| 已發行股份 | 36,695,155 shares |
| 內部人士股份 | 47,566,307 shares |
| 所有內部人士 | 43 |
內部人士情緒分數
「內部人士情緒分數」用於查找被公司內部人士購入的公司。
它是一個複雜的多因素量化模型的結果，該模型能夠辨識具有最高內部人士累積持有水平的公司。該評分模型結合了內部人士在過去90天內購買的淨數量、總購買股份佔流通股比例，以及內部人士擁有的總股份的指標。該分數的範圍從0到100，數值越高表示相對於同行業而言具有更高程度的內部人士持股水平，50為平均值。
更新頻率：每日
高管情緒分數
「高管情緒分數」用於查找被公司管理層購入的公司。
根據定義，公司高管是公司內部人士，但與其他內部人士（10%的股東和董事會成員）不同，公司高管每天在公司工作，而且他們使用自己的資金進行交易。（10%的股東和董事會成員通常是基金經理，管理著其他人的資金。）因此，公司高管進行的內幕交易更為重要性，應該被適當地重視和關注。
如同「內部人士情緒分數」，「高管情緒分數」也是一個複雜的多因素量化模型的計算結果，該模型能夠辨識具有最高高管累積持有水平的公司。
更新頻率：每日
關鍵內部人士指標
此表格顯示了公司在各種內部人士指標上的排名。百分位數排名顯示了這家公司在美國市場與其他公司相比的表現。排名越高表明公司所處狀況越好。
舉例來說，一般認為內部人士的買入是一個積極的指標，因此具有更多內部人士買入的公司將排名高於那些內部人士買入較少（甚至有內部人士賣出）的公司。
內幕交易圖表
以下圖表顯示了Armata Pharmaceuticals, Inc.內部人士交易。內部人士包括公司的高管、董事或重要投資者。一般而言，基於內幕、非公開信息進行交易是非法的。這並不意味著他們在自己的公司進行任何交易都是非法的。但是，他們必須透過Form 4向美國證券交易委員會（SEC）報告所有交易。
內部人員名單及盈利指標
這張表格顯示已知的內部人員名單，從向SEC披露的申報文件中自動生成。除了姓名、最近的職稱和董事、高管或10%擁有人的標誌外，我們還提供了最新披露的持股信息。此外，我們盡可能提供內部人的歷史交易表現。歷史交易表現是內部人士實際進行的公開市場購買交易表現的加權平均值。有關此計算方式的更多資訊，請查看YouTube網絡研討會。
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| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Richard Bastiani Director - [D] | 27,778 | 27,778 | |
| Igor Bilinsky Chief Operating Officer - [O] | 0 | 0 | |
|
Biogen Idec Ma Inc
10% Owner -
|
11,926,948 | 11,926,948 | |
|
Biogen Inc.
10% Owner -
|
11,926,948 | 11,926,948 | |
| Jack L Bowman Director - [D] | 10,500 | 10,500 | |
| Richard Bear | 27,383 | ||
| Deborah Birx Chief Executive Officer, Director - [D] [O] | 212,458 | 212,458 | |
| Barrie J Phd Carter Executive Vice President - [O] | 48,766 | 48,766 | |
| Jeremy Curnock Cook Director - [D] | 411,105 | 411,105 | |
| Joseph Md Phd Davie Director - [D] | 11,000 | 11,000 | |
| Louis Drapeau Director - [D] | 10,000 | 10,000 | |
|
Delta Dental Plan of Michigan, Inc.
10% Owner -
|
2,531,604 | 2,531,604 | |
|
Delta Dental of Wisconsin, Inc.
10% Owner -
|
2,586,356 | 2,586,356 | |
|
Corp Plc Elan
10% Owner -
|
11,626,282 | 11,626,282 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
|
Elan International Services Ltd
10% Owner -
|
11,626,282 | 11,626,282 | |
| Paul C Grint Chief Executive Officer, Director - [D] [O] | 599 | 599 | |
| Roger Hawley Director - [D] | 10,000 | 10,000 | |
| Jules Haimovitz | 33,000 | ||
|
Corp Intrexon
10% Owner -
|
674,169 | 674,169 | |
|
Innoviva Strategic Opportunities LLC
Director, 10% Owner -
[D]
|
16,365,969 | 16,365,969 | |
|
Innoviva, Inc.
