| 已發行股份 | 186,032,574 shares |
| 內部人士股份 | 5,978,793 shares |
| 內部持股 | 3.21 % |
| 所有內部人士 | 51 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內幕交易圖表
以下圖表顯示了SELLAS Life Sciences Group, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Mark J Ahn President & CEO, Director - [D] [O] | 116,225 | 116,225 | |
| Konstantinos Andrikopoulos VP, Legal - [O] | 5,750 | 5,750 | |
| William Ashton Director - [D] | 38,154 | 38,154 | |
| Noah D Beerman CEO and President, Director - [D] [O] | 92,994 | 92,994 | |
| John Thomas Burns CFO - [O] | 554,327 | 554,327 | |
| Dragan Cicic SVP, Chief Development Officer - [O] | 557,805 | 557,805 | |
|
Castilian Ltd.
10% Owner -
|
0 | 0 | |
| Richard Chin Director - [D] | 31,339 | 31,339 | |
| Ryan Dunlap Former Chief Financial Officer - [O] | 18,702 | 18,702 | |
|
EQC Private Markets II SAC Fund Ltd-EQC Biotech Sely III Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund II Ltd-EQC Biotech Sely S Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund Ltd-EQC Biotech Sely I Fund
10% Owner -
|
0 | 0 | |
|
EQC Private Markets SAC Fund Ltd-EQC Biotech Sely II Fund`
10% Owner -
|
0 | 0 | |
| Einhorn Irving M. Director - [D] | 34,690 | 34,690 | |
|
Capital Management Ltd Equilibria
10% Owner -
|
0 | 0 | |
| Robert Francomano Chief Commercial Officer - [O] | 40,918 | 40,918 | |
| Stephen S Galliker Director - [D] | 36,039 | 36,039 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Mary Ann Gray Director - [D] | 39,167 | 39,167 | |
|
Sander Gerber
10% Owner -
|
8,800,000 | 2,036,559 | |
| Stephen F Ghiglieri | 25,000 | ||
| Brian L Hamilton EVP, Chief Medical Officer - [O] | 2,461 | 2,461 | |
| Sanford Hillsberg Director - [D] | 56,950 | 56,950 | |
|
Hudson Bay Capital Management LP
10% Owner -
|
2,036,559 | 2,036,559 | |
| Steven A Kriegsman Director - [D] | 5,000 | 5,000 | |
| Katherine Bach Kalin Director - [D] | 154,400 | 154,400 | |
| Robert Eugene Kennedy Vice President and CFO - [O] | 379,294 | 379,294 | |
| Anastasia Khvorova Chief Science Officer - [O] | 60,559 | 60,559 | |
| Margaret Kivinski | 50,000 | ||
| Thomas J Knapp | 10,000 | ||
| Krylov Aleksey N. Interim CFO - [O] | 0 | 0 | |
| Fabio Lopez - | 0 | 0 | |
| Rosemary Mazanet | 450,000 | ||
| Gene Mack CFO and Treasurer - [O] | 0 | 0 | |
| Bijan Nejadnik Chief Medical Officer - [O] | 8,503 | 8,503 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Rudolph Nisi Director - [D] | 42,918 | 42,918 | |
| Pamela Pavco VP of Pharmaceutical Devlpmt - [O] | 44,940 | 44,940 | |
| David A Scheinberg Director - [D] | 73,082 | 73,082 | |
| Schwartz Mark W. President & CEO - [O] | 439,978 | 439,978 | |
| Dmitry Samarsky VP, Technology Development - [O] | 0 | 0 | |
| Sarlis Nicholas J. Chief Medical Officer and SVP - [O] | 0 | 0 | |
| Stergiou Andelos M. President and CEO, Director - [D] [O] | 686,966 | 686,966 | |
|
Daniel Tafur
10% Owner -
|
0 | 0 | |
| Amy B Tata Principlw Acctg Officer & Cont - [O] | 14,065 | 14,065 | |
| Gregory M Torre CRO and SVP - [O] | 0 | 0 | |
| Nostrand Robert L Van Director - [D] | 82,900 | 82,900 | |
| Ramani Varanasi VP Business Development - [O] | 41,083 | 41,083 | |
| John Varian Director - [D] | 72,900 | 72,900 | |
|
Varibobi Financial Holdings Ltd
10% Owner -
|
0 | 0 | |
| Barbara A Wood EVP, Gen. Counsel, Corp. Sec. - [O] | 117,225 | 117,225 | |
| Jane Wasman Director - [D] | 92,900 | 92,900 | |
| Tod Woolf | 420,100 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 SLS / SELLAS Life Sciences Group, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 SLS / SELLAS Life Sciences Group, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-09 | 2026-01-07 | 4 | Varian John | SLS | Common Stock | D | 50,000 | 72,900 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 50,000 | 82,900 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 50,000 | 73,082 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 300,000 | 557,805 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | Burns John Thomas | SLS | Common Stock | D | 300,000 | 554,327 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 50,000 | 154,400 | ||||||
| 2026-01-09 | 2026-01-07 | 4 | Wasman Jane | SLS | Common Stock | D | 50,000 | 92,900 | ||||||
| 2025-12-05 | 2025-12-03 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 1.5000 | -63,800 | -96 | 257,805 | ||||
| 2025-12-05 | 2025-12-03 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.5000 | -187,066 | -281 | 686,966 | ||||
| 2025-12-05 | 2025-12-03 | 4 | Burns John Thomas | SLS | Common Stock | D | 1.5000 | -58,592 | -88 | 254,327 | ||||
| 2025-11-21 | 2025-11-19 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 1.5900 | 63,400 | 101 | 104,400 | ||||
| 2025-06-13 | 2025-06-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 1.4800 | 10,000 | 15 | 20,400 | ||||
| 2025-06-02 | 2025-05-30 | 4 | Wasman Jane | SLS | Common Stock | D | 1.6900 | 20,000 | 34 | 30,400 | ||||
| 2025-05-22 | 2025-05-22 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 1.8000 | 20,000 | 36 | 41,000 | ||||
| 2025-01-14 | 2025-01-10 | 4 | Burns John Thomas | SLS | Common Stock | D | 81,300 | 299,062 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Burns John Thomas | SLS | Common Stock | D | 113,000 | 217,762 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 243,900 | 859,032 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 257,000 | 615,132 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Wasman Jane | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 12,500 | 23,082 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 12,500 | 21,000 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | Varian John | SLS | Common Stock | D | 12,500 | 22,900 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 81,300 | 309,628 | ||||||
| 2025-01-14 | 2025-01-10 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 113,000 | 228,328 | ||||||
| 2024-12-05 | 2024-12-04 | 4 | CICIC DRAGAN | SLS | Common Stock | D | 1.1300 | -8,256 | -9 | 115,328 | ||||
| 2024-12-05 | 2024-12-04 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.1300 | -28,289 | -32 | 358,132 | ||||
| 2024-12-05 | 2024-12-04 | 4 | Burns John Thomas | SLS | Common Stock | D | 1.1300 | -7,165 | -8 | 104,762 | ||||
| 2024-06-27 | 3 | CICIC DRAGAN | SLS | Common Stock | D | 118,584 | ||||||||
