| 已發行股份 | 14,979,502 shares |
| 內部人士股份 | 22,953,905 shares |
| 所有內部人士 | 58 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。
更新頻率:每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。
如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率:每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。
內幕交易圖表
以下圖表顯示了Daré Bioscience, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會。
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| 內部人士 | 平均收益(%) | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Stuart A Arbuckle Director - [D] | 13,104 | 13,104 | |
| Gregg Beloff Interim CFO - [O] | 0 | 0 | |
|
Bessemer Venture Partners VII Institutional L.P.
10% Owner -
|
1,907 | 333,350 | |
|
Bessemer Venture Partners VII L.P.
10% Owner -
|
333,350 | 333,350 | |
| Cheryl R Blanchard | 22,500 | ||
|
Cvf, Llc
10% Owner -
|
2,592,577 | 2,592,577 | |
| Alejandra Carvajal | 100,000 | ||
|
Alan L Crane
Director, 10% Owner -
[D]
|
4,771,739 | 4,771,739 | |
|
Crane Family Irrevocable Trust- 2002
10% Owner -
|
248,148 | 248,148 | |
|
Crane Howard R.
10% Owner -
|
248,148 | 248,148 | |
|
Deer VII & Co. L.P.
10% Owner -
|
1,907 | 333,350 | |
|
Deer VII & Co. Ltd.
10% Owner -
|
1,907 | 333,350 | |
| Scott Eliasof SVP, Chief Scientific Officer - [O] | 100 | 100 | |
| Oliver Fetzer President and CEO, Director - [D] [O] | 30,000 | 30,000 | |
| Paul A Friedman Director - [D] | 18,819 | 18,819 | |
| John A Fair | 185,000 | ||
| Christopherd T Guiffre Chief Executive Officer, Director - [D] [O] | 12,489 | 12,489 | |
| Edward Graeme Garmey Sr. VP, Chief Medical Officer - [O] | 13,786 | 13,786 | |
| Grossman Jessica D. | 22,500 |
| 內部人士 | 平均收益(%) | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Roger Hawley Director - [D] | 944,956 | 78,746 | |
|
Steven Edward Hall
Director, 10% Owner -
[D]
|
2,356,227 | 2,356,227 | |
|
Sabrina Martucci Johnson
Chief Executive Officer, Director, 10% Owner -
[D]
[O]
|
962,062 | 80,172 | |
| Kelley Susan L. | 22,500 | ||
|
Eli & Co Lilly
10% Owner -
|
2,356,227 | 2,356,227 | |
|
Lilly Ventures Fund I LLC
10% Owner -
|
2,356,227 | 2,356,227 | |
| Lux Capital Management, LLC - | 951,999 | 951,999 | |
|
Lux Venture Associates II, LLC
10% Owner -
|
951,999 | 951,999 | |
|
Lux Ventures II Partners Fund I LLC
10% Owner -
|
951,999 | 951,999 | |
|
Lux Ventures II Sidecar LP
10% Owner -
|
951,999 | 951,999 | |
|
Lux Ventures II, L.P.
10% Owner -
|
951,999 | 951,999 | |
| William Mckee Director - [D] | 3,418 | 3,418 | |
| Gregory W Matz Director - [D] | 1,000 | 83 | |
| James E ONeill Principal Accounting Officer - [O] | 2,098 | 2,098 | |
|
Polaris Venture Partners Entrepreneurs Fund Iv Lp
10% Owner -
|
1,432,101 | 1,432,101 | |
|
Polaris Venture Partners Iv Lp
10% Owner -
|
1,432,101 | 1,432,101 | |
| David Ross Parkinson Director - [D] | 28,488 | 28,488 | |
|
Polaris Venture Management Co IV LLC
10% Owner -
|
1,432,101 | 1,432,101 | |
|
Polaris Venture Management Co. V, L.L.C.
10% Owner -
|
3,262,437 | 3,262,437 |
| 內部人士 | 平均收益(%) | 持股 數量 |
分拆 調整 |
|---|---|---|---|
|
Polaris Venture Partners Entrepreneurs' Fund V, L.P.
10% Owner -
|
3,262,437 | 3,262,437 | |
|
Polaris Venture Partners Founders' Fund V, L.P.
10% Owner -
|
3,262,437 | 3,262,437 | |
|
Polaris Venture Partners Special Founders' Fund V, L.P.
10% Owner -
|
3,262,437 | 3,262,437 | |
|
Polaris Venture Partners V, L.P.
10% Owner -
|
3,262,437 | 3,262,437 | |
| William H Rastetter Director - [D] | 103,039 | 103,039 | |
| Karen Lynn Roberts | 163,774 | ||
| Rock Springs Capital Management LP - | 464,365 | 464,365 | |
|
Ram Sasisekharan
Director, 10% Owner -
[D]
|
165,430 | 165,430 | |
| Adrian Senderowicz | 150,000 | ||
|
Shiladitya Sengupta
10% Owner -
|
330,864 | 330,864 | |
| Robin Joan Steele Director - [D] | 246,171 | 20,514 | |
| Robert I Tepper Director - [D] | 37,908 | 37,908 | |
|
VEF Management V, LLC
10% Owner -
|
3,015,017 | 3,015,017 | |
|
Venrock Associates V Lp
10% Owner -
|
3,015,017 | 3,015,017 | |
|
Venrock Partners V L P
10% Owner -
|
3,015,017 | 3,015,017 | |
|
Venrock Entrepreneurs Fund V, L.P.