Director, 10% Owner -
[D]
|
16,365,969 | 16,365,969 | |
| Johnson Wendy S. Interim Chief Operating Office, Director - [D] [O] | 1,000 | 1,000 | |
|
Randal J Kirk
10% Owner -
|
674,169 | 674,169 | |
| Kirk Julian P. | 16,200 | ||
| Odysseas D Kostas | 33,000 | ||
| Robin Kramer | 33,000 | ||
| Pierre Kyme Chief Business Officer - [O] | 9,461 | 9,461 | |
| Nelson L Levy Director - [D] | 10,070 | 10,070 |
| 內部人士 | 平均收益（%） | 持股 數量 |
分拆 調整 |
|---|---|---|---|
| Steven Robert Martin Chief Financial Officer - [O] | 3,760 | 3,760 | |
| Duane Alfred Morris VP of Operations - [O] | 52,288 | 52,288 | |
| H Stewart Parker Director - [D] | 27,778 | 27,778 | |
| Joseph M Patti | 33,000 | ||
| Michael S Perry Director - [D] | 411,105 | 411,105 | |
| Todd Patrick Chief Executive Officer, Director - [D] [O] | 408,172 | 408,172 | |
| Peterson Todd C. | 33,000 | ||
| David J Poston CFO & VP Finance - [O] | 36,700 | 36,700 | |
|
Holding Co Renaissance
10% Owner -
|
2,531,604 | 2,531,604 | |
| BG Susan Robinson President and CEO - [O] | 66,915 | 66,915 | |
| Richard Rychlik Corporate Controller and PFO - [O] | 10,000 | 10,000 | |
| Vijay B Samant | 10,900 | ||
| Michael Scott Salka Chief Executive Officer, Director - [D] [O] | 11,200 | 11,200 | |
| Schlesinger Sarah J. | 33,000 | ||
| Brian Varnum President and CDO - [O] | 64,324 | 64,324 |
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追蹤內部人士買入記錄 - 短期收益分析
在這一部分，我們分析了在 ARMP / Armata Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士購買的盈利情況。這種分析有助於了解內部人士是否持續產生異常的回報，以及是否值得跟踪。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
追蹤內部人士賣出記錄 - 短期虧損分析
在這一部分，我們分析了在 ARMP / Armata Pharmaceuticals, Inc. 中進行的每筆非計劃的公開市場內部人士賣出所達成的短期虧損規避。如果存在持續的虧損規避模式，可能表明未來的內部人士賣出交易預示著價格的下跌。該分析基於每筆交易後一年的情況， 結果僅為理論值。 .
以下表格顯示了最近的自動交易計劃之外的公開市場購買。
經調整價格 已按拆股調整。 經調整股數 已按拆股調整。
交易歷史
點擊連結圖示即可查看完整的交易記錄。作為 10b5-1 自動交易計畫的一部分進行報告的交易，將在標記為 10b-5 的欄位中顯示 X。
| 呈報 日期 |
交易 日期 |
表格 | 內部人士 | 證券代碼 | 證券種類 | 代碼 | 直接 | 行使 價格 |
單位 價格 |
股數 變化 |
價值 變化 (1K) |
剩餘 期權 |
剩餘 股份 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-17 | 2026-03-14 | 4 | Kyme Pierre | ARMP | Common Stock | D | 10.5400 | -1,030 | -11 | 9,461 | ||||
| 2026-03-17 | 2026-03-14 | 4 | Birx Deborah | ARMP | Common Stock | D | 10.5400 | -4,919 | -52 | 212,458 | ||||
| 2025-07-14 | 2025-07-10 | 4 | Birx Deborah | ARMP | Common Stock | D | 2.2700 | -13,637 | -31 | 217,377 | ||||
| 2025-04-25 | 2025-03-14 | 4 | Kyme Pierre | ARMP | Common Stock | D | 1.9500 | -1,027 | -2 | 10,491 | ||||
| 2025-04-25 | 2025-03-14 | 4 | Birx Deborah | ARMP | Common Stock | D | 1.9500 | -6,061 | -12 | 231,014 | ||||
| 2025-04-25 | 2024-07-10 | 4 | Birx Deborah | ARMP | Common Stock | D | 2.6800 | -22,925 | -61 | 237,075 | ||||
| 2025-04-25 | 3/A | Kyme Pierre | ARMP | Common Stock | D | 1,518 | ||||||||
| 2024-06-28 | 3 | Kyme Pierre | ARMP | Common Stock | D | 10,000 | ||||||||
| 2024-03-18 | 2024-03-14 | 4 | Rychlik Richard | ARMP | Common Stock | D | 10,000 | 10,000 | ||||||
| 2024-03-18 | 2024-03-14 | 4 | Birx Deborah | ARMP | Common Stock | D | 60,000 | 260,000 | ||||||
| 2023-12-26 | 2023-12-21 | 4 | Birx Deborah | ARMP | Common Stock | D | 200,000 | 200,000 | ||||||
| 2022-04-15 | 2022-04-13 | 4 | Peterson Todd C. | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Schlesinger Sarah J. | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Patrick Todd | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Kramer Robin | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Kostas Odysseas D | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | PATTI JOSEPH M | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Morris Duane Alfred | ARMP | Stock Options (Right to Buy) | D | 5.11 | 41,000 | 41,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Haimovitz Jules | ARMP | Stock Options (Right to Buy) | D | 5.11 | 33,000 | 33,000 | |||||
