DARE / Daré Bioscience, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

達爾生物科學公司

已發行股份 14,979,502 shares
內部人士股份22,953,905 shares
所有內部人士58
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

0 ( )
9107 out of 10948

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

0.000% ( )
9012 out of 10786

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Daré Bioscience, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整
Stuart A Arbuckle Director - [D] 13,104 13,104
Gregg Beloff Interim CFO - [O] 0 0
Bessemer Venture Partners VII Institutional L.P. 10% Owner - [10%] 1,907 333,350
Bessemer Venture Partners VII L.P. 10% Owner - [10%] 333,350 333,350
Cheryl R Blanchard 22,500
Cvf, Llc 10% Owner - [10%] 2,592,577 2,592,577
Alejandra Carvajal 100,000
Alan L Crane Director, 10% Owner - [D] [10%] 4,771,739 4,771,739
Crane Family Irrevocable Trust- 2002 10% Owner - [10%] 248,148 248,148
Crane Howard R. 10% Owner - [10%] 248,148 248,148
Deer VII & Co. L.P. 10% Owner - [10%] 1,907 333,350
Deer VII & Co. Ltd. 10% Owner - [10%] 1,907 333,350
Scott Eliasof SVP, Chief Scientific Officer - [O] 100 100
Oliver Fetzer President and CEO, Director - [D] [O] 30,000 30,000
Paul A Friedman Director - [D] 18,819 18,819
John A Fair 185,000
Christopherd T Guiffre Chief Executive Officer, Director - [D] [O] 12,489 12,489
Edward Graeme Garmey Sr. VP, Chief Medical Officer - [O] 13,786 13,786
Grossman Jessica D. 22,500
內部人士 平均收益(%) 持股
數量
分拆
調整
Roger Hawley Director - [D] 944,956 78,746
Steven Edward Hall Director, 10% Owner - [D] [10%] 2,356,227 2,356,227
Sabrina Martucci Johnson Chief Executive Officer, Director, 10% Owner - [D] [O] [10%] 962,062 80,172
Kelley Susan L. 22,500
Eli & Co Lilly 10% Owner - [10%] 2,356,227 2,356,227
Lilly Ventures Fund I LLC 10% Owner - [10%] 2,356,227 2,356,227
Lux Capital Management, LLC - 951,999 951,999
Lux Venture Associates II, LLC 10% Owner - [10%] 951,999 951,999
Lux Ventures II Partners Fund I LLC 10% Owner - [10%] 951,999 951,999
Lux Ventures II Sidecar LP 10% Owner - [10%] 951,999 951,999
Lux Ventures II, L.P. 10% Owner - [10%] 951,999 951,999
William Mckee Director - [D] 3,418 3,418
Gregory W Matz Director - [D] 1,000 83
James E ONeill Principal Accounting Officer - [O] 2,098 2,098
Polaris Venture Partners Entrepreneurs Fund Iv Lp 10% Owner - [10%] 1,432,101 1,432,101
Polaris Venture Partners Iv Lp 10% Owner - [10%] 1,432,101 1,432,101
David Ross Parkinson Director - [D] 28,488 28,488
Polaris Venture Management Co IV LLC 10% Owner - [10%] 1,432,101 1,432,101
Polaris Venture Management Co. V, L.L.C. 10% Owner - [10%] 3,262,437 3,262,437
內部人士 平均收益(%) 持股
數量
分拆
調整
Polaris Venture Partners Entrepreneurs' Fund V, L.P. 10% Owner - [10%] 3,262,437 3,262,437
Polaris Venture Partners Founders' Fund V, L.P. 10% Owner - [10%] 3,262,437 3,262,437
Polaris Venture Partners Special Founders' Fund V, L.P. 10% Owner - [10%] 3,262,437 3,262,437
Polaris Venture Partners V, L.P. 10% Owner - [10%] 3,262,437 3,262,437
William H Rastetter Director - [D] 103,039 103,039
Karen Lynn Roberts 163,774
Rock Springs Capital Management LP - 464,365 464,365
Ram Sasisekharan Director, 10% Owner - [D] [10%] 165,430 165,430
Adrian Senderowicz 150,000
Shiladitya Sengupta 10% Owner - [10%] 330,864 330,864
Robin Joan Steele Director - [D] 246,171 20,514
Robert I Tepper Director - [D] 37,908 37,908
VEF Management V, LLC 10% Owner - [10%] 3,015,017 3,015,017
Venrock Associates V Lp 10% Owner - [10%] 3,015,017 3,015,017
Venrock Partners V L P 10% Owner - [10%] 3,015,017 3,015,017
Venrock Entrepreneurs Fund V, L.P. 10% Owner - [10%] 3,015,017 3,015,017
Venrock Management V, LLC 10% Owner - [10%] 3,015,017 3,015,017
Venrock Partners Management V, LLC 10% Owner - [10%] 3,015,017 3,015,017
David R Walt Director - [D] 193,700 193,700
Lisa Walters-Hoffert Chief Financial Officer - [O] 443,512 36,959

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 DARE / Daré Bioscience, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2019-04-11 HAWLEY ROGER 454,545 1.1000 37,879 13.2000 500,000 286 20.4 272,712 54.54
2018-06-11 HAWLEY ROGER 140,000 1.4527 11,667 17.4324 203,378
2016-01-05 WALT DAVID R 4,301 3.0616 4,301 3.0616 13,168
2016-01-04 WALT DAVID R 4,500 3.0051 4,500 3.0051 13,523
2015-12-03 WALT DAVID R 10,000 3.7488 10,000 3.7488 37,488
2015-11-30 WALT DAVID R 5,374 3.2490 5,374 3.2490 17,460
2015-11-27 WALT DAVID R 6,700 3.2782 6,700 3.2782 21,964
2015-11-25 WALT DAVID R 5,417 3.3659 5,417 3.3659 18,233
2015-04-07 CVF, LLC 333,333 6.0000 333,333 6.0000 1,999,998

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

DARE / Daré Bioscience, Inc. Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 DARE / Daré Bioscience, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

