10,000 119 38,523
2021-02-12 2021-02-10 4 Klein Mark D SSSS Common Stock A - Award D 154,362 443,612
2021-02-12 2021-02-10 4 Green Allison SSSS Common Stock A - Award D 28,523 28,523
2020-12-03 2020-12-03 4 Klein Mark D SSSS Common Stock P - Purchase D 11.5800 1,000 12 289,250
2020-12-03 2020-12-02 4 Klein Mark D SSSS Common Stock P - Purchase D 11.4100 1,575 18 288,250
2020-11-18 2020-11-18 4 Klein Mark D SSSS Common Stock P - Purchase D 10.5700 17,109 181 286,675
2020-11-17 2020-11-17 4 Klein Mark D SSSS Common Stock P - Purchase D 10.3200 24,661 255 269,566
2020-11-17 2020-11-16 4 Klein Mark D SSSS Common Stock P - Purchase D 9.8100 75,000 736 244,905
2020-11-12 2020-11-11 4 Klein Mark D SSSS Common Stock P - Purchase D 9.6500 2,200 21 169,905
2020-11-12 2020-11-10 4 Klein Mark D SSSS Common Stock P - Purchase D 8.9600 4,750 43 167,705
2020-07-02 2020-06-30 4 Birch Robert S. SSSS Common Stock P - Purchase D 9.0400 8,800 80 2,923,896
2020-07-02 2020-06-30 4 Birch Robert S. SSSS Common Stock P - Purchase D 9.0200 3,200 29 2,915,096
2020-07-02 2020-07-02 4 Westley Lisa SSSS Common Stock A - Award D 5,440 5,440
2020-07-02 2020-07-02 4 Potter Leonard SSSS Common Stock A - Award D 5,440 39,773
2020-07-02 2020-07-02 4 LOTT RONALD M. SSSS Common Stock A - Award D 5,440 5,540
2020-07-02 2020-07-02 4 Mazur Marc SSSS Common Stock A - Award D 5,440 11,440
2020-06-30 2020-06-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 9.0000 6,669 60 2,911,896
2020-06-30 2020-06-26 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.9100 39,051 348 2,905,227
2020-06-30 2020-06-26 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.8500 25,000 221 2,866,176
2020-06-26 2020-06-25 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.8000 16,000 141 2,841,176
2020-06-25 2020-06-24 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.6900 60,000 521 2,825,176
2020-06-25 2020-06-23 4 Birch Robert S. SSSS Common Stock P - Purchase D 8.5200 69,000 588 2,765,176
2020-06-05 2020-06-04 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.4900 35,000 227 2,696,176
2020-06-04 2020-06-03 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3400 35,000 222 2,661,176
2020-06-04 2020-06-02 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3200 50,000 316 2,626,176
2020-06-02 2020-06-01 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.4400 20,000 129 2,576,176
2020-06-02 2020-05-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.4000 10,000 64 2,556,176
2020-06-02 2020-05-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3300 30,000 190 2,546,176
2020-05-28 2020-05-27 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.3900 25,000 160 2,516,176
2020-05-21 2020-05-19 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.2100 5,000 31 2,491,176
2020-05-18 2020-05-15 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1400 25,000 154 2,486,176
2020-05-14 2020-05-14 4 Klein Mark D SSSS Common Stock P - Purchase D 6.0500 1,940 12 162,955
2020-05-13 2020-05-13 4 Klein Mark D SSSS Common Stock P - Purchase D 6.1100 8,500 52 161,015
2020-04-30 2020-04-28 4 Klein Mark D SSSS Employee Stock Option (right to buy) J - Other D 6.57 -950,000 0
2020-04-30 2020-04-28 4 Green Allison SSSS Employee Stock Option (right to buy) J - Other D 6.57 -175,000 0
2020-04-13 2020-04-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.0000 4,809 29 2,461,176
2020-04-10 2020-04-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.8800 45,191 266 2,456,367
2020-04-10 2020-04-08 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.0400 50,000 302 2,411,176
2020-04-07 2020-04-03 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.7700 50,000 288 2,361,176
2020-03-31 2020-03-27 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.5400 30,000 166 2,311,176
2020-03-25 2020-03-24 4 Birch Robert S. SSSS Common Stock P - Purchase D 4.4200 50,000 221 2,281,176