| 2022-04-15 | 2022-04-13 | 4 | Varnum Brian | ARMP | Stock Options (Right to Buy) | D | 5.11 | 240,000 | 240,000 | |||||
| 2022-04-01 | 2022-03-31 | 4 | Innoviva, Inc. See footnotes | ARMP | Warrants to Purchase Common Stock | I | 5.00 | 5.0000 | 0 | 0 | 2,692,604 | |||
| 2022-04-01 | 2022-03-31 | 4 | Innoviva, Inc. See footnotes | ARMP | Common Stock | I | 5.0000 | 5,385,208 | 26,926 | 16,365,969 | ||||
| 2022-02-11 | 2022-02-09 | 4 | Innoviva, Inc. See footnotes | ARMP | Warrants to Purchase Common Stock | I | 5.00 | 5.0000 | 1,807,396 | 9,037 | 1,807,396 | |||
| 2022-02-11 | 2022-02-09 | 4 | Innoviva, Inc. See footnotes | ARMP | Common Stock | I | 5.0000 | 3,614,792 | 18,074 | 10,980,761 | ||||
| 2021-11-01 | 2021-10-29 | 4 | Innoviva, Inc. See footnotes | ARMP | Common Stock | I | 3.3000 | 1,212,122 | 4,000 | 7,365,969 | ||||
| 2021-08-03 | 2021-08-02 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 3.82 | 125,000 | 125,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Schlesinger Sarah J. | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Kostas Odysseas D | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Kramer Robin | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | PATTI JOSEPH M | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-06-09 | 2021-06-07 | 4 | Peterson Todd C. | ARMP | Stock Option (Right to Buy) | D | 4.29 | 28,000 | 28,000 | |||||
| 2021-04-05 | 2021-04-01 | 4 | Haimovitz Jules | ARMP | Stock Option (Right to Buy) | D | 4.74 | 30,000 | 30,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 5.14 | 112,000 | 112,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Morris Duane Alfred | ARMP | Stock Option (Right to Buy) | D | 5.14 | 28,000 | 28,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Patrick Todd | ARMP | Stock Option (Right to Buy) | D | 5.14 | 112,000 | 112,000 | |||||
| 2021-03-26 | 2021-03-25 | 4 | Martin Steven Robert | ARMP | Stock Option (Right to Buy) | D | 5.14 | 56,000 | 56,000 | |||||
| 2021-03-17 | 2021-03-17 | 4 | Innoviva, Inc. See Footnotes | ARMP | Warrants to Purchase Common Stock | I | 3.25 | 3.2500 | 4,285,935 | 13,929 | 6,153,847 | |||
| 2021-03-17 | 2021-03-17 | 4 | Innoviva, Inc. See Footnotes | ARMP | Common Stock | I | 3.2500 | 4,285,935 | 13,929 | 6,153,847 | ||||
| 2021-01-28 | 2021-01-26 | 4 | Innoviva, Inc. See Footnotes | ARMP | Warrants to Purchase Common Stock | I | 3.25 | 3.2500 | 1,867,912 | 6,071 | 1,867,912 | |||
| 2021-01-28 | 2021-01-26 | 4 | Innoviva, Inc. See Footnotes | ARMP | Common Stock | I | 3.2500 | 1,867,912 | 6,071 | 1,867,912 | ||||
| 2020-12-09 | 2020-12-08 | 4 | Morris Duane Alfred | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Peterson Todd C. | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | PATTI JOSEPH M | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Patrick Todd | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Kostas Odysseas D | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | BASTIANI RICHARD | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Schlesinger Sarah J. | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Martin Steven Robert | ARMP | Stock Option (Right to Buy) | D | 3.15 | 23,000 | 23,000 | |||||
| 2020-12-09 | 2020-12-08 | 4 | Kramer Robin | ARMP | Stock Option (Right to Buy) | D | 3.15 | 30,000 | 30,000 | |||||
| 2020-03-31 | 2020-03-27 | 4 | Innoviva, Inc. | ARMP | Warrants to Acquire Common Stock | D | 2.87 | 2.8700 | 7,717,661 | 22,150 | 8,710,800 | |||
| 2020-03-31 | 2020-03-27 | 4 | Innoviva, Inc. | ARMP | Common Stock | D | 2.8700 | 7,717,661 | 22,150 | 8,710,800 | ||||
| 2020-02-14 | 2019-05-09 | 5 | PERRY MICHAEL S | ARMP | Warrant to Purchase Common Stock | I | 0.32 | 12,065.4600 | -46,666 | -563,047 | 0 | |||
| 2020-02-14 | 2019-05-09 | 5 | COOK JEREMY CURNOCK | ARMP | Warrant to Purchase Common Stock | I | 0.32 | 12,065.4600 | -46,666 | -563,047 | 0 | |||