DARE / Daré Bioscience, Inc. Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2022-01-28 2022-01-25 4 Fair John A DARE Stock Option (right to buy) A - Award D 1.59 185,000 185,000
2022-01-28 2022-01-25 4 JOHNSON SABRINA MARTUCCI DARE Stock Option (right to buy) A - Award D 1.59 628,400 628,400
2022-01-28 2022-01-25 4 Walters-Hoffert Lisa DARE Stock Option (right to buy) A - Award D 1.59 185,000 185,000
2021-06-24 2021-06-24 4 Steele Robin Joan DARE Stock Option (right to buy) A - Award D 1.46 30,000 30,000
2021-06-24 2021-06-24 4 Matz Gregory W DARE Stock Option (right to buy) A - Award D 1.46 30,000 30,000
2021-06-24 2021-06-24 4 Kelley Susan L. DARE Stock Option (right to buy) A - Award D 1.46 30,000 30,000
2021-06-24 2021-06-24 4 Blanchard Cheryl R DARE Stock Option (right to buy) A - Award D 1.46 30,000 30,000
2021-06-24 2021-06-24 4 Grossman Jessica D. DARE Stock Option (right to buy) A - Award D 1.46 30,000 30,000
2021-06-24 2021-06-24 4 RASTETTER WILLIAM H DARE Stock Option (right to buy) A - Award D 1.46 30,000 30,000
2021-04-20 2021-04-16 4 Ononye-Onyia Sophia Nnenna DARE Stock Option (right to buy) A - Award D 1.40 45,000 45,000
2021-01-28 2021-01-26 4 Fair John A DARE Stock Option (right to buy) A - Award D 2.59 168,000 168,000
2021-01-28 2021-01-26 4 Walters-Hoffert Lisa DARE Stock Option (right to buy) A - Award D 2.59 168,000 168,000
2021-01-28 2021-01-26 4 JOHNSON SABRINA MARTUCCI DARE Stock Option (right to buy) A - Award D 2.59 525,000 525,000
2020-06-26 2020-06-25 4 Kelley Susan L. DARE Stock Option (right to buy) A - Award D 1.03 22,500 22,500
2020-06-26 2020-06-25 4 Grossman Jessica D. DARE Stock Option (right to buy) A - Award D 1.03 22,500 22,500
2020-06-26 2020-06-25 4 Steele Robin Joan DARE Stock Option (right to buy) A - Award D 1.03 22,500 22,500
2020-06-26 2020-06-25 4 RASTETTER WILLIAM H DARE Stock Option (right to buy) A - Award D 1.03 22,500 22,500
2020-06-26 2020-06-25 4 Blanchard Cheryl R DARE Stock Option (right to buy) A - Award D 1.03 22,500 22,500
2020-06-26 2020-06-25 4 Matz Gregory W DARE Stock Option (right to buy) A - Award D 1.03 22,500 22,500
2020-03-09 2020-03-06 4 Fair John A DARE Employee Stock Option (right to buy) A - Award D 1.03 68,000 68,000
2020-03-09 2020-03-06 4 Walters-Hoffert Lisa DARE Employee Stock Option (right to buy) A - Award D 1.03 68,000 68,000
2020-03-09 2020-03-06 4 JOHNSON SABRINA MARTUCCI DARE Employee Stock Option (right to buy) A - Award D 1.03 280,000 280,000
2019-11-21 2019-11-20 4 Blanchard Cheryl R DARE Stock Option (right to buy) A - Award D 0.79 45,000 45,000
2019-06-14 2019-06-13 4 Steele Robin Joan DARE Stock Option (right to buy) A - Award D 0.90 22,500 22,500
2019-06-14 2019-06-13 4 RASTETTER WILLIAM H DARE Stock Option (right to buy) A - Award D 0.90 22,500 22,500
2019-06-14 2019-06-13 4 Kelley Susan L. DARE Stock Option (right to buy) A - Award D 0.90 22,500 22,500
2019-06-14 2019-06-13 4 Grossman Jessica D. DARE Stock Option (right to buy) A - Award D 0.90 22,500 22,500
2019-06-14 2019-06-13 4 HAWLEY ROGER DARE Stock Option (right to buy) A - Award D 0.90 22,500 22,500
2019-06-14 2019-06-13 4 Matz Gregory W DARE Stock Option (right to buy) A - Award D 0.90 22,500 22,500
2019-04-15 2019-04-11 4 HAWLEY ROGER By family trust DARE Common stock P - Purchase I 1.1000 454,545 500 944,956
2019-01-31 2019-01-29 4 JOHNSON SABRINA MARTUCCI DARE Employee Stock Option (right to buy) A - Award D 0.76 195,000 195,000
2019-01-31 2019-01-29 4 Walters-Hoffert Lisa DARE Employee Stock Option (right to buy) A - Award D 0.76 75,000 75,000
2018-09-17 3 Matz Gregory W By The Matz Trust DARE Common stock I 1,000
2018-09-17 3 Matz Gregory W By The Matz Trust DARE Common stock I 1,000
2018-09-17 3 Matz Gregory W By The Matz Trust DARE Common stock I 1,000
2018-09-17 2018-09-13 4 Matz Gregory W DARE Stock Option (right to buy) A - Award D 1.03 45,000 45,000
2018-09-10 2018-09-07 4 JOHNSON SABRINA MARTUCCI DARE Employee Stock Option (right to buy) A - Award D 1.01 192,000 192,000
2018-09-10 2018-09-07 4 Walters-Hoffert Lisa DARE Employee Stock Option (right to buy) A - Award D 1.01 100,000 100,000
2018-07-11 2018-07-10 4 HAWLEY ROGER DARE Stock Option (right to buy) A - Award D 1.35 45,000 45,000
2018-07-11 2018-07-10 4 Grossman Jessica D. DARE Stock Option (right to buy) A - Award D 1.35 45,000 45,000
2018-07-11 2018-07-10 4 Kelley Susan L. DARE Stock Option (right to buy) A - Award D 1.35 45,000 45,000
2018-07-11 2018-07-10 4 RASTETTER WILLIAM H DARE Stock Option (right to buy) A - Award D 1.35 45,000 45,000
2018-07-11 2018-07-10 4 Steele Robin Joan DARE Stock Option (right to buy) A - Award D 1.35 45,000 45,000
2018-06-12 2018-06-11 4 HAWLEY ROGER DARE Common stock P - Purchase D 1.4527 140,000 203 140,000