10% Owner -
|
3,015,017 | 3,015,017 | |
|
Venrock Management V, LLC
10% Owner -
|
3,015,017 | 3,015,017 | |
|
Venrock Partners Management V, LLC
10% Owner -
|
3,015,017 | 3,015,017 | |
| David R Walt Director - [D] | 193,700 | 193,700 | |
| Lisa Walters-Hoffert Chief Financial Officer - [O] | 443,512 | 36,959 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分,我們分析了在 DARE / Daré Bioscience, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分,我們分析了在 DARE / Daré Bioscience, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-28 | 2022-01-25 | 4 | Fair John A | DARE | Stock Option (right to buy) | D | 1.59 | 185,000 | 185,000 | |||||
| 2022-01-28 | 2022-01-25 | 4 | JOHNSON SABRINA MARTUCCI | DARE | Stock Option (right to buy) | D | 1.59 | 628,400 | 628,400 | |||||
| 2022-01-28 | 2022-01-25 | 4 | Walters-Hoffert Lisa | DARE | Stock Option (right to buy) | D | 1.59 | 185,000 | 185,000 | |||||
| 2021-06-24 | 2021-06-24 | 4 | Steele Robin Joan | DARE | Stock Option (right to buy) | D | 1.46 | 30,000 | 30,000 | |||||
| 2021-06-24 | 2021-06-24 | 4 | Matz Gregory W | DARE | Stock Option (right to buy) | D | 1.46 | 30,000 | 30,000 | |||||
| 2021-06-24 | 2021-06-24 | 4 | Kelley Susan L. | DARE | Stock Option (right to buy) | D | 1.46 | 30,000 | 30,000 | |||||
| 2021-06-24 | 2021-06-24 | 4 | Blanchard Cheryl R | DARE | Stock Option (right to buy) | D | 1.46 | 30,000 | 30,000 | |||||
| 2021-06-24 | 2021-06-24 | 4 | Grossman Jessica D. | DARE | Stock Option (right to buy) | D | 1.46 | 30,000 | 30,000 | |||||
| 2021-06-24 | 2021-06-24 | 4 | RASTETTER WILLIAM H | DARE | Stock Option (right to buy) | D | 1.46 | 30,000 | 30,000 | |||||
| 2021-04-20 | 2021-04-16 | 4 | Ononye-Onyia Sophia Nnenna | DARE | Stock Option (right to buy) | D | 1.40 | 45,000 | 45,000 | |||||
| 2021-01-28 | 2021-01-26 | 4 | Fair John A | DARE | Stock Option (right to buy) | D | 2.59 | 168,000 | 168,000 | |||||
| 2021-01-28 | 2021-01-26 | 4 | Walters-Hoffert Lisa | DARE | Stock Option (right to buy) | D | 2.59 | 168,000 | 168,000 | |||||
| 2021-01-28 | 2021-01-26 | 4 | JOHNSON SABRINA MARTUCCI | DARE | Stock Option (right to buy) | D | 2.59 | 525,000 | 525,000 | |||||
| 2020-06-26 | 2020-06-25 | 4 | Kelley Susan L. | DARE | Stock Option (right to buy) | D | 1.03 | 22,500 | 22,500 | |||||
| 2020-06-26 | 2020-06-25 | 4 | Grossman Jessica D. | DARE | Stock Option (right to buy) | D | 1.03 | 22,500 | 22,500 | |||||
| 2020-06-26 | 2020-06-25 | 4 | Steele Robin Joan | DARE | Stock Option (right to buy) | D | 1.03 | 22,500 | 22,500 | |||||
| 2020-06-26 | 2020-06-25 | 4 | RASTETTER WILLIAM H | DARE | Stock Option (right to buy) | D | 1.03 | 22,500 | 22,500 | |||||
| 2020-06-26 | 2020-06-25 | 4 | Blanchard Cheryl R | DARE | Stock Option (right to buy) | D | 1.03 | 22,500 | 22,500 | |||||
| 2020-06-26 | 2020-06-25 | 4 | Matz Gregory W | DARE | Stock Option (right to buy) | D | 1.03 | 22,500 | 22,500 | |||||
| 2020-03-09 | 2020-03-06 | 4 | Fair John A | DARE | Employee Stock Option (right to buy) | D | 1.03 | 68,000 | 68,000 | |||||
| 2020-03-09 | 2020-03-06 | 4 | Walters-Hoffert Lisa | DARE | Employee Stock Option (right to buy) | D | 1.03 | 68,000 | 68,000 | |||||
| 2020-03-09 | 2020-03-06 | 4 | JOHNSON SABRINA MARTUCCI | DARE | Employee Stock Option (right to buy) | D | 1.03 | 280,000 | 280,000 | |||||
| 2019-11-21 | 2019-11-20 | 4 | Blanchard Cheryl R | DARE | Stock Option (right to buy) | D | 0.79 | 45,000 | 45,000 | |||||
| 2019-06-14 | 2019-06-13 | 4 | Steele Robin Joan | DARE | Stock Option (right to buy) | D | 0.90 | 22,500 | 22,500 | |||||
| 2019-06-14 | 2019-06-13 | 4 | RASTETTER WILLIAM H | DARE | Stock Option (right to buy) | D | 0.90 | 22,500 | 22,500 | |||||
| 2019-06-14 | 2019-06-13 | 4 | Kelley Susan L. | DARE | Stock Option (right to buy) | D | 0.90 | 22,500 | 22,500 | |||||
| 2019-06-14 | 2019-06-13 | 4 | Grossman Jessica D. | DARE | Stock Option (right to buy) | D | 0.90 | 22,500 | 22,500 | |||||
| 2019-06-14 | 2019-06-13 | 4 | HAWLEY ROGER | DARE | Stock Option (right to buy) | D | 0.90 | 22,500 | 22,500 | |||||
| 2019-06-14 | 2019-06-13 | 4 | Matz Gregory W | DARE | Stock Option (right to buy) | D | 0.90 | 22,500 | 22,500 | |||||
| 2019-04-15 | 2019-04-11 | 4 | HAWLEY ROGER By family trust | DARE | Common stock | I | 1.1000 | 454,545 | 500 | 944,956 | ||||
| 2019-01-31 | 2019-01-29 | 4 | JOHNSON SABRINA MARTUCCI | DARE | Employee Stock Option (right to buy) | D | 0.76 | 195,000 | 195,000 | |||||
| 2019-01-31 | 2019-01-29 | 4 | Walters-Hoffert Lisa | DARE | Employee Stock Option (right to buy) | D | 0.76 | 75,000 | 75,000 | |||||
| 2018-09-17 | 3 | Matz Gregory W By The Matz Trust | DARE | Common stock | I | 1,000 | ||||||||
| 2018-09-17 | 3 | Matz Gregory W By The Matz Trust | DARE | Common stock | I | 1,000 | ||||||||
| 2018-09-17 | 3 | Matz Gregory W By The Matz Trust | DARE | Common stock | I | 1,000 | ||||||||
| 2018-09-17 | 2018-09-13 | 4 | Matz Gregory W | DARE | Stock Option (right to buy) | D | 1.03 | 45,000 | 45,000 | |||||
| 2018-09-10 | 2018-09-07 | 4 | JOHNSON SABRINA MARTUCCI | DARE | Employee Stock Option (right to buy) | D | 1.01 | 192,000 | 192,000 | |||||
| 2018-09-10 | 2018-09-07 | 4 | Walters-Hoffert Lisa | DARE | Employee Stock Option (right to buy) | D | 1.01 | 100,000 | 100,000 | |||||