| 2020-02-14 | 2020-02-12 | 4 | Kostas Odysseas D | ARMP | Stock Option (Right to Buy) | D | 4.17 | 27,383 | 27,383 | |||||
| 2020-02-14 | 2020-02-12 | 4 | Schlesinger Sarah J. | ARMP | Stock Option (Right to Buy) | D | 4.17 | 27,383 | 27,383 | |||||
| 2020-02-14 | 3 | Innoviva, Inc. | ARMP | Common Stock | D | 1,986,278 | ||||||||
| 2020-02-14 | 3 | Innoviva, Inc. | ARMP | Common Stock | D | 1,986,278 | ||||||||
| 2020-02-14 | 3 | Innoviva, Inc. | ARMP | Common Stock | D | 1,986,278 | ||||||||
| 2019-10-15 | 2019-10-10 | 4 | Peterson Todd C. | ARMP | Stock Option (Right to Buy) | D | 3.77 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | BASTIANI RICHARD | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | COOK JEREMY CURNOCK | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | PARKER H STEWART | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | PERRY MICHAEL S | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | PATTI JOSEPH M | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Martin Steven Robert | ARMP | Stock Option (Right to Buy) | D | 3.15 | 149,362 | 149,362 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Bear Richard | ARMP | Stock Option (Right to Buy) | D | 3.15 | 27,383 | 27,383 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Patrick Todd | ARMP | Stock Option (Right to Buy) | D | 3.15 | 298,724 | 298,724 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Morris Duane Alfred | ARMP | Stock Option (Right to Buy) | D | 3.15 | 74,681 | 74,681 | |||||
| 2019-05-24 | 2019-05-22 | 4 | Varnum Brian | ARMP | Stock Option (Right to Buy) | D | 3.15 | 298,724 | 298,724 | |||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | D | 3,736,669 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | I | 2,586,356 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | D | 3,736,669 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | I | 2,586,356 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | I | 2,586,356 | ||||||||
| 2019-05-20 | 3 | Delta Dental of Wisconsin, Inc. | ARMP | Common Stock | D | 3,736,669 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-17 | 3 | Renaissance Holding Co | ARMP | Common Stock | I | 2,531,604 | ||||||||
| 2019-05-16 | 3 | Varnum Brian | ARMP | Common Stock | D | 64,324 | ||||||||
| 2019-05-16 | 3 | Varnum Brian | ARMP | Common Stock | D | 64,324 | ||||||||
| 2019-05-16 | 3 | Varnum Brian | ARMP | Common Stock | D | 64,324 | ||||||||
| 2019-05-16 | 3 | Morris Duane Alfred | ARMP | Common Stock | D | 52,288 | ||||||||
| 2019-05-16 | 3 | Morris Duane Alfred | ARMP | Common Stock | D | 52,288 | ||||||||
| 2019-05-16 | 3 | Morris Duane Alfred | ARMP | Common Stock | D | 52,288 | ||||||||
| 2019-05-16 | 3 | Patrick Todd | ARMP | Common Stock | D | 408,172 | ||||||||
| 2019-05-16 | 3 | Patrick Todd | ARMP | Common Stock | D | 408,172 | ||||||||
| 2019-05-16 | 3 | Patrick Todd | ARMP | Common Stock | D | 408,172 | ||||||||
| 2019-05-16 | 3 | PARKER H STEWART | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | PARKER H STEWART | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | PARKER H STEWART | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | BASTIANI RICHARD | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | BASTIANI RICHARD | ARMP | Common Stock | D | 27,778 | ||||||||
| 2019-05-16 | 3 | BASTIANI RICHARD | ARMP | Common Stock | D | 27,778 | ||||||||
| 2018-03-26 | 2018-03-22 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 1.1000 | 181,820 | 200 | 411,105 | ||||
| 2018-03-26 | 2017-09-19 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 105,015 | 229,285 | ||||||
| 2018-03-26 | 2017-06-29 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 5,757 | 124,270 | ||||||
| 2018-03-26 | 2016-11-22 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 0.57 | 0.1000 | 46,666 | 5 | 46,666 | |||