2017-12-08 2017-07-19 4/A Kelley Susan L. DARE Option to Purchase Common Stock A - Award D 6.56 2,000 2,000
2017-12-08 2017-07-19 4/A RASTETTER WILLIAM H DARE Option to Purchase Common Stock A - Award D 6.56 2,000 2,000
2017-07-25 2017-07-19 4 JOHNSON SABRINA MARTUCCI By The Vincent S. Johnson and Sabrina M. Johnson Family Trust Dated February 4, 2005 DARE Common Stock A - Award I 962,062 962,062
2017-07-21 2017-07-19 4 Kelley Susan L. DARE Option to Purchase Common Stock A - Award D 6.56 2,000 2,000
2017-07-21 2017-07-19 4 Walters-Hoffert Lisa By The Lisa Walters-Hoffert Survivor's Trust dated October 31, 2002 DARE Common Stock A - Award I 443,512 443,512
2017-07-21 2017-07-19 4 RASTETTER WILLIAM H DARE Option to Purchase Common Stock A - Award D 6.56 2,000 2,000
2017-07-21 2017-07-19 4 Steele Robin Joan DARE Option to Purchase Common Stock A - Award D 6.56 2,200 2,200
2017-07-21 2017-07-19 4 Steele Robin Joan By The Robin J. Steele Trust DTD 1/30/2015 DARE Common Stock A - Award I 246,171 246,171
2017-07-21 2017-07-19 4 HAWLEY ROGER DARE Option to Purchase Common Stock A - Award D 6.56 2,200 2,200
2017-07-21 2017-07-19 4 HAWLEY ROGER DARE Option to Purchase Common Stock A - Award D 0.00 10,149 10,149
2017-07-21 2017-07-19 4 HAWLEY ROGER By The Hawley Family Trust Dated October 22, 2004 DARE Common Stock A - Award I 307,714 490,411
2017-07-21 2017-07-19 4 HAWLEY ROGER DARE Common Stock A - Award D 182,697 182,697
2017-04-05 2017-04-03 4 FRIEDMAN PAUL A CERU Common Stock A - Award D 0.7300 10,273 7 18,819
2017-01-19 3/A Eliasof Scott By Tapscott-Eliasof 2012 Family Trust CERU Common Stock I 100
2017-01-09 2017-01-05 4 BELOFF GREGG CERU Stock Option (right to buy) A - Award D 0.82 50,000 50,000
2017-01-09 2017-01-06 4 GUIFFRE CHRISTOPHERD T CERU Stock Option (right to buy) A - Award D 0.82 150,000 150,000
2017-01-09 2017-01-06 4 GUIFFRE CHRISTOPHERD T CERU Stock Option (right to buy) A - Award D 0.82 150,000 150,000
2017-01-09 2017-01-05 4 ONeill James E CERU Stock Option (right to buy) A - Award D 0.82 50,000 50,000
2017-01-09 2017-01-05 4 ONeill James E CERU Stock Option (right to buy) A - Award D 0.82 5,000 5,000
2017-01-09 2017-01-05 4 ONeill James E CERU Stock Option (right to buy) A - Award D 0.82 5,000 5,000
2017-01-09 2017-01-05 4 Senderowicz Adrian CERU Stock Option (right to buy) A - Award D 0.82 150,000 150,000
2017-01-09 2017-01-05 4 Senderowicz Adrian CERU Stock Option (right to buy) A - Award D 0.82 60,000 60,000
2017-01-09 2017-01-05 4 Carvajal Alejandra CERU Stock Option (right to buy) A - Award D 0.82 100,000 100,000
2017-01-09 2017-01-05 4 Carvajal Alejandra CERU Stock Option (right to buy) A - Award D 0.82 50,000 50,000
2017-01-09 2017-01-05 4 Eliasof Scott CERU Stock Option (right to buy) A - Award D 0.82 100,000 100,000
2017-01-09 2017-01-05 4 Eliasof Scott CERU Stock Option (right to buy) A - Award D 0.82 60,000 60,000
2017-01-05 2017-01-03 4 FRIEDMAN PAUL A CERU Common Stock A - Award D 0.7700 4,870 4 8,546
2017-01-05 2016-12-31 4 GUIFFRE CHRISTOPHERD T CERU Common Stock A - Award D 0.6000 5,733 3 12,489
2017-01-05 2017-01-03 4 MCKEE WILLIAM CERU Common Stock A - Award D 0.7700 1,948 1 3,418
2017-01-05 2017-01-03 4 RASTETTER WILLIAM H CERU Common Stock A - Award D 0.7700 24,350 19 103,039
2017-01-05 2017-01-03 4 WALT DAVID R CERU Common Stock A - Award D 0.7700 14,935 11 193,700
2017-01-05 2017-01-03 4 Parkinson David Ross CERU Common Stock A - Award D 0.7700 16,234 13 28,488
2017-01-05 2017-01-03 4 Arbuckle Stuart A CERU Common Stock A - Award D 0.7700 7,467 6 13,104
2016-10-27 2016-10-25 4 Eliasof Scott CERU Employee Stock Option (right to buy) A - Award D 0.88 10,000 10,000
2016-10-20 2016-10-03 4 FRIEDMAN PAUL A CERU Common Stock A - Award D 1.0200 3,676 4 3,676
2016-10-20 2016-10-03 4 MCKEE WILLIAM CERU Common Stock A - Award D 1.0200 1,470 1 1,470
2016-10-20 2016-10-03 4 RASTETTER WILLIAM H CERU Common Stock A - Award D 1.0200 18,382 19 78,689
2016-10-20 2016-10-03 4 WALT DAVID R CERU Common Stock A - Award D 1.0200 11,274 11 178,765
2016-10-20 2016-10-03 4 Parkinson David Ross CERU Common Stock A - Award D 1.0200 12,254 12 12,254
2016-10-20 2016-10-03 4 Arbuckle Stuart A CERU Common Stock A - Award D 1.0200 5,637 6 5,637
2016-08-23 2016-08-22 4 BELOFF GREGG CERU Stock Option (right to buy) A - Award D 1.14 75,000 75,000
2016-08-23 2016-08-22 4 ONeill James E CERU Stock Option (right to buy) A - Award D 1.14 50,000 50,000
2016-08-23 2016-08-22 4 Senderowicz Adrian CERU Stock Option (right to buy) A - Award D 1.14 100,000 100,000
2016-08-23 2016-08-22 4 Carvajal Alejandra CERU Common Stock (right to buy) A - Award D 1.14 75,000 75,000
