ICMB Insider Trading - Investcorp Credit Management BDC, Inc.

內部人士股份	9,431,417 shares
所有內部人士	26

內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。

如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率：每日

查閱「內部人士首選」，該清單呈現被內部人士購入最多的公司。

查閲高排名股票

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。

內部人士買入淨數（排名）

0 ( )

5637 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示（範圍從0到100%）。

內部人士買入佔流通股比例（排名）

0.000% ( )

5570 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數，除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Investcorp Credit Management BDC, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。

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內部人士	持股數量	分拆調整
Jai Agarwal CFO and Treasurer - [O]	2,400	2,400
Cyrus Capital Partners Gp, Llc 10% Owner - [10%]	1,253,976	1,253,976
Cyrus Capital Partners, L.p. 10% Owner - [10%]	1,253,976	1,253,976
Cook Edward J. Chief Compliance Officer - [O]	0	0
Gerald Cummins Chief Compliance Officer - [O]	0	0
Rocco Delguercio See Remarks - [O]	12,141	12,141
Stephen C Freidheim 10% Owner - [10%]	3,418,976	1,253,976
Investcorp BDC Holdings Ltd 10% Owner - [10%]	3,582,354	3,582,354

內部人士	持股數量	分拆調整
Investcorp Credit Management US LLC 10% Owner - [10%]	907,987	3,582,354
Investcorp S.A. 10% Owner - [10%]	3,582,354	3,582,354
Christopher E Jansen President and Secretary - [O]	0	0
Stephan Kuppenheimer Director - [D]	26,401	26,401
Keith Lee Director - [D]	14,673	14,673
Michael Mauer Chief Executive Officer, Director - [D] [O]	114,610	114,610
Robert Andrew Muns Chief Operating Officer - [O]	0	0
Julie Persily Director - [D]	6,863	6,863
Robert P Ryder Director - [D]	33,062	33,062

內部人士	持股數量	分拆調整
Sipco Holdings Ltd 10% Owner - [10%]	907,987	3,582,354
Financial Corp Stifel 10% Owner - [10%]	4,363,636	4,363,636
Anthony Scire See Remarks - [O]	0	0
Shaikh Suhail A. President & CEO, Director - [D] [O]	7,000	7,000
Lee Michael Shaiman Director - [D]	1,000	1,000
Stifel Venture Corp. 10% Owner - [10%]	4,363,636	4,363,636
Thomas J Sullivan Director - [D]	10,000	10,000
Walter Tsin Chief Financial Officer - [O]	0	0
Robert T Wagner Director - [D]	3,301	3,301

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分，我們分析了在 ICMB / Investcorp Credit Management BDC, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最高利潤的天數	達到最高利潤時的價格	最高淨利 ($)	最高回報率（%）
2024-12-16	Shaikh Suhail A.	2,500	3.2075	2,500	3.2075	8,019	79	3.3100	257	3.21
2024-12-10	Shaikh Suhail A.	4,500	3.2155	4,500	3.2155	14,470
2021-09-01	DELGUERCIO ROCCO	2,000	5.3538	2,000	5.3538	10,708
2021-08-27	Investcorp BDC Holdings Ltd	399,210	6.2700	399,210	6.2700	2,503,047
2020-12-09	Shaiman Lee Michael	500	5.0720	500	5.0720	2,536
2020-12-04	Shaiman Lee Michael	500	5.2200	500	5.2200	2,610
2020-05-13	Investcorp BDC Holdings Ltd	1,261		1,261
2020-05-12	Investcorp BDC Holdings Ltd	2,530	3.3562	2,530	3.3562	8,491
2020-05-11	Investcorp BDC Holdings Ltd	3,080	3.4510	3,080	3.4510	10,629

