DGLT / Digiliti Money Group Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Digiliti貨幣集團公司
US ˙ OTC
該符號不再有效

內部人士股份11,721,367 shares
內部人士情緒分數

「內部人士情緒分數」用於查找被公司內部人士購入的公司。

它是一個複雜的多因素量化模型的結果,該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例,以及內部人士擁有的總股份的指標。該分數的範圍從0到100,數值越高表示相對於同行業而言具有更高程度的內部人士持股水平,50為平均值。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

高管情緒分數

「高管情緒分數」用於查找被公司管理層購入的公司。

根據定義,公司高管是公司內部人士,但與其他內部人士(10%的股東和董事會成員)不同,公司高管每天在公司工作,而且他們使用自己的資金進行交易。(10%的股東和董事會成員通常是基金經理,管理著其他人的資金。)因此,公司高管進行的內幕交易更為重要性,應該被適當地重視和關注。

如同「內部人士情緒分數」,「高管情緒分數」也是一個複雜的多因素量化模型的計算結果,該模型能夠辨識具有最高高管累積持有水平的公司。

更新頻率:每日

查閱「內部人士首選」,該清單呈現被內部人士購入最多的公司。

關鍵內部人士指標

此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。

舉例來說,一般認為內部人士的買入是一個積極的指標,因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少(甚至有內部人士賣出)的公司。

內部人士買入淨數(排名)

N/A

內部人士買入淨數是過去90天內買入的內部人士總數減去賣出的內部人士總數。以百分位排名顯示(範圍從0到100%)。

內部人士買入佔流通股比例(排名)

N/A

內部人士買入佔流通股比例是內部人士在過去90天內購買的股份總數減去賣出的股份總數,除以總流通股數並乘以100。

內幕交易圖表

以下圖表顯示了Digiliti Money Group Inc內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言,基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是,他們必須透過Form 4向美國證券交易委員會(SEC)報告所有交易。

內部人員名單及盈利指標

這張表格顯示已知的內部人員名單,從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外,我們還提供了最新披露的持股信息。此外,我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊,請查看YouTube網絡研討會

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內部人士 平均收益(%) 持股
數量
分拆
調整

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追蹤內部人士買入記錄 - 短期收益分析

在這一部分,我們分析了在 DGLT / Digiliti Money Group Inc 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報,以及是否值得跟踪。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最高利潤的
天數
達到最高利潤時的
價格
最高
淨利 ($)
最高回報率(%)
2017-03-10 DAVIS JAMES L 222,223 4.5000 222,223 4.5000 1,000,004 730
2017-01-03 MACK JEFFREY C 1,050 3.1900 1,050 3.1900 3,350
2016-09-15 Gruber Jon D 54,419 4.9400 54,419 4.9400 268,830

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

DGLT / Digiliti Money Group Inc Insider Trades
追蹤內部人士賣出記錄 - 短期虧損分析

在這一部分,我們分析了在 DGLT / Digiliti Money Group Inc 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式,可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況, 結果僅為理論值。 .

以下表格顯示了最近的自動交易計劃之外的公開市場購買。

交易日期 內部人士 報告
股數
報告
價格
經調整
股數
經調整
價格
成本基礎 達到最低利潤的
天數
達到最低利潤時的
價格
避免的
最高損失金額($)
避免的
最高損失率($)
當前未知該內部人士進行過任何未預先計劃的公開市場交易。