2016-07-08 2016-06-30 4 GUIFFRE CHRISTOPHERD T CERU Common Stock A - Award D 1.8020 3,999 7 6,756
2016-06-24 2016-06-22 4 Crane Alan L CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-06-24 2016-06-22 4 FRIEDMAN PAUL A CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-06-24 2016-06-22 4 MCKEE WILLIAM CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-06-24 2016-06-22 4 RASTETTER WILLIAM H CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-06-24 2016-06-22 4 WALT DAVID R CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-06-24 2016-06-22 4 Parkinson David Ross CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-06-24 2016-06-22 4 Kelley Susan L. CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-06-24 2016-06-22 4 Arbuckle Stuart A CERU Stock Option (right to buy) A - Award D 2.08 20,000 20,000
2016-05-27 3 ONeill James E CERU Common Stock D 2,000
2016-05-27 3 ONeill James E CERU Common Stock D 2,000
2016-05-27 2016-01-05 4 ONeill James E CERU Incentive Stock Option (right to buy) A - Award D 3.04 4,900 4,900
2016-05-27 2015-12-31 4 ONeill James E CERU Common Stock A - Award D 2.3800 1,098 3 2,098
2016-02-23 2016-02-22 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0883 591 1 167,491
2016-02-23 2016-02-19 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0759 1,700 4 166,900
2016-02-19 2016-02-18 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0891 4,500 9 165,200
2016-02-19 2016-02-17 4 WALT DAVID R CERU Common Stock P - Purchase D 2.1168 4,460 9 160,700
2016-02-17 2016-02-16 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0031 4,500 9 156,240
2016-02-17 2016-02-12 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0022 4,311 9 151,740
2016-02-12 2016-02-11 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0305 4,350 9 147,429
2016-02-12 2016-02-10 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0754 4,500 9 143,079
2016-02-10 2016-02-09 4 WALT DAVID R CERU Common Stock P - Purchase D 2.0774 4,500 9 138,579
2016-02-10 2016-02-08 4 WALT DAVID R CERU Common Stock P - Purchase D 2.2154 4,500 10 134,079
2016-02-08 2016-02-05 4 WALT DAVID R CERU Common Stock P - Purchase D 2.2945 4,500 10 129,579
2016-02-08 2016-02-04 4 WALT DAVID R CERU Common Stock P - Purchase D 2.3088 4,063 9 125,079
2016-02-04 2016-02-03 4 WALT DAVID R CERU Common Stock P - Purchase D 2.2725 4,018 9 121,016
2016-02-04 2016-02-02 4 WALT DAVID R CERU Common Stock P - Purchase D 2.3684 4,395 10 116,998
2016-02-02 2016-02-01 4 WALT DAVID R CERU Common Stock P - Purchase D 2.3698 4,500 11 112,603
2016-02-02 2016-01-29 4 WALT DAVID R CERU Common Stock P - Purchase D 2.4050 1,200 3 108,103
2016-01-29 2016-01-28 4 WALT DAVID R CERU Common Stock P - Purchase D 2.4484 4,500 11 106,903
2016-01-29 2016-01-27 4 WALT DAVID R CERU Common Stock P - Purchase D 2.4698 4,500 11 102,403
2016-01-27 2016-01-26 4 WALT DAVID R CERU Common Stock P - Purchase D 2.4435 4,300 11 97,903
2016-01-27 2016-01-25 4 WALT DAVID R CERU Common Stock P - Purchase D 2.3484 4,500 11 93,603
2016-01-25 2016-01-22 4 WALT DAVID R CERU Common Stock P - Purchase D 2.2433 4,500 10 89,103
2016-01-25 2016-01-21 4 WALT DAVID R CERU Common Stock P - Purchase D 2.3173 4,500 10 84,603
2016-01-21 2016-01-20 4 WALT DAVID R CERU Common Stock P - Purchase D 2.3524 4,500 11 80,103
2016-01-21 2016-01-19 4 WALT DAVID R CERU Common Stock P - Purchase D 2.5169 4,400 11 75,603
2016-01-19 2016-01-15 4 WALT DAVID R CERU Common Stock P - Purchase D 2.4169 4,172 10 71,203
2016-01-19 2016-01-14 4 WALT DAVID R CERU Common Stock P - Purchase D 2.6427 4,400 12 67,031
2016-01-14 2016-01-13 4 WALT DAVID R CERU Common Stock P - Purchase D 2.6902 4,384 12 62,631
2016-01-14 2016-01-12 4 WALT DAVID R CERU Common Stock P - Purchase D 2.8872 4,300 12 58,247
2016-01-12 2016-01-11 4 WALT DAVID R CERU Common Stock P - Purchase D 2.8637 4,355 12 53,947
2016-01-12 2016-01-08 4 WALT DAVID R CERU Common Stock P - Purchase D 2.8749 4,500 13 49,592
2016-01-08 2016-01-07 4 WALT DAVID R CERU Common Stock P - Purchase D 2.8712 4,300 12 45,092
2016-01-08 2016-01-06 4 WALT DAVID R CERU Common Stock P - Purchase D 3.0309 4,500 14 40,792
2016-01-07 2016-01-05 4 Carvajal Alejandra CERU Incentive Stock Option (right to buy) A - Award D 3.04 45,000 45,000
2016-01-07 2016-01-05 4 Senderowicz Adrian CERU Incentive Stock Option (right to buy) A - Award D 3.04 50,000 50,000
2016-01-07 2015-12-31 4 GUIFFRE CHRISTOPHERD T CERU Common Stock A - Award D 2.3800 2,757 7 2,757
2016-01-07 2016-01-05 4 GUIFFRE CHRISTOPHERD T CERU Incentive Stock Option (right to buy) A - Award D 3.04 137,000 137,000
2016-01-06 2016-01-05 4 WALT DAVID R CERU Common Stock P - Purchase D 3.0616 4,301 13 36,292
2016-01-06 2016-01-04 4 WALT DAVID R CERU Common Stock P - Purchase D 3.0051 4,500 14 31,991