| 2018-03-26 | 2016-11-22 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 7.4000 | 46,666 | 345 | 118,513 | ||||
| 2018-03-26 | 2016-06-21 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 15,057 | 71,847 | ||||||
| 2018-03-26 | 2018-03-22 | 4 | PERRY MICHAEL S | APHB | Common Stock | I | 1.1000 | 181,820 | 200 | 411,105 | ||||
| 2018-03-26 | 2017-09-19 | 4 | PERRY MICHAEL S | APHB | Common Stock | I | 105,015 | 229,285 | ||||||
| 2018-03-26 | 2017-06-29 | 4 | PERRY MICHAEL S | APHB | Common Stock | I | 5,757 | 124,270 | ||||||
| 2017-12-12 | 2017-12-08 | 4 | GRINT PAUL C | APHB | Common Stock | D | 0.6200 | 599 | 0 | 599 | ||||
| 2017-09-12 | 2017-09-07 | 4 | PERRY MICHAEL S | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-12 | 2017-09-07 | 4 | SAMANT VIJAY B | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-11 | 2017-09-07 | 4 | DRAPEAU LOUIS | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-11 | 2017-09-07 | 4 | Johnson Wendy S. | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-09-11 | 2017-09-07 | 4 | GRINT PAUL C | APHB | Stock Option (Right to Buy) | D | 0.91 | 285,113 | 285,113 | |||||
| 2017-09-11 | 2017-09-07 | 4 | GRINT PAUL C | APHB | Stock Option (Right to Buy) | D | 0.91 | 190,076 | 190,076 | |||||
| 2017-09-11 | 2017-09-07 | 4 | Martin Steven Robert | APHB | Stock Option (Right to Buy) | D | 0.91 | 139,000 | 139,000 | |||||
| 2017-09-11 | 2017-09-07 | 4 | COOK JEREMY CURNOCK | APHB | Stock Option (Right to Buy) | D | 0.91 | 10,900 | 10,900 | |||||
| 2017-06-01 | 2017-05-30 | 4 | BILINSKY IGOR | APHB | Stock Option (Right to Buy) | D | 0.74 | 87,161 | 87,161 | |||||
| 2017-04-04 | 2017-04-01 | 4 | Salka Michael Scott | APHB | Stock Option (Right to Buy) | D | 0.43 | 214,214 | 214,214 | |||||
| 2017-04-04 | 2017-04-01 | 4 | Martin Steven Robert | APHB | Stock Option (Right to Buy) | D | 0.43 | 161,290 | 161,290 | |||||
| 2017-04-04 | 2017-04-01 | 4 | BILINSKY IGOR | APHB | Stock Option (Right to Buy) | D | 0.43 | 176,411 | 176,411 | |||||
| 2017-01-31 | 3 | BILINSKY IGOR | APHB | Common Stock | D | 0 | ||||||||
| 2017-01-31 | 2017-01-30 | 4 | BILINSKY IGOR | APHB | Stock Option (Right to Buy) | D | 0.46 | 247,322 | 247,322 | |||||
| 2016-12-29 | 2016-12-29 | 4 | KIRK RANDAL J by Intrexon | APHB | Common Stock | I | 0.4500 | -20,077 | -9 | 674,169 | ||||
| 2016-12-29 | 2016-12-29 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 0.4500 | -21,923 | -10 | 736,170 | ||||
| 2016-12-29 | 2016-12-28 | 4 | KIRK RANDAL J by Intrexon | APHB | Common Stock | I | 0.4700 | -40,450 | -19 | 694,246 | ||||
| 2016-12-29 | 2016-12-28 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 0.4700 | -44,170 | -21 | 758,093 | ||||
| 2016-12-29 | 2016-12-27 | 4 | KIRK RANDAL J by Intrexon | APHB | Common Stock | I | 0.5100 | -24,092 | -12 | 734,696 | ||||
| 2016-12-29 | 2016-12-27 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 0.5100 | -26,308 | -13 | 802,263 | ||||
| 2016-12-13 | 2016-12-09 | 4 | Salka Michael Scott | APHB | Common Stock | D | 0.3900 | 7,000 | 3 | 11,200 | ||||
| 2016-12-13 | 2016-12-09 | 4 | Martin Steven Robert | APHB | Common Stock | D | 0.3900 | 3,760 | 1 | 3,760 | ||||
| 2016-11-16 | 2016-11-12 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Series B Preferred Stock | I | -2,142,857 | 0 | ||||||
| 2016-11-16 | 2016-11-12 | 4 | KIRK RANDAL J by NRM VII Holdings | APHB | Common Stock | I | 428,571 | 828,571 | ||||||
| 2016-04-12 | 3/A | COOK JEREMY CURNOCK | APHB | Common Stock | I | 120,000 | ||||||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 4.05 | 35,714 | 35,714 | |||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 7.00 | -35,714 | 0 | |||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Series B Convertible Preferred Stock | I | -1,040,753 | 0 | ||||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 4.05 | 0.0010 | 34,184 | 0 | 34,184 | |||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Series B Convertible Preferred Stock | I | 0.8100 | 326,468 | 264 | 1,040,753 | ||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 171,298 | 567,903 | ||||||