| 2018-07-11 | 2018-07-10 | 4 | HAWLEY ROGER | DARE | Stock Option (right to buy) | D | 1.35 | 45,000 | 45,000 | |||||
| 2018-07-11 | 2018-07-10 | 4 | Grossman Jessica D. | DARE | Stock Option (right to buy) | D | 1.35 | 45,000 | 45,000 | |||||
| 2018-07-11 | 2018-07-10 | 4 | Kelley Susan L. | DARE | Stock Option (right to buy) | D | 1.35 | 45,000 | 45,000 | |||||
| 2018-07-11 | 2018-07-10 | 4 | RASTETTER WILLIAM H | DARE | Stock Option (right to buy) | D | 1.35 | 45,000 | 45,000 | |||||
| 2018-07-11 | 2018-07-10 | 4 | Steele Robin Joan | DARE | Stock Option (right to buy) | D | 1.35 | 45,000 | 45,000 | |||||
| 2018-06-12 | 2018-06-11 | 4 | HAWLEY ROGER | DARE | Common stock | D | 1.4527 | 140,000 | 203 | 140,000 | ||||
| 2017-12-08 | 2017-07-19 | 4/A | Kelley Susan L. | DARE | Option to Purchase Common Stock | D | 6.56 | 2,000 | 2,000 | |||||
| 2017-12-08 | 2017-07-19 | 4/A | RASTETTER WILLIAM H | DARE | Option to Purchase Common Stock | D | 6.56 | 2,000 | 2,000 | |||||
| 2017-07-25 | 2017-07-19 | 4 | JOHNSON SABRINA MARTUCCI By The Vincent S. Johnson and Sabrina M. Johnson Family Trust Dated February 4, 2005 | DARE | Common Stock | I | 962,062 | 962,062 | ||||||
| 2017-07-21 | 2017-07-19 | 4 | Kelley Susan L. | DARE | Option to Purchase Common Stock | D | 6.56 | 2,000 | 2,000 | |||||
| 2017-07-21 | 2017-07-19 | 4 | Walters-Hoffert Lisa By The Lisa Walters-Hoffert Survivor's Trust dated October 31, 2002 | DARE | Common Stock | I | 443,512 | 443,512 | ||||||
| 2017-07-21 | 2017-07-19 | 4 | RASTETTER WILLIAM H | DARE | Option to Purchase Common Stock | D | 6.56 | 2,000 | 2,000 | |||||
| 2017-07-21 | 2017-07-19 | 4 | Steele Robin Joan | DARE | Option to Purchase Common Stock | D | 6.56 | 2,200 | 2,200 | |||||
| 2017-07-21 | 2017-07-19 | 4 | Steele Robin Joan By The Robin J. Steele Trust DTD 1/30/2015 | DARE | Common Stock | I | 246,171 | 246,171 | ||||||
| 2017-07-21 | 2017-07-19 | 4 | HAWLEY ROGER | DARE | Option to Purchase Common Stock | D | 6.56 | 2,200 | 2,200 | |||||
| 2017-07-21 | 2017-07-19 | 4 | HAWLEY ROGER | DARE | Option to Purchase Common Stock | D | 0.00 | 10,149 | 10,149 | |||||
| 2017-07-21 | 2017-07-19 | 4 | HAWLEY ROGER By The Hawley Family Trust Dated October 22, 2004 | DARE | Common Stock | I | 307,714 | 490,411 | ||||||
| 2017-07-21 | 2017-07-19 | 4 | HAWLEY ROGER | DARE | Common Stock | D | 182,697 | 182,697 | ||||||
| 2017-04-05 | 2017-04-03 | 4 | FRIEDMAN PAUL A | CERU | Common Stock | D | 0.7300 | 10,273 | 7 | 18,819 | ||||
| 2017-01-19 | 3/A | Eliasof Scott By Tapscott-Eliasof 2012 Family Trust | CERU | Common Stock | I | 100 | ||||||||
| 2017-01-09 | 2017-01-05 | 4 | BELOFF GREGG | CERU | Stock Option (right to buy) | D | 0.82 | 50,000 | 50,000 | |||||
| 2017-01-09 | 2017-01-06 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Stock Option (right to buy) | D | 0.82 | 150,000 | 150,000 | |||||
| 2017-01-09 | 2017-01-06 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Stock Option (right to buy) | D | 0.82 | 150,000 | 150,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | ONeill James E | CERU | Stock Option (right to buy) | D | 0.82 | 50,000 | 50,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | ONeill James E | CERU | Stock Option (right to buy) | D | 0.82 | 5,000 | 5,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | ONeill James E | CERU | Stock Option (right to buy) | D | 0.82 | 5,000 | 5,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | Senderowicz Adrian | CERU | Stock Option (right to buy) | D | 0.82 | 150,000 | 150,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | Senderowicz Adrian | CERU | Stock Option (right to buy) | D | 0.82 | 60,000 | 60,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | Carvajal Alejandra | CERU | Stock Option (right to buy) | D | 0.82 | 100,000 | 100,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | Carvajal Alejandra | CERU | Stock Option (right to buy) | D | 0.82 | 50,000 | 50,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | Eliasof Scott | CERU | Stock Option (right to buy) | D | 0.82 | 100,000 | 100,000 | |||||
| 2017-01-09 | 2017-01-05 | 4 | Eliasof Scott | CERU | Stock Option (right to buy) | D | 0.82 | 60,000 | 60,000 | |||||
| 2017-01-05 | 2017-01-03 | 4 | FRIEDMAN PAUL A | CERU | Common Stock | D | 0.7700 | 4,870 | 4 | 8,546 | ||||
| 2017-01-05 | 2016-12-31 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Common Stock | D | 0.6000 | 5,733 | 3 | 12,489 | ||||
| 2017-01-05 | 2017-01-03 | 4 | MCKEE WILLIAM | CERU | Common Stock | D | 0.7700 | 1,948 | 1 | 3,418 | ||||
| 2017-01-05 | 2017-01-03 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 0.7700 | 24,350 | 19 | 103,039 | ||||
| 2017-01-05 | 2017-01-03 | 4 | WALT DAVID R | CERU | Common Stock | D | 0.7700 | 14,935 | 11 | 193,700 | ||||
| 2017-01-05 | 2017-01-03 | 4 | Parkinson David Ross | CERU | Common Stock | D | 0.7700 | 16,234 | 13 | 28,488 | ||||
| 2017-01-05 | 2017-01-03 | 4 | Arbuckle Stuart A | CERU | Common Stock | D | 0.7700 | 7,467 | 6 | 13,104 | ||||
| 2016-10-27 | 2016-10-25 | 4 | Eliasof Scott | CERU | Employee Stock Option (right to buy) | D | 0.88 | 10,000 | 10,000 | |||||
| 2016-10-20 | 2016-10-03 | 4 | FRIEDMAN PAUL A | CERU | Common Stock | D | 1.0200 | 3,676 | 4 | 3,676 | ||||