| 2024-01-25 | 2024-01-22 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 35,000 | 117,225 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 6,000 | 10,582 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 159,000 | 376,421 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Varian John | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Burns John Thomas | SLS | Common Stock | D | 47,000 | 101,927 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Wasman Jane | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Francomano Robert | SLS | Common Stock | D | 20,000 | 40,918 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 6,000 | 8,500 | ||||||
| 2024-01-25 | 2024-01-22 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 6,000 | 10,400 | ||||||
| 2023-12-08 | 2023-12-06 | 4 | Stergiou Andelos M. | SLS | Class A Common Stock | D | 1.0800 | -12,268 | -13 | 217,421 | ||||
| 2023-12-08 | 2023-12-06 | 4 | WOOD BARBARA A | SLS | Class A Common Stock | D | 1.0800 | -4,119 | -4 | 82,225 | ||||
| 2023-12-08 | 2023-12-06 | 4 | Burns John Thomas | SLS | Class A Common Stock | D | 1.0800 | -2,929 | -3 | 54,927 | ||||
| 2023-12-08 | 2023-12-06 | 4 | Francomano Robert | SLS | Class A Common Stock | D | 1.0800 | -1,082 | -1 | 20,918 | ||||
| 2023-02-03 | 2023-02-02 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 20,000 | 76,344 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Burns John Thomas | SLS | Common Stock | D | 20,000 | 49,347 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Francomano Robert | SLS | Common Stock | D | 12,000 | 12,000 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 58,000 | 219,689 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Varian John | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Wasman Jane | SLS | Common Stock | D | 2,500 | 4,400 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 2,500 | 4,582 | ||||||
| 2023-02-03 | 2023-02-02 | 4 | Kalin Katherine Bach | SLS | Common Stock | D | 2,500 | 2,500 | ||||||
| 2022-12-05 | 2022-12-05 | 4 | WOOD BARBARA A | SLS | Class A Common Stock | D | 2.5900 | -2,153 | -6 | 56,344 | ||||
| 2022-12-05 | 2022-12-05 | 4 | Burns John Thomas | SLS | Class A Common Stock | D | 2.5900 | -1,159 | -3 | 29,347 | ||||
| 2022-12-05 | 2022-12-05 | 4 | Stergiou Andelos M. | SLS | Class A Common Stock | D | 2.6083 | -6,494 | -17 | 161,689 | ||||
| 2022-08-16 | 3 | Kalin Katherine Bach | SLS | Common Stock | D | 0 | ||||||||
| 2022-03-15 | 2022-03-14 | 4 | Francomano Robert | SLS | Stock Option (Right to Buy) | D | 5.23 | 100,000 | 100,000 | |||||
| 2022-03-14 | 3 | Francomano Robert | SLS | Common Stock | D | 0 | ||||||||
| 2022-02-01 | 2022-01-31 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Wasman Jane | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Varian John | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 1,900 | 1,900 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 5.34 | 48,750 | 48,750 | |||||
| 2022-02-01 | 2022-01-31 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 13,000 | 55,028 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.34 | 7,125 | 7,125 | |||||
| 2022-02-01 | 2022-01-31 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 1,900 | 2,082 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 5.34 | 36,000 | 36,000 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Burns John Thomas | SLS | Common Stock | D | 9,600 | 27,244 | ||||||
| 2022-02-01 | 2022-01-31 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 5.34 | 165,000 | 165,000 | |||||
| 2022-02-01 | 2022-01-31 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 44,000 | 165,167 | ||||||
| 2021-12-03 | 2021-12-02 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 6.2509 | -2,120 | -13 | 121,167 | ||||
| 2021-12-03 | 2021-12-02 | 4 | Burns John Thomas | SLS | Common Stock | D | 6.2673 | -231 | -1 | 17,644 | ||||
| 2021-12-03 | 2021-12-02 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 6.2547 | -847 | -5 | 42,028 | ||||
| 2021-03-08 | 2021-03-04 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 8.00 | 47,250 | 47,250 | |||||
| 2021-03-08 | 2021-03-04 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 7,875 | 32,875 | ||||||
| 2021-03-08 | 2021-03-04 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 8.00 | 17,250 | 17,250 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Burns John Thomas | SLS | Common Stock | D | 2,875 | 12,875 | ||||||
| 2021-03-08 | 2021-03-04 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 8.00 | 7,500 | 7,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 8.00 | 118,500 | 118,500 | |||||
| 2021-03-08 | 2021-03-04 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 19,750 | 98,287 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 1.89 | 10,000 | 10,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Burns John Thomas | SLS | Common Stock | D | 15,000 | 15,000 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 1.89 | 70,000 | 70,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 95,000 | 95,000 | ||||||
| 2020-03-16 | 2020-03-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 1.89 | 6,500 | 6,500 | |||||
| 2020-03-16 | 2020-03-12 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 1.89 | 25,000 | 25,000 | |||||
| 2020-03-16 | 2020-03-12 | 4 | WOOD BARBARA A | SLS | Common Stock | D | 35,000 | 35,000 | ||||||
| 2019-03-18 | 2019-03-14 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 1.38 | 165,000 | 165,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 1.38 | 425,000 | 425,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Burns John Thomas | SLS | Stock Option (Right to Buy) | D | 1.38 | 90,000 | 90,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Sarlis Nicholas J. | SLS | Stock Option (Right to Buy) | D | 1.38 | 50,000 | 50,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-03-18 | 2019-03-14 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 1.38 | 25,000 | 25,000 | |||||
| 2019-01-03 | 2018-12-31 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 1.2540 | -23,277 | -29 | 426,858 | ||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-12-19 | 3 | Burns John Thomas | SLS | Common Stock | D | 36 | ||||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -325,799 | 0 | ||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -676,324 | 0 | ||||||
| 2018-09-26 | 2018-09-24 | 4 | Lopez Fabio | SLS | Common Stock | D | -1,521,863 | 0 | ||||||
| 2018-06-13 | 2018-06-12 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Lopez Fabio | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-06-13 | 2018-06-12 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.23 | 5,500 | 5,500 | |||||
| 2018-04-24 | 3 | Mack Gene | SLS | Common Stock | D | 0 | ||||||||
| 2018-04-24 | 2018-04-20 | 4 | Mack Gene | SLS | Stock Option (Right to Buy) | D | 5.38 | 40,000 | 40,000 | |||||
| 2018-03-16 | 2017-12-29 | 4/A | SCHEINBERG DAVID A | SLS | Common Stock | D | 9,107 | 9,107 | ||||||