| 2016-04-12 | 2016-04-08 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 208,150 | 396,605 | ||||||
| 2016-04-12 | 2015-03-16 | 4 | COOK JEREMY CURNOCK | APHB | Warrant to Purchase Common Stock | I | 10.75 | 10.7500 | 17,114 | 184 | 17,114 | |||
| 2016-04-12 | 2015-03-16 | 4 | COOK JEREMY CURNOCK | APHB | Common Stock | I | 8.2500 | 68,455 | 565 | 188,455 | ||||
| 2016-01-20 | 3 | Martin Steven Robert | APHB | Common Stock | D | 0 | ||||||||
| 2016-01-20 | 2016-01-18 | 4 | Martin Steven Robert | APHB | Stock Option (Right to Buy) | D | 2.85 | 99,919 | 99,919 | |||||
| 2015-11-09 | 2015-11-05 | 4 | GRINT PAUL C | APHB | Stock Option (Right to Buy) | D | 5.65 | 16,200 | 16,200 | |||||
| 2015-11-09 | 2015-11-05 | 4 | SAMANT VIJAY B | APHB | Stock Option (Right to Buy) | D | 5.65 | 16,200 | 16,200 | |||||
| 2015-10-07 | 2015-10-05 | 4 | Johnson Wendy S. | APHB | Common Stock | D | 4.4270 | 1,000 | 4 | 1,000 | ||||
| 2015-10-07 | 2015-10-06 | 4 | DRAPEAU LOUIS | APHB | Common Stock | D | 4.3900 | 10,000 | 44 | 10,000 | ||||
| 2015-10-06 | 2015-10-05 | 4 | Salka Michael Scott | APHB | Common Stock | D | 4.7500 | 4,200 | 20 | 4,200 | ||||
| 2015-09-23 | 2015-09-21 | 4 | Johnson Wendy S. | APHB | Stock Option (right to buy) | D | 6.38 | 16,200 | 16,200 | |||||
| 2015-09-23 | 2015-09-21 | 4 | PERRY MICHAEL S | APHB | Stock Option (right to buy) | D | 6.38 | 12,800 | 12,800 | |||||
| 2015-09-23 | 2015-09-21 | 4 | DRAPEAU LOUIS | APHB | Stock Option (right to buy) | D | 6.38 | 13,800 | 13,800 | |||||
| 2015-09-23 | 2015-09-21 | 4 | COOK JEREMY CURNOCK | APHB | Stock Option (right to buy) | D | 6.38 | 38,500 | 38,500 | |||||
| 2015-09-23 | 2015-09-21 | 4 | Kirk Julian P. | APHB | Option to Purchase Common Stock | D | 6.38 | 16,200 | 16,200 | |||||
| 2015-09-10 | 2015-09-08 | 4 | Johnson Wendy S. | APHB | Stock Option (right to buy) | D | 7.46 | 49,965 | 49,965 | |||||
| 2015-08-06 | 2015-08-05 | 4 | Salka Michael Scott | APHB | Stock Option (right to buy) | D | 0.19 | 19,985,810 | 19,985,810 | |||||
| 2015-03-18 | 2015-03-16 | 4 | KIRK RANDAL J by Intrexon Corporation | APHB | Warrant to Purchase Common Stock | I | 0.22 | 3,484,848 | 3,484,848 | |||||
| 2015-03-18 | 2015-03-16 | 4 | KIRK RANDAL J by Intrexon Corporation | APHB | Common Stock | I | 0.1650 | 13,939,392 | 2,300 | 37,939,392 | ||||
| 2014-02-18 | 3 | INTREXON CORP by Intrexon Corporation | APHB | Common Stock | I | 68,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by Intrexon Corporation | APHB | Common Stock | I | 68,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by Intrexon Corporation | APHB | Common Stock | I | 68,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by NRM VII Holdings | APHB | Common Stock | I | 64,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by NRM VII Holdings | APHB | Common Stock | I | 64,000,000 | ||||||||
| 2014-02-18 | 3 | INTREXON CORP by NRM VII Holdings | APHB | Common Stock | I | 64,000,000 | ||||||||
| 2014-02-18 | 3 | PERRY MICHAEL S | APHB | Common Stock | D | 90,000 | ||||||||
| 2014-02-18 | 3 | PERRY MICHAEL S | APHB | Common Stock | D | 90,000 | ||||||||
| 2014-02-18 | 3 | COOK JEREMY CURNOCK | APHB | Common Stock | D | 130,000 | ||||||||
| 2014-02-18 | 3 | COOK JEREMY CURNOCK | APHB | Common Stock | D | 130,000 | ||||||||
| 2008-11-17 | 3 | Robinson BG Susan | TGEN | Common Stock | D | 66,915 | ||||||||