| 2016-10-20 | 2016-10-03 | 4 | MCKEE WILLIAM | CERU | Common Stock | D | 1.0200 | 1,470 | 1 | 1,470 | ||||
| 2016-10-20 | 2016-10-03 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 1.0200 | 18,382 | 19 | 78,689 | ||||
| 2016-10-20 | 2016-10-03 | 4 | WALT DAVID R | CERU | Common Stock | D | 1.0200 | 11,274 | 11 | 178,765 | ||||
| 2016-10-20 | 2016-10-03 | 4 | Parkinson David Ross | CERU | Common Stock | D | 1.0200 | 12,254 | 12 | 12,254 | ||||
| 2016-10-20 | 2016-10-03 | 4 | Arbuckle Stuart A | CERU | Common Stock | D | 1.0200 | 5,637 | 6 | 5,637 | ||||
| 2016-08-23 | 2016-08-22 | 4 | BELOFF GREGG | CERU | Stock Option (right to buy) | D | 1.14 | 75,000 | 75,000 | |||||
| 2016-08-23 | 2016-08-22 | 4 | ONeill James E | CERU | Stock Option (right to buy) | D | 1.14 | 50,000 | 50,000 | |||||
| 2016-08-23 | 2016-08-22 | 4 | Senderowicz Adrian | CERU | Stock Option (right to buy) | D | 1.14 | 100,000 | 100,000 | |||||
| 2016-08-23 | 2016-08-22 | 4 | Carvajal Alejandra | CERU | Common Stock (right to buy) | D | 1.14 | 75,000 | 75,000 | |||||
| 2016-07-08 | 2016-06-30 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Common Stock | D | 1.8020 | 3,999 | 7 | 6,756 | ||||
| 2016-06-24 | 2016-06-22 | 4 | Crane Alan L | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-06-24 | 2016-06-22 | 4 | FRIEDMAN PAUL A | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-06-24 | 2016-06-22 | 4 | MCKEE WILLIAM | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-06-24 | 2016-06-22 | 4 | RASTETTER WILLIAM H | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-06-24 | 2016-06-22 | 4 | WALT DAVID R | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-06-24 | 2016-06-22 | 4 | Parkinson David Ross | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-06-24 | 2016-06-22 | 4 | Kelley Susan L. | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-06-24 | 2016-06-22 | 4 | Arbuckle Stuart A | CERU | Stock Option (right to buy) | D | 2.08 | 20,000 | 20,000 | |||||
| 2016-05-27 | 3 | ONeill James E | CERU | Common Stock | D | 2,000 | ||||||||
| 2016-05-27 | 3 | ONeill James E | CERU | Common Stock | D | 2,000 | ||||||||
| 2016-05-27 | 2016-01-05 | 4 | ONeill James E | CERU | Incentive Stock Option (right to buy) | D | 3.04 | 4,900 | 4,900 | |||||
| 2016-05-27 | 2015-12-31 | 4 | ONeill James E | CERU | Common Stock | D | 2.3800 | 1,098 | 3 | 2,098 | ||||
| 2016-02-23 | 2016-02-22 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0883 | 591 | 1 | 167,491 | ||||
| 2016-02-23 | 2016-02-19 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0759 | 1,700 | 4 | 166,900 | ||||
| 2016-02-19 | 2016-02-18 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0891 | 4,500 | 9 | 165,200 | ||||
| 2016-02-19 | 2016-02-17 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.1168 | 4,460 | 9 | 160,700 | ||||
| 2016-02-17 | 2016-02-16 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0031 | 4,500 | 9 | 156,240 | ||||
| 2016-02-17 | 2016-02-12 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0022 | 4,311 | 9 | 151,740 | ||||
| 2016-02-12 | 2016-02-11 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0305 | 4,350 | 9 | 147,429 | ||||
| 2016-02-12 | 2016-02-10 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0754 | 4,500 | 9 | 143,079 | ||||
| 2016-02-10 | 2016-02-09 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.0774 | 4,500 | 9 | 138,579 | ||||
| 2016-02-10 | 2016-02-08 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.2154 | 4,500 | 10 | 134,079 | ||||
| 2016-02-08 | 2016-02-05 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.2945 | 4,500 | 10 | 129,579 | ||||
| 2016-02-08 | 2016-02-04 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.3088 | 4,063 | 9 | 125,079 | ||||
| 2016-02-04 | 2016-02-03 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.2725 | 4,018 | 9 | 121,016 | ||||
| 2016-02-04 | 2016-02-02 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.3684 | 4,395 | 10 | 116,998 | ||||
| 2016-02-02 | 2016-02-01 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.3698 | 4,500 | 11 | 112,603 | ||||
| 2016-02-02 | 2016-01-29 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.4050 | 1,200 | 3 | 108,103 | ||||
| 2016-01-29 | 2016-01-28 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.4484 | 4,500 | 11 | 106,903 | ||||
| 2016-01-29 | 2016-01-27 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.4698 | 4,500 | 11 | 102,403 | ||||
| 2016-01-27 | 2016-01-26 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.4435 | 4,300 | 11 | 97,903 | ||||
| 2016-01-27 | 2016-01-25 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.3484 | 4,500 | 11 | 93,603 | ||||
| 2016-01-25 | 2016-01-22 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.2433 | 4,500 | 10 | 89,103 | ||||
| 2016-01-25 | 2016-01-21 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.3173 | 4,500 | 10 | 84,603 | ||||
| 2016-01-21 | 2016-01-20 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.3524 | 4,500 | 11 | 80,103 | ||||
| 2016-01-21 | 2016-01-19 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.5169 | 4,400 | 11 | 75,603 | ||||
| 2016-01-19 | 2016-01-15 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.4169 | 4,172 | 10 | 71,203 | ||||
| 2016-01-19 | 2016-01-14 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.6427 | 4,400 | 12 | 67,031 | ||||