經調整價格 已按拆股調整。 經調整股數 已按拆股調整。

DGLT / Digiliti Money Group Inc Insider Trades
交易歷史

點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易,將在標記為 10b-5 的欄位中顯示 X。

呈報
日期
交易
日期
表格 內部人士 證券代碼 證券種類 代碼 10b5-1 直接 行使
價格
單位
價格
股數
變化
價值
變化 (1K)
剩餘
期權
剩餘
股份
2017-06-30 2017-03-10 4 Hanson Michael John DGLT Warrant (Right to Buy) J - Other D 4.50 90,526 90,526
2017-06-30 2017-01-26 4 Hanson Michael John DGLT Warrant (Right to Buy) A - Award D 3.60 3,858 3,858
2017-06-30 2017-01-24 4 Hanson Michael John DGLT Warrant (Right to Buy) P - Purchase D 7.41 3,334 3,334
2017-06-30 2017-01-24 4 Hanson Michael John DGLT Revolving Line of Credit Note (Right to Buy) J - Other D 678,947.0000 150,878 102,438,165 150,878
2017-06-30 2017-01-24 4 Hanson Michael John DGLT Convertible Promissory Note P - Purchase D 2,487,968.0000 691,104 1,719,444,637 691,104
2017-06-30 2015-01-24 4 Hanson Michael John DGLT Series C Convertible Preferred Stock P - Purchase D 281,246 281,246
2017-06-12 2017-03-15 4 DAVIS JAMES L DGLT Series C Convertible Preferred Stock P - Purchase D 367,275 367,275
2017-06-12 2017-03-02 4 DAVIS JAMES L DGLT Warrant (Right to Buy) J - Other D 3.60 24,024 24,024
2017-06-12 2017-01-26 4 DAVIS JAMES L DGLT Warrant (Right to Buy) A - Award D 3.60 696 696
2017-06-12 2017-01-25 4 DAVIS JAMES L DGLT Warrant (Right to Buy) A - Award D 3.60 28,704 28,704
2017-06-12 2017-01-24 4 DAVIS JAMES L DGLT Warrant (Right to Buy) P - Purchase D 7.41 10,371 10,371
2017-06-12 2017-01-24 4 DAVIS JAMES L DGLT Convertible Promissory Note P - Purchase D 954,138.0000 265,033 252,878,057 265,033
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Revolving Line of Credit Note J - Other D -150,878 0
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Series C Convertible Preferred Stock C - Conversion D -281,246 0
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Convertible Promissory Note Payable J - Other D -691,104 0
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Common Stock J - Other D 150,878 1,626,780
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Common Stock C - Conversion D 281,246 1,475,902
2017-03-20 2017-03-15 4 Hanson Michael John CAFN Common Stock J - Other D 691,104 1,194,656
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Series C Convertible Preferred Stock C - Conversion D -367,275 0
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Convertible Promissory Note Payable J - Other D -265,033 0
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Common Stock C - Conversion D 367,275 1,424,004
2017-03-20 2017-03-15 4 DAVIS JAMES L CAFN Common Stock J - Other D 265,033 1,056,729
2017-03-14 2017-03-10 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 4.5000 222,223 1,000 1,196,893
2017-01-09 2017-01-06 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2017-01-05 2017-01-03 4 MACK JEFFREY C CAFN Common Stock P - Purchase D 3.1900 1,050 3 6,198
2016-12-29 2016-12-22 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 3,829 21 3,829
2016-12-29 2016-12-28 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-12-29 2016-12-22 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 2,253 13 2,253
2016-12-16 2016-12-12 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 9,388 52 9,388
2016-12-16 2016-12-07 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-12-16 2016-12-05 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 42,674 237 42,674
2016-11-30 2016-11-28 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-11-30 2016-11-14 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock G - Gift D 4.94 4.9400 -16,667 -82 0
2016-11-21 2016-11-16 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 45,547 225 45,547
2016-11-09 2016-11-07 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-11-09 2016-10-08 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-11-01 2016-10-29 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-10-27 2016-08-17 4 O'CONNELL ROBIN SHEPARD CAFN Stock Option (right to buy) A - Award D 7.85 7.8500 8,000 63 8,000
2016-10-26 2016-08-17 4 SPENCER JAMES JOSEPH CAFN Stock Option (right to buy) A - Award D 7.85 7.8500 8,000 63 8,000
2016-10-24 2016-08-17 4 Woo Liyuan CAFN Stock Option (right to buy) A - Award D 7.85 7.8500 8,000 63 8,000