| 2018-03-16 | 3 | WOOD BARBARA A | SLS | Common Stock | D | 0 | ||||||||
| 2018-03-16 | 2018-03-14 | 4 | WOOD BARBARA A | SLS | Stock Option (Right to Buy) | D | 5.10 | 50,000 | 50,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Ghiglieri Stephen F | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Lopez Fabio | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | SCHEINBERG DAVID A | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | VAN NOSTRAND ROBERT L | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Varian John | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Wasman Jane | SLS | Stock Option (Right to Buy) | D | 5.24 | 11,000 | 11,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Stergiou Andelos M. | SLS | Stock Option (Right to Buy) | D | 5.24 | 95,000 | 95,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Sarlis Nicholas J. | SLS | Stock Option (Right to Buy) | D | 5.24 | 70,000 | 70,000 | |||||
| 2018-03-15 | 2018-03-13 | 4 | Torre Gregory M | SLS | Stock Option (Right to Buy) | D | 5.24 | 30,000 | 30,000 | |||||
| 2017-12-29 | 3 | Varian John | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Krylov Aleksey N. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Lopez Fabio | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Stergiou Andelos M. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Sarlis Nicholas J. | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | VAN NOSTRAND ROBERT L | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | SCHEINBERG DAVID A | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Wasman Jane | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 3 | Torre Gregory M | SLS | Common Stock | D | 0 | ||||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Warrant (Right to Buy) | I | 316,163 | 316,163 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By limited liability company | SLS | Common Stock | I | 3,343 | 3,343 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Individual | SLS | Common Stock | I | 3,343 | 3,343 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 58,208 | 58,208 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 325,799 | 325,799 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 676,324 | 676,324 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By Company | SLS | Common Stock | I | 1,521,863 | 1,521,863 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Lopez Fabio By limited liability company | SLS | Common Stock | I | 149,766 | 149,766 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | SCHEINBERG DAVID A | SLS | Common Stock | D | 9,107 | 9,107 | ||||||
| 2017-12-29 | 2017-12-29 | 4 | Stergiou Andelos M. | SLS | Common Stock | D | 450,135 | 450,135 | ||||||
| 2017-10-10 | 2017-10-10 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.3800 | 15,472 | 6 | 39,167 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.3800 | 17,130 | 7 | 42,918 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Chin Richard | GALE | Common Stock | D | 0.3800 | 12,708 | 5 | 31,339 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Ashton William | GALE | Common Stock | D | 0.3800 | 15,472 | 6 | 38,154 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.3800 | 14,366 | 5 | 34,690 | ||||
| 2017-10-10 | 2017-10-10 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.3800 | 13,814 | 5 | 36,039 | ||||
| 2017-10-10 | 2017-10-10 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.3800 | 20,997 | 8 | 56,950 | ||||
| 2017-07-06 | 2017-07-06 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.5900 | 9,161 | 5 | 20,114 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Ashton William | GALE | Common Stock | D | 0.5900 | 9,866 | 6 | 22,682 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.5900 | 8,809 | 5 | 22,225 | ||||
| 2017-07-06 | 2017-06-08 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.5900 | 13,390 | 8 | 35,953 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Chin Richard | GALE | Common Stock | D | 0.5900 | 8,104 | 5 | 18,631 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.5900 | 9,866 | 6 | 23,695 | ||||
| 2017-07-06 | 2017-06-08 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-07-06 | 2017-07-06 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5900 | 10,924 | 6 | 25,788 | ||||
| 2017-07-06 | 2017-06-08 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.55 | 5,000 | 5,000 | |||||
| 2017-06-22 | 2017-06-20 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5461 | -500 | -0 | 14,864 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 0.5900 | 13,394 | 8 | 22,563 | ||||
| 2017-04-12 | 2017-04-10 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 0.5900 | 8,815 | 5 | 13,829 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.5900 | 10,927 | 6 | 15,364 | ||||
| 2017-04-12 | 2017-04-10 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.5900 | 9,865 | 6 | 13,416 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Chin Richard | GALE | Common Stock | D | 0.5900 | 8,107 | 5 | 10,527 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 0.5900 | 8,638 | 5 | 10,953 | ||||
| 2017-04-12 | 2017-04-10 | 4 | Ashton William | GALE | Common Stock | D | 0.5900 | 9,870 | 6 | 12,816 | ||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 3 | Gerber Sander | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 8,800,000 | ||||||||
| 2017-02-10 | 2017-02-08 | 4 | Hudson Bay Capital Management LP | GALE | Call Options (obligation to sell) | I | 1.00 | 33,000.0000 | 1,100 | 36,300 | ||||
| 2017-02-10 | 2017-02-08 | 4 | Hudson Bay Capital Management LP | GALE | Common Stock, par value $0.001 per share ("Common Stock") | I | 0.8400 | -2,363,441 | -1,985 | 2,036,559 | ||||
| 2017-02-07 | 2017-02-06 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.41 | 10,000 | 10,000 | |||||
| 2017-01-24 | 2017-01-20 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.9800 | 3,051 | 6 | 3,551 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Chin Richard | GALE | Common Stock | D | 1.9800 | 2,420 | 5 | 2,420 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.9800 | 3,262 | 6 | 4,437 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.9800 | 3,998 | 8 | 9,169 | ||||
| 2017-01-24 | 2017-01-20 | 4 | GRAY MARY ANN | GALE | Common Stock | D | 1.9800 | 2,525 | 5 | 5,004 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Ashton William | GALE | Common Stock | D | 1.9800 | 2,946 | 6 | 2,946 | ||||
| 2017-01-24 | 2017-01-20 | 4 | Einhorn Irving M. | GALE | Common Stock | D | 1.9800 | 2,525 | 5 | 2,525 | ||||