| 2016-01-14 | 2016-01-13 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.6902 | 4,384 | 12 | 62,631 | ||||
| 2016-01-14 | 2016-01-12 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.8872 | 4,300 | 12 | 58,247 | ||||
| 2016-01-12 | 2016-01-11 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.8637 | 4,355 | 12 | 53,947 | ||||
| 2016-01-12 | 2016-01-08 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.8749 | 4,500 | 13 | 49,592 | ||||
| 2016-01-08 | 2016-01-07 | 4 | WALT DAVID R | CERU | Common Stock | D | 2.8712 | 4,300 | 12 | 45,092 | ||||
| 2016-01-08 | 2016-01-06 | 4 | WALT DAVID R | CERU | Common Stock | D | 3.0309 | 4,500 | 14 | 40,792 | ||||
| 2016-01-07 | 2016-01-05 | 4 | Carvajal Alejandra | CERU | Incentive Stock Option (right to buy) | D | 3.04 | 45,000 | 45,000 | |||||
| 2016-01-07 | 2016-01-05 | 4 | Senderowicz Adrian | CERU | Incentive Stock Option (right to buy) | D | 3.04 | 50,000 | 50,000 | |||||
| 2016-01-07 | 2015-12-31 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Common Stock | D | 2.3800 | 2,757 | 7 | 2,757 | ||||
| 2016-01-07 | 2016-01-05 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Incentive Stock Option (right to buy) | D | 3.04 | 137,000 | 137,000 | |||||
| 2016-01-06 | 2016-01-05 | 4 | WALT DAVID R | CERU | Common Stock | D | 3.0616 | 4,301 | 13 | 36,292 | ||||
| 2016-01-06 | 2016-01-04 | 4 | WALT DAVID R | CERU | Common Stock | D | 3.0051 | 4,500 | 14 | 31,991 | ||||
| 2015-12-07 | 2015-12-03 | 4 | WALT DAVID R | CERU | Common Stock | D | 3.7488 | 10,000 | 37 | 27,491 | ||||
| 2015-12-03 | 2015-12-01 | 4 | Senderowicz Adrian | CERU | Incentive Stock Option (right to buy) | D | 3.29 | 158,000 | 158,000 | |||||
| 2015-12-03 | 2015-09-04 | 4 | Senderowicz Adrian | CERU | Incentive Stock Option (right to buy) | D | 4.21 | 135,000 | 135,000 | |||||
| 2015-12-03 | 2015-12-01 | 4 | Carvajal Alejandra | CERU | Incentive Stock Option (right to buy) | D | 3.29 | 158,000 | 158,000 | |||||
| 2015-12-02 | 2015-11-30 | 4 | WALT DAVID R | CERU | Common Stock | D | 3.2490 | 5,374 | 17 | 17,491 | ||||
| 2015-11-30 | 2015-11-27 | 4 | WALT DAVID R | CERU | Common Stock | D | 3.2782 | 6,700 | 22 | 12,117 | ||||
| 2015-11-30 | 2015-11-25 | 4 | WALT DAVID R | CERU | Common Stock | D | 3.3659 | 5,417 | 18 | 5,417 | ||||
| 2015-09-25 | 3 | WALT DAVID R | CERU | No securities are beneficially owned. | D | 0 | ||||||||
| 2015-09-25 | 2015-09-23 | 4 | WALT DAVID R | CERU | Stock Option (Right to Buy) | D | 4.80 | 22,000 | 22,000 | |||||
| 2015-06-30 | 3 | Arbuckle Stuart A | CERU | No securities are beneficially owned. | D | 0 | ||||||||
| 2015-06-30 | 2015-06-26 | 4 | Crane Alan L | CERU | Stock Option (Right to Buy) | D | 4.78 | 11,000 | 11,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | FRIEDMAN PAUL A | CERU | Stock Option (Right to Buy) | D | 4.78 | 11,000 | 11,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | FRIEDMAN PAUL A | CERU | Stock Option (Right to Buy) | D | 4.78 | 8,214 | 8,214 | |||||
| 2015-06-30 | 2015-06-26 | 4 | MCKEE WILLIAM | CERU | Stock Option (Right to Buy) | D | 4.78 | 11,000 | 11,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | MCKEE WILLIAM | CERU | Stock Option (Right to Buy) | D | 4.78 | 8,214 | 8,214 | |||||
| 2015-06-30 | 2015-06-26 | 4 | RASTETTER WILLIAM H | CERU | Stock Option (Right to Buy) | D | 4.78 | 11,000 | 11,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | RASTETTER WILLIAM H | CERU | Stock Option (Right to Buy) | D | 4.78 | 8,214 | 8,214 | |||||
| 2015-06-30 | 2015-06-26 | 4 | Parkinson David Ross | CERU | Stock Option (Right to Buy) | D | 4.78 | 11,000 | 11,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | Parkinson David Ross | CERU | Stock Option (Right to Buy) | D | 4.78 | 7,000 | 7,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | Kelley Susan L. | CERU | Stock Option (Right to Buy) | D | 4.78 | 11,000 | 11,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | Kelley Susan L. | CERU | Stock Option (Right to Buy) | D | 4.78 | 7,000 | 7,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | Arbuckle Stuart A | CERU | Stock Option (Right to Buy) | D | 4.78 | 22,000 | 22,000 | |||||
| 2015-06-30 | 2015-06-26 | 4 | Hall Steven Edward | CERU | Stock Option (Right to Buy) | D | 4.78 | 11,000 | 11,000 | |||||
| 2015-05-29 | 3 | BELOFF GREGG | CERU | No securities are beneficially owned. | D | 0 | ||||||||
| 2015-05-29 | 2015-05-27 | 4 | BELOFF GREGG | CERU | Stock Option (right to buy) | D | 5.89 | 90,000 | 90,000 | |||||
| 2015-04-09 | 2015-04-07 | 4 | CVF, LLC | CERU | Common Stock | D | 6.0000 | 333,333 | 2,000 | 2,592,577 | ||||
| 2015-03-25 | 2015-03-23 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Stock Option (right to buy) | D | 9.84 | 407,520 | 407,520 | |||||
| 2015-02-09 | 2015-02-05 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Stock Option (right to buy) | D | 8.16 | 75,000 | 317,457 | |||||
| 2015-02-09 | 2015-02-05 | 4 | Garmey Edward Graeme | CERU | Stock Option (right to buy) | D | 8.16 | 43,000 | 166,586 | |||||
| 2015-02-09 | 2015-02-05 | 4 | Roberts Karen Lynn | CERU | Stock Option (right to buy) | D | 8.16 | 43,000 | 163,774 | |||||
| 2014-10-31 | 2014-10-29 | 4 | Parkinson David Ross | CERU | Stock Option (Right to Buy) | D | 4.36 | 15,000 | 15,000 | |||||