2016-10-03 2016-09-29 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 16,667 82 16,667
2016-09-16 2016-09-15 4 Gruber Jon D CAFN Warrants P - Purchase D 4.94 4.9400 59,861 296 143,618
2016-09-16 2016-09-15 4 Gruber Jon D CAFN Common P - Purchase D 4.9400 54,419 269 311,368
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 55,669 275 55,669
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 4.94 4.9400 -1,586 -8 28,870
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 4.94 4.9400 -31,979 -158 0
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 4.94 4.9400 -17,043 -84 0
2016-09-16 2016-09-15 4 DAVIS JAMES L CAFN Common Stock M - Exercise D 4.9400 50,608 250 327,238
2016-09-13 2016-09-08 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9400 8,334 41 8,334
2016-09-01 2016-08-12 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 42,674 237 42,674
2016-09-01 2016-08-09 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9350 8,334 41 8,334
2016-09-01 2016-08-30 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9350 16,667 82 16,667
2016-09-01 2016-08-22 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 6.75 6.7500 24,000 162 24,000
2016-09-01 2016-08-12 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 5.55 5.5500 42,674 237 42,674
2016-09-01 2016-07-31 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 4.94 4.9350 16,667 82 16,667
2016-08-03 2016-07-18 4 OWADES RUTH M CAFN Stock Option (right to buy) A - Award D 0.34 120,000 120,000
2016-07-26 2016-07-14 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.40 0.4000 200,000 80 200,000
2016-07-26 2016-07-10 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 125,000 41 125,000
2016-07-22 2016-07-18 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock P - Purchase D 1.88 1.8750 66,667 125 66,667
2016-07-22 2016-07-18 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.2000 83,333 100 4,122,346
2016-07-22 2016-07-13 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.40 0.4000 300,000 120 300,000
2016-07-22 2016-07-06 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 0.3500 446,367 156 4,039,013
2016-07-22 2016-07-01 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 250,000 82 250,000
2016-06-13 2016-06-10 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 125,000 41 125,000
2016-06-13 2016-06-10 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 100,000 33 100,000
2016-06-13 2016-06-10 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 100,000 33 100,000
2016-06-13 2016-06-07 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-06-13 2016-06-06 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-06-01 2016-05-31 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 250,000 82 250,000
2016-06-01 2016-05-31 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-06-01 2016-05-30 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-05-25 2016-05-24 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-05-25 2016-05-23 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 75,000 25 75,000
2016-05-17 2016-05-17 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.25 0.2500 75,000 19 75,000
2016-05-17 2016-05-16 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.27 0.2700 75,000 20 75,000
2016-05-17 2016-05-09 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.27 0.2700 339,975 92 339,975
2016-05-11 2016-03-25 5/A Gruber Jon D cafn Warrants P - Purchase D 0.46 337,838 7,066,549
2016-05-11 2016-03-25 5/A Gruber Jon D cafn Common P - Purchase D 0.3700 675,676 250 6,728,711
2016-05-11 2016-03-21 5/A Gruber Jon D cafn Warrants P - Purchase D 0.33 816,283 5,310,960
2016-05-11 2016-03-21 5/A Gruber Jon D cafn Common P - Purchase D 0.3300 742,075 245 6,053,035
2016-05-10 2016-03-25 5 Gruber Jon D cafn Warrants P - Purchase D 337,838 7,066,549
2016-05-10 2016-03-25 5 Gruber Jon D cafn Common P - Purchase D 0.3700 675,676 250 6,728,711
2016-05-10 2016-03-21 5 Gruber Jon D cafn Common P - Purchase D 0.3300 742,075 245 6,053,035
2016-05-10 2016-03-21 5 Gruber Jon D cafn Warrant P - Purchase D 816,283 5,310,960
2016-05-10 3 Gruber Jon D cafn Common D 12,060,477
2016-05-10 3 Gruber Jon D cafn Warrants D 9,139,170