| 2017-01-19 | 2017-01-17 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.81 | 5,000 | 5,000 | |||||
| 2017-01-19 | 2017-01-17 | 4 | Burns John Thomas | GALE | Stock Option (right to buy) | D | 1.81 | 15,000 | 15,000 | |||||
| 2017-01-19 | 2017-01-17 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.81 | 30,000 | 30,000 | |||||
| 2016-12-20 | 2016-10-25 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 0.29 | 102,000 | 102,000 | |||||
| 2016-11-15 | 2016-11-01 | 4 | Ghiglieri Stephen F | GALE | Stock Option (right to buy) | D | 0.19 | 1,000,000 | 1,000,000 | |||||
| 2016-07-20 | 2016-07-14 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-18 | 2016-07-14 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 0.41 | 100,000 | 100,000 | |||||
| 2016-07-08 | 2016-07-01 | 4 | Nejadnik Bijan | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 8,503 | ||||
| 2016-07-06 | 2016-07-01 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 439,978 | ||||
| 2016-07-06 | 2016-07-01 | 4 | Burns John Thomas | GALE | Common Stock | D | 0.3995 | 8,503 | 3 | 10,899 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.71 | -30,000 | 0 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.85 | -65,625 | 30,000 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Stock Option | D | 1.75 | -31,250 | 95,625 | |||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 2.1800 | -126,875 | -277 | 18,702 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.7100 | 30,000 | 51 | 145,577 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.8500 | 65,625 | 121 | 115,577 | ||||
| 2016-06-07 | 2016-06-01 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.7500 | 31,250 | 55 | 49,952 | ||||
| 2016-04-28 | 3 | GRAY MARY ANN | GALE | Common Stock, par value $0.0001 | D | 79,876 | ||||||||
| 2016-04-28 | 3 | GRAY MARY ANN | GALE | Common Stock, par value $0.0001 | D | 79,876 | ||||||||
| 2016-04-28 | 2016-04-25 | 4 | GRAY MARY ANN | GALE | Stock Option (right to buy) | D | 1.40 | 200,000 | 200,000 | |||||
| 2016-03-04 | 3 | Burns John Thomas | GALE | Common Stock | D | 4,792 | ||||||||
| 2016-03-04 | 3 | Burns John Thomas | GALE | Common Stock | D | 4,792 | ||||||||
| 2016-03-04 | 2016-02-23 | 4 | Burns John Thomas | GALE | Stock Option (right to buy) | D | 0.84 | 75,000 | 75,000 | |||||
| 2015-12-29 | 2015-12-18 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.50 | 50,000 | 50,000 | |||||
| 2015-12-29 | 2015-10-30 | 4 | Nejadnik Bijan | GALE | Stock Option (right to buy) | D | 1.68 | 350,000 | 350,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.50 | 225,000 | 225,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.50 | 1,250,000 | 1,250,000 | |||||
| 2015-07-16 | 2015-06-25 | 4 | Knapp Thomas J | GALE | Stock Option (right to buy) | D | 1.83 | 40,000 | 40,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-06-23 | 2015-06-19 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 1.77 | 100,000 | 100,000 | |||||
| 2015-02-13 | 2014-02-03 | 5 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -10,000 | 85,447 | ||||||
| 2015-01-20 | 2015-01-16 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.75 | 550,000 | 550,000 | |||||
| 2015-01-20 | 2014-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 1.2800 | 3,846 | 5 | 415,972 | ||||
| 2015-01-20 | 2015-01-16 | 4 | Dunlap Ryan | GALE | Stock Option (right to buy) | D | 1.75 | 125,000 | 125,000 | |||||
| 2015-01-20 | 2014-12-31 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.2800 | 3,846 | 5 | 11,650 | ||||
| 2015-01-20 | 2015-01-16 | 4 | Kivinski Margaret | GALE | Stock Option (right to buy) | D | 1.75 | 50,000 | 50,000 | |||||
| 2014-09-19 | 2014-06-30 | 4/A | Ahn Mark J | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 116,225 | ||||
| 2014-09-18 | 2014-09-16 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 2.23 | 200,000 | 200,000 | |||||
| 2014-07-29 | 2014-07-28 | 4 | Kivinski Margaret | GALE | Stock Option (right to buy) | D | 2.92 | 200,000 | 200,000 | |||||
| 2014-07-02 | 2014-06-30 | 4 | Ahn Mark J | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 116,225 | ||||
| 2014-07-02 | 2014-06-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 412,126 | ||||
| 2014-07-02 | 2014-06-30 | 4 | HAMILTON BRIAN L | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 2,461 | ||||
| 2014-07-02 | 2014-06-30 | 4 | Dunlap Ryan | GALE | Common Stock | D | 2.6000 | 2,461 | 6 | 7,804 | ||||
| 2014-04-21 | 2014-04-18 | 4 | Einhorn Irving M. | GALE | Stock Option (right to buy) | D | 1.80 | 100,000 | 100,000 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 5.9236 | -150,000 | -889 | 5,000 | ||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 155,000 | ||||
| 2014-04-09 | 2014-01-23 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 105,000 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.71 | -37,500 | 12,500 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 4.3330 | -187,500 | -812 | 0 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 1.7100 | 37,500 | 64 | 187,500 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 150,000 | ||||
| 2014-02-13 | 2014-02-12 | 4 | Chin Richard | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 50,000 | ||||
| 2014-02-13 | 2014-02-07 | 4 | Nisi Rudolph | GALE | Common Stock | D | 4.9371 | 20,000 | 99 | 23,500 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.85 | -50,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 4.1768 | -300,000 | -1,253 | 10,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 310,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 260,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 0.8500 | 50,000 | 42 | 210,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 160,000 | ||||
| 2014-02-05 | 2014-02-03 | 4 | GALLIKER STEPHEN S | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 60,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.85 | -25,000 | 0 | |||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 5.6102 | -25,000 | -140 | 0 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 5.5700 | -50,000 | -278 | 25,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 0.8500 | 25,000 | 21 | 75,000 | ||||
| 2014-02-03 | 2014-01-30 | 4 | Chin Richard | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 50,000 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 2.31 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 5.2800 | -250,000 | -1,320 | 3,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 253,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 203,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 153,500 | ||||