| 2007-05-21 | 2007-05-17 | 4 | BOWMAN JACK L | TGEN | Common Stock | D | 10,000 | 10,500 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | CARTER BARRIE J PHD | TGEN | Common Stock | D | 35,000 | 48,766 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | COOK JEREMY CURNOCK | TGEN | Common Stock | D | 15,000 | 15,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | DAVIE JOSEPH MD PHD | TGEN | Common Stock | D | 10,000 | 11,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | HAWLEY ROGER | TGEN | Common Stock | D | 10,000 | 10,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | LEVY NELSON L | TGEN | Common Stock | D | 10,000 | 10,070 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | PARKER H STEWART | TGEN | Common Stock | D | 50,000 | 81,175 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | PERRY MICHAEL S | TGEN | Common Stock | D | 10,000 | 10,000 | ||||||
| 2007-05-21 | 2007-05-17 | 4 | Poston David J | TGEN | Common Stock | D | 35,000 | 36,700 | ||||||
| 2005-11-02 | 3 | PERRY MICHAEL S | TGEN | Common Stock | D | 0 | ||||||||
| 2005-10-04 | 3 | Poston David J | TGEN | Common Stock | D | 17,000 | ||||||||
| 2005-08-16 | 3 | HAWLEY ROGER | TGEN | Np securities held | D | 0 | ||||||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8700 | -2,500 | -2 | 11,926,948 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8600 | -25,660 | -22 | 11,929,448 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8500 | -11,200 | -10 | 11,955,108 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8300 | -10,640 | -9 | 11,966,308 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8200 | -12,500 | -10 | 11,976,948 | ||||
| 2005-07-27 | 2005-07-26 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.8100 | -2,500 | -2 | 11,989,448 | ||||
| 2005-07-27 | 2005-07-25 | 4 | BIOGEN INC. by Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.7900 | -8,500 | -7 | 11,991,948 | ||||
| 2005-07-12 | 3 | BIOGEN IDEC MA INC By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 851,873 | ||||||||
| 2005-07-12 | 3 | BIOGEN IDEC MA INC By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 508,673 | ||||||||
| 2005-07-12 | 3 | BIOGEN IDEC MA INC By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 3,060,754 | ||||||||
| 2005-07-12 | 2003-08-15 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 1.9100 | 2,515,843 | 4,805 | 12,127,178 | ||||
| 2005-07-12 | 2002-11-06 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 1.0700 | -210,819 | -226 | 9,611,335 | ||||
| 2005-07-12 | 2002-09-30 | 4 | BIOGEN INC. By Biogen Idec MA, Inc. | TGEN | Common Stock, $0.01 Par Value | I | 0.5500 | 104,854 | 58 | 9,400,516 | ||||
| 2005-01-10 | 2005-01-06 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7500 | -43,600 | -76 | 11,626,282 | ||||
| 2005-01-06 | 2005-01-05 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7500 | -225,335 | -394 | 11,669,882 | ||||
| 2005-01-06 | 2005-01-05 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7600 | -14,465 | -25 | 11,895,217 | ||||
| 2005-01-06 | 2005-01-05 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.8000 | -10,200 | -18 | 11,909,682 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7000 | -77,919 | -132 | 11,919,882 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7100 | -1,750 | -3 | 11,997,801 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7200 | -7,591 | -13 | 11,999,551 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7500 | -24,500 | -43 | 12,007,142 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7600 | -3,800 | -7 | 12,031,642 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7700 | -20,690 | -37 | 12,035,442 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.7800 | -6,400 | -11 | 12,056,132 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.8000 | -1,400 | -3 | 12,062,532 | ||||
| 2005-01-06 | 2005-01-04 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 1.8100 | -950 | -2 | 12,063,932 | ||||
| 2004-04-02 | 2004-03-31 | 4 | ELAN CORP PLC I | TGEN | Series B Convertible Exchangeable Preferred Stock | I | 3.32 | -12,015 | 0 | |||||