2016-05-10 3 Gruber Jon D cafn Warrants D 9,139,170
2016-05-10 3 Gruber Jon D cafn Common D 12,060,477
2016-05-10 2016-03-25 4 Gruber Jon D cafn Warrants P - Purchase D 0.46 337,838 7,066,549
2016-05-10 2016-03-25 4 Gruber Jon D cafn Common P - Purchase D 0.3700 675,676 250 6,728,711
2016-05-10 2016-03-21 4 Gruber Jon D cafn Warrants P - Purchase D 0.33 816,283 5,310,960
2016-05-10 2016-03-21 4 Gruber Jon D cafn Common P - Purchase D 0.3300 742,075 245 6,053,035
2016-04-29 2016-04-28 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 417,933 137 417,933
2016-04-29 2016-04-28 4 Hanson Michael John CAFN Warrant to Purchasae Common Stock M - Exercise D 0.33 0.3290 -379,939 -125 419,513
2016-04-29 2016-04-28 4 Hanson Michael John CAFN Common Stock M - Exercise D 0.3290 379,939 125 3,368,097
2016-04-08 3/A Bortel Peter See footnote. CAFN Common stock I 2,798,317
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,751,434
2016-04-08 2016-03-07 4/A Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,501,434
2016-04-08 2016-02-28 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-04-08 2016-01-29 4/A Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-04-08 3 Bortel Peter See footnote. CAFN Common stock I 6,502,868
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -250,000 0
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,751,434
2016-03-11 2016-03-07 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 250,000 82 3,751,434
2016-03-11 2016-02-28 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-03-11 2016-01-29 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 250,000 250,000
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 498,429 498,429
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -68,117 100,000
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.33 -385,000 0
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 68,117 22 3,251,434
2016-03-11 2016-01-06 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.3290 385,000 127 3,183,317
2016-03-11 2015-11-24 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 168,117 168,117
2016-03-11 2015-11-16 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 385,000 385,000
2016-03-11 2015-11-06 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock J - Other I 0.48 -350,000 183,336
2016-03-11 2015-11-06 4 Tiburon Opportunity Fund, L.P. CAFN Common stock J - Other I 0.4816 350,000 169 2,798,317
2016-03-08 2016-03-04 4 Meier Bryan D CAFN Stock Option (right to buy) A - Award D 0.38 250,000 250,000
2016-01-13 2016-01-12 4 MACK JEFFREY C CAFN Stock Option (Right to buy) A - Award D 0.41 350,000 350,000
2016-01-13 2016-01-12 4 McAreavey Darin P CAFN Stock Option (Right to buy) A - Award D 0.41 320,000 320,000
2016-01-13 2016-01-12 4 Whitmore Bruce CAFN Stock Option (Right to buy) A - Award D 0.41 150,000 150,000
2016-01-07 2016-01-04 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock A - Award D 0.33 0.3290 167,174 55 167,174
2016-01-07 2016-01-04 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock M - Exercise D 0.33 0.3290 -151,976 -50 76,439
2016-01-07 2016-01-04 4 DAVIS JAMES L CAFN Common Stock M - Exercise D 0.3290 151,976 50 3,585,146
2015-11-23 2015-11-16 4 Blaney Lawrence C CAFN Warrant to Purchase Common Stock A - Award D 0.48 0.4816 33,000 16 33,000
2015-11-23 2015-11-16 4 Blaney Lawrence C CAFN Warrant to Purchase Common Stock M - Exercise D 0.48 0.4816 -30,000 -14 38,525
2015-11-23 2015-11-16 4 Blaney Lawrence C CAFN Common Stock M - Exercise D 0.4816 30,000 14 57,549
2015-10-14 2015-10-13 4 Jardine Rod CAFN Common Stock P - Purchase D 0.7700 51,948 40 101,948
2015-10-07 2015-10-06 4 Hanson Michael John CAFN Warrant to Purchase Common Stock A - Award D 1.35 1.3500 756,618 1,021 756,618
2015-10-07 2015-10-06 4 Hanson Michael John CAFN Common Stock D - Sale to Issuer D -382,809 2,988,158
2015-09-28 2015-09-24 4 MACK JEFFREY C CAFN Stock Option (Right to buy) A - Award D 0.83 480,000 480,000
2015-09-28 2015-09-24 4 Whitmore Bruce CAFN Stock Option (Right to buy) A - Award D 0.83 75,000 75,000
2015-09-28 2015-09-24 4 Ebbert Christopher F CAFN Stock Option (Right to buy) A - Award D 0.83 22,500 22,500
2015-09-28 2015-09-24 4 McAreavey Darin P CAFN Stock Option (Right to buy) A - Award D 0.83 150,000 150,000