| 2014-01-31 | 2014-01-29 | 4 | Nisi Rudolph | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 53,500 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.71 | -50,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -15,000 | 95,447 | ||||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 5.4100 | -250,000 | -1,352 | 17,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.7100 | 50,000 | 86 | 267,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 1.1800 | 200,000 | 236 | 217,974 | ||||
| 2014-01-31 | 2014-01-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 5.5650 | -100,000 | -556 | 409,665 | ||||
| 2014-01-29 | 2013-11-26 | 4/A | Ahn Mark J | GALE | Stock Option (right to buy) | D | 3.88 | 600,000 | 600,000 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.71 | -121,875 | 423,173 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 0.72 | -200,000 | 200,000 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.38 | -324,890 | 25,110 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 1.38 | -100,000 | 0 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Stock Option | D | 2.31 | -50,000 | 0 | |||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 4.8300 | -796,765 | -3,848 | 113,764 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.7100 | 121,875 | 208 | 918,529 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 0.7200 | 200,000 | 144 | 788,654 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.3800 | 324,890 | 448 | 588,654 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.3800 | 100,000 | 138 | 263,764 | ||||
| 2014-01-29 | 2014-01-27 | 4 | Ahn Mark J | GALE | Common Stock | D | 2.3100 | 50,000 | 116 | 163,764 | ||||
| 2014-01-22 | 2014-01-17 | 4 | Nisi Rudolph | GALE | Common Stock | D | 6.9000 | -200,000 | -1,380 | 3,500 | ||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.85 | -100,000 | 0 | |||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.18 | -100,000 | 0 | |||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Common Stock | D | 0.8500 | 100,000 | 85 | 203,500 | ||||
| 2014-01-22 | 2014-01-15 | 4 | Nisi Rudolph | GALE | Common Stock | D | 1.1800 | 100,000 | 118 | 103,500 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.72 | -50,000 | 0 | |||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.18 | -200,000 | 0 | |||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 6.1300 | -250,000 | -1,532 | 5,000 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 0.7200 | 50,000 | 36 | 255,000 | ||||
| 2014-01-22 | 2014-01-22 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 1.1800 | 200,000 | 236 | 205,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.85 | -200,000 | 0 | |||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 7.0000 | -200,000 | -1,400 | 5,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | KRIEGSMAN STEVEN A | GALE | Common Stock | D | 0.8500 | 200,000 | 170 | 205,000 | ||||
| 2014-01-22 | 2014-01-17 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 6.9250 | -200,000 | -1,385 | 110,447 | ||||
| 2014-01-22 | 2013-12-31 | 4 | Ahn Mark J | GALE | Common Stock | D | 1.8785 | 5,656 | 11 | 113,764 | ||||
| 2014-01-22 | 2013-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 1.8785 | 5,656 | 11 | 509,665 | ||||
| 2014-01-22 | 2013-12-31 | 4 | Dunlap Ryan | GALE | Common Stock | D | 1.8785 | 2,728 | 5 | 5,343 | ||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Stock Option | I | 0.85 | -200,000 | 0 | |||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 6.9600 | -24,426 | -170 | 310,447 | ||||
| 2014-01-16 | 2014-01-14 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 0.8500 | 200,000 | 170 | 334,873 | ||||
| 2013-12-16 | 2013-11-26 | 4 | HAMILTON BRIAN L | GALE | Stock Option (right to buy) | D | 3.88 | 300,000 | 300,000 | |||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Stock Option | I | 0.72 | -50,000 | 0 | |||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 4.1900 | -8,592 | -36 | 134,873 | ||||
| 2013-12-13 | 2013-12-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | 0.7200 | 50,000 | 36 | 143,375 | ||||
| 2013-12-13 | 2013-11-12 | 4 | Hillsberg Sanford Family Trust | GALE | Common Stock | I | -37,001 | 93,375 | ||||||
| 2013-11-27 | 2013-11-26 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ahn Mark J | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ahn Mark J | gale | Stock Option (right to buy) | D | 3.88 | 600,000 | 600,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | KRIEGSMAN STEVEN A | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Hillsberg Sanford | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | GALLIKER STEPHEN S | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Chin Richard | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | SCHWARTZ MARK W. | gale | Stock Option (right to buy) | D | 3.88 | 300,000 | 300,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Ashton William | gale | Stock Option (right to buy) | D | 3.88 | 200,000 | 200,000 | |||||
| 2013-11-27 | 2013-11-26 | 4 | Dunlap Ryan | gale | Stock Option (right to buy) | D | 3.88 | 150,000 | 150,000 | |||||
| 2013-10-15 | 2013-10-11 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 2,630 | 17,974 | ||||||
| 2013-10-15 | 2013-10-11 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 7,349 | 504,009 | ||||||
| 2013-07-03 | 2013-06-30 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 7,862 | 11 | 108,108 | ||||
| 2013-07-03 | 2013-06-30 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 7,862 | 11 | 496,660 | ||||
| 2013-07-03 | 2013-06-30 | 4 | Dunlap Ryan | GALE | Common Stock, par value $0.0001 | D | 1.3500 | 1,369 | 2 | 2,615 | ||||
| 2013-06-17 | 2013-06-04 | 4/A | Hillsberg Sanford | GALE | Common Stock | D | 9,344 | 145,720 | ||||||
| 2013-06-17 | 2013-06-04 | 4 | SCHWARTZ MARK W. | GALE | Common Stock | D | 26,110 | 488,798 | ||||||
| 2013-06-13 | 2013-06-04 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 9,327 | 145,703 | ||||||
| 2013-04-30 | 2013-04-26 | 4 | Ashton William | GALE | Stock Option (right to buy) | D | 2.54 | 100,000 | 100,000 | |||||
| 2013-01-31 | 2011-04-13 | 4/A | SCHWARTZ MARK W. | GALE | Common Stock | D | 330,872 | 330,872 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | MAZANET ROSEMARY | GALE | Stock Option (right to buy) | D | 1.71 | 450,000 | 450,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Ahn Mark J | GALE | Stock Option (right to buy) | D | 1.71 | 650,000 | 650,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 7,668 | 10 | 100,246 | ||||
| 2013-01-31 | 2013-01-29 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 1.71 | 50,000 | 50,000 | |||||