| 2004-04-02 | 2004-03-31 | 4 | ELAN CORP PLC I | TGEN | Common Stock | I | 3.3200 | 4,330,000 | 14,376 | 12,064,882 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Series B Convertible Exchangeable Preferred Stock | I | 3.32 | 0 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.09 | 302,934.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.80 | 63,420.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.88 | 190,800.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.57 | 127,200.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.49 | 134,832.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.65 | 57,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.83 | 180,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.96 | 120,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.19 | 127,200.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.95 | 950,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.48 | 3,000,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.78 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.70 | 120,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 6.11 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.09 | 302,934.0000 | ||||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.4900 | 277,775 | 136 | 7,734,882 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.5700 | 221,757 | 126 | 7,457,106 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.6500 | 87,922 | 57 | 7,235,349 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.8300 | 217,549 | 181 | 7,147,427 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 0.9600 | 124,630 | 120 | 6,929,878 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 1.1900 | 107,044 | 127 | 6,805,248 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 1.8800 | 101,439 | 191 | 6,698,204 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 1.9500 | 487,248 | 950 | 6,596,765 | ||||
| 2003-11-05 | 2003-09-02 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 2.0900 | 3,577,879 | 7,478 | 6,109,517 | ||||
| 2003-11-05 | 2003-08-09 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.80 | 63,420.0000 | ||||||
| 2003-11-05 | 2003-06-28 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.88 | 190,800.0000 | ||||||
| 2003-11-05 | 2003-04-25 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.57 | 127,200.0000 | ||||||
| 2003-11-05 | 2003-03-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.49 | 134,832.0000 | ||||||
| 2003-11-05 | 2003-02-09 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.65 | 57,000.0000 | ||||||
| 2003-11-05 | 2002-12-28 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.83 | 180,000.0000 | ||||||
| 2003-11-05 | 2002-10-25 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 0.96 | 120,000.0000 | ||||||
| 2003-11-05 | 2002-09-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.19 | 127,200.0000 | ||||||
| 2003-11-05 | 2002-08-09 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 1.95 | 950,000.0000 | ||||||
| 2003-11-05 | 2002-06-28 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 2.48 | 3,000,000.0000 | ||||||
| 2003-11-05 | 2002-04-25 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.78 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2002-03-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 3.70 | 120,000.0000 | ||||||
| 2003-11-05 | 2001-09-26 | 4 | ELAN CORP PLC N/A | TGEN | Convertible Promissory Note | I | 6.11 | 2,000,000.0000 | ||||||
| 2003-11-05 | 2000-08-09 | 4 | ELAN CORP PLC N/A | TGEN | Common Stock | I | 13.0640 | 382,739 | 5,000 | 2,531,638 |
P
非衍生或衍生證券的公開市場或私下買入
S
非衍生或衍生證券的公開市場或私下賣出
A
公司向內部人員授予、獎勵或以其他方式獲取證券（例如股票期權）
C
衍生工具轉換
D
將證券賣出或轉讓回公司
F
使用從公司收到的證券的一部分來支付行使價或稅務負擔。
G
內部人士贈送或接收他人贈送公司股票
K
股權掉期和類似的避險交易
M
行使或轉換從公司獲得的衍生證券（例如期權）
V
內部人士透過Form 4自願報告的一筆交易
J
其他（附有交易描述的腳註）