2020-03-24 2020-03-23 4 Birch Robert S. SSSS Common Stock P - Purchase D 3.9300 10,000 39 2,231,176
2020-03-24 2020-03-23 4 Birch Robert S. SSSS Common Stock P - Purchase D 3.8800 25,000 97 2,221,176
2020-03-24 2020-03-20 4 Birch Robert S. SSSS Common Stock P - Purchase D 4.3700 50,000 218 2,196,176
2020-03-17 2020-03-16 4 Birch Robert S. SSSS Common Stock P - Purchase D 4.8200 25,000 120 2,146,176
2020-03-17 2020-03-13 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.3200 50,000 266 2,121,176
2020-03-13 2020-03-12 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.4900 15,000 82 2,071,176
2020-03-13 2020-03-11 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1200 76,081 466 2,056,176
2020-03-11 2020-03-10 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1900 8,919 55 1,980,095
2020-03-11 2020-03-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.6600 25,000 142 1,971,176
2020-03-09 2020-03-06 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.5900 50,000 330 1,946,176
2020-03-09 2020-03-05 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.6600 40,000 266 1,896,176
2020-03-02 2020-02-28 4 Birch Robert S. SSSS Common Stock P - Purchase D 5.8100 20,000 116 1,856,176
2020-02-27 2020-02-26 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.2700 25,000 157 1,836,176
2020-02-27 2020-02-25 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.1700 50,000 308 1,811,176
2020-02-14 2020-01-29 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.9400 25,000 174 1,761,176
2020-02-14 2020-01-27 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8200 25,000 170 1,736,176
2020-02-14 2020-01-22 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7400 11,176 75 1,711,176
2020-02-14 2020-01-21 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7700 10,000 68 1,700,000
2020-02-14 2020-01-16 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8100 20,000 136 1,690,000
2020-02-14 2020-01-14 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8800 25,000 172 1,670,000
2020-02-14 2020-01-13 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.9000 25,000 172 1,645,000
2020-02-14 2020-01-09 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.8400 25,000 171 1,620,000
2020-02-14 2020-01-08 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7900 25,000 170 1,595,000
2020-02-14 2020-01-03 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.7600 25,000 169 1,570,000
2020-02-14 2020-01-02 4 Birch Robert S. SSSS Common Stock P - Purchase D 6.6000 25,000 165 1,545,000
2020-02-14 3 Birch Robert S. SSSS Common Stock D 3,522,352
2020-02-14 3 Birch Robert S. SSSS Common Stock D 3,522,352
2020-02-14 3 Birch Robert S. SSSS Common Stock D 3,522,352
2020-01-09 2020-01-09 4 Klein Mark D SSSS Common Stock P - Purchase D 6.7900 13,423 91 152,515
2020-01-09 2020-01-08 4 Klein Mark D SSSS Common Stock P - Purchase D 6.6500 5,085 34 139,092
2019-07-19 2019-07-17 4 Green Allison GSVC Employee Stock Option (right to buy) A - Award D 6.57 175,000 175,000
2019-07-19 2019-07-17 4 Klein Mark D GSVC Employee Stock Option (right to buy) A - Award D 6.57 950,000 950,000
2019-06-17 2019-06-17 4 Klein Mark D GSVC Common Stock P - Purchase D 6.6800 5,000 33 134,007
2019-06-11 2019-06-11 4 Klein Mark D GSVC Common Stock P - Purchase D 6.4000 9,007 58 129,007
2019-06-11 2019-06-10 4 Klein Mark D GSVC Common Stock P - Purchase D 6.4600 20,993 136 120,000
2018-12-26 2018-12-20 4 LOTT RONALD M. GSVC Common Stock P - Purchase D 5.6668 100 1 100
2018-06-19 2018-06-19 4 Moe Michael T. GSVC Common Stock P - Purchase D 7.2200 692 5 71,572
2018-06-12 2018-06-12 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.7851 736 5 70,880
2018-05-14 2018-05-11 4 POTTRUCK DAVID S Through David S Pottruck Revocable Trust GSVC Common Stock P - Purchase I 6.8473 15,000 103 25,000
2017-11-22 2017-11-21 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.3300 789 5 70,144
2017-10-20 2017-10-20 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.9004 847 5 69,355