| 2013-01-31 | 2013-01-29 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 1.71 | 250,000 | 250,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 7,668 | 10 | 462,688 | ||||
| 2013-01-31 | 2013-01-29 | 4 | Dunlap Ryan | GALE | Stock Option (right to buy) | D | 1.71 | 40,000 | 40,000 | |||||
| 2013-01-31 | 2012-12-31 | 4 | Dunlap Ryan | GALE | Common Stock, par value $0.0001 | D | 1.3000 | 1,246 | 2 | 1,246 | ||||
| 2012-11-05 | 2012-11-02 | 4 | Hillsberg Sanford | GALE | Common Stock | D | -20,000 | 136,376 | ||||||
| 2012-07-11 | 2012-07-10 | 4 | Ahn Mark J | GALE | Common Stock, par value $0.0001 | D | 0.3995 | 31,289 | 12 | 92,578 | ||||
| 2012-07-11 | 2012-07-10 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 0.3995 | 21,902 | 9 | 461,809 | ||||
| 2012-07-11 | 2012-06-15 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $0.0001 | D | 89,322 | 439,907 | ||||||
| 2012-07-10 | 2012-06-15 | 4 | Hillsberg Sanford | GALE | Common Stock | D | 31,966 | 156,376 | ||||||
| 2012-06-19 | 2012-06-15 | 4 | MAZANET ROSEMARY | GALE | Stock Option (right to buy) | D | 1.73 | 150,000 | 150,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Ahn Mark J | GALE | Stock Option (right to buy) | D | 0.72 | 400,000 | 400,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | KRIEGSMAN STEVEN A | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | GALLIKER STEPHEN S | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Chin Richard | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Nisi Rudolph | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | Hillsberg Sanford | GALE | Stock Option (right to buy) | D | 0.72 | 50,000 | 50,000 | |||||
| 2012-01-17 | 2012-01-12 | 4 | SCHWARTZ MARK W. | GALE | Stock Option (right to buy) | D | 0.72 | 200,000 | 200,000 | |||||
| 2012-01-09 | 2011-12-31 | 4 | SCHWARTZ MARK W. | GALE | Common Stock, par value $.0001 | D | 0.4000 | 12,924 | 5 | 350,585 | ||||
| 2012-01-06 | 2011-12-31 | 4 | Ahn Mark J | GALE | Common Stock, par value $.0001 | D | 0.4000 | 31,289 | 13 | 61,289 | ||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene | RXII | Stock Option | D | 1.28 | 30,000 | 30,000 | |||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene by Ringneck Investment, LLC | RXII | Common Stock | I | 2,576 | 379,294 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene by wife | RXII | Common Stock | I | 2,430 | 376,718 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | Kennedy Robert Eugene | RXII | Common Stock | D | 374,288 | 374,288 | ||||||
| 2011-04-22 | 2011-04-13 | 4 | SCHWARTZ MARK W. | RXII | Common Stock | D | 1.28 | 40,000 | 40,000 | |||||
| 2011-04-22 | 2011-04-13 | 4 | SCHWARTZ MARK W. | RXII | Common Stock | D | 337,661 | 337,661 | ||||||
| 2011-04-21 | 2011-03-31 | 4 | Ahn Mark J | RXII | Stock Option | D | 1.38 | 525,000 | 525,000 | |||||
| 2011-04-21 | 2011-03-31 | 4 | Ahn Mark J | RXII | Stock Option | D | 1.38 | 100,000 | 100,000 | |||||
| 2011-04-21 | 2011-04-13 | 4/A | Hillsberg Sanford | RXII | Common Stock | D | 120,838 | 126,838 | ||||||
| 2011-04-20 | 2011-04-20 | 4 | Ahn Mark J | RXII | Common Stock, par value $.0001 | D | 0.9500 | 10,000 | 10 | 10,000 | ||||
| 2011-04-15 | 2011-04-13 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 135,159 | 141,159 | ||||||
| 2011-03-29 | 2011-03-25 | 4 | Chin Richard | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 1.18 | 200,000 | 200,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Nisi Rudolph | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-29 | 2011-03-25 | 4 | Nisi Rudolph | RXII | Stock Option | D | 1.18 | 100,000 | 100,000 | |||||
| 2011-03-17 | 2011-03-15 | 4 | Beerman Noah D | RXII | Common Stock | D | 77,587 | 92,994 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 43,053 | 60,559 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Pavco Pamela | RXII | Common Stock | D | 33,563 | 44,940 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Tata Amy B | RXII | Common Stock | D | 14,065 | 14,065 | ||||||
| 2011-03-17 | 2011-03-15 | 4 | Varanasi Ramani | RXII | Common Stock | D | 29,925 | 41,083 | ||||||
| 2011-01-14 | 2011-01-13 | 4 | Ahn Mark J | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Chin Richard | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | Nisi Rudolph | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2011-01-14 | 2011-01-13 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 2.31 | 50,000 | 50,000 | |||||
| 2010-07-21 | 2010-07-19 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0400 | 5,600 | 11 | 11,158 | ||||
| 2010-07-21 | 2010-07-19 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0532 | -5,000 | -10 | 5,558 | ||||
| 2010-07-16 | 2010-07-15 | 4 | Pavco Pamela | RXII | Common Stock | D | 2.3842 | 5,000 | 12 | 11,377 | ||||
| 2010-07-14 | 2010-07-12 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 2.2300 | 10,000 | 22 | 17,506 | ||||
| 2010-07-12 | 2010-07-08 | 4 | Varanasi Ramani | RXII | Common Stock | D | 2.0400 | 5,000 | 10 | 10,558 | ||||
| 2010-07-12 | 2010-07-09 | 4 | Beerman Noah D | RXII | Common Stock | D | 2.2292 | 10,000 | 22 | 15,407 | ||||
| 2010-04-16 | 2010-04-15 | 4 | Andrikopoulos Konstantinos | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Pavco Pamela | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-16 | 2010-04-15 | 4 | Varanasi Ramani | RXII | Stock Option | D | 4.41 | 15,000 | 15,000 | |||||
| 2010-04-02 | 2010-03-31 | 4 | Samarsky Dmitry | RXII | Common Stock | D | 4.6500 | -4,081 | -19 | 0 | ||||
| 2010-03-30 | 2010-03-26 | 4 | GALLIKER STEPHEN S | RXII | Common stock | D | 5.5400 | -15,000 | -83 | 10,000 | ||||
| 2010-03-30 | 2010-03-26 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 5.6600 | -25,000 | -142 | 6,000 | ||||
| 2010-03-04 | 2010-03-02 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 5.28 | 50,000 | 50,000 | |||||
| 2010-01-22 | 2010-01-20 | 4 | Andrikopoulos Konstantinos | RXII | Common Stock | D | 5,750 | 5,750 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Beerman Noah D | RXII | Common Stock | D | 5,407 | 5,407 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Pavco Pamela | RXII | Common Stock | D | 6,377 | 6,377 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Khvorova Anastasia | RXII | Common Stock | D | 7,506 | 7,506 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Samarsky Dmitry | RXII | Common Stock | D | 4,081 | 4,081 | ||||||
| 2010-01-22 | 2010-01-20 | 4 | Varanasi Ramani | RXII | Common Stock | D | 5,558 | 5,558 | ||||||