2015-09-28 2015-09-24 4 Blaney Lawrence C CAFN Stock Option (Right to buy) A - Award D 0.83 136,250 136,250
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 3 Bortel Peter See footnote. CAFN Common stock I 2,142,366
2015-08-25 2015-08-05 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4300 500 0 2,421,317
2015-08-25 2015-08-04 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4300 500 0 2,420,817
2015-08-25 2015-08-03 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 1,000 0 2,420,317
2015-08-25 2015-07-28 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4075 2,000 1 2,419,317
2015-08-25 2015-07-27 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4463 800 0 2,417,317
2015-08-25 2015-07-23 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4500 1,000 0 2,416,517
2015-08-25 2015-07-22 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4399 500 0 2,415,517
2015-08-25 2015-07-14 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3583 2,802 1 2,415,017
2015-08-25 2015-07-13 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3500 1,000 0 2,412,215
2015-08-25 2015-07-10 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3900 1,000 0 2,411,215
2015-08-25 2015-07-08 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 1,000 0 2,410,215
2015-08-25 2015-07-02 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4799 500 0 2,409,215
2015-08-25 2015-07-01 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.5999 500 0 2,408,715
2015-08-25 2015-06-30 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4650 2,000 1 2,408,215
2015-08-25 2015-06-25 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 6,000 2 2,406,215
2015-08-25 2015-06-24 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4058 9,000 4 2,400,215
2015-08-25 2015-06-23 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4499 2,000 1 2,391,215
2015-08-25 2015-06-22 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4200 2,000 1 2,389,215
2015-08-25 2015-06-16 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4600 398 0 2,387,215
2015-08-25 2015-06-12 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.5100 102 0 2,386,817
2015-08-25 2015-06-10 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3660 12,500 5 2,386,715
2015-08-25 2015-06-09 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.4000 715 0 2,374,215
2015-08-25 2015-06-08 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 0.3992 600 0 2,373,500
2015-08-25 2015-06-03 4 Tiburon Opportunity Fund, L.P. CAFN Warrant to purchase common stock P - Purchase I 0.48 571,038 571,038
2015-08-25 2015-06-03 4 Tiburon Opportunity Fund, L.P. CAFN Convertible preferred stock P - Purchase I 0.45 2,500 2,500
2015-08-25 2015-06-01 4 Tiburon Opportunity Fund, L.P. CAFN Common stock P - Purchase I 1,301,717 2,372,900
2015-07-02 2015-06-30 4 Ebbert Christopher F CAFN Common Stock P - Purchase D 0.4675 10,771 5 138,689
2015-07-01 2015-06-30 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.4675 12,183 6 27,549
2015-06-11 2015-06-10 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.3600 2,500 1 15,366
2015-06-09 2015-06-03 4 Blaney Lawrence C CAFN Warrant to Purchase Common Stock P - Purchase D 0.44 0.4378 68,525 30 68,525
2015-06-09 2015-06-03 4 Blaney Lawrence C CAFN Series C Convertible Preferred Stock P - Purchase D 100.00 0.4378 300 0 68,525
2015-06-09 2015-06-03 4 Hanson Michael John CAFN Warrant to Purchase Common Stock P - Purchase D 0.44 0.4378 1,941,527 850 1,941,527
2015-06-09 2015-06-03 4 Hanson Michael John CAFN Series C Convertible Preferred Stock P - Purchase D 100.00 0.4378 8,500 4 1,941,527
2015-06-09 2015-06-03 4 Hanson Michael John CAFN Common Stock A - Award D 354,422 3,370,967
2015-06-09 2015-06-09 4 Whitmore Bruce CAFN Common Stock P - Purchase D 0.3700 5,000 2 8,000
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Warrant to Purchase Common Stock P - Purchase I 0.44 0.4378 228,415 100 228,415
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Series C Convertible Preferred Stock P - Purchase I 100.00 0.4378 1,000 0 228,415
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Warrant to Purchase Common Stock P - Purchase I 0.44 0.4378 571,038 250 571,038