2015-12-07 2015-12-03 4 WALT DAVID R CERU Common Stock P - Purchase D 3.7488 10,000 37 27,491
2015-12-03 2015-12-01 4 Senderowicz Adrian CERU Incentive Stock Option (right to buy) A - Award D 3.29 158,000 158,000
2015-12-03 2015-09-04 4 Senderowicz Adrian CERU Incentive Stock Option (right to buy) A - Award D 4.21 135,000 135,000
2015-12-03 2015-12-01 4 Carvajal Alejandra CERU Incentive Stock Option (right to buy) A - Award D 3.29 158,000 158,000
2015-12-02 2015-11-30 4 WALT DAVID R CERU Common Stock P - Purchase D 3.2490 5,374 17 17,491
2015-11-30 2015-11-27 4 WALT DAVID R CERU Common Stock P - Purchase D 3.2782 6,700 22 12,117
2015-11-30 2015-11-25 4 WALT DAVID R CERU Common Stock P - Purchase D 3.3659 5,417 18 5,417
2015-09-25 3 WALT DAVID R CERU No securities are beneficially owned. D 0
2015-09-25 2015-09-23 4 WALT DAVID R CERU Stock Option (Right to Buy) A - Award D 4.80 22,000 22,000
2015-06-30 3 Arbuckle Stuart A CERU No securities are beneficially owned. D 0
2015-06-30 2015-06-26 4 Crane Alan L CERU Stock Option (Right to Buy) A - Award D 4.78 11,000 11,000
2015-06-30 2015-06-26 4 FRIEDMAN PAUL A CERU Stock Option (Right to Buy) A - Award D 4.78 11,000 11,000
2015-06-30 2015-06-26 4 FRIEDMAN PAUL A CERU Stock Option (Right to Buy) A - Award D 4.78 8,214 8,214
2015-06-30 2015-06-26 4 MCKEE WILLIAM CERU Stock Option (Right to Buy) A - Award D 4.78 11,000 11,000
2015-06-30 2015-06-26 4 MCKEE WILLIAM CERU Stock Option (Right to Buy) A - Award D 4.78 8,214 8,214
2015-06-30 2015-06-26 4 RASTETTER WILLIAM H CERU Stock Option (Right to Buy) A - Award D 4.78 11,000 11,000
2015-06-30 2015-06-26 4 RASTETTER WILLIAM H CERU Stock Option (Right to Buy) A - Award D 4.78 8,214 8,214
2015-06-30 2015-06-26 4 Parkinson David Ross CERU Stock Option (Right to Buy) A - Award D 4.78 11,000 11,000
2015-06-30 2015-06-26 4 Parkinson David Ross CERU Stock Option (Right to Buy) A - Award D 4.78 7,000 7,000
2015-06-30 2015-06-26 4 Kelley Susan L. CERU Stock Option (Right to Buy) A - Award D 4.78 11,000 11,000
2015-06-30 2015-06-26 4 Kelley Susan L. CERU Stock Option (Right to Buy) A - Award D 4.78 7,000 7,000
2015-06-30 2015-06-26 4 Arbuckle Stuart A CERU Stock Option (Right to Buy) A - Award D 4.78 22,000 22,000
2015-06-30 2015-06-26 4 Hall Steven Edward CERU Stock Option (Right to Buy) A - Award D 4.78 11,000 11,000
2015-05-29 3 BELOFF GREGG CERU No securities are beneficially owned. D 0
2015-05-29 2015-05-27 4 BELOFF GREGG CERU Stock Option (right to buy) A - Award D 5.89 90,000 90,000
2015-04-09 2015-04-07 4 CVF, LLC CERU Common Stock P - Purchase D 6.0000 333,333 2,000 2,592,577
2015-03-25 2015-03-23 4 GUIFFRE CHRISTOPHERD T CERU Stock Option (right to buy) A - Award D 9.84 407,520 407,520
2015-02-09 2015-02-05 4 GUIFFRE CHRISTOPHERD T CERU Stock Option (right to buy) A - Award D 8.16 75,000 317,457
2015-02-09 2015-02-05 4 Garmey Edward Graeme CERU Stock Option (right to buy) A - Award D 8.16 43,000 166,586
2015-02-09 2015-02-05 4 Roberts Karen Lynn CERU Stock Option (right to buy) A - Award D 8.16 43,000 163,774
2014-10-31 2014-10-29 4 Parkinson David Ross CERU Stock Option (Right to Buy) A - Award D 4.36 15,000 15,000
2014-10-31 2014-10-29 4 FRIEDMAN PAUL A CERU Stock Option (right to buy) A - Award D 4.36 100,000 113,786
2014-10-31 2014-10-29 4 GUIFFRE CHRISTOPHERD T CERU Stock Option (Right to Buy) A - Award D 4.36 50,300 242,457
2014-10-07 2014-10-03 4 Kelley Susan L. CERU Stock Option (Right to Buy) A - Award D 4.74 15,000 15,000
2014-09-16 2014-09-16 4 Crane Alan L CERU Stock Option (right to buy) A - Award D 3.92 16,000 16,000
2014-09-16 2014-09-16 4 Crane Alan L CERU Stock Option (right to buy) D - Sale to Issuer D 3.92 -35,765 0
2014-07-18 2014-07-17 4 Roberts Karen Lynn CERU Stock Option (right to buy) A - Award D 4.98 20,100 120,774
2014-06-26 2014-06-24 4 GUIFFRE CHRISTOPHERD T CERU Stock Option (right to buy) A - Award D 5.73 50,300 192,158
2014-06-26 2014-06-24 4 FETZER OLIVER CERU Stock Option (right to buy) A - Award D 5.73 290,000 730,569
2014-06-26 2014-06-24 4 Garmey Edward Graeme CERU Stock Option (right to buy) A - Award D 5.73 50,300 123,586
2014-06-26 2014-06-24 4 Roberts Karen Lynn CERU Stock Option (right to buy) A - Award D 5.73 38,200 100,674
2014-05-19 2014-05-16 4 FETZER OLIVER CERU Stock Option (right to buy) M - Exercise D 3.34 -30,000 102,215
2014-05-19 2014-05-16 4 FETZER OLIVER CERU Common Stock M - Exercise D 3.3400 30,000 100 30,000
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Warrant to purchase Series C J - Other D 10.74 380 380