經調整價格已按拆股調整。經調整股數已按拆股調整。

ICMB / Investcorp Credit Management BDC, Inc. Insider Trades

追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分，我們分析了在 ICMB / Investcorp Credit Management BDC, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況，結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期	內部人士	報告股數	報告價格	經調整股數	經調整價格	成本基礎	達到最低利潤的天數	達到最低利潤時的價格	避免的最高損失金額($)	避免的最高損失率($)
2022-05-05	CYRUS CAPITAL PARTNERS, L.P.	2,165,000	6.9300	2,165,000	6.9300	15,003,450	365	3.3600	-7,729,050	-51.52
2021-08-25	CYRUS CAPITAL PARTNERS, L.P.	399,210	6.2700	399,210	6.2700	2,503,047
2020-03-06	MAUER MICHAEL	1,679	6.6884	1,679	6.6884	11,230
2020-03-05	MAUER MICHAEL	6,590	7.0317	6,590	7.0317	46,339
2020-03-04	MAUER MICHAEL	5,500	6.9693	5,500	6.9693	38,331
2020-03-04	MAUER MICHAEL	200	7.0200	200	7.0200	1,404
2016-05-13	MAUER MICHAEL	6,000	8.2905	6,000	8.2905	49,743
2015-12-15	Lee Keith	1,500	10.1500	1,500	10.1500	15,225