2015-06-09 2015-06-03 4 DAVIS JAMES L By CAFN Series C Convertible Preferred Stock P - Purchase I 100.00 0.4378 2,500 1 571,038
2015-06-09 2015-06-03 4 DAVIS JAMES L CAFN Warrant to Purchase Common Stock P - Purchase D 0.44 0.4378 1,735,954 760 1,735,954
2015-06-09 2015-06-03 4 DAVIS JAMES L CAFN Series C Convertible Preferred Stock P - Purchase D 100.00 0.4378 7,600 3 1,735,954
2015-03-19 2015-03-18 4 Jardine Rod CAFN Common Stock P - Purchase D 0.7899 2,800 2 50,000
2015-03-19 2015-03-18 4 Jardine Rod CAFN Common Stock P - Purchase D 0.7900 47,200 37 47,200
2015-03-17 2015-03-17 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 0.7500 750 1 3,433,170
2015-03-17 2015-03-16 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 0.8000 7,000 6 3,432,420
2015-03-17 2015-03-16 4 Whitmore Bruce CAFN Common Stock P - Purchase D 0.8400 2,000 2 3,000
2015-03-17 2015-03-13 4 Whitmore Bruce CAFN Common Stock P - Purchase D 0.8800 1,000 1 1,000
2015-03-11 2015-03-10 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.8950 5,000 4 12,866
2015-03-11 2015-03-09 4 Blaney Lawrence C CAFN Common Stock P - Purchase D 0.8950 5,000 4 7,866
2015-03-03 2015-02-27 4 Hanson Michael John CAFN Series B Convertible Preferred Stock C - Conversion D 1.15 -217,391 0
2015-03-03 2015-02-27 4 Hanson Michael John CAFN Common Stock C - Conversion D 1.1500 217,391 250 3,016,545
2015-02-13 2015-02-12 4 Jardine Rod CAFN Stock Option (right to buy) A - Award D 1.00 120,000 120,000
2015-02-05 2015-02-03 4 Hanson Michael John CAFN Series B Convertible Preferred Stock P - Purchase D 1.15 1.1500 217,391 250 217,391
2015-02-05 2015-02-03 4 Hanson Michael John CAFN Warrant to Puchase Common Stock P - Purchase D 1.15 1.1500 217,391 250 217,391
2015-01-14 2014-12-15 4/A Blaney Lawrence C CAFN Stock Option (right to buy) A - Award D 1.50 222,500 222,500
2015-01-14 2014-12-15 4/A DAVIS JAMES L CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2015-01-14 2014-12-15 4/A MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 572,500 572,500
2015-01-14 2014-12-15 4/A Ebbert Christopher F CAFN Stock Option (right to buy) A - Award D 1.50 240,000 240,000
2015-01-14 2014-12-15 4/A McAreavey Darin P CAFN Stock Option (right to buy) A - Award D 1.50 170,000 170,000
2015-01-07 2015-01-05 4 Whitmore Bruce CAFN Stock Option (right to buy) A - Award D 1.50 175,000 175,000
2014-12-31 3 Hanson Michael John CAFN Common Stock D 20,687,878
2014-12-31 3 Hanson Michael John CAFN Common Stock D 20,687,878
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Warrants to Purchase Common Stock A - Award D 2.00 438,161 438,161
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Stock Option (right to buy) A - Award D 1.50 30,000 30,000
2014-12-31 2014-12-15 4 Hanson Michael John CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -30,000 0
2014-12-31 2014-07-14 4 Hanson Michael John CAFN Warrants to Purchase Common Stock J - Other D 1.88 1,033,333 1,033,333
2014-12-31 2014-07-14 4 Hanson Michael John CAFN Common Stock J - Other D 1.2000 1,471,494 1,766 2,798,679
2014-12-31 2014-07-11 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 31,250 31 1,327,185
2014-12-31 2014-07-04 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,295,935
2014-12-31 2014-06-27 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,276,404
2014-12-31 2014-06-20 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,256,873
2014-12-31 2014-06-13 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,237,342
2014-12-31 2014-06-06 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,217,811
2014-12-31 2014-05-30 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,198,280
2014-12-31 2014-05-23 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,178,749
2014-12-31 2014-05-16 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,159,218
2014-12-31 2014-05-09 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,139,687
2014-12-31 2014-05-02 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,120,156
2014-12-31 2014-04-25 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,100,625
2014-12-31 2014-04-18 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,081,094
2014-12-31 2014-04-11 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,061,563