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Warrant to purchase Series C J - Other D 0.74 -5,522 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Series A Convertible Preferred Stock C - Conversion D -76,923 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU 7% Convertible Promissory Notes C - Conversion D 5.43 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU 7% Convertible Promissory Notes C - Conversion D 7.00 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Series D Convertible Preferred Stock C - Conversion D -110,107 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Series C Convertible Preferred Stock C - Conversion D -118,954 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Series B-1 Convertible Preferred Stock C - Conversion D -31,500 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Series B Convertible Preferred Stock C - Conversion D -22,801 0
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H By Trust CERU Common Stock P - Purchase I 7.0000 18,869 132 60,307
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Common Stock C - Conversion D 5,146 41,438
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Common Stock C - Conversion D 4,954 36,292
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Common Stock C - Conversion D 7,589 31,338
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Common Stock C - Conversion D 8,199 23,749
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Common Stock C - Conversion D 5,868 15,550
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Common Stock C - Conversion D 2,576 9,682
2014-04-17 2014-04-15 4 RASTETTER WILLIAM H CERU Common Stock C - Conversion D 7,106 7,106
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU 7% Convertible Promissory Notes C - Conversion I 5.43 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Series A Convertible Preferred Stock C - Conversion I -5,154,653 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU 7% Convertible Promissory Notes C - Conversion I 7.00 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Warrant to purchase Common Stock J - Other I 10.74 19,022 19,022
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Warrant to purchase Series C Convertible Preferred Stock J - Other I 0.74 -275,977 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Series D Convertible Preferred Stock C - Conversion I -5,500,704 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Series C Convertible Preferred Stock C - Conversion I -5,944,145 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Series B-1 Convertible Preferred Stock C - Conversion I -4,245,941 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Series B Convertible Preferred Stock C - Conversion I -1,868,955 0
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock P - Purchase I 7.0000 944,290 6,610 3,015,017
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock C - Conversion I 257,529 2,070,727
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock C - Conversion I 247,501 1,813,198
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock C - Conversion I 379,160 1,565,697
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock C - Conversion I 409,728 1,186,537
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock C - Conversion I 292,675 776,809
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock C - Conversion I 128,827 484,134
2014-04-17 2014-04-15 4 VENROCK ASSOCIATES V LP CERU Common Stock C - Conversion I 355,307 355,307
2014-04-16 2014-04-15 4 CVF, LLC CERU 7% Convertible Promissory Note C - Conversion D 5.43 -828,747 0
2014-04-16 2014-04-15 4 CVF, LLC CERU 7% Convertible Promissory Note C - Conversion D 7.00 -3,139,808 0
2014-04-16 2014-04-15 4 CVF, LLC CERU Series D Convertible Preferred C - Conversion D -12,048,192 0
2014-04-16 2014-04-15 4 CVF, LLC CERU Common Stock P - Purchase D 7.0000 827,456 5,792 2,259,244
2014-04-16 2014-04-15 4 CVF, LLC CERU Common Stock C - Conversion D 152,764 1,431,788
2014-04-16 2014-04-15 4 CVF, LLC CERU Common Stock C - Conversion D 448,544 1,279,024
2014-04-16 2014-04-15 4 CVF, LLC CERU Common Stock C - Conversion D 830,480 830,480
2014-04-15 2014-04-15 4 Crane Alan L CERU Warrant to purchase Common Stock J - Other I 10.74 30,432 30,432
2014-04-15 2014-04-15 4 Crane Alan L CERU Warrant to purchase Series C Preferred J - Other I 0.74 -441,528 0
2014-04-15 2014-04-15 4 Crane Alan L CERU Seed Convertible Preferred Stock C - Conversion I -2,500,000 0
2014-04-15 2014-04-15 4 Crane Alan L CERU 7% Convertible Promissory Notes C - Conversion I 5.43 0
2014-04-15 2014-04-15 4 Crane Alan L CERU 7% Convertible Promissory Notes C - Conversion I 7.00 0
2014-04-15 2014-04-15 4 Crane Alan L CERU Series D Convertible Preferred Stock C - Conversion I -8,598,139 0
2014-04-15 2014-04-15 4 Crane Alan L CERU Series C Convertible Preferred Stock C - Conversion I -9,509,913 0