| 2014-10-31 | 2014-10-29 | 4 | FRIEDMAN PAUL A | CERU | Stock Option (right to buy) | D | 4.36 | 100,000 | 113,786 | |||||
| 2014-10-31 | 2014-10-29 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Stock Option (Right to Buy) | D | 4.36 | 50,300 | 242,457 | |||||
| 2014-10-07 | 2014-10-03 | 4 | Kelley Susan L. | CERU | Stock Option (Right to Buy) | D | 4.74 | 15,000 | 15,000 | |||||
| 2014-09-16 | 2014-09-16 | 4 | Crane Alan L | CERU | Stock Option (right to buy) | D | 3.92 | 16,000 | 16,000 | |||||
| 2014-09-16 | 2014-09-16 | 4 | Crane Alan L | CERU | Stock Option (right to buy) | D | 3.92 | -35,765 | 0 | |||||
| 2014-07-18 | 2014-07-17 | 4 | Roberts Karen Lynn | CERU | Stock Option (right to buy) | D | 4.98 | 20,100 | 120,774 | |||||
| 2014-06-26 | 2014-06-24 | 4 | GUIFFRE CHRISTOPHERD T | CERU | Stock Option (right to buy) | D | 5.73 | 50,300 | 192,158 | |||||
| 2014-06-26 | 2014-06-24 | 4 | FETZER OLIVER | CERU | Stock Option (right to buy) | D | 5.73 | 290,000 | 730,569 | |||||
| 2014-06-26 | 2014-06-24 | 4 | Garmey Edward Graeme | CERU | Stock Option (right to buy) | D | 5.73 | 50,300 | 123,586 | |||||
| 2014-06-26 | 2014-06-24 | 4 | Roberts Karen Lynn | CERU | Stock Option (right to buy) | D | 5.73 | 38,200 | 100,674 | |||||
| 2014-05-19 | 2014-05-16 | 4 | FETZER OLIVER | CERU | Stock Option (right to buy) | D | 3.34 | -30,000 | 102,215 | |||||
| 2014-05-19 | 2014-05-16 | 4 | FETZER OLIVER | CERU | Common Stock | D | 3.3400 | 30,000 | 100 | 30,000 | ||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Warrant to purchase Series C | D | 10.74 | 380 | 380 | |||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Warrant to purchase Series C | D | 0.74 | -5,522 | 0 | |||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Series A Convertible Preferred Stock | D | -76,923 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | 7% Convertible Promissory Notes | D | 5.43 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | 7% Convertible Promissory Notes | D | 7.00 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Series D Convertible Preferred Stock | D | -110,107 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Series C Convertible Preferred Stock | D | -118,954 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Series B-1 Convertible Preferred Stock | D | -31,500 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Series B Convertible Preferred Stock | D | -22,801 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H By Trust | CERU | Common Stock | I | 7.0000 | 18,869 | 132 | 60,307 | ||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 5,146 | 41,438 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 4,954 | 36,292 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 7,589 | 31,338 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 8,199 | 23,749 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 5,868 | 15,550 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 2,576 | 9,682 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | RASTETTER WILLIAM H | CERU | Common Stock | D | 7,106 | 7,106 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | 7% Convertible Promissory Notes | I | 5.43 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Series A Convertible Preferred Stock | I | -5,154,653 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | 7% Convertible Promissory Notes | I | 7.00 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Warrant to purchase Common Stock | I | 10.74 | 19,022 | 19,022 | |||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Warrant to purchase Series C Convertible Preferred Stock | I | 0.74 | -275,977 | 0 | |||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Series D Convertible Preferred Stock | I | -5,500,704 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Series C Convertible Preferred Stock | I | -5,944,145 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Series B-1 Convertible Preferred Stock | I | -4,245,941 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Series B Convertible Preferred Stock | I | -1,868,955 | 0 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 7.0000 | 944,290 | 6,610 | 3,015,017 | ||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 257,529 | 2,070,727 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 247,501 | 1,813,198 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 379,160 | 1,565,697 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 409,728 | 1,186,537 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 292,675 | 776,809 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 128,827 | 484,134 | ||||||
| 2014-04-17 | 2014-04-15 | 4 | VENROCK ASSOCIATES V LP | CERU | Common Stock | I | 355,307 | 355,307 | ||||||
| 2014-04-16 | 2014-04-15 | 4 | CVF, LLC | CERU | 7% Convertible Promissory Note | D | 5.43 | -828,747 | 0 | |||||
| 2014-04-16 | 2014-04-15 | 4 | CVF, LLC | CERU | 7% Convertible Promissory Note | D | 7.00 | -3,139,808 | 0 | |||||
| 2014-04-16 | 2014-04-15 | 4 | CVF, LLC | CERU | Series D Convertible Preferred | D | -12,048,192 | 0 | ||||||
| 2014-04-16 | 2014-04-15 | 4 | CVF, LLC | CERU | Common Stock | D | 7.0000 | 827,456 | 5,792 | 2,259,244 | ||||
| 2014-04-16 | 2014-04-15 | 4 | CVF, LLC | CERU | Common Stock | D | 152,764 | 1,431,788 | ||||||