經調整價格已按拆股調整。經調整股數已按拆股調整。

交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。

呈報日期	交易日期	表格	內部人士	證券代碼	證券種類	代碼	直接	單位價格	股數變化	價值變化 (1K)	剩餘股份
2025-04-03		3	Muns Robert Andrew	ICMB	Common Stock		D				0
2024-12-17	2024-12-16	4	Shaikh Suhail A.	ICMB	Common Stock	P - Purchase	D	3.2075	2,500	8	7,000
2024-12-11	2024-12-10	4	Shaikh Suhail A.	ICMB	Common Stock	P - Purchase	D	3.2155	4,500	14	4,500
2024-07-02		3	Tsin Walter	ICMB	Common Stock		D				0
2023-02-06		3	Shaikh Suhail A.	ICMB	Common Stock		D				0
2022-05-10		3	SIPCO HOLDINGS LTD	ICMB	Common Stock, $0.001 par value per share		D				3,582,354
2022-05-09	2022-05-05	4	CYRUS CAPITAL PARTNERS, L.P.	ICMB	Common Stock, par value $0.001 per share ("Common Stock")	S - Sale	I	6.9300	-2,165,000	-15,003	1,253,976
2021-09-02	2021-09-01	4	DELGUERCIO ROCCO	ICMB	Common Stock	P - Purchase	D	5.3538	2,000	11	12,141
2021-08-31	2021-08-27	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.2700	399,210	2,503	907,987
2021-08-27	2021-08-25	4	CYRUS CAPITAL PARTNERS, L.P.	ICMB	Common Stock, no par value ("Common Stock")	S - Sale	I	6.2700	-399,210	-2,503	3,418,976
2020-12-10	2020-12-09	4	Shaiman Lee Michael	ICMB	Common Stock	P - Purchase	D	5.0720	500	3	1,000
2020-12-07	2020-12-04	4	Shaiman Lee Michael	ICMB	Common Stock	P - Purchase	D	5.2200	500	3	500
2020-11-05	2020-11-04	4	Jansen Christopher E Through trust	ICMB	Common Stock	J - Other	I		-5,000		0
2020-09-28	2020-09-24	4	Jansen Christopher E Through trust	ICMB	Common Stock	J - Other	I		-5,000		5,000
2020-05-15		3	Shaiman Lee Michael	ICMB	Common Stock		D				0
2020-05-14	2020-05-13	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D		1,261		508,775
2020-05-12	2020-05-12	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.3562	2,530	8	507,514
2020-05-12	2020-05-11	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.4510	3,080	11	504,984
2020-05-12	2020-05-08	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.3815	2,770	9	501,904
2020-05-07	2020-05-07	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.4255	3,080	11	499,134
2020-05-07	2020-05-06	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.8321	2,900	11	496,054
2020-05-07	2020-05-05	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.1186	2,814	12	493,154
2020-05-04	2020-05-04	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.1051	3,080	13	490,340
2020-05-04	2020-05-01	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.3750	3,080	13	487,260
2020-05-04	2020-04-30	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.5347	3,080	14	484,180
2020-04-29	2020-04-29	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.7190	3,080	15	481,100
2020-04-29	2020-04-28	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.8124	3,000	14	478,020
2020-04-29	2020-04-27	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.9172	2,500	12	475,020
2020-04-24	2020-04-24	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.8351	2,600	13	472,520
2020-04-24	2020-04-23	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.7831	3,080	15	469,920
2020-04-24	2020-04-22	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.5350	2,917	13	466,840
2020-04-21	2020-04-21	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.3800	1,815	8	463,923
2020-04-21	2020-04-20	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.7256	2,700	13	462,108
2020-04-21	2020-04-17	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.7255	3,080	15	459,408
2020-04-16	2020-04-16	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.3484	3,061	13	456,328
2020-04-16	2020-04-15	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.7035	3,000	11	453,267
2020-04-16	2020-04-14	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.6827	1,880	7	450,267
2020-04-13	2020-04-13	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.3757	2,070	7	448,387
2020-04-13	2020-04-09	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.3950	1,300	4	446,317
2020-04-13	2020-04-08	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.2118	2,760	9	445,017
2020-04-07	2020-04-07	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.1808	3,000	10	442,257
2020-04-07	2020-04-06	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.9892	1,168	3	439,257
2020-04-07	2020-04-03	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.0907	3,000	9	438,089
2020-04-02	2020-04-02	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.9132	1,900	6	435,089
2020-04-02	2020-04-01	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.4539	2,530	6	433,189
2020-04-02	2020-03-31	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.3760	1,500	4	430,659
2020-03-30	2020-03-30	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.3883	2,900	7	429,159
2020-03-30	2020-03-27	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.8731	800	2	426,259
2020-03-30	2020-03-26	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.9325	2,600	8	425,459
2020-03-25	2020-03-23	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.7222	1,800	5	422,859
2020-03-25	2020-03-22	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.7806	3,080	9	421,059
2020-03-25	2020-03-21	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.2713	1,804	4	417,979
2020-03-23	2020-03-23	4	Lee Keith	ICMB	Common Stock	P - Purchase	D	2.1200	4,671	10	14,673
2020-03-20	2020-03-20	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.4467	2,700	7	416,175