2014-04-15 2014-04-15 4 Crane Alan L CERU Series B-1 Convertible Preferred Stock C - Conversion I -2,513,500 0
2014-04-15 2014-04-15 4 Crane Alan L CERU Series B Convertible Preferred Stock C - Conversion I -1,631,107 0
2014-04-15 2014-04-15 4 Crane Alan L CERU Series A Convertible Preferred Stock C - Conversion I -3,846,154 0
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock P - Purchase I 7.0000 1,470,582 10,294 4,771,739
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 401,061 3,301,157
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 385,435 2,900,096
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 592,665 2,514,661
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 655,512 1,921,996
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 468,263 1,266,484
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 184,314 798,221
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 355,307 613,907
2014-04-15 2014-04-15 4 Crane Alan L CERU Common Stock C - Conversion I 181,399 258,600
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Warrant to purchase Common J - Other I 10.74 5,340 5,340
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Warrant to purchase Series C J - Other I 0.74 -77,478 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Series D Convertible Preferred Stock C - Conversion I -3,084,615 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Series C Convertible Preferred Stock C - Conversion I -7,231,419 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Series B Convertible Preferred Stock C - Conversion I -2,673,938 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Series A Convertible Preferred Stock C - Conversion I -5,154,654 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Seed Convertible Preferred Stock C - Conversion I -2,631,574 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Common Stock C - Conversion I 212,621 1,432,101
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Common Stock C - Conversion I 498,460 1,219,480
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Common Stock C - Conversion I 184,314 721,020
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Common Stock C - Conversion I 355,307 536,706
2014-04-15 2014-04-15 4 Polaris Venture Management Co IV LLC CERU Common Stock C - Conversion I 181,399 181,399
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Warrant to purchase Common Stock J - Other I 10.74 25,092 25,092
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Warrant to purchase Series C J - Other I 0.74 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Series B-1 Convertible Preferred Stock C - Conversion I -6,793,234 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU 7% Convertible Promissory Notes C - Conversion I 5.43 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU 7% Convertible Promissory Notes C - Conversion I 7.00 -2,698,039 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Series D Convertible Preferred Stock C - Conversion I -5,513,524 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Series C Convertible Preferred Stock C - Conversion I -2,278,494 0
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Common Stock P - Purchase I 7.0000 1,470,582 10,294 3,262,437
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Common Stock C - Conversion I 401,061 1,791,855
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Common Stock C - Conversion I 385,435 1,390,794
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Common Stock C - Conversion I 380,044 1,005,359
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Common Stock C - Conversion I 157,052 625,315
2014-04-15 2014-04-15 4 Polaris Venture Management Co. V, L.L.C. CERU Common Stock C - Conversion I 468,263 468,263
2014-04-15 2014-04-15 4 Bessemer Venture Partners VII L.P. See notes CERU Warrants to purchase Common Stock J - Other I 10.74 1,907 1,907
2014-04-15 2014-04-15 4 Bessemer Venture Partners VII L.P. See notes CERU Warrants to purchase Series C Convertible Preferred Stock J - Other I 0.74 -27,672 0
2014-04-15 2014-04-15 4 Rock Springs Capital Management LP CERU 7% Convertible Promissory Notes C - Conversion D 5.43 0
2014-04-15 2014-04-15 4 Rock Springs Capital Management LP CERU Common Stock C - Conversion D 464,365 464,365
2014-04-15 2014-04-15 4 Hall Steven Edward CERU Series C Convertible Preferred Stock C - Conversion I -13,513,513 0
2014-04-15 2014-04-15 4 Hall Steven Edward CERU 7% Convertible Promissory Notes C - Conversion I 5.43 0
2014-04-15 2014-04-15 4 Hall Steven Edward CERU 7% Convertible Promissory Notes C - Conversion I 7.00 0
2014-04-15 2014-04-15 4 Hall Steven Edward CERU Series D Convertible Preferred Stock C - Conversion I -4,340,831 0