| 2014-04-16 | 2014-04-15 | 4 | CVF, LLC | CERU | Common Stock | D | 448,544 | 1,279,024 | ||||||
| 2014-04-16 | 2014-04-15 | 4 | CVF, LLC | CERU | Common Stock | D | 830,480 | 830,480 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Warrant to purchase Common Stock | I | 10.74 | 30,432 | 30,432 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Warrant to purchase Series C Preferred | I | 0.74 | -441,528 | 0 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Seed Convertible Preferred Stock | I | -2,500,000 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | 7% Convertible Promissory Notes | I | 5.43 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | 7% Convertible Promissory Notes | I | 7.00 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Series D Convertible Preferred Stock | I | -8,598,139 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Series C Convertible Preferred Stock | I | -9,509,913 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Series B-1 Convertible Preferred Stock | I | -2,513,500 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Series B Convertible Preferred Stock | I | -1,631,107 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Series A Convertible Preferred Stock | I | -3,846,154 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 7.0000 | 1,470,582 | 10,294 | 4,771,739 | ||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 401,061 | 3,301,157 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 385,435 | 2,900,096 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 592,665 | 2,514,661 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 655,512 | 1,921,996 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 468,263 | 1,266,484 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 184,314 | 798,221 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 355,307 | 613,907 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Crane Alan L | CERU | Common Stock | I | 181,399 | 258,600 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Warrant to purchase Common | I | 10.74 | 5,340 | 5,340 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Warrant to purchase Series C | I | 0.74 | -77,478 | 0 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Series D Convertible Preferred Stock | I | -3,084,615 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Series C Convertible Preferred Stock | I | -7,231,419 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Series B Convertible Preferred Stock | I | -2,673,938 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Series A Convertible Preferred Stock | I | -5,154,654 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Seed Convertible Preferred Stock | I | -2,631,574 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Common Stock | I | 212,621 | 1,432,101 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Common Stock | I | 498,460 | 1,219,480 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Common Stock | I | 184,314 | 721,020 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Common Stock | I | 355,307 | 536,706 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co IV LLC | CERU | Common Stock | I | 181,399 | 181,399 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Warrant to purchase Common Stock | I | 10.74 | 25,092 | 25,092 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Warrant to purchase Series C | I | 0.74 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Series B-1 Convertible Preferred Stock | I | -6,793,234 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | 7% Convertible Promissory Notes | I | 5.43 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | 7% Convertible Promissory Notes | I | 7.00 | -2,698,039 | 0 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Series D Convertible Preferred Stock | I | -5,513,524 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Series C Convertible Preferred Stock | I | -2,278,494 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Common Stock | I | 7.0000 | 1,470,582 | 10,294 | 3,262,437 | ||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Common Stock | I | 401,061 | 1,791,855 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Common Stock | I | 385,435 | 1,390,794 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Common Stock | I | 380,044 | 1,005,359 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Common Stock | I | 157,052 | 625,315 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Polaris Venture Management Co. V, L.L.C. | CERU | Common Stock | I | 468,263 | 468,263 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Bessemer Venture Partners VII L.P. See notes | CERU | Warrants to purchase Common Stock | I | 10.74 | 1,907 | 1,907 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Bessemer Venture Partners VII L.P. See notes | CERU | Warrants to purchase Series C Convertible Preferred Stock | I | 0.74 | -27,672 | 0 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Rock Springs Capital Management LP | CERU | 7% Convertible Promissory Notes | D | 5.43 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Rock Springs Capital Management LP | CERU | Common Stock | D | 464,365 | 464,365 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | Series C Convertible