2020-03-20	2020-03-19	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	1.9580	2,801	5	413,475
2020-03-20	2020-03-18	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	1.9794	2,759	5	410,674
2020-03-17	2020-03-17	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.5501	2,974	8	407,915
2020-03-17	2020-03-16	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	2.8845	2,800	8	404,941
2020-03-17	2020-03-13	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	3.6067	2,995	11	402,141
2020-03-12	2020-03-12	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	4.0210	3,080	12	399,146
2020-03-12	2020-03-11	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.4123	1,949	12	396,066
2020-03-12	2020-03-10	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5985	988	7	394,117
2020-03-11	2020-03-09	4	MAUER MICHAEL	ICMB	Common Stock	P - Purchase	D	6.6507	13,969	93	114,610
2020-03-09	2020-03-06	4	MAUER MICHAEL	ICMB	Common Stock	S - Sale	D	6.6884	-1,679	-11	100,641
2020-03-09	2020-03-09	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.6584	1,900	13	393,129
2020-03-09	2020-03-06	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7184	2,048	14	391,229
2020-03-09	2020-03-05	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0715	2,048	14	389,181
2020-03-06	2020-03-05	4	MAUER MICHAEL	ICMB	Common Stock	S - Sale	D	7.0317	-6,590	-46	102,320
2020-03-06	2020-03-04	4	MAUER MICHAEL	ICMB	Common Stock	S - Sale	D	6.9693	-5,500	-38	108,910
2020-03-06	2020-03-04	4	MAUER MICHAEL	ICMB	Common Stock	S - Sale	D	7.0200	-200	-1	114,410
2020-03-04	2020-03-04	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9980	500	3	387,133
2020-03-04	2020-03-03	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8735	2,048	14	386,633
2020-03-04	2020-03-02	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	10.1500	113,500	1,152	384,585
2020-03-04	2020-03-02	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8377	1,954	13	271,085
2020-02-28	2020-02-28	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1049	2,023	14	269,131
2020-02-28	2020-02-27	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.3197	1,500	11	267,108
2020-02-28	2020-02-26	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.4675	1,200	9	265,608
2020-02-25	2020-02-25	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.5124	1,900	14	264,408
2020-02-25	2020-02-24	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.5467	1,815	14	262,508
2020-02-25	2020-02-21	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.6202	2,048	16	260,693
2020-02-20	2020-02-20	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.6150	1,300	10	258,645
2020-02-20	2020-02-19	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.5205	2,048	15	257,345
2020-02-20	2020-02-18	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.3819	1,294	10	255,297
2020-02-14	2020-02-14	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.4292	1,838	14	254,003
2020-02-14	2020-02-13	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.3772	1,800	13	252,165
2020-02-14	2020-02-12	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.3646	1,870	14	250,365
2020-02-11	2020-02-11	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.3324	1,821	13	248,495
2020-02-11	2020-02-10	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.3314	2,048	15	246,674
2020-02-11	2020-02-07	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.2499	1,906	14	244,626
2020-02-06	2020-02-06	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.2168	2,048	15	242,720
2020-02-06	2020-02-05	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1171	1,900	14	240,672
2020-02-06	2020-02-04	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1300	2,048	15	238,772
2020-02-03	2020-02-03	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0623	1,928	14	236,724
2020-02-03	2020-01-31	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1062	1,700	12	234,796
2020-02-03	2020-01-30	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0500	1,723	12	233,096
2020-01-29	2020-01-29	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0400	1,000	7	231,373
2020-01-29	2020-01-28	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0644	1,600	11	230,373
2020-01-29	2020-01-27	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1186	1,400	10	228,773
2020-01-24	2020-01-24	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1236	1,100	8	227,373
2020-01-24	2020-01-23	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0776	2,048	14	226,273
2020-01-24	2020-01-22	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0281	800	6	224,225
2020-01-21	2020-01-21	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0238	1,449	10	223,425
2020-01-21	2020-01-17	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0381	921	6	221,976
2020-01-21	2020-01-16	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0409	1,751	12	221,055
2020-01-15	2020-01-15	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0453	1,808	13	219,304
2020-01-15	2020-01-14	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0117	1,276	9	217,496
2020-01-15	2020-01-13	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0924	1,900	13	216,220
2020-01-10	2020-01-10	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0933	600	4	214,320
2020-01-10	2020-01-09	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0782	1,700	12	213,720