2017-09-28 2017-09-27 4 Klein Mark D GSVC Common Stock P - Purchase D 5.0212 10,000 50 97,340
2017-09-21 2017-09-20 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.4050 925 5 68,508
2017-09-21 2017-09-20 4 Klein Mark D GSVC Common Stock P - Purchase D 5.3579 10,000 54 87,340
2017-09-18 2017-09-15 4 POTTRUCK DAVID S Through David S Pottruck Revocable Trust GSVC Common Stock P - Purchase I 5.3678 10,000 54 10,000
2017-09-14 2017-09-13 4 Klein Mark D GSVC Common Stock P - Purchase D 5.1132 10,000 51 77,340
2017-09-13 2017-09-12 4 Potter Leonard GSVC Common Stock P - Purchase D 5.1726 10,000 52 34,333
2017-09-07 2017-09-06 4 Klein Mark D GSVC Common Stock P - Purchase D 4.9176 10,000 49 67,340
2017-08-31 2017-08-30 4 Klein Mark D GSVC Common Stock P - Purchase D 4.6394 10,000 46 57,340
2017-08-14 2017-08-14 4 Mazur Marc GSVC COMMON STOCK P - Purchase D 4.4500 6,000 27 6,000
2017-02-28 2017-02-24 4 Pine River Capital Management L.P. See Footnotes 1 and 2 GSVC 5.25% Convertible Senior Notes due 2018 S - Sale I 98.6250 -4,000,000 -394,500 25,953,000
2016-12-22 2016-12-21 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.7824 5,000 24 67,583
2016-12-02 2016-12-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.8499 1,030 5 62,583
2016-11-01 2016-11-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.6750 1,069 5 61,553
2016-10-03 2016-10-03 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.7680 1,048 5 60,484
2016-09-20 2016-09-20 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.7244 900 4 59,436
2016-09-20 2016-09-19 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.6300 100 0 58,536
2016-09-02 2016-09-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.8929 1,000 5 58,436
2016-08-30 2016-08-29 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.9407 11,301 56 57,436
2016-08-26 2016-08-25 4 Moe Michael T. GSVC Common Stock P - Purchase D 4.9098 2,000 10 46,135
2016-08-10 2016-08-09 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.5998 4,500 25 43,875
2016-08-10 2016-08-09 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.5948 5,000 28 39,375
2016-08-10 2016-08-09 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.5950 500 3 34,375
2016-08-01 2016-08-01 4 Klein Mark D GSVC Common Stock P - Purchase D 5.4660 914 5 47,340
2016-08-01 2016-08-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.4544 916 5 33,875
2016-07-20 2016-06-24 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock S - Sale I 4.9550 -11,103 -55 0
2016-07-05 2016-07-01 4 Klein Mark D GSVC Common Stock P - Purchase D 5.1027 979 5 46,426
2016-07-05 2016-07-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.1027 979 5 32,959
2016-05-17 2016-05-17 4 Klein Mark D GSVC Common Stock P - Purchase D 5.0986 1,000 5 45,447
2016-05-16 2016-05-16 4 Klein Mark D GSVC Common Stock P - Purchase D 5.1500 1,000 5 44,447
2016-05-16 2016-05-16 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.1500 1,000 5 31,980
2016-05-04 2016-05-02 4 Klein Mark D GSVC Common Stock P - Purchase D 5.7089 875 5 43,447
2016-05-04 2016-05-02 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.7088 875 5 30,980
2016-04-04 2016-04-01 4 Klein Mark D GSVC Common Stock P - Purchase D 5.7278 872 5 42,572
2016-04-04 2016-04-01 4 Moe Michael T. GSVC Common Stock P - Purchase D 5.7279 872 5 30,105
2016-03-28 2016-03-24 4 Flynn Mark W. GSVC Common Stock P - Purchase D 5.6906 5,000 28 5,000
2016-03-23 2016-03-22 4 Klein Mark D GSVC Common Stock P - Purchase D 6.0357 3,138 19 41,700
2016-03-23 2016-03-22 4 Potter Leonard GSVC Common Stock P - Purchase D 5.9515 4,000 24 24,333
2016-03-22 2016-03-21 4 Klein Mark D GSVC Common Stock P - Purchase D 6.1000 1,862 11 38,562
2016-03-22 2016-03-18 4 Klein Mark D GSVC Common Stock P - Purchase D 6.1948 5,000 31 36,700
2016-03-18 2016-03-16 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.0257 12,800 77 29,233