| 2010-01-19 | 2010-01-14 | 4 | Chin Richard | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Ahn Mark J | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Nisi Rudolph | RXII | Stock Option | D | 5.66 | 50,000 | 50,000 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Beerman Noah D | RXII | Stock Option | D | 5.66 | 5,792 | 5,792 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Samarsky Dmitry | RXII | Stock Option | D | 5.66 | 18,121 | 18,121 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Pavco Pamela | RXII | Stock Option | D | 5.66 | 28,054 | 28,054 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Tata Amy B | RXII | Stock Option | D | 5.66 | 12,081 | 12,081 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 5.66 | 27,182 | 27,182 | |||||
| 2010-01-19 | 2010-01-14 | 4 | Varanasi Ramani | RXII | Stock Option | D | 5.66 | 17,628 | 17,628 | |||||
| 2009-11-09 | 2009-11-05 | 4 | Beerman Noah D | RXII | Stock Option | D | 2.19 | 350,000 | 350,000 | |||||
| 2009-10-20 | 2009-10-16 | 4 | GALLIKER STEPHEN S | RXII | Common Stock | D | 15,000 | 25,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | Hillsberg Sanford | RXII | Common Stock | D | 25,000 | 31,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5,000 | 5,000 | ||||||
| 2009-10-20 | 2009-10-16 | 4 | Nisi Rudolph | RXII | Common Stock | D | 3,500 | 3,500 | ||||||
| 2009-09-24 | 2009-09-22 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 2.92 | 81,242 | 81,242 | |||||
| 2009-09-24 | 2009-09-22 | 4 | Khvorova Anastasia | RXII | Stock Option | D | 2.92 | 18,758 | 18,758 | |||||
| 2009-08-20 | 2009-08-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 3.1320 | -8,990 | -28 | 0 | ||||
| 2009-07-06 | 2009-07-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.1866 | -1,723 | -7 | 8,988 | ||||
| 2009-07-06 | 2009-07-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5319 | -1,170 | -5 | 10,711 | ||||
| 2009-07-01 | 2009-06-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.4469 | -2,900 | -13 | 11,881 | ||||
| 2009-07-01 | 2009-06-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6546 | -1,800 | -8 | 14,781 | ||||
| 2009-06-29 | 2009-06-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5485 | -4,600 | -21 | 16,581 | ||||
| 2009-06-29 | 2009-06-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6357 | -1,500 | -7 | 21,181 | ||||
| 2009-06-25 | 2009-06-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6900 | -600 | -3 | 22,681 | ||||
| 2009-06-25 | 2009-06-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5900 | -500 | -2 | 23,281 | ||||
| 2009-06-23 | 2009-06-22 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6500 | -1,200 | -6 | 23,781 | ||||
| 2009-06-23 | 2009-06-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7400 | -1,700 | -8 | 24,981 | ||||
| 2009-06-19 | 2009-06-18 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.6000 | -1,400 | -6 | 26,681 | ||||
| 2009-06-19 | 2009-06-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7600 | -1,201 | -6 | 28,081 | ||||
| 2009-06-17 | 2009-06-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7800 | -400 | -2 | 29,282 | ||||
| 2009-06-17 | 2009-06-15 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.7169 | -1,200 | -6 | 29,682 | ||||
| 2009-06-15 | 2009-06-12 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9625 | -2,500 | -12 | 30,882 | ||||
| 2009-06-15 | 2009-06-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1336 | -1,100 | -6 | 33,382 | ||||
| 2009-06-11 | 2009-06-10 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0193 | -1,500 | -8 | 34,482 | ||||
| 2009-06-11 | 2009-06-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9608 | -3,700 | -18 | 35,982 | ||||
| 2009-06-09 | 2009-06-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0361 | -4,000 | -20 | 39,682 | ||||
| 2009-06-09 | 2009-06-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9185 | -800 | -4 | 43,682 | ||||
| 2009-06-05 | 2009-06-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9417 | -2,600 | -13 | 44,482 | ||||
| 2009-06-05 | 2009-06-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1121 | -2,400 | -12 | 47,082 | ||||
| 2009-06-03 | 2009-06-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.1874 | -6,084 | -32 | 49,482 | ||||
| 2009-06-03 | 2009-06-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.0440 | -7,000 | -35 | 55,566 | ||||
| 2009-06-01 | 2009-05-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.5607 | -2,300 | -13 | 62,566 | ||||
| 2009-06-01 | 2009-05-28 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 5.9160 | -1,700 | -10 | 64,866 | ||||
| 2009-05-28 | 2009-05-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 6.0007 | -4,800 | -29 | 66,566 | ||||
| 2009-05-13 | 2009-05-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.9286 | -700 | -3 | 71,366 | ||||
| 2009-05-11 | 2009-05-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.8206 | -1,743 | -8 | 72,066 | ||||
| 2009-05-11 | 2009-05-07 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.5904 | -3,513 | -16 | 73,809 | ||||
| 2009-05-07 | 2009-05-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.4169 | -4,051 | -18 | 77,322 | ||||
| 2009-05-07 | 2009-05-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common | D | 4.1847 | -5,500 | -23 | 81,373 | ||||
| 2009-05-05 | 2009-05-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8600 | -2,300 | -11 | 86,873 | ||||
| 2009-05-05 | 2009-05-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7425 | -2,800 | -13 | 89,173 | ||||
| 2009-05-01 | 2009-04-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9033 | -5,500 | -27 | 91,973 | ||||
| 2009-05-01 | 2009-04-29 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.5400 | -1,700 | -8 | 97,473 | ||||
| 2009-04-29 | 2009-04-28 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6558 | -1,200 | -6 | 99,173 | ||||
| 2009-04-29 | 2009-04-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7482 | -1,700 | -8 | 100,373 | ||||
| 2009-04-28 | 2009-04-23 | 4/A | Chin Richard | RXII | Stock Option | D | 4.60 | 50,000 | 50,000 | |||||
| 2009-04-27 | 2009-04-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8663 | -2,000 | -10 | 102,073 | ||||
| 2009-04-27 | 2009-04-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6141 | -2,800 | -13 | 104,073 | ||||
| 2009-04-27 | 2009-04-23 | 4 | Chin Richard | RXII | Stock Option | D | 4.60 | 50,000 | 50,000 | |||||
| 2009-04-23 | 2009-04-22 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8160 | -1,000 | -5 | 106,873 | ||||
| 2009-04-23 | 2009-04-21 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7737 | -1,900 | -9 | 107,873 | ||||
| 2009-04-21 | 2009-04-20 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8400 | -300 | -1 | 109,773 | ||||