2020-01-10	2020-01-08	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9763	1,500	10	212,020
2020-01-07	2020-01-07	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0187	2,048	14	210,520
2020-01-07	2020-01-06	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9649	1,713	12	208,472
2020-01-07	2020-01-03	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8878	900	6	206,759
2020-01-02	2020-01-02	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7621	1,900	13	205,859
2020-01-02	2019-12-31	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7915	2,006	14	203,959
2020-01-02	2019-12-30	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8013	1,895	13	201,953
2019-12-27	2019-12-27	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8742	1,397	10	200,058
2019-12-27	2019-12-26	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9071	1,998	14	198,661
2019-12-27	2019-12-24	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0107	1,893	13	196,663
2019-12-27	2019-12-23	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0374	1,813	13	194,770
2019-12-20	2019-12-20	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9862	1,657	12	192,957
2019-12-20	2019-12-19	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9697	1,368	10	191,300
2019-12-20	2019-12-18	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0365	2,000	14	189,932
2019-12-20	2019-12-19	4	Sullivan Thomas J	ICMB	Common Stock	P - Purchase	D	7.1000	10,000	71	10,000
2019-12-17	2019-12-17	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9882	1,700	12	187,932
2019-12-17	2019-12-16	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9564	1,600	11	186,232
2019-12-17	2019-12-13	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9625	2,000	14	184,632
2019-12-12	2019-12-12	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9756	1,905	13	182,632
2019-12-12	2019-12-11	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1164	1,601	11	180,727
2019-12-12	2019-12-10	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1652	1,990	14	179,126
2019-12-09	2019-12-09	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.2743	1,917	14	177,136
2019-12-09	2019-12-06	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.2473	1,500	11	175,219
2019-12-09	2019-12-05	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.2496	1,598	12	173,719
2019-12-04	2019-12-04	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1463	1,900	14	172,121
2019-12-04	2019-12-03	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1527	1,901	14	170,221
2019-12-04	2019-12-02	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	10.1900	113,500	1,157	168,320
2019-12-02	2019-12-02	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.2070	1,605	12	54,820
2019-12-02	2019-11-29	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1497	1,800	13	53,215
2019-12-02	2019-11-27	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1974	1,699	12	51,415
2019-11-26	2019-11-26	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.1294	2,048	15	49,716
2019-11-25	2019-11-25	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0054	1,200	8	47,668
2019-11-25	2019-11-22	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0575	2,048	14	46,468
2019-11-25	2019-11-21	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0709	1,067	8	44,420
2019-11-20	2019-11-20	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	7.0186	1,400	10	43,353
2019-11-20	2019-11-19	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8969	1,800	12	41,953
2019-11-20	2019-11-18	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9000	1,700	12	40,153
2019-11-15	2019-11-15	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.9119	1,600	11	38,453
2019-11-15	2019-11-14	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8942	1,615	11	36,853
2019-11-15	2019-11-13	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8925	1,200	8	35,238
2019-11-12	2019-11-12	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8061	816	6	34,038
2019-11-12	2019-11-11	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.8039	900	6	33,222
2019-11-12	2019-11-08	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7271	1,700	11	32,322
2019-11-12	2019-11-07	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7100	200	1	30,622
2019-11-06	2019-11-06	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7400	500	3	30,422
2019-11-06	2019-11-05	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7400	400	3	29,922
2019-11-06	2019-11-04	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7105	105	1	29,522
2019-11-01	2019-11-01	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7086	1,941	13	29,417
2019-11-01	2019-10-31	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7170	1,000	7	27,476
2019-11-01	2019-10-30	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7000	100	1	26,476
2019-10-29	2019-10-29	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.6750	1,600	11	26,376
2019-10-29	2019-10-28	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.6323	1,437	10	24,776
2019-10-25	2019-10-25	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.6200	500	3	23,339
2019-10-25	2019-10-24	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.6833	900	6	22,839
2019-10-23	2019-10-23	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.6889	900	6	21,939
2019-10-23	2019-10-22	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5232	1,700	11	21,039