2014-04-15 2014-04-15 4 Hall Steven Edward CERU Common Stock P - Purchase I 7.0000 733,445 5,134 2,356,227
2014-04-15 2014-04-15 4 Hall Steven Edward CERU Common Stock C - Conversion I 199,875 1,622,782
2014-04-15 2014-04-15 4 Hall Steven Edward CERU Common Stock C - Conversion I 192,209 1,422,907
2014-04-15 2014-04-15 4 Hall Steven Edward CERU Common Stock C - Conversion I 299,213 1,230,698
2014-04-15 2014-04-15 4 Hall Steven Edward CERU Common Stock C - Conversion I 931,485 931,485
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Series A Convertible Preferred Stock C - Conversion D -1,538,461 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU 7% Convertible Promissory Notes C - Conversion D 5.43 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU 7% Convertible Promissory Notes C - Conversion D 7.00 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Warrant to purchase Common Stock J - Other D 10.74 8,561 8,561
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Warrant to purchase Series C Convertible Preferred Stock J - Other D 0.74 -124,220 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Series D Convertible Preferred Stock C - Conversion D -2,488,436 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Series C Convertible Preferred Stock C - Conversion D -2,675,534 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Series B-1 Convertible Preferred Stock C - Conversion D -707,000 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Series B Convertible Preferred Stock C - Conversion D -706,026 0
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock P - Purchase D 7.0000 106,224 744 951,999
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock C - Conversion D 98,835 845,775
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock C - Conversion D 37,378 746,940
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock C - Conversion D 171,525 709,562
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock C - Conversion D 184,422 538,037
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock C - Conversion D 131,713 353,615
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock C - Conversion D 79,780 221,902
2014-04-15 2014-04-15 4 Lux Capital Management, LLC CERU Common Stock C - Conversion D 142,122 142,122
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU 7% Convertible Promissory Notes C - Conversion I 5.43 0
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU Series C Convertible Preferred Stock C - Conversion I -13,513,513 0
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU 7% Convertible Promissory Notes C - Conversion I 7.00 0
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU Series D Convertible Preferred Stock C - Conversion I -4,340,831 0
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU Common Stock P - Purchase I 7.0000 733,445 5,134 2,356,227
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU Common Stock C - Conversion I 199,875 1,622,782
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU Common Stock C - Conversion I 192,209 1,422,907
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU Common Stock C - Conversion I 299,213 1,230,698
2014-04-15 2014-04-15 4 LILLY ELI & CO CERU Common Stock C - Conversion I 931,485 931,485
2014-04-10 3 Sasisekharan Ram CERU Common Stock D 165,430
2014-04-10 3 Sasisekharan Ram CERU Common Stock D 165,430
2014-04-10 3 TEPPER ROBERT I CERU Common Stock D 37,908
2014-04-10 3 TEPPER ROBERT I CERU Common Stock D 37,908
2014-04-10 3 Crane Alan L CERU Common Stock D 154,402
2014-04-10 3 Crane Alan L CERU Common Stock D 154,402
2014-04-10 3 Deer VII & Co. Ltd. See notes CERU Common Stock I 333,350
2014-04-10 3 Deer VII & Co. Ltd. See notes CERU Common Stock I 333,350
2014-04-10 3 Deer VII & Co. Ltd. See notes CERU Common Stock I 333,350
2014-04-10 3 Deer VII & Co. Ltd. See notes CERU Common Stock I 333,350
2014-04-10 3 Deer VII & Co. Ltd. See notes CERU Common Stock I 333,350
2014-04-10 3 Garmey Edward Graeme CERU Common Stock D 13,786
2014-04-10 3 Garmey Edward Graeme CERU Common Stock D 13,786
2014-04-10 3 Sengupta Shiladitya CERU Common Stock D 330,864
2014-04-10 3 Sengupta Shiladitya CERU Common Stock D 330,864
2014-04-10 3 Sengupta Shiladitya CERU Common Stock D 330,864
2014-04-10 3 Crane Howard R. CERU Common Stock D 248,148
2014-04-10 3 Crane Howard R. CERU Common Stock I 248,148
2014-04-10 3 Crane Howard R. CERU Common Stock D 248,148
2014-04-10 3 Crane Howard R. CERU Common Stock I 248,148
2014-04-10 3 Crane Howard R. CERU Common Stock I 248,148
2014-04-10 3 Crane Howard R. CERU Common Stock D 248,148
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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