| 2009-04-21 | 2009-04-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7245 | -3,100 | -15 | 110,073 | ||||
| 2009-04-17 | 2009-04-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7873 | -2,900 | -14 | 113,173 | ||||
| 2009-04-17 | 2009-04-15 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8035 | -2,400 | -12 | 116,073 | ||||
| 2009-04-15 | 2009-04-14 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9616 | -6,300 | -31 | 118,473 | ||||
| 2009-04-15 | 2009-04-13 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8994 | -1,700 | -8 | 124,773 | ||||
| 2009-04-13 | 2009-04-08 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7996 | -2,400 | -12 | 127,673 | ||||
| 2009-04-13 | 2009-04-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9150 | -1,200 | -6 | 126,473 | ||||
| 2009-04-08 | 2009-04-07 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.5065 | -800 | -4 | 130,073 | ||||
| 2009-04-08 | 2009-04-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6898 | -2,409 | -11 | 130,873 | ||||
| 2009-04-06 | 2009-04-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8924 | -1,400 | -7 | 133,282 | ||||
| 2009-04-06 | 2009-04-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.7229 | -3,100 | -15 | 134,682 | ||||
| 2009-04-02 | 2009-04-01 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.8038 | -2,610 | -13 | 137,782 | ||||
| 2009-04-02 | 2009-03-31 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5.4027 | -6,033 | -33 | 140,392 | ||||
| 2009-03-31 | 2009-03-30 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.9963 | -1,100 | -5 | 147,325 | ||||
| 2009-03-31 | 2009-03-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 5.1567 | -600 | -3 | 148,425 | ||||
| 2009-03-31 | 2009-03-27 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.6377 | -4,209 | -20 | 149,025 | ||||
| 2009-03-31 | 2009-03-13 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3289 | -900 | -3 | 146,425 | ||||
| 2009-03-27 | 2009-03-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.9936 | -1,700 | -7 | 153,234 | ||||
| 2009-03-27 | 2009-03-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8460 | -1,500 | -6 | 154,934 | ||||
| 2009-03-25 | 2009-03-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6600 | -800 | -3 | 156,434 | ||||
| 2009-03-25 | 2009-03-23 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8397 | -5,447 | -21 | 157,234 | ||||
| 2009-03-23 | 2009-03-20 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6040 | -1,600 | -6 | 162,681 | ||||
| 2009-03-23 | 2009-03-19 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.4500 | -2,000 | -7 | 164,281 | ||||
| 2009-03-19 | 2009-03-18 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.8349 | -3,400 | -13 | 166,281 | ||||
| 2009-03-19 | 2009-03-17 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.5139 | -2,600 | -9 | 169,681 | ||||
| 2009-03-16 | 2009-03-16 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.0510 | -2,401 | -7 | 172,281 | ||||
| 2009-03-16 | 2009-03-12 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3392 | -1,300 | -4 | 174,684 | ||||
| 2009-03-12 | 2009-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.4356 | -2,700 | -9 | 175,984 | ||||
| 2009-03-12 | 2009-03-10 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.1653 | -7,400 | -23 | 178,684 | ||||
| 2009-03-10 | 2009-03-09 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 2.9697 | -4,500 | -13 | 186,084 | ||||
| 2009-03-10 | 2009-03-06 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3157 | -1,300 | -4 | 190,584 | ||||
| 2009-03-09 | 2009-02-09 | 4 | Hillsberg Sanford | RXII | Common Stock | D | -4,000 | 6,000 | ||||||
| 2009-03-09 | 2009-03-05 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.3607 | -2,100 | -7 | 191,884 | ||||
| 2009-03-09 | 2009-03-04 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.5592 | -1,500 | -5 | 193,984 | ||||
| 2009-03-09 | 2009-03-03 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.6380 | -2,900 | -11 | 195,484 | ||||
| 2009-03-09 | 2009-03-02 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 3.7586 | -4,700 | -18 | 198,384 | ||||
| 2009-03-09 | 2009-02-27 | 4 | KRIEGSMAN STEVEN A | RXII | Commpn Stock | D | 4.0476 | -1,300 | -5 | 203,084 | ||||
| 2009-03-09 | 2009-02-26 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.2475 | -400 | -2 | 204,384 | ||||
| 2009-03-09 | 2009-02-25 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.2467 | -1,800 | -8 | 204,784 | ||||
| 2009-03-09 | 2009-02-24 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 4.4039 | -3,000 | -13 | 206,584 | ||||
| 2009-01-20 | 2009-01-15 | 4 | Nisi Rudolph | RXII | Stock Option | D | 4.19 | 35,500 | 50,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Ahn Mark J | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Hillsberg Sanford | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | KRIEGSMAN STEVEN A | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | GALLIKER STEPHEN S | RXII | Stock Option | D | 4.19 | 50,000 | 150,000 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Pavco Pamela | RXII | Stock Option | D | 4.19 | 47,000 | 234,137 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Woolf Tod | RXII | Stock Option | D | 4.19 | 48,000 | 420,100 | |||||
| 2009-01-20 | 2009-01-15 | 4 | Samarsky Dmitry | RXII | Stock Option | D | 4.19 | 30,000 | 158,260 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Ahn Mark J | RXII | Non-Qualified Stock Option (right to buy) | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | GALLIKER STEPHEN S | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Hillsberg Sanford | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | KRIEGSMAN STEVEN A | RXII | Non-Qualified Stock Option | D | 7.50 | 25,000 | 25,000 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Pavco Pamela | RXII | Incentive Stock Option | D | 7.50 | 41,826 | 41,826 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Samarsky Dmitry | RXII | Incentive Stock Option | D | 7.50 | 22,699 | 22,699 | |||||
| 2008-04-22 | 2008-04-18 | 4 | Woolf Tod | RXII | Incentive Stock Option | D | 7.50 | 55,106 | 55,106 | |||||
| 2008-03-13 | 2008-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 200,594 | 209,584 | ||||||
| 2008-03-13 | 2008-03-11 | 4 | KRIEGSMAN STEVEN A | RXII | Common Stock | D | 8,990 | 8,990 | ||||||
| 2008-02-14 | 3 | Ahn Mark J | NONE | Common Stock | D | 10,000 | ||||||||
| 2008-02-14 | 3 | GALLIKER STEPHEN S | NONE | Common Stock | D | 10,000 | ||||||||
| 2008-02-14 | 3 | Hillsberg Sanford | NONE | Common Stock | D | 10,000 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