Preferred Stock | I | -13,513,513 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | 7% Convertible Promissory Notes | I | 5.43 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | 7% Convertible Promissory Notes | I | 7.00 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | Series D Convertible Preferred Stock | I | -4,340,831 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | Common Stock | I | 7.0000 | 733,445 | 5,134 | 2,356,227 | ||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | Common Stock | I | 199,875 | 1,622,782 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | Common Stock | I | 192,209 | 1,422,907 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | Common Stock | I | 299,213 | 1,230,698 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Hall Steven Edward | CERU | Common Stock | I | 931,485 | 931,485 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Series A Convertible Preferred Stock | D | -1,538,461 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | 7% Convertible Promissory Notes | D | 5.43 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | 7% Convertible Promissory Notes | D | 7.00 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Warrant to purchase Common Stock | D | 10.74 | 8,561 | 8,561 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Warrant to purchase Series C Convertible Preferred Stock | D | 0.74 | -124,220 | 0 | |||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Series D Convertible Preferred Stock | D | -2,488,436 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Series C Convertible Preferred Stock | D | -2,675,534 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Series B-1 Convertible Preferred Stock | D | -707,000 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Series B Convertible Preferred Stock | D | -706,026 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 7.0000 | 106,224 | 744 | 951,999 | ||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 98,835 | 845,775 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 37,378 | 746,940 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 171,525 | 709,562 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 184,422 | 538,037 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 131,713 | 353,615 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 79,780 | 221,902 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | Lux Capital Management, LLC | CERU | Common Stock | D | 142,122 | 142,122 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | 7% Convertible Promissory Notes | I | 5.43 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | Series C Convertible Preferred Stock | I | -13,513,513 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | 7% Convertible Promissory Notes | I | 7.00 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | Series D Convertible Preferred Stock | I | -4,340,831 | 0 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | Common Stock | I | 7.0000 | 733,445 | 5,134 | 2,356,227 | ||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | Common Stock | I | 199,875 | 1,622,782 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | Common Stock | I | 192,209 | 1,422,907 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | Common Stock | I | 299,213 | 1,230,698 | ||||||
| 2014-04-15 | 2014-04-15 | 4 | LILLY ELI & CO | CERU | Common Stock | I | 931,485 | 931,485 | ||||||
| 2014-04-10 | 3 | Sasisekharan Ram | CERU | Common Stock | D | 165,430 | ||||||||
| 2014-04-10 | 3 | Sasisekharan Ram | CERU | Common Stock | D | 165,430 | ||||||||
| 2014-04-10 | 3 | TEPPER ROBERT I | CERU | Common Stock | D | 37,908 | ||||||||
| 2014-04-10 | 3 | TEPPER ROBERT I | CERU | Common Stock | D | 37,908 | ||||||||
| 2014-04-10 | 3 | Crane Alan L | CERU | Common Stock | D | 154,402 | ||||||||
| 2014-04-10 | 3 | Crane Alan L | CERU | Common Stock | D | 154,402 | ||||||||
| 2014-04-10 | 3 | Deer VII & Co. Ltd. See notes | CERU | Common Stock | I | 333,350 | ||||||||
| 2014-04-10 | 3 | Deer VII & Co. Ltd. See notes | CERU | Common Stock | I | 333,350 | ||||||||
| 2014-04-10 | 3 | Deer VII & Co. Ltd. See notes | CERU | Common Stock | I | 333,350 | ||||||||
| 2014-04-10 | 3 | Deer VII & Co. Ltd. See notes | CERU | Common Stock | I | 333,350 | ||||||||
| 2014-04-10 | 3 | Deer VII & Co. Ltd. See notes | CERU | Common Stock | I | 333,350 | ||||||||
| 2014-04-10 | 3 | Garmey Edward Graeme | CERU | Common Stock | D | 13,786 | ||||||||
| 2014-04-10 | 3 | Garmey Edward Graeme | CERU | Common Stock | D | 13,786 | ||||||||
| 2014-04-10 | 3 | Sengupta Shiladitya | CERU | Common Stock | D | 330,864 | ||||||||
| 2014-04-10 | 3 | Sengupta Shiladitya | CERU | Common Stock | D | 330,864 | ||||||||
| 2014-04-10 | 3 | Sengupta Shiladitya | CERU | Common Stock | D | 330,864 | ||||||||
| 2014-04-10 | 3 | Crane Howard R. | CERU | Common Stock | D | 248,148 | ||||||||
| 2014-04-10 | 3 | Crane Howard R. | CERU | Common Stock | I | 248,148 | ||||||||
| 2014-04-10 | 3 | Crane Howard R. | CERU | Common Stock | D | 248,148 | ||||||||
| 2014-04-10 | 3 | Crane Howard R. | CERU | Common Stock | I | 248,148 | ||||||||
| 2014-04-10 | 3 | Crane Howard R. | CERU | Common Stock | I | 248,148 | ||||||||
| 2014-04-10 | 3 | Crane Howard R. | CERU | Common Stock | D | 248,148 |