2019-10-21	2019-10-21	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.6517	300	2	19,339
2019-10-21	2019-10-18	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.7029	1,415	9	19,039
2019-10-17		3	Investcorp S.A.	ICMB	Common Stock, $0.001 par value per share		D				4,000
2019-10-17		3	Investcorp S.A.	ICMB	Common Stock, $0.001 par value per share		D				4,000
2019-10-17		3	Investcorp S.A.	ICMB	Common Stock, $0.001 par value per share		D				4,000
2019-10-17		3	Investcorp S.A.	ICMB	Common Stock, $0.001 par value per share		D				4,000
2019-10-17		3	Investcorp S.A.	ICMB	Common Stock, $0.001 par value per share		D				4,000
2019-10-17	2019-10-17	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5580	1,804	12	17,624
2019-10-17	2019-10-16	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5343	1,570	10	15,820
2019-10-17	2019-10-15	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.4929	2,000	13	14,250
2019-10-17	2019-10-14	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5078	1,800	12	12,250
2019-10-17	2019-10-11	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5297	1,600	10	10,450
2019-10-17	2019-10-10	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5333	1,400	9	8,850
2019-10-17	2019-10-09	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5162	1,699	11	7,450
2019-10-17	2019-10-08	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5133	600	4	5,751
2019-10-17	2019-10-07	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5270	1,630	11	5,151
2019-10-17	2019-10-04	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5349	601	4	3,521
2019-10-17	2019-10-03	4	Investcorp BDC Holdings Ltd	ICMB	Common Stock, $0.001 par value per share	P - Purchase	D	6.5040	920	6	2,920
2019-09-18	2019-09-17	4	DELGUERCIO ROCCO	ICMB	Common Stock	P - Purchase	D	6.7465	2,394	16	7,000
2019-09-16		3	Sullivan Thomas J	ICMB	Common Stock		D				0
2018-11-14	2018-11-14	4	DELGUERCIO ROCCO	CMFN	Common Stock	P - Purchase	D	8.1400	500	4	4,146
2018-11-14	2018-11-13	4	DELGUERCIO ROCCO	CMFN	Common Stock	P - Purchase	D	8.1300	500	4	3,646
2018-09-20	2018-09-19	4	DELGUERCIO ROCCO	CMFN	Common Stock	P - Purchase	D	9.0150	1,000	9	3,086
2018-05-18	2018-05-18	4	DELGUERCIO ROCCO	CMFN	Common Stock	P - Purchase	D	8.6750	1,000	9	2,030
2018-03-12	2014-11-18	4/A	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	12.5750	2,000	25	73,669
2017-11-15	2017-11-15	4	DELGUERCIO ROCCO	CMFN	Common Stock	P - Purchase	D	8.2784	1,000	8	1,000
2017-09-13	2017-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	9.6500	200	2	104,000
2017-09-13	2017-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	9.6000	800	8	103,800
2017-09-13	2017-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	9.6000	2,000	19	103,000
2017-09-13	2017-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	9.6107	1,000	10	101,000
2017-03-22	2017-03-21	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	9.9500	799	8	100,000
2017-03-22	2017-03-21	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	9.9500	100	1	99,201
2017-03-22	2017-03-21	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	9.9250	100	1	99,101
2017-03-22	2017-03-21	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	10.0000	1,000	10	99,001
2017-03-22	2017-03-21	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	10.0500	501	5	98,001
2017-03-22	2017-03-21	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	10.0000	298	3	97,500
2016-05-16	2016-05-13	4	MAUER MICHAEL	CMFN	Common Stock	S - Sale	D	8.2905	-6,000	-50	97,202
2016-05-16	2016-05-12	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	8.5699	56	0	103,202
2016-05-16	2016-05-12	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	8.5400	5,944	51	103,146
2016-02-03		3	Cummins Gerald	CMFN	Common Stock		D				0
2015-12-16	2015-12-15	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	10.1981	1,200	12	10,002
2015-12-16	2015-12-15	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	10.2000	600	6	8,802
2015-12-16	2015-12-15	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	10.1960	1,500	15	8,202
2015-12-16	2015-12-15	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	10.1500	400	4	6,702
2015-12-16	2015-12-15	4	Lee Keith	CMFN	Common Stock	S - Sale	D	10.1500	-1,500	-15	6,302
2015-12-11	2015-12-11	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	10.5100	4,500	47	33,062
2015-12-03	2015-12-02	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	10.9000	1,000	11	77,699
2015-11-23	2015-11-20	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	10.8880	1,000	11	76,699
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.3600	200	2	97,201
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.3700	621	7	97,001
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.3500	100	1	96,380
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.3200	200	2	96,280
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2900	452	5	96,080
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2750	100	1	95,628
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2799	100	1	95,528
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2800	300	3	95,428
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2700	200	2	95,128
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2500	200	2	94,928
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2400	100	1	94,728
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2425	100	1	94,628
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2400	200	2	94,528
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2399	500	6	94,328
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2300	200	2	93,828
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.2000	2	0	93,628
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.4000	1,027	12	93,626
2015-11-16	2015-11-13	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.3800	100	1	92,599
2015-09-17	2015-09-16	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	11.5000	3,000	34	28,561
2015-09-17	2015-09-15	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	11.6100	649	8	25,561
2015-09-14	2015-09-11	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	11.5490	1,000	12	75,699
2015-09-14	2015-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.5900	2,100	24	92,499
2015-09-14	2015-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.6100	100	1	90,399
2015-09-14	2015-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.6000	400	5	90,299
2015-09-14	2015-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.5950	100	1	89,899
2015-09-14	2015-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.5990	1,200	14	89,799
2015-09-14	2015-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.5600	100	1	88,599
2015-09-14	2015-09-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	11.5060	500	6	88,499
2015-05-19	2015-05-19	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	13.9700	100	1	87,999
2015-05-19	2015-05-19	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	13.9500	400	6	87,899
2015-05-19	2015-05-19	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	13.9460	2,500	35	87,499
2014-12-18	2014-12-17	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	10.1116	5,000	51	24,912
2014-12-18	2014-12-17	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	I	10.0275	1,000	10	10,000
2014-12-18	2014-12-17	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	10.0276	1,000	10	74,699
2014-12-18	2014-12-17	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	10.0584	1,400	14	84,999
2014-12-18	2014-12-17	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	10.0400	1,000	10	83,599
2014-12-16	2014-12-15	4	Persily Julie	CMFN	Common Stock	P - Purchase	D	11.0535	3,400	38	6,863
2014-11-24	2014-11-24	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	12.1800	1,934	24	7,801
2014-11-24	2014-11-24	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	12.1700	200	2	5,867
2014-11-24	2014-11-24	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	12.1690	700	9	5,667
2014-11-24	2014-11-24	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	12.1600	100	1	4,967
2014-11-24	2014-11-24	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	12.1000	1,566	19	4,867
2014-11-24	2014-11-21	4	Kuppenheimer Stephan	CMFN	Common Stock	P - Purchase	D	12.4500	8,500	106	26,401
2014-11-21	2014-11-20	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	I	12.1090	1,000	12	9,000
2014-11-20	2014-11-18	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	12.5750	2,000	25	73,699
2014-11-20	2014-11-18	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	12.6000	4,000	50	82,599
2014-11-20	2014-11-17	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	12.6200	1,425	18	78,599
2014-11-20	2014-11-17	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	12.6970	2,500	32	77,174
2014-11-20	2014-11-19	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	12.4800	2,500	31	19,912
2014-09-29	2014-09-25	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	13.1750	1,500	20	17,412
2014-09-22	2014-09-19	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	I	13.2600	1,000	13	8,000
2014-09-22	2014-09-18	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	I	13.4750	1,000	13	7,000
2014-09-16	2014-09-16	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	I	13.6520	1,000	14	6,000
2014-09-16	2014-09-16	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	13.6560	1,000	14	71,669
2014-09-16	2014-09-12	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	I	13.7870	1,000	14	5,000
2014-09-16	2014-09-12	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	13.7970	1,000	14	70,669
2014-09-16	2014-09-15	4	Agarwal Jai	CMFN	Common Stock	P - Purchase	D	13.7700	2,400	33	2,400
2014-09-15	2014-09-12	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	13.8512	3,703	51	74,674
2014-09-15	2014-09-11	4	Kuppenheimer Stephan	CMFN	Common Stock	P - Purchase	D	13.9171	5,000	70	17,901
2014-09-15	2014-09-11	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	13.7625	3,192	44	15,912
2014-09-12		3	Agarwal Jai	CMFN	Common Stock		D				0
2014-08-14	2014-06-10	5	FREIDHEIM STEPHEN C By principal of investment manager to Cyrus Select Opportunities Master Fund, Ltd.	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		378,001
2014-08-14	2014-06-10	5	FREIDHEIM STEPHEN C By principal of investment manager to Cyrus Opportunities Master Fund II, Ltd.	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		2,077,092
2014-08-14	2014-06-10	5	FREIDHEIM STEPHEN C By principal of investment manager to CRS Master Fund, L.P.	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		645,274
2014-08-14	2014-06-10	5	FREIDHEIM STEPHEN C By principal of investment manager to Crescent 1, L.P.	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		717,819
2014-08-12	2014-06-10	5	Persily Julie	CMFN	Common Stock, par value $0.001 per share	G - Gift	D		1		3,377
2014-08-12	2014-06-10	5	Jansen Christopher E By wife	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		1
2014-08-12	2014-06-10	5	Jansen Christopher E By daughter	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		1
2014-08-12	2014-06-10	5	Jansen Christopher E	CMFN	Common Stock, par value $0.001 per share	G - Gift	D		2		69,669
2014-08-12	2014-06-10	5	Lee Keith	CMFN	Common Stock, par value $0.001 per share	G - Gift	D		1		3,301
2014-08-12	2014-06-10	5	MAUER MICHAEL By wife	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		1
2014-08-12	2014-06-10	5	MAUER MICHAEL By son	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		1
2014-08-12	2014-06-10	5	MAUER MICHAEL By daughter	CMFN	Common Stock, par value $0.001 per share	G - Gift	I		1		1
2014-08-12	2014-06-10	5	MAUER MICHAEL	CMFN	Common Stock, par value $0.001 per share	G - Gift	D		-29		70,971
2014-08-12	2014-06-10	5	Wagner Robert T	CMFN	Common Stock, par value $0.001 per share	G - Gift	D		1		3,301
2014-08-12	2014-06-10	5	RYDER ROBERT P	CMFN	Common Stock, par value $0.001 per share	G - Gift	D		1		12,720
2014-08-12	2014-06-10	5	Kuppenheimer Stephan	CMFN	Common Stock, par value $0.001 per share	G - Gift	D		1		12,901
2014-06-03	2014-05-30	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	13.8100	2,600	36	12,719
2014-05-30	2014-05-29	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	I	14.1300	4,000	57	4,000
2014-05-30	2014-05-29	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	14.2050	2,000	28	69,667
2014-05-21	2014-05-19	4	Kuppenheimer Stephan	CMFN	Common Stock	P - Purchase	D	13.5318	12,900	175	12,900
2014-05-20	2014-05-19	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	13.3200	100	1	71,000
2014-05-20	2014-05-19	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	13.3440	500	7	70,900
2014-05-20	2014-05-19	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	13.3770	3,400	45	70,400
2014-05-20	2014-05-19	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	13.4450	1,000	13	67,667
2014-05-12	2014-03-31	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	15.1900	119	2	10,119
2014-02-18		3	Stifel Venture Corp. Stifel Venture Corp.	CMFN	Common Stock		I				4,363,636
2014-02-18		3	Stifel Venture Corp. Stifel Venture Corp.	CMFN	Common Stock		I				4,363,636
2014-02-18		3	Stifel Venture Corp. Stifel Venture Corp.	CMFN	Common Stock		I				4,363,636
2014-02-11	2014-02-11	4	MAUER MICHAEL	CMFN	Common Stock	P - Purchase	D	15.0000	67,000	1,005	67,000
2014-02-11	2014-02-11	4	RYDER ROBERT P	CMFN	Common Stock	P - Purchase	D	15.0000	10,000	150	10,000
2014-02-11	2014-02-11	4	Lee Keith	CMFN	Common Stock	P - Purchase	D	15.0000	3,300	50	3,300
2014-02-11	2014-02-11	4	Jansen Christopher E	CMFN	Common Stock	P - Purchase	D	15.0000	66,667	1,000	66,667
2014-02-11	2014-02-11	4	Persily Julie	CMFN	Common Stock	P - Purchase	D	15.0000	3,300	50	3,300
2014-02-11	2014-02-11	4	Wagner Robert T	CMFN	Common Stock	P - Purchase	D	15.0000	3,300	50	3,300
2014-02-05		3	MAUER MICHAEL	CMFN	Common Stock		D				0
2014-02-05		3	RYDER ROBERT P	CMFN	Common Stock		D				0
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Cyrus Opportunities Master Fund II, Ltd.	CMFN	Common Stock		I				5,895,273
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Cyrus Select Opportunities Master Fund, Ltd.	CMFN	Common Stock		I				4,196,182
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to CRS Master Fund, L.P.	CMFN	Common Stock		I				4,463,455
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Crescent 1, L.P.	CMFN	Common Stock		I				4,536,000
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Cyrus Opportunities Master Fund II, Ltd.	CMFN	Common Stock		I				5,895,273
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Crescent 1, L.P.	CMFN	Common Stock		I				4,536,000
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to CRS Master Fund, L.P.	CMFN	Common Stock		I				4,463,455
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Cyrus Select Opportunities Master Fund, Ltd.	CMFN	Common Stock		I				378,000
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Crescent 1, L.P.	CMFN	Common Stock		I				717,818
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to CRS Master Fund, L.P.	CMFN	Common Stock		I				645,273
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Cyrus Opportunities Master Fund II, Ltd.	CMFN	Common Stock		I				2,077,091
2014-02-05		3	CYRUS CAPITAL PARTNERS GP, LLC By principal of investment manager to Cyrus Select Opportunities Master Fund, Ltd.	CMFN	Common Stock		I				4,196,182
2014-02-05		3	Lee Keith	CMFN	Common Stock		D				0
2014-02-05		3	Jansen Christopher E	CMFN	Common Stock		D				0
2014-02-05		3	Persily Julie	CMFN	Common Stock		D				0
2014-02-05		3	Wagner Robert T	CMFN	Common Stock		D				0
2014-02-05		3	Kuppenheimer Stephan	CMFN	Common Stock		D				0
2014-02-05		3	Cook Edward J.	CMFN	Common Stock		D				0
2014-02-05		3	Scire Anthony	CMFN	Common Stock		D				0

非衍生或衍生證券的公開市場或私下買入

非衍生或衍生證券的公開市場或私下賣出

公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）

衍生工具轉換

將證券賣出或轉讓回公司

使用從公司收到的證券的一部分來支付行使價或稅務負擔。

內部人士贈送或接收他人贈送公司股票

股權掉期和類似的避險交易

行使或轉換從公司獲得的衍生證券（例如期權）

內部人士透過Form 4自願報告的一筆交易

其他（附有交易描述的腳註）

ICMB / Investcorp Credit Management BDC, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5