2015-11-19 2015-11-17 4 Moe Michael T. GSVC Common Stock P - Purchase D 10.1800 1,000 10 16,245
2015-11-18 2015-11-17 4 Klein Mark D GSVC Common Stock P - Purchase D 9.5700 1,000 10 31,700
2015-08-28 2015-03-19 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 9.4680 1,000 9 8,589
2015-08-28 2014-03-18 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 11.7810 3,193 38 7,589
2015-08-28 2012-11-19 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 7.0800 1,154 8 4,396
2015-08-28 2012-05-31 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 10.4500 436 5 3,242
2015-08-28 2012-05-30 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 10.8400 860 9 2,806
2015-08-28 2012-05-23 4 Moe Michael T. By GSV X Fund, LP GSVC Common Stock P - Purchase I 11.9095 1,946 23 1,946
2015-08-24 2015-08-21 4 Klein Mark D GSVC Common Stock P - Purchase D 8.8208 1,000 9 30,700
2015-08-12 2015-08-11 4 Moe Michael T. GSVC Common Stock P - Purchase D 9.2371 600 6 15,245
2015-08-11 2015-08-11 4 Klein Mark D GSVC Common Stock P - Purchase D 9.2816 2,500 23 29,700
2015-05-21 2015-05-19 4 Moe Michael T. GSVC Common Stock P - Purchase D 10.3393 1,500 16 14,645
2015-02-23 3 Koenig Bradford C. GSVC Common Stock, par value $0.01 per share D 0
2015-02-19 3 LOTT RONALD M. GSVC Common Stock, par value $0.01 per share D 0
2014-11-13 2014-11-13 4 Tanona William F. GSVC Common Stock P - Purchase D 9.7000 10,000 97 10,000
2014-09-03 2014-09-02 4 Klein Mark D GSVC Common Stock P - Purchase D 10.7600 500 5 28,867
2014-06-27 3 Rizzo Carl M GSVC Common Stock D 0
2014-06-27 3 Tanona William F. GSVC Common Stock D 0
2013-11-27 2013-11-26 4/A Klein Mark D GSVC Common Stock P - Purchase D 10.9400 700 8 28,367
2013-11-26 2013-11-26 4 Klein Mark D GSVC Common Stock P - Purchase D 10.5400 700 7 28,367
2013-11-19 2013-11-19 4 Crowder David V. GSVC Common Stock P - Purchase D 11.7300 275 3 13,825
2013-11-15 2013-11-14 4 Moe Michael T. GSVC Common Stock P - Purchase D 13.1500 545 7 13,145
2013-03-18 3 FRIEDMAN CATHY GSVC GSVC Common Stock D 0
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9200 100 1 13,500
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9250 200 2 13,400
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9300 300 2 13,200
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9350 100 1 12,900
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9400 100 1 12,800
2012-12-03 2012-11-29 4 Crowder David V. GSVC Common Stock P - Purchase D 7.9500 4,200 33 12,700
2012-11-23 2012-11-20 4 Potter Leonard GSVC Common Stock P - Purchase D 7.2500 5,300 38 20,333
2012-11-23 2012-11-19 4 Potter Leonard GSVC Common Stock P - Purchase D 7.1800 1,700 12 15,033
2012-11-14 2012-11-12 4 Klein Mark D GSVC Common Stock P - Purchase D 7.0500 4,800 34 27,617
2012-11-14 2012-11-12 4 Klein Mark D GSVC Common Stock P - Purchase D 7.0400 52 0 22,817
2012-11-14 2012-11-12 4 Klein Mark D GSVC Common Stock P - Purchase D 7.0300 148 1 22,765
2012-11-14 2012-11-12 4 Moe Michael T. GSVC Common Stock P - Purchase D 6.9800 1,000 7 12,600
2012-11-14 2012-11-12 4 Crowder David V. GSVC Common Stock P - Purchase D 7.0100 1,400 10 8,500
2012-10-05 3 Crowder David V. GSVC GSVC Common Stock D 7,100
2012-10-05 3 Crowder David V. Custodian of minor son's shares. GSVC GSVC Common Stock I 50
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.8200 2,500 22 11,600
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.8100 500 4 9,100
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.7600 2,500 22 8,600
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.7500 5,500 48 6,100
2012-09-07 2012-09-05 4 Moe Michael T. GSVC Common Stock P - Purchase D 8.7400 500 4 600
2012-08-31 2012-08-30 4 Klein Mark D GSVC Common Stock P - Purchase D 8.7500 2,500 22 22,667
2012-08-24 2012-08-22 4 Klein Mark D GSVC Common Stock P - Purchase D 8.6300 2,500 22 20,167
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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