2014-12-31 2014-04-04 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 19,531 20 1,042,032
2014-12-31 2014-04-03 4 Hanson Michael John CAFN Common Stock J - Other D 1.0000 78,125 78 1,022,501
2014-12-18 2014-07-14 4 DAVIS JAMES L CAFN Warrants to Purchase Common Stock J - Other D 1.88 1,483,333 1,483,333
2014-12-18 2014-07-14 4 DAVIS JAMES L CAFN Common Stock J - Other D 1.2000 2,058,099 2,470 3,419,420
2014-12-18 2014-12-16 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.1000 3,000 3 3,425,420
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Warrants to Purchase Common Stock A - Award D 2.00 591,432 591,432
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Stock Option (right to buy) A - Award D 1.50 30,000 30,000
2014-12-18 2014-12-15 4 DAVIS JAMES L CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -30,000 0
2014-12-18 2014-12-10 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.1500 1,000 1 3,422,420
2014-12-18 2014-12-09 4 DAVIS JAMES L CAFN Common Stock P - Purchase D 1.2000 2,000 2 3,421,420
2014-12-18 3 DAVIS JAMES L By spouse E2AOC@GI Common Stock I 15,503,609
2014-12-18 3 DAVIS JAMES L E2AOC@GI Common Stock D 30,118,036
2014-12-18 3 DAVIS JAMES L E2AOC@GI Common Stock D 30,118,036
2014-12-18 3 DAVIS JAMES L By spouse E2AOC@GI Common Stock I 15,503,609
2014-12-17 2014-12-15 4 Ebbert Christopher F CAFN Stock Option (right to buy) A - Award D 1.50 240,000 240,000
2014-12-17 2014-12-15 4 Ebbert Christopher F CAFN Stock Option (right to buy) A - Award D 1.50 40,000 40,000
2014-12-17 2014-12-15 4 Ebbert Christopher F CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -40,000 0
2014-12-17 2014-12-15 4 Blaney Lawrence C CAFN Stock Option (right to buy) A - Award D 1.50 222,500 222,500
2014-12-17 2014-12-15 4 Blaney Lawrence C CAFN Stock Option (right to buy) A - Award D 1.50 57,500 57,500
2014-12-17 2014-12-15 4 Blaney Lawrence C CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -57,500 0
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 572,500 572,500
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 112,500 112,500
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -112,500 0
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) A - Award D 1.50 75,000 75,000
2014-12-17 2014-12-15 4 MACK JEFFREY C CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -75,000 0
2014-12-17 2014-12-15 4 McAreavey Darin P CAFN Stock Option (right to buy) A - Award D 1.50 170,000 170,000
2014-12-17 2014-12-15 4 McAreavey Darin P CAFN Stock Option (right to buy) A - Award D 1.50 110,000 110,000
2014-12-17 2014-12-15 4 McAreavey Darin P CAFN Stock Option (right to buy) D - Sale to Issuer D 4.00 -110,000 0
2014-12-11 2014-12-09 4 McAreavey Darin P E2AOC@GI Common Stock P - Purchase D 1.2500 1,000 1 1,000
2014-07-08 3 Anderson Mark Steven XXXX Common Stock D 408,014
2014-07-08 3 Anderson Mark Steven XXXX Common Stock D 408,014
2014-04-11 2014-04-03 4 McAreavey Darin P XXXX Stock Options (right to buy) A - Award D 4.00 110,000 110,000
2014-04-08 3 McAreavey Darin P XXXX Common Stock D 0
2014-02-26 3 Anderson Brian S XXXX Common Stock D 0
2014-02-26 3 Blaney Lawrence C XXXX Common Stock D 0
2014-02-26 3 Ebbert Christopher F XXXX Common Stock D 2,738,300
2014-02-26 3 Ebbert Christopher F XXXX Common Stock D 2,738,300
2014-02-26 3 MACK JEFFREY C XXXX Common Stock D 1,691,354
2014-02-26 3 MACK JEFFREY C XXXX Common Stock D 1,691,354
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC NONE Common Stock, par value $0.0001 per share ("Common Stock") P - Purchase D 0.0036 4,196,500 15 4,839,500
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC By Jeff Peterson NONE Common Stock P - Purchase I 0.0036 4,196,500 15 4,839,500
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC By Ellen Peterson NONE Common Stock P - Purchase I 0.0036 4,196,500 15 4,839,500
2012-10-15 2012-10-10 4 Pinnacle Investment Group LLC By Terril Peterson NONE Common Stock P - Purchase I 0.0036 4,196,500 15 4,839,500
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券(例如股票期權)
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券(例如期權)
V
內部人士透過Form 4自願報告的一筆交易
J
其他(附有交易描述的腳